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Comments on Duties of Brokers, Dealers, and Investment Advisers

[Release Nos. 34-69013; IA-3558; File No. 4-606]


Comments have been received from individuals and entities using the following Letter Type H: 33
Comments have been received from individuals and entities using the following Letter Type I: 33

Submitted Comments

(Click here for meetings with SEC officials)
Mar. 17, 2014 Ken Tucker
Jan. 5, 2014 David R. Ohnstad, Black Earth, Wisconsin
Sep. 24, 2013 Robert N. Daniels, Charlottesville, Virginia
Sep. 23, 2013 Patrick Mulvey, Founder, Fiduciary Advisor Advocates, LLC, Katonah, New York
Sep. 18, 2013 Brent Brodeski, President, Zero Alpha Group, et al.
Sep. 17, 2013 Kevin Carroll, Managing Director and Associate General Counsel, SIFMA
Aug. 25, 2013 Mark E. Egbert, Albuquerque, New Mexico
Aug. 22, 2013 George M. Hyde, Katy, Texas
Aug. 13, 2013 Jason Heidbreder, Navarre, Florida
Jul. 25, 2013 David Certner, Legislative Counsel and Policy Director, AARP, Washington, District of Columbia
Jul. 15, 2013 D. Nobbe, Wheeling, Illinois
Jul. 12, 2013 Jesse Hill, Government and Regulatory Relations, Edward Jones
Jul. 8, 2013 Anne Tuttle Cappel, EVP and General Counsel, Financial Engines, Sunnyvale, California
Jul. 8, 2013 Byron F. Bowman, Senior Vice President and General Counsel, fi360, Inc., Bridgeville, Pennsylvania
Jul. 5, 2013 Anonymous
Jul. 5, 2013 Anonymous
Jul. 5, 2013 Nancy Lininger, Founder/Consultant, The Consortium
Jul. 5, 2013 Kathleen M. McBride, AIFA, Founder, FiduciaryPath, LLC
Jul. 5, 2013 David T. Bellaire, Esq, Executive Vice President and General Counsel, Financial Services Institute, Washington, District of Columbia
Jul. 5, 2013 Christopher Gilkerson, SVP and Deputy General Counsel, Charles Schwab & Co., Inc.
Jul. 5, 2013 Carl B. Wilkerson, Vice President & Chief Counsel, Securities & Litigation, American Council of Life Insurers
Jul. 5, 2013 John Gidman, President of the Association of Institutional INVESTORS
Jul. 5, 2013 Clifford E. Kirsch and Michael B. Koffler, Sutherland Asbill and Brennan LLP, on behalf of the Committee of Annuity Insurers
Jul. 5, 2013 William A. Kelly, President & CEO, PFS Investments Inc.
Jul. 5, 2013 Ron A. Rhoades, JD, CFP, Chair, et al., Steering Group, The Committee for the Fiduciary Standard, Alfred, New York
Jul. 5, 2013 James A. Stehr, Alameda, California
Jul. 5, 2013 Brian S. Hamburger, Managing Director, and Daniel Bernstein, Director, Research + Development, MarketCounsel, LLC, Englewood, New Jersey
Jul. 5, 2013 Lyle Benson, Jr., CPA/PFS, Chairman, Personal Financial Planning Executive Committee, and Clark Blackman II, CPA/PFS, Chairman, PFP EC Fiduciary Task Force, American Institute of Certified Public Accountants (AICPA), Washington, District of Columbia
Jul. 5, 2013 Ira D. Hammerman, Senior Managing Director and General Counsel, Securities Industry and Financial Markets Association (SIFMA)
Jul. 5, 2013 Robert J. McCarthy, Director of Regulatory Policy, Wells Fargo Advisors
Jul. 5, 2013 Kevin R. Keller, CFP Board; Lauren Schadle, FPA; and Geoffrey Brown, NAPFA; Financial Planning Coalition
Jul. 5, 2013 Richard M. Whiting, Executive Director and General Counsel, Washington, District of Columbia
Jul. 5, 2013 A. Heath Abshure, President, North American Securities Administrators Association
Jul. 5, 2013 David Hirschmann, President and Chief Executive Officer, Center for Capital Markets Competitiveness, U.S. Chamber of Commerce, and Lisa A. Rickard, President, U.S. Chamber Institute for Legal Reform
Jul. 5, 2013 Dennis M. Kelleher, President & CEO, and Stephen W. Hall, Securities Specialist, Better Markets, Inc.
Jul. 5, 2013 Sean R. Walters, CAE, Executive Director/CEO, and Elizabeth Piper/Bach, JD, CIMA, CFP, CTFA, Chair, Board of Directors, Investment Management Consultants Association, Greenwood Village, Colorado
Jul. 5, 2013 Rozanna Patane, York Harbor, Maine
Jul. 5, 2013 Barbara Roper, Director of Investor Protection, Consumer Federation of America
Jul. 5, 2013 Julie A. Ragatz, Director, the Cary M. Maguire Center, for Ethics in Financial Services, Charles Lamont Post Chair in Ethics and the Professions, The American College
Jul. 5, 2013 Scott C. Goebel, General Counsel, Fidelity Management and Research Co., Boston, Massachusetts
Jul. 5, 2013 Cecelia A. Calaby, Senior Vice President, Office of Regulatory Policy, American Bankers Association and ABA Securities Association
Jul. 5, 2013 Knut A. Rostad, President, The Institute for the Fiduciary Standard
Jul. 5, 2013 Brian H. Graff, Esq., CEO/ Executive Director, et al.; National Association of Plan Advisors
Jul. 5, 2013 Pamela Lewis-Marlborough, Director & Associate General Counsel, TIAA-CREF Individual & Institutional Services, LLC
Jul. 4, 2013 Arthur B. Laby, Professor of Law, Rutgers University School of Law Camden
Jul. 3, 2013 Kurt N. Schacht, CFA, Managing Director, Standards and Financial Market Integrity, and Linda L. Rittenhouse, Director, Capital Markets Policy, CFA Institute
Jul. 3, 2013 David L. Maurice, M.Div., CFP, Carrier & Maurice Investment Advisors
Jul. 3, 2013 Catherine J. Weatherford, President CEO, Insured Retirement Institute, Washington, District of Columbia
Jul. 3, 2013 David G. Tittsworth, Executive Director, Investment Adviser Association
Jul. 3, 2013 Scott C. Ilgenfritz, President, Public Investors Arbitration Bar Association
Jul. 3, 2013 Adam G. Ciongoli, Executive Vice President & General Counsel, Lincoln National Corporation
Jul. 3, 2013 Joe Monk, Senior Vice President, State Farm VP Management Corp.
Jul. 3, 2013 Karrie McMillan, General Counsel, Investment Company Institute, Washington, District of Columbia
Jul. 2, 2013 Randall R. Wall, Penn Cove Financial, LLC
Jul. 2, 2013 Nathan Pierce, CFP
Jul. 2, 2013 Mike Babin, Babin Financial Services Inc.
Jul. 2, 2013 Susan B. Waters, Chief Executive Officer, National Association of Insurance and Financial Advisors (NAIFA)
Jul. 2, 2013 Luke Dean, Ph.D., Associate Professor of Financial Planning, William Paterson University, Wayne, New Jersey
Jul. 2, 2013 John C. Bogle, President, Bogle Financial Markets Research Center
Jul. 2, 2013 John C. Bogle, President, Bogle Financial Markets Research Center
Jul. 2, 2013 John M. Smartt, Jr., CPA, Tennessee Registered Investment Advisor, Knoxville, Tennessee
Jul. 1, 2013 Les E. Vicain , Jr., CFP, MS, Houston, Texas
Jul. 1, 2013 T. Taylor Payne, CPA/PFS, CFP, Investment Manager, President, Payne Wealth Partners, Inc.
Jul. 1, 2013 Mary A. Malgoire, CFP, MBA, Founder, The Family Firm, Inc.
Jul. 1, 2013 David J. Stertzer, CEO, Association for Advanced Life Underwriting (AALU), Washington, District of Columbia
Jul. 1, 2013 Neil C. Hokanson, President, Hokanson Associates
Jul. 1, 2013 Maureen Gaare, Chief Compliance Officer, Hokanson Associates
Jul. 1, 2013 George J. Stapleton, Chief Compliance Officer, Hynes, Himmelreich, Glennon and Co., Darien, Connecticut
Jun. 27, 2013 William F. Galvin, Secretary of the Commonwealth of Massachusetts, Boston, Massachusetts
Jun. 27, 2013 Scott A. Kays, Atlanta, Georgia
Jun. 26, 2013 William E. Thonn, President and CEO, Whitnell Co., Oak Brook, Illinois
Jun. 26, 2013 Marguerita M. Cheng, FPA National Board Member, Bethesda, Maryland
Jun. 21, 2013 Aaron D. Hillman, CFP, Founder, Skyline Financial Northwest, Portland, Oregon
Jun. 21, 2013 Bruce M. Wiener, J.D., Potomac, Maryland
Jun. 13, 2013 Christopher J. Ailman, CIO, California State Teachers Retirement System, West Sacramento, California
Jun. 12, 2013 Kate M. Lyon, CFP and Douglass C. Lyon, CFA, Lyon Capital Management, LLC, Pittsford, New York
Jun. 11, 2013 Willis Ashby, CFP, Greenwood Village, Colorado
Jun. 10, 2013 Brian Fricke, CFP, CEO, FInancial Management Concepts, Winter Springs, Florida
Jun. 10, 2013 Ron Butt, CFP, Senior Partner, ARGI Financial Group
Jun. 9, 2013 Anthony J. DiLiberto, Huntington Beach, California
Jun. 8, 2013 Charles K. Arnold, Cetera Advisors, Brentwood, California
Jun. 7, 2013 Kevin P. Ellis, CFP, CPA, President, Kyle Financial Services, Inc., Milwaukee, Wisconsin
Jun. 7, 2013 Marc J. Anselme, Ph.D., RIA, Sacrmento, Oregon
Jun. 7, 2013 John Luta, Certified Financial Planner, Indianapolis, Indiana
Jun. 7, 2013 Don Raatz, Las Vegas, Nevada
Jun. 4, 2013 Donald W. Nicholson, Sr., President, Donald W. Nicholson & Associates, Ltd.
Jun. 4, 2013 Bill Lowe, President, Sammons Retirement Solutions
Jun. 4, 2013 Joyce A. Rogers, AARP; Barry C. Melancon, AICPA; Barbara Roper, CFA; Kevin R. Keller, CFP Board; Michael Branham, Financial Planning Association; Mercer Bullard, Fund Democracy, Inc.; David G. Tittsworth, IAA; Lauren Locker, NAPFA; and A. Heath Abshure, NASAA
Jun. 4, 2013 Donald W. Nicholson, Jr., CFP, AAMS, Donald W. Nicholson & Associates, Ltd., Wilmington, Delaware
May 29, 2013 Toshie Kabuto, CFA, Washington, District of Columbia
May 20, 2013 Raymond S. Phillips, CLU, LTCP, Chairman, National Association of Independent Life Brokerage Agencies, Fairfax, Virginia
May 16, 2013 Geoff Gilbert, CFA, Founder, Inukshuk Investments, Missoula, Montana
May 15, 2013 Timothy T. Corcoran, CPA, Registered Investment Advisor, Fort Washington, Pennsylvania
May 15, 2013 David Hodge, Chief Compliance Officer, Grand Rapids, Michigan
May 15, 2013 Jordan C. Gary, CFP, President, Investment and Aset Planning, LLC, Wichita Falls, Texas
May 15, 2013 Randall G. Vincent, Stonebrook Capital Management, Inc., Hanover, Illinois
May 15, 2013 Todd C. Ganos, JD, CFP, Principal, Integrated Wealth Counsel LLC, Carmel, California
May 15, 2013 David H. Lindau, Certified Financial Planner, Certified Public Accountant, El Paso, Texas
May 15, 2013 Jonathan S. Krasney, CFP, President, Krasney Financial, LLC, Mendham, New Jersey
May 10, 2013 Charles Webb, President and CCO, The Alder Financial Group, Atlanta, Georgia
May 8, 2013 Robert A. Lockerman, Jr., President, CFA Society East Tennessee, Hixson, Tennessee
May 2, 2013 Samuel Flaherty, Flaherty Financial Services, LLC
Apr. 29, 2013 Travis Livingstone, Student, J.D. Candidate 2013, Los Gatos, California
Apr. 29, 2013 Andrew Haigney, Executive Director, Association of Independent Investors, Vermont
Apr. 27, 2013 Anonymous
Apr. 26, 2013 Peter Chepucavage, Plexus Consulting Group
Apr. 22, 2013 Richard D. Shaffer, Chartered Financial Analyst (CFA), Montclair, New Jersey
Apr. 11, 2013 Kent A. Mason, Davis & Harman LLP
Apr. 8, 2013 John Chavies, Dayton, Ohio
Apr. 7, 2013 John Kvale, CFA, CFP, J.K. Financial, Inc., Dallas, Texas
Apr. 4, 2013 Graig Stettner, Chief Investment Officer, Tower Trust Co., Fort Wayne, Indiana
Apr. 4, 2013 Joachim Klement, CFA, CIO, Zurich, Switzerland
Apr. 3, 2013 Henry B. Lester, Chartered Financial Analyst, Denver, Colorado
Apr. 2, 2013 Erik Johnsen, Oregon
Apr. 2, 2013 Christopher Gerber, Edina, Minnesota
Apr. 1, 2013 Robert M. Bilkie, CFA, CEO, Sigma Investment Counselors, Southfield, Michigan
Mar. 31, 2013 Andrew Cosgrove, CFA Charterholder, Bethesda, Maryland
Mar. 30, 2013 Joe Almon, CFA
Mar. 30, 2013 Maneesh Shanbhag, Head of Investments, Greenline Partners, LLC, New York, New York
Mar. 29, 2013 Charles Burford
Mar. 28, 2013 Paul A. Ehrsam, Houston, Texas
Mar. 28, 2013 Roger E. Muns, CFA, CPA, Jackson, Mississippi
Mar. 28, 2013 Glenn C Andrews, C.F.A., President, Cardinal Capital Management, Inc., Raleigh, North Carolina
Mar. 28, 2013 Leonard M. Golub, Financial Advisor, MBA, CFA, Houston, Texas
Mar. 28, 2013 Martha D. Wilkerson, CFA, Retired, Amherst, New Hampshire
Mar. 28, 2013 Stephanie A Hurt, CFA, Springfield, Missouri
Mar. 28, 2013 Alan Brochstein, AB Analytical Services, Houston, Texas
Mar. 27, 2013 Diane A. Nygaard, Kenner Schmitt Nygaard LLC
Mar. 27, 2013 Michael Falk, CFA, CRC, Partner, Focus Consulting Group, Riverwoods, Illinois
Mar. 27, 2013 Amy L. Young, CFA, CFA Institute, North Carolina
Mar. 27, 2013 Stefan Whitwell, CFA, CIPM, CEO, Empirical Solutions, LLC, Austin, Texas
Mar. 27, 2013 Jessie P. Puchon, CFA, NA, Princeton Junction, New Jersey
Mar. 27, 2013 Dennis Radliff, Member of the American Academy of Actuaries, and a Chartered Financial Analyst, Mercer Island, Washington
Mar. 27, 2013 Jon L. Hagler, Retired CFA, Dover, Massachusetts
Mar. 27, 2013 Stephen Taddie, Stellar Capital Management, Phoenix, Arizona
Mar. 27, 2013 Charles D. Leedy, CFA Charter Holder, Chapel Hill, North Carolina
Mar. 27, 2013 Darcy B. Johnson, Principal, Fulcrum Capital, LLC, Seattle, Washington
Mar. 27, 2013 Raymond F. Unger, Chairman, Forward Investment Advisors, Inc., Madison, Wisconsin
Mar. 27, 2013 Amy E. Phillips, Consultant and CFA, Denver, Colorado
Mar. 27, 2013 James R. Reim, CFA, Erie, Pennsylvania
Mar. 27, 2013 Antonino S. Rossitto, CFA, CAIA, Bank of America, Hartford, Connecticut
Mar. 27, 2013 Barry N. Berlin, CFA, Managing Director, Atlantic Trust Company, Atlanta, Georgia
Mar. 27, 2013 Stephen G. DeTommaso, CFA, Managing Director, Investment Analytics, AIG Asset Management, New York, New York
Mar. 27, 2013 Jeffrey E. Curtiss, CFA, Houston, Texas
Mar. 27, 2013 Michael Walther, CPA/PFS, CFP, CFA, Deerfield, Illinois
Mar. 27, 2013 Sally Wallick, CFA
Mar. 27, 2013 Brian McManus, Retired Former Money Manager, Fort Worth, Texas
Mar. 27, 2013 Richard R. Wolfe, CFA, CFA Institute, Portland, Maine
Mar. 27, 2013 Andrew LaGrone, CFA, Portfolio Manager, Lathrop Investment Management Corporation, Little Rock, Arkansas
Mar. 27, 2013 Max A. Widmer, CFA, Atlanta, Georgia
Mar. 27, 2013 Scott D. Knapp, CFA, Investment Strategist, Madison, Wisconsin
Mar. 27, 2013 James F. Short, CFA, CFP, CIMA, CIMC, CFA Institute, IMCA, St. Petersburg, Florida
Mar. 27, 2013 Timothy A Christie, CFA, CFA Institute, Atlanta Chapter , Atlanta, Georgia
Mar. 27, 2013 Loren W. Walden, CFA, Senior Portfolio Manager and Adjunct Professor of Ethics in Finance, University of San Francisco, Palo Alto, California
Mar. 27, 2013 Robert D. Lipsey, CFA, Retired, Arlington, Virginia
Mar. 27, 2013 Luis R Reinking, CFA, MBA, Eden Prairie, Minnesota
Mar. 27, 2013 Dale A. Walters, CPA, PFS, CFP, AICPA, NAPFA, FPA, Phoenix, Arizona
Mar. 27, 2013 Ward P. Lindenmayer, CFA, Piedmont, California
Mar. 27, 2013 James Bradshaw, CFA, Austin, Texas
Mar. 27, 2013 Bill Staton, Wharton MBA, CFA, Charlotte, North Carolina
Mar. 27, 2013 Mona Moore
Mar. 27, 2013 Scott D. Horsburgh, CFA, President, Seger-Elvekrog Inc., Novi, Michigan
Mar. 19, 2013 James Smith, Director, Hoffman Estates, Illinois
Mar. 15, 2013 Frank R. Prazma, CLU, ChFC
Mar. 8, 2013 Harold Evensky, CFP, AIF, President, Evensky & Katz Wealth Management, LLC
Mar. 5, 2013 Larry Elford, Lethbridge, Alberta

Meetings with SEC Officials

(
Click here for submitted comments from the public)
Apr. 29, 2014 Memorandum from the Office of the Chair regarding an April 23, 2014, meeting with representatives of the Investment Adviser Association
Feb. 28, 2014 Memorandum from the Division of Investment Management regarding a February 18, 2014, meeting with representatives of the National Association of Plan Advisors
Nov. 22, 2013 Memorandum from the Office of the Chair regarding a November 13, 2013, meeting with representatives of Charles Schwab
Nov. 20, 2013 Memorandum from the Office of Commissioner Kara Stein regarding a November 20, 2013, meeting with representatives of the Investment Management Consultants Association
Nov. 18, 2013 Memorandum from the Office of Commissioner Kara Stein regarding a November 18, 2013, meeting with representatives of The Center for Capital Markets Competitiveness
Nov. 18, 2013 Memorandum from the Office of Commissioner Daniel M. Gallagher regarding a November 12, 2013, meeting with representatives of Charles Schwab
Nov. 18, 2013 Memorandum from the Office of Commissioner Daniel M. Gallagher regarding a November 1, 2013, meeting with representatives of the CFP Board, AARP, the Investment Adviser Association, NASAA, and the Consumer Federation of America
Nov. 14, 2013 Memorandum from the Division of Economic and Risk Analysis regarding a November 14, 2013, meeting with representatives of Charles Schwab & Co., Inc.
Nov. 6, 2013 Memorandum from the Office of Commissioner Kara Stein regarding a November 6, 2013, meeting with representatives of the Securities Industry and Financial Markets Association (SIFMA)
Nov. 6, 2013 Memorandum from the Office of Commissioner Kara Stein regarding a November 6, 2013, meeting with representatives of LPL Financial
Nov. 6, 2013 Memorandum from the Office of the Chair regarding a November 5, 2013, meeting with representatives of the National Association of Insurance & Financial Advisors
Nov. 5, 2013 Memorandum from the Office of Commissioner Kara Stein regarding a November 5, 2013, meeting with representatives of National Association of Insurance & Financial Advisors (NAIFA)
Nov. 4, 2013 Memorandum from the Office of Commissioner Kara Stein regarding a November 4, 2013, meeting with representatives of the Investment Advisers Association (IAA)
Nov. 4, 2013 Memorandum from the Office of Commissioner Michael S. Piwowar regarding a November 4, 2013, meeting with representatives of the National Association of Insurance & Financial Advisors (NAIFA)
Sep. 13, 2013 Memorandum from the Office of the Chairman regarding a September 5, 2013, meeting with representatives of the CFP Board, AARP, NASAA, Investment Adviser Association, Financial Planning Association, and AICPA
Sep. 6, 2013 Memorandum from the Office of the Chairman regarding a September 3, 2013, meeting with representatives of Fidelity
Jul. 3, 2013 Memorandum from the Division of Trading and Markets regarding a June 20, 2013, meeting with Professor Barbara Black
Jun. 20, 2013 Memorandum from the Office of the Chair regarding a June 17, 2013, meeting with representatives of the Investment Adviser Association (IAA)
Jun. 18, 2013 Memorandum from the Office of the Chair regarding a June 14, 2013, meeting with representatives of SIFMA
Jun. 14, 2013 Memorandum from the Office of the Chair regarding a June 6, 2013, meeting with representatives of Better Markets
Jun. 7, 2013 Memorandum from the Division of Trading and Markets regarding a June 7, 2013, meeting with a representative of Federated Investors, Inc.
Apr. 23, 2013 Memorandum from the Division of Trading and Markets regarding an April 23, 2013, meeting with a representative of the Consumer Federation of America

 

Comments on Study Regarding Obligations of Brokers, Dealers, and Investment Advisers

[File No. 4-606]


Comments have been received from individuals and entities using the following Letter Type A: 264
Comments have been received from individuals and entities using the following Letter Type B: 22
Comments have been received from individuals and entities using the following Letter Type C: 3
Comments have been received from individuals and entities using the following Letter Type D: 145
Comments have been received from individuals and entities using the following Letter Type E: 43
Comments have been received from individuals and entities using the following Letter Type F: 6
Comments have been received from individuals and entities using the following Letter Type G: 8

Submitted Comments

(Click here for meetings with SEC officials)
Nov. 16, 2012 Angela C. Goelzer, FINRA
May 4, 2012 Ira D. Hammerman, Senior Managing Director, and General Counsel, SIFMA
Apr. 16, 2012 David T. Bellaire, Esq., General Counsel and Director of Government Affairs, Financial Services Institute
Apr. 9, 2012 Knut A. Rostad, President, The Institute for the Fiduciary Standard
Mar. 28, 2012 Barbara Roper, Director of Investor Protection, Consumer Federation of America; Mercer Bullard, Founder and President, Fund Democracy; Joyce A. Rogers, Senior Vice President, AARP, Government Affairs; Kevin R. Keller, Chief Executive Officer, CFP Board of Standards; Marvin W. Tuttle, Jr., CAE, Executive Director and CEO, Financial Planning Association; David G. Tittsworth, Executive Director, Investment Adviser Association; and Ellen Turf, CEO, National Association of Personal Financial Advisors
Mar. 20, 2012 Blaine Aikin, Chief Executive Officer fi360; Harold Evensky, The Committee for the Fiduciary Standard; and Marvin W. Tuttle, Jr., Executive Director, Financial Planning Association
Feb. 7, 2012 The Financial Services Institute
Jan. 7, 2012 Micheal Scott
Dec. 27, 2011 Nigel B. Taylor, CFP, Santa Monica, California
Oct. 15, 2011 Dr. Hugh Rowlett
Oct. 12, 2011 Tom McKeithen, MBA
Oct. 5, 2011 Ken
Jul. 14, 2011 Ira D. Hammerman, Senior Managing Director and General Counsel, SIFMA
Jun. 23, 2011 Financial Planning Coalition
Feb. 22, 2011 Irene Rutledge, San Jose, California
Feb. 14, 2011 Mark Holland, The Cambridge Financial Center, Salt Lake City, Utah
Jan. 11, 2011 Angela Goelzer, FINRA
Jan. 11, 2011 Marcelo Vieira, Director of Research, Municipal Securities Rulemaking Board
Jan. 7, 2011 George R. Wilson, Esq., Cincinnati, Ohio
Jan. 3, 2011 Wendy McAninch, Ashland, Oregon
Dec. 30, 2010 Susan O. Seltzer, President, The Derivative Project, Minneapolis, Minnesota
Dec. 24, 2010 Art Gharibian
Dec. 21, 2010 Knut A. Rostad, Chairman, The Committee for the Fiduciary Standard, Falls Church, Virginia
Dec. 20, 2010 Robert N. Rapp, Adjunct Professor of Law, Case Western Reserve University, Cleveland, Ohio
Dec. 20, 2010 John D. O'Donnell, Las Vegas, Nevada
Dec. 20, 2010 Ron A. Rhoades, JD, CFP, Lecanto, Florida
Dec. 20, 2010 Ellen Turf, CEO, National Association of Personal Financial Advisors, Arlington Heights, Illinois
Dec. 20, 2010 Diane Nevin, Canton, Connecticut
Dec. 19, 2010 Harold C. Faulkner, III, Evansville, Indiana
Dec. 19, 2010 Fran Kutoff, Bellevue, Washington
Dec. 19, 2010 John Ong, CFA (retired), Winston Salem, North Carolina
Dec. 19, 2010 Steve Gutierrez, FSG Holdings President, Albuquerque, New Mexico
Dec. 17, 2010 Darrell A. Peterson, Anchoraage, Alaska
Dec. 17, 2010 Thomas A. Crow, Registered Investment Advisor, Albuquerque, New Mexico
Dec. 17, 2010 Steve Berridge
Dec. 17, 2010 Robert H. Colbert, Fayetteville, Georgia
Dec. 17, 2010 Bob Porter, West Hills, California
Dec. 17, 2010 Fred Bohle, Loxahatchee, Florida
Dec. 17, 2010 James J. Phillips, Berkley, Michigan
Dec. 17, 2010 Becky Walker, North Carolina
Dec. 17, 2010 Kyle J. Prodoehl, Federal Bank Examiner, Brookings, South Dakota
Dec. 17, 2010 Peggy N. Big Eagle, Oklahoma City, Oklahoma
Dec. 17, 2010 Peter R. Fels, Ragged Point, California
Dec. 16, 2010 Paul E. Steffen, Milford, Indiana
Dec. 16, 2010 James E Astor, Red Lion, Pennsylvania
Dec. 16, 2010 T. Davis Sydnor, Ph.D., Professor of Environment and Natural Resources, Ohio State Univ., Columbus, Ohio
Dec. 16, 2010 Jason R Bowman, EHS Engineer, San Diego, California
Dec. 16, 2010 Jean I Hodgins, Ballston Spa, New York
Dec. 16, 2010 Patricia J. Hegger, St. Louis, Missouri
Dec. 16, 2010 Chris Ryan, Burlington, Vermont
Dec. 16, 2010 Janie G. Martinez, Cypress, Texas
Dec. 16, 2010 Peter Morris
Dec. 16, 2010 Tim Gorzynski, Newark, Delaware
Dec. 16, 2010 Thomas Ramagli
Dec. 16, 2010 Ray Zatorski, Engineer, East Hampton, Connecticut
Dec. 16, 2010 Dane Dodson, Cumming, Georgia
Dec. 15, 2010 Ron A. Rhoades
Dec. 14, 2010 Tamar Frankel, Professor of Law, Boston University School of Law
Dec. 13, 2010 David Massey, President, NASAA
Dec. 12, 2010 Eric E. Haas, Chief Investing Officer, Altruist Financial Advisors LLC, Holland, Michigan
Dec. 7, 2010 John S. Markle, Deputy General Counsel, TD Ameritrade, Inc.
Dec. 6, 2010 Kathleen A. O'Mara, Counsel, Office of Oversight, Liaison & Counsel, Regulatory Operations, FINRA
Dec. 6, 2010 Letter from FINRA re: disciplinary data
Nov. 30, 2010 Kevin R. Keller, Chief Executive Officer, CFP Board; Marvin W. Tuttle, Jr., Executive Director/CEO, FPA; Ellen Turf, Chief Executive Officer, NAPFA; Financial Planning Coalition
Nov. 17, 2010 Ira D. Hammerman, Senior Managing Director and General Counsel, SIFMA
Nov. 16, 2010 Christopher Gilkerson, SVP and Deputy General Counsel, Charles Schwab & Co., Inc.
Nov. 8, 2010 Knut A. Rostad, Chairman, The Committee for the Fiduciary Standard, Falls Church, Virginia
Nov. 5, 2010 Ari Gabinet, Executive Vice President and General Counsel, Asset Management and Robert G. Zack, Executive Vice President and General Counsel, Corporate, OppenheimerFunds, Inc.
Nov. 3, 2010 Angela C. Goelzer, FINRA
Nov. 2, 2010 Barbara Roper, Director of Investor Protection, Consumer Federation of America
Oct. 27, 2010 Oliver Wyman, Securities Industry and Financial Markets Association, "Standard of Care Harmonization Impact Assessment for SEC"
Oct. 24, 2010 James J. Angel, Ph.D., CFA, Associate Professor of Finance, Georgetown University
Oct. 18, 2010 Colleen Van Dyke, Vice President, State Farm VP Management Corp.
Oct. 15, 2010 John Boulton, ACA, Technical Manager, Financial Reporting Faculty, ICAEW
Oct. 12, 2010 North American Securities Administrators Association
Oct. 4, 2010 Steven D. Irwin, Scott A. Lane, and Carolyn W. Mendelson, Pennsylvania Securities Commission
Sep. 27, 2010 Harold L. Thomas, Little Rock, Arkansas
Sep. 24, 2010 North American Securities Administrators Association
Sep. 23, 2010 Zeke Faux
Sep. 22, 2010 Richard H. Baker, President and CEO, Managed Funds Association
Sep. 21, 2010 William H Danneberg, III, Crofton, Maryland
Sep. 20, 2010 Melvin and Gail Minthorn, M.S., Retired Educators, Wilton, Connecticut
Sep. 17, 2010 Hugh A. Simpson, Executive Vice President, and General Counsel, and Adán D. Araujo, Senior Vice President and Chief Compliance Officer, First Command Financial Planning, Inc., Fort Worth, Texas
Sep. 17, 2010 Karen Tomas, Fort Mill, South Carolina
Sep. 17, 2010 Stuart D. Meissner, Esquire, Stuart D. Meissner LLC, New York, New York
Sep. 15, 2010 Christian E. Halas, Investment Advisor Representative, Pittsburgh, Pennsylvania
Sep. 15, 2010 Critz H. George, Albuquerque, New Mexico
Sep. 15, 2010 AARP, the Consumer Federation of American (CFA), the North American Securities Administrators Association (NASAA), the Investment Adviser Association (IAA), Certified Financial Planner Board of Standards, Inc., the Financial Planning Association (FPA), and the National Association of Personal Financial Advisors (NAPFA)
Sep. 14, 2010 Sandra Wood, Chicago, Illinois
Sep. 13, 2010 Betty Occhietti, Iron Mountain, Michigan
Sep. 13, 2010 Julie Jason, Esq., President, Jackson, Grant Investment Advisers, Inc., Stamford, Connecticut
Sep. 11, 2010 Brian R. Carlton, CFP, Lynchburg, Virginia
Sep. 9, 2010 Stephen Ackerman, Bradenton, Florida
Sep. 8, 2010 Fanci A. Worthington, CFP, AIF, Financial Advisor Capital Financial Group/Mass Mutual, Brentwood, Tennessee
Sep. 7, 2010 David Nowacki, Professor of Finance Financial and Strategic Consultant, Dallas, Texas
Sep. 7, 2010 Rick Louderbough, Albuquerque, New Mexico
Sep. 7, 2010 Paul C. Spitzer, Founding Member, Advanced Practice Advisors, LLC, Rancho Santa Fe, California
Sep. 7, 2010 Andrew Gifford, Esquire, Minneapolis, Minnesota
Sep. 7, 2010 Mark R. Maisonneuve, CFA, Novi, Michigan
Sep. 6, 2010 Robert M. Brosius, Jr., CPA, Tarzana, California
Sep. 6, 2010 Frederick L. Krempin, NAIFA, Rochester, New York
Sep. 6, 2010 Richard Bianco
Sep. 5, 2010 Michael Olivia
Sep. 3, 2010 Lance D. Perkins, Wealth Strategies LLC, Pocatello, Idaho
Sep. 3, 2010 Gerald E. McCoy, Salt Lake City, Utah
Sep. 3, 2010 Daniel L. Bateman, The Mainstay Group, Inc., Gaithersburg, Maryland
Sep. 3, 2010 Russ E. Gurley, Corporate RIA, Salem, Oregon
Sep. 3, 2010 Stuart J. Hendin, Owings Mills, Maryland
Sep. 3, 2010 Adam Mosbach, Managing Principal, Scottsdale, Arizona
Sep. 3, 2010 Scott R. Shewan, Public Investors Arbitration Bar Association
Sep. 3, 2010 Eddye Eubanks and Orin Winn, Austin, Texas
Sep. 3, 2010 Randy G. McQueen, LUTCF, CLU, ChFC, CFP, Overland Park, Kansas
Sep. 3, 2010 Russell Denison
Sep. 2, 2010 Lynn Sperl, Appleton, Wisconsin
Sep. 2, 2010 B. Remo, Financial Advisor, Oklahoma
Sep. 2, 2010 Bruce D. Snyder, Jr., CFP, Tampa, Florida
Sep. 2, 2010 Elvine D. Taylor, Moreno Valley, California
Sep. 1, 2010 Larry Ricke, CEO, CLU, ChFC
Sep. 1, 2010 Suzanne Pope, Waterford, Wisconsin
Sep. 1, 2010 Tana Durnbaugh, Elgin, Illinois
Sep. 1, 2010 Barry Johnson, Wellman, Iowa
Sep. 1, 2010 Harold Evensky, President, Evensky & Katz, Coral Gables, Florida
Sep. 1, 2010 Kevin Kotler, Managing Member, Broadfin Capital LLC, New York, New York
Sep. 1, 2010 Richard Frank, CFP, Director of Business Development, National Wealth Management, LLC, Williamsville, New York
Sep. 1, 2010 Ray Kojetin, Great Falls, Montana
Aug. 31, 2010 Cheryl Goss Weiss
Aug. 31, 2010 Ben
Aug. 31, 2010 Eric D. Hess, Alpha Financial Advisors, LLC
Aug. 31, 2010 J. Matson, Chicago
Aug. 31, 2010 Tony Camp, Dallas, Texas
Aug. 31, 2010 Thomas J. Mooney, ChFC, CLU, Mooney On Money, Inc.
Aug. 31, 2010 Laurie Bagley, CFA, Principal, Strategic Wealth Advisors, Scottsdale, Arizona
Aug. 31, 2010 Ernest Q. Denmark, Jr., Pascagoula, Mississippi
Aug. 31, 2010 Ernest Q. Denmark, Jr., Pascagoula, Mississippi
Aug. 31, 2010 William F. Galvin, Secretary of the Commonwealth of Massachusetts
Aug. 31, 2010 Morris Armstrong, Connecticut
Aug. 31, 2010 Gerald F Triggs, Mr., Hadley, Massachusetts
Aug. 31, 2010 Angela J. Kiefer, CFP, Member, Financial Planning Association, Minnetonka, Minnesota
Aug. 31, 2010 Frank S. Thomas, III, Registered Rep, Royal Alliance Associates, Inc., Ballwin, Missouri
Aug. 31, 2010 Stephen G. Summerlin, Certified Financial Planner, Gainesville, Florida
Aug. 31, 2010 Chuck Epstein, Tacoma, Washington
Aug. 31, 2010 Joan Vogt
Aug. 31, 2010 Greg Hurley, CFP, Glendale, California
Aug. 31, 2010 Linda F. Donna, Denver, Colorado
Aug. 31, 2010 Glenna R. Bohling, CFP, Syracuse, Nebraska
Aug. 31, 2010 Charles C. Shook, CLU
Aug. 31, 2010 Jay Kinzel
Aug. 31, 2010 Neal J. Solomon, CFP, CLU, ChFC, CASL, WealthPro, LLC, Gloversville, New York
Aug. 31, 2010 John A. Twele, CFA, President CEO, Twele Capital Management, Inc., Minnetonka, Minnesota
Aug. 31, 2010 Jalal Sadreameli
Aug. 31, 2010 Alex Altizer
Aug. 31, 2010 Thomas C. Blank, General Counsel, Association of Independent Trust Companies, Toledo, Ohio
Aug. 31, 2010 Jack Robeson
Aug. 31, 2010 James M. Walline, CFA, Executive Vice President, Twele Capital Management, Inc., Hopkins, Minnesota
Aug. 31, 2010 Afi Phoebe
Aug. 31, 2010 Elizabeth Manion, San Diego, California
Aug. 31, 2010 Rita A. Lehr, Baltimore, Maryland
Aug. 31, 2010 Charles C. Shook, CLU
Aug. 31, 2010 Edward S. Felsenthal, President, Felsenthal Financial Services
Aug. 30, 2010 John T. Grega
Aug. 30, 2010 Robert Radano, Politicap
Aug. 30, 2010 Sarah A. Miller, Executive Director and General Counsel, ABA Securities Association
Aug. 30, 2010 Frederick Hoefert, CFA, Hoefert Associates
Aug. 30, 2010 Terrence O. Morgan, AIF, AIF, Oklahoma City, Oklahoma
Aug. 30, 2010 Krista Zipfel, Advisor Solutions Group, Inc., Newport Beach, California
Aug. 30, 2010 Robert O.L. Lynn, Financial services consultant, New Jersey
Aug. 30, 2010 Michael J. Cryder, Billings, Montana
Aug. 30, 2010 John J. Dardis, Sr., Metairie, Louisiana
Aug. 30, 2010 Edward L. Mari, Jr., Ludlow, Massachusetts
Aug. 30, 2010 Eloise R. Simpson, CPA, Fort Pierce, Florida
Aug. 30, 2010 Dale E. Brown, President & CEO, Financial Services Institute, Washington, District of Columbia
Aug. 30, 2010 John S. Watts, Chief Counsel, PFS Investments Inc., Duluth, Georgia
Aug. 30, 2010 Norbert F. Mayer, NAIF, Bismarck, North Dakota
Aug. 30, 2010 Frank Montarelli, Littleton, Colorado
Aug. 30, 2010 Michael W. Evans, CFP, CSA, Corpus Christi, Texas
Aug. 30, 2010 Christopher Gilkerson, SVP and Deputy General Counsel, Charles Schwab & Co., Inc.
Aug. 30, 2010 Carl B. Wilkerson, Vice President & Chief Counsel, Securities & Litigation, American Council of Life Insurers
Aug. 30, 2010 Elaine J. Fremling
Aug. 30, 2010 Robert O. L. Lynn, Financial services consultant, New Jersey
Aug. 30, 2010 Frank Montarelli, none, retired, Littleton, Colorado
Aug. 30, 2010 Sutherland Asbill and Brennan LLP On behalf of the Committee of Annuity Insurers
Aug. 30, 2010 Randy C. Bell, CLU, MDRT, Monett, Missouri
Aug. 30, 2010 Philip Hagen, CCO, Phillips and Company, Portland, Oregon
Aug. 30, 2010 Glenna R. Bohling, CFP, Syracuse, Nebraska
Aug. 30, 2010 The Committee for the Fiduciary Standard Steering Group
Aug. 30, 2010 Richard M. Whiting, Executive Director and General Counsel, Financial Services Roundtable
Aug. 30, 2010 Anonymous
Aug. 30, 2010 Burton G. Stewart, III, NAIFA,MDRT, Raleigh, North Carolina
Aug. 30, 2010 Tom Becker, CTFA, Florida
Aug. 30, 2010 Thomas D. Currey, CLU, ChFC, LUCF, National Association of Insurance and Financial Advisors, Grand Prairie, Texas
Aug. 30, 2010 Jeremy L. David, NAIFA, MDRT, Austin, Texas
Aug. 30, 2010 Kenneth Gutwillig, Chairman, Investment Managers and Advisors Alliance, New York, New York
Aug. 30, 2010 Patricia Dixon, Indianapolis, Indiana
Aug. 30, 2010 Donna A. King, Financial Services Representative, Des Moines, Iowa
Aug. 30, 2010 Jeffrey J. Taggart, Naifa, Cody, Wyoming
Aug. 30, 2010 Gregg E. Graening, LUTCF, NATP NAIFA, Louisville, Kentucky
Aug. 30, 2010 Patrick H. McEvoy, President and Chief Executive Officer, Woodbury Financial Services, Inc., St. Paul, Minnesota
Aug. 30, 2010 Shashin G. Shah, CFA, CFP, Board of Directors, Financial Planning Association of Dallas-Fort Worth, Dallas, Texas
Aug. 30, 2010 Jason Berkowitz, Director and Counsel, Regulatory Affairs, The Hartford Financial Services Group, Inc., Hartford, Connecticut
Aug. 30, 2010 David Lucas
Aug. 30, 2010 Parth J. Rana, LUTCF, San Antonio, Texas
Aug. 30, 2010 B. D. Goyal
Aug. 30, 2010 Cindi Showalter
Aug. 30, 2010 John Junek, Executive Vice President General Counsel, Ameriprise Financial, Inc.
Aug. 30, 2010 Robert J. McCann, CEO, UBS Financial Services, Inc.
Aug. 30, 2010 Alex Grodin, Americans for Financial Reform, Washington, District of Columbia
Aug. 30, 2010 Joan Hinchman, Executive Director, President and CEO, National Society of Compliance Professionals
Aug. 30, 2010 Jeremy V. Laughlin
Aug. 30, 2010 Christopher Laia, USAA
Aug. 30, 2010 Michael Hill, Esq., CFP, Managing Partner of Securities Law Firm of Menzer Hill, P.A., Boca Raton, Florida
Aug. 30, 2010 Lee Topper
Aug. 30, 2010 Brett C. Peltzer, CFA, Norwich, Vermont
Aug. 30, 2010 David J. Stertzer, Chief Executive Officer, Association for Advanced Life Underwriting, Reston, Virginia
Aug. 30, 2010 Joleen Mainz, CFP, ChFC,, Rochester , Minnesota
Aug. 30, 2010 George B. Pickett, J.D., CLU, AEP, Principal, Pickett, Bradford & Associates, P.A.
Aug. 30, 2010 Bonnie K. Wachtel, CEO, Wachtel Co.,Inc., Washington, District of Columbia
Aug. 30, 2010 Elizabeth L. Kolar
Aug. 30, 2010 Diane L. Hupfer, West Bend, Wisconsin
Aug. 30, 2010 Thomas W. Farrell, CFP
Aug. 30, 2010 Shawnae Case
Aug. 30, 2010 Bunny T. Aller, Marketing Assistant, West Des Moines, Iowa
Aug. 30, 2010 Neal C. Groff, Founder and Chairman, The Madison Group, Inc.
Aug. 30, 2010 Francis N. Kredit, CFP, Anaheim, California
Aug. 30, 2010 Michael A. Burnette, Registered Representative, Knoxville, Tennessee
Aug. 30, 2010 Elwyn D. Guernsey, AALU, FSP, NAIFA, Pensacola, Florida
Aug. 30, 2010 Blaine P. Dunn, CFP(r), President, Dunn Financial Advisors, Winchester, Virginia
Aug. 30, 2010 Jerry Parodo
Aug. 30, 2010 Linda F. Donna, Denver, Colorado
Aug. 30, 2010 David Conley
Aug. 30, 2010 Brendan Daly, Legal and Compliance Counsel, Commonwealth Financial Network, Waltham, Massachusetts
Aug. 30, 2010 Charles W. Potts
Aug. 30, 2010 William Oldfather, Kearney, Nebraska
Aug. 30, 2010 Roxanne E. Fleszar, President, Financial Resources Management Corp.
Aug. 30, 2010 Cecylia Escarcega
Aug. 30, 2010 Denise Voigh Crawford, President and Commissioner, Texas Securities Commission, NASAA, Austin, Texas
Aug. 30, 2010 Stephanie L. Brown, Managing Director, General Counsel, LPL Financial, Boston, Massachusetts
Aug. 30, 2010 Michael Castle, CFP, Financial Advisor, Northwestern Mutual Financial Network, Mason City, Iowa
Aug. 30, 2010 Nicole S. Jones, General Counsel, Lincoln Financial Group, Radnor, Pennsylvania
Aug. 30, 2010 Michael M. Nicholson, NAIFA, Madison, Wisconsin
Aug. 30, 2010 Laila Pence, CFP, AIF, Pence Wealth Management, LPL Registered Principal, Newport Beach, California
Aug. 30, 2010 Jeremy L. David, NAIFA, MDRT, Austin, Texas
Aug. 26, 2010 Marc S. Freedman, CFP, President CEO, Freedman Financial, Peabody, Massachusetts
Aug. 30, 2010 John Kazik, Illinois
Aug. 30, 2010 Bob Rusbuldt, President and Chief Executive Officer, Independent Insurance Agents & Brokers of America, Inc.
Aug. 30, 2010 Jonathan Krasney
Aug. 30, 2010 Andrew J. McMahon, Chairman of the Board, AXA Advisors, LLC and Senior Executive Vice President, AXA Equitable Life Insurance Company, New York, New York
Aug. 30, 2010 Charles R. Brown, Sr., Memphis, Tennessee
Aug. 30, 2010 Kevin R. Keller, Chief Executive Officer, CFP Board; Marvin W. Tuttle, Jr., Executive Director/CEO, FPA; and Ellen Turf, Chief Executive Officer, NAPFA
Aug. 30, 2010 David M. Carroll, Senior Executive Vice President, Wells Fargo & Company
Aug. 30, 2010 Gregory Gilleland
Aug. 30, 2010 Paul S. Baumbach, Mallard Advisors.com
Aug. 30, 2010 Charles D. Johnston, President, Morgan Stanley Smith Barney LLC, Purchase, New York
Aug. 30, 2010 Marcia J. Sill, CFA,MBA,SVP, Investment Adviser at Potomac Investments, Inc., Seattle, Washington
Aug. 30, 2010 Gerry A. Cieluch, Moore, South Carolina
Aug. 30, 2010 Cheryl L. Tobin, Assistant Vice President, Insurance Counsel, Law Department, Pacific Life
Aug. 30, 2010 Knud Lindgard
Aug. 30, 2010 Heemay J. Jone, M.D.
Aug. 30, 2010 R. Scott Henderson, Esq., Deputy General Counsel, Bank of America Corporation, New York, New York
Aug. 30, 2010 Paul Horne, Indianapolis, Indiana
Aug. 30, 2010 Dennis Smith
Aug. 30, 2010 Lynell Wellman
Aug. 30, 2010 Steven Reents, CFP, Financial Planning Association, Alpharetta, Georgia
Aug. 30, 2010 Elliot I. Goldberg, MBA CFP, IAR Wise Steward Advisory Services, Inc., Yorba Linda, California
Aug. 30, 2010 Linda Glantz-Murry, Marketing Exec, UNIFI Companies Vice President NAIFA-NOVA member, Society of Financial Service Professionals, Vienna, Virginia
Aug. 30, 2010 David J. O'Brien, CFP, President, O'Brien Financial Planning, Inc., Midlothian, Virginia
Aug. 30, 2010 Larry M. Lambert, National Association of Insurance and Financial Advisors, Los Alamitos, California
Aug. 30, 2010 Krikor Naccachian, Tualatin, Oregon
Aug. 30, 2010 David Hadden, Highlands Ranch, Colorado
Aug. 30, 2010 Norwood M. Druck, Union Electrician/Disabled, Clarksville, Ohio
Aug. 30, 2010 John Ivan, Senior Vice President, General Counsel, Janney Montgomery Scott LLC
Aug. 30, 2010 Karrie McMillan, General Counsel, Investment Company Institute
Aug. 30, 2010 Phil Messuri, MS, CFP, Lt. Col. USAF (Ret.), Financial Network
Aug. 30, 2010 Blaine Aikin, CEO, Fiduciary 360 Bridgeville, Pennsylvania
Aug. 30, 2010 Michael Nicholas, Chief Executive Officer, Bond Dealers of America
Aug. 30, 2010 Jennifer C. Ragborg, Burnsville, Minnesota
Aug. 30, 2010 Kirk Taylor, Electrical Engineer, Austin, Texas
Aug. 30, 2010 Jeffrey G. de Boer, Personal Investor, San Diego, California
Aug. 30, 2010 David G. Tittsworth, Executive Director, Investment Adviser Association
Aug. 30, 2010 William E. Griffith, Principal Financial Group, Fresno, California
Aug. 30, 2010 William J. Sullivan, Jr., Baltimore, Maryland
Aug. 30, 2010 Edward M. Stuart, CFP, Morristown, New Jersey
Aug. 30, 2010 Christopher Grancher, Lake Forest, Illinois
Aug. 30, 2010 Randy F. Wallake, Securian Financial Group, Inc.
Aug. 30, 2010 A. E. Porter, South Carolina
Aug. 30, 2010 David M. Sobel, Esq., Abel/Noser Corp, NY, New York
Aug. 30, 2010 Richard R. Poole, Jr., Chapel Hill, North Carolina
Aug. 30, 2010 Jim and Jackie
Aug. 30, 2010 Ira D. Hammerman, Senior Managing Director and General Counsel, Securities Industry and Financial Markets Association
Aug. 30, 2010 Linda J. Batchelder, AIA, Baker Batchelder Architects
Aug. 30, 2010 David C. Linnard, President, Linnard Financial Managemet Planning, Inc., Boxborough, Massachusetts
Aug. 30, 2010 Edward P. Sunter, Jr., NAIFA and SFSP, Holyoke, Massachusetts
Aug. 30, 2010 David Certner, Legislative Counsel Legislative Policy Director, AARP, Washington, District of Columbia
Aug. 30, 2010 Jerry O.
Aug. 30, 2010 John W. Wheeler, Jr., NAIFA DuPage National Committeeman, West Chicago, Illinois
Aug. 30, 2010 Steve White, CFP
Aug. 30, 2010 Laurey Jaros
Aug. 30, 2010 Herbert & Jody Graber
Aug. 30, 2010 Sidney N. Smith, Coeur d'Alene, Id.
Aug. 30, 2010 Jarrett A. Koenemund, New York
Aug. 30, 2010 William E. McDonnell, Jr., Chief Compliance Officer, Menlo Park, California
Aug. 30, 2010 Joe Orcutt
Aug. 30, 2010 G. Kirk Ellis, Esq.
Aug. 30, 2010 Anne Kennedy
Aug. 30, 2010 John R. Shelton, Principal, MarketSpace Financial, Inc., Albuquerque, New Mexico
Aug. 30, 2010 Shawn Koch, JD, CFP(r), Principal, Koch Financial Partners, LLC, Portland, Oregon
Aug. 30, 2010 Carol L. Royer, CFP, CFA, Memphis, Tennessee
Aug. 30, 2010 Richard L. Cox, Sr., CFP, Chief Investment Manager, Cox Wealth Management, LLC
Aug. 30, 2010 Margaret T. Corwin, Richmond, Virginia
Aug. 30, 2010 American Council of Life Insurers, Association for Advanced Life Underwriting, Financial Services Institute, Insured Retirement Institute, National Association of Insurance and Financial Advisors, and Securities Industry and Financial Markets Association
Aug. 30, 2010 James J. Ciprich, Adjunct Professor, Florham Park, New Jersey
Aug. 30, 2010 Lawrence J. Rybka, JD, CFP, President CEO, ValMark Securities, Inc., Akron, Ohio
Aug. 30, 2010 John R. Shelton, Principal, MarketSpace Financial, inc., albuquerque, New Mexico
Aug. 30, 2010 Daniel K. Akaka, U.S. Senator and Robert Menendez, U.S. Senator
Aug. 30, 2010 Travis W Lewis, Gering, Nebraska
Aug. 30, 2010 James. C. Allen, CFA, Head, Capital Markets Policy CFA Institute and Linda L. Rittenhouse, Director, Capital Markets Policy, CFA Institute
Aug. 30, 2010 David H. Bugen, Member of Regent Atlantic Capital LLC, Morristown, New Jersey
Aug. 30, 2010 Steven J. Thomas, Chief Compliance Examiner - SD Division of Securities, Sioux Falls, South Dakota
Aug. 30, 2010 Don Brown, Miami, Florida
Aug. 30, 2010 Ishmel J. Greene, Jr. CFP, Financial Planning Association, Memphis, Tennessee
Aug. 30, 2010 Catherine Weatherford, President & CEO, Insured Retirement Institute
Aug. 30, 2010 Thomas R. Bordonaro, Seaford, New York
Aug. 30, 2010 Elizabeth E. Dean, Valle Crucis, North Carolina
Aug. 30, 2010 Gus Browning
Aug. 30, 2010 David P. Oppel, Duncansville, Pennsylvania
Aug. 30, 2010 Boyd Switzer, Ph.D., Retired Faculty Member, Chapel Hill, North Carolina
Aug. 30, 2010 John P. Fielding, Steptoe Johnson LLP, Washington, District of Columbia
Aug. 30, 2010 Ellen Turf, National Association of Personal Financial Advisors, Arlington Heights, Illinois
Aug. 30, 2010 Barbara Novick, Vice Chairman, BlackRock, Inc.
Aug. 30, 2010 Theodore Zouzounis
Aug. 30, 2010 Betty Bruhns
Aug. 30, 2010 Joseph L. Crain, CFP, Vice President Wealth Management Wunderlich Securities, Memphis, Tennessee
Aug. 30, 2010 Dustin Harris, Bid Manager, IBM
Aug. 30, 2010 John G. Bruce, Sr., Pensacola, Florida
Aug. 30, 2010 Stephen D. Swift, ChFC, Syracuse, New York
Aug. 30, 2010 Deborah Wilson McVeigh, CFP(r), CTFA, Legacy Wealth Management, Inc., Member Finanacial Planning Association, Memphis, Tennessee
Aug. 30, 2010 Lon Nagel, NAIFA
Aug. 30, 2010 Hernando Cosio, retired, Columbia, Maryland
Aug. 30, 2010 Elois Adams
Aug. 30, 2010 Lucia Foley, South Hadley, Massachusetts
Aug. 30, 2010 Jay Healy, FPA SFSP CFP, Memphis, Tennessee
Aug. 30, 2010 Ed P. Garrett, Raleigh, North Carolina
Aug. 30, 2010 Troy Randall, Financial advisor, Norwalk, Iowa
Aug. 30, 2010 Joseph R. Hope, Registered Rep, Woodbury Financial, Atlanta, Georgia
Aug. 30, 2010 Les Buchan
Aug. 30, 2010 Gordon R. Seamans, LUTCF, Sparta, Wisconsin
Aug. 30, 2010 Rick R. Spalding, Fremont, Nebraska
Aug. 30, 2010 Al Hughes, Jr., Midlothian, Virginia
Aug. 30, 2010 John L. Carbone, Farmington, Connecticut
Aug. 30, 2010 Puckett Paul, Principal - Beacon Wealth Advisors, LLC
Aug. 30, 2010 James Sgro
Aug. 30, 2010 Roger Wohlner, NAPFA, Arlington Heights, Illinois
Aug. 30, 2010 Charles M. Cook, Jr., Retired, Nazareth, Pennsylvania
Aug. 30, 2010 Elizabeth M. Aldinger, CFP, Financial Planning Association Government Relations Director, Memphis, Tennessee
Aug. 30, 2010 Samuel F. Scott, Medford, Wisconsin
Aug. 30, 2010 Eric House, Roswell, Georgia
Aug. 30, 2010 John R. Gibbons, Institute of Internal Auditors, Topeka, Kansas
Aug. 30, 2010 Marc Smith, Portfolio Manager at an RIA, Charlottesville, Virginia
Aug. 30, 2010 Connie K. Gunter, CLU, MSFS, CASL, Development Director at Principal Financial Group, Charlo
Aug. 30, 2010 Malcolm E. Reding, Vero Beach, Florida
Aug. 30, 2010 Don F. Arthur, Upton, Massachusetts
Aug. 30, 2010 James N. Barrett, CFP, CDFA, Houston, Texas
Aug. 30, 2010 Charles Pockras, Financial Advisor, Edward Jones, Circleville, Ohio
Aug. 30, 2010 Judy H. Sadlier, Retired Stock Broker/Manager, Fort Lauderdale, Florida
Aug. 30, 2010 Sandra S. Schwien, Northglenn, Colorado
Aug. 30, 2010 Elizabeth Pun
Aug. 30, 2010 James A. Dziekonski, Retired, Hauula, Hawaii
Aug. 30, 2010 Enid Baggett
Aug. 30, 2010 T. L. Dishman
Aug. 30, 2010 Bob Kargenian, CMT, President, TABR Capital Management
Aug. 30, 2010 Matt Wheeler
Aug. 30, 2010 Kent Dumas, Telecom Mgr, Anchorage, Alaska
Aug. 30, 2010 William O'Brien, Ph.D., CFP, Associate Professor Emeritus, Merrick School of Business, Baltimore, Maryland
Aug. 29, 2010 Paul D. Lofton, Tampa, Florida
Aug. 29, 2010 Richard D. Goldman, Former Stockbroker, Bronx, New York
Aug. 29, 2010 Margaret C. Mignery, Austin, Texas
Aug. 29, 2010 Darin R. Shebesta, Associate Planner, Scottsdale, Arizona
Aug. 29, 2010 George A. Scherer, Phillipsburg, New Jersey
Aug. 29, 2010 Gregory Bronson, Cincinnati, Ohio
Aug. 29, 2010 Russell A. Smith, CLU, ChFC,CFP, CSA, Nat'l Ass'n of Insurance and Financial Advisors, Canyon Lake, California
Aug. 29, 2010 Dianne Pingree
Aug. 29, 2010 Stewart A. Levin, Retail Investor, Centennial, Colorado
Aug. 29, 2010 Douglas Maxwell
Aug. 29, 2010 J. S. Brandenburger, CFP, CFP Board of Standards, Fiancial Planning Association, San Mateo, California
Aug. 29, 2010 Peter J. Fitzpatrick, Albuquerque, New Mexico
Aug. 29, 2010 Joseph M. Gordon, CFP, CIMA, CLU, ChFC, AIF, APM-ASPPA, Durham, North Carolina
Aug. 29, 2010 Steve Y. Tsai
Aug. 29, 2010 Antonio D'Amelia, CPA
Aug. 29, 2010 Jan Bourgeois
Aug. 29, 2010 Sheila Waddell
Aug. 29, 2010 Patrick T. Ollhoff, Grocery Store Manager, Belle Plaine, Minnesota
Aug. 29, 2010 Bert Oshiro
Aug. 29, 2010 Glenn Biron, Costa Mesa, CA
Aug. 29, 2010 Barbara Roper, Director of Investor Protection, Consumer Federation of America
Aug. 29, 2010 Anonymous
Aug. 29, 2010 Carolyn Peterson
Aug. 29, 2010 Alex Scheingross
Aug. 29, 2010 John Rumbold, EA, CFP(r), Financial Planning Association, National Association of Enrolled Agents, Irvine, California
Aug. 29, 2010 Adrienne Lupatkin, Boynton Beach, Florida
Aug. 29, 2010 Donald E. Myers, Emeritus Professor of Mathematics, Tucson, Arizona
Aug. 29, 2010 Velma E. Bunne
Aug. 29, 2010 John M. Sullivan, Certified Financial Planner(tm), Palatine, Illinois
Aug. 29, 2010 Ira Frost, CLU, Highland Park, Illinois
Aug. 29, 2010 Robert L. Vinson, Individual Investor
Aug. 29, 2010 Nelly Klooster
Aug. 29, 2010 Jimmie Norton Russell
Aug. 29, 2010 Carol Tsai
Aug. 29, 2010 William R. Cline, CPA, Texas Association of Certified Public Accountants, Lockhart, Texas
Aug. 29, 2010 Dan Clemons
Aug. 29, 2010 Ernest M. Horne, Salt Lake City, Utah
Aug. 29, 2010 Steven L. Klosterman, Regional Director, Halbert Hargrove
Aug. 29, 2010 Gary Gefke
Aug. 29, 2010 Margaret B.(Betsy) Collins, CPCU, ARM, CBIA, President, Collins Insurance Services, Inc.
Aug. 29, 2010 Jim Schwartz
Aug. 29, 2010 Bill Hopper
Aug. 29, 2010 Marilyn Novak, RPh, Albuquerque, New Mexico
Aug. 29, 2010 Daniel J. Callahan, Esq.
Aug. 29, 2010 Jean Young
Aug. 29, 2010 R. L. Ringquist
Aug. 29, 2010 Anonymous
Aug. 29, 2010 Sharon Morrow
Aug. 29, 2010 John G Earhart, II, LUTCF, Olive Branch, Mississippi
Aug. 29, 2010 Sheila Waddell
Aug. 29, 2010 Richard. M. Arceci, JD CPA, Executive Vice President and CLO, ValMark Securities, Inc.
Aug. 29, 2010 Anna Puanai Mau
Aug. 29, 2010 John Booth
Aug. 29, 2010 K. Andrew Achterkirchen, Retired, Del Mar, California
Aug. 29, 2010 Hilary Donegan
Aug. 29, 2010 J. D. Candon
Aug. 29, 2010 Howard Renner, Jr.
Aug. 29, 2010 Gary D. Rubin, Financal Planning Association of Georgia, Roswell, Georgia
Aug. 29, 2010 David K. Sayler, Private Investor, Roseville, Minnesota
Aug. 29, 2010 Mike Rainville
Aug. 29, 2010 James D. Ferguson, Galt, California
Aug. 29, 2010 Barbara Paharik, Simi Valley, California
Aug. 29, 2010 Evan F. Cole, RFC, Registered Financial Consultant, Investment Advisor Representative, Gateway Financial Advisors, Inc.
Aug. 29, 2010 Blaise M. Cline, Tallahassee, Florida
Aug. 29, 2010 John Andrighetti, LTC (R), Retired Army Officer and Operations Research Analyst, Ocean Pines, Maryland
Aug. 29, 2010 Frank J. Udvarhely, Burnt Investor, Vero Beach, Florida
Aug. 29, 2010 Donald A. Flory, Ph.D., Quality Assurance Associates
Aug. 29, 2010 John J. Berger
Aug. 29, 2010 John C. Chambers
Aug. 29, 2010 Bill Markling
Aug. 29, 2010 Corrine Tekavec
Aug. 29, 2010 Nina Rusko
Aug. 29, 2010 Tom Eiche
Aug. 29, 2010 Donald D. Dreher, Lakewood, Colorado
Aug. 29, 2010 Larry J. Massung, San Marcos, Texas
Aug. 29, 2010 Jon R. Cranney, Minneapolis, Minnesota
Aug. 29, 2010 Jeff Sheehan, Westminster, Maryland
Aug. 29, 2010 Maria E. Carignan
Aug. 29, 2010 Clayton S. Fuller, none, Chula Vista, California
Aug. 29, 2010 Linda Ewen, Forest Hills, New York
Aug. 29, 2010 Edward R. Klesack, Perrysville, Ohio
Aug. 29, 2010 Elaine Ingargiola, retired, solana beach, California
Aug. 29, 2010 Joseph F. Melocik, Jr., Stuart, Florida
Aug. 29, 2010 Patricia Festino, Photographer, S Palm Beach, Florida
Aug. 29, 2010 Robert Horton, Seattle, Washington
Aug. 29, 2010 Mark Hoadley, Realty Executives
Aug. 29, 2010 Melissa Murphy
Aug. 29, 2010 Jerome Klatskin, Florida
Aug. 29, 2010 Anonymous
Aug. 29, 2010 Kiran Malhotra, Esq, Lake Grove, New York
Aug. 29, 2010 Ray Johnson
Aug. 29, 2010 Ron
Aug. 29, 2010 Elda Chapman, Human Resource Manager, Hicksville, New York
Aug. 29, 2010 Gaylann Hicks
Aug. 29, 2010 Dan Clemons
Aug. 29, 2010 Roy S. Gilbert, JD, CLU, ChFC, New York
Aug. 29, 2010 Eugene Flynn
Aug. 29, 2010 Catherine H. Zemmels, Accountant, New Brighton, Minnesota
Aug. 29, 2010 J. Doe
Aug. 29, 2010 Rosemary Mulligan
Aug. 29, 2010 Jacqueline Thompson, FINRA compliance professional, FINRA compliance pro - independent contractor, New York City, New York
Aug. 29, 2010 Ralph W Geuder, Retired Educator, Ellicott City, Maryland
Aug. 29, 2010 Tom Williams
Aug. 29, 2010 Ted Warholak, retired, Mt. Desert, Maine
Aug. 29, 2010 Charles H. Beck, CLU, Financial Advisor, Northwestern Mutual, Newark, Delaware
Aug. 29, 2010 Warren W. Updike, Financial Advisor(Series 7)-Retired, Towson, Maryland
Aug. 29, 2010 James P. Belk, CLU, ChFC, BCG Companies
Aug. 29, 2010 David M. Kujawa, South Elgin, Illinois
Aug. 29, 2010 Adam Dinnebeil
Aug. 29, 2010 Bill Rutherford, Lititz, Pennsylvania
Aug. 29, 2010 Allan Reid RN
Aug. 29, 2010 Ronne R. Kobis, Esquire, N/A, Palm City, Florida
Aug. 29, 2010 John Zarwan, Sessional Lecturer, Charlottetown, Canada
Aug. 29, 2010 Trisha L. Sterling, Operations Manager, Blue Water Capital Management, Syracuse, New York
Aug. 29, 2010 Joel E. Fried, Amsterdam, Netherlands
Aug. 29, 2010 Mel Turner, Investor, Vista, California
Aug. 28, 2010 Russell R. Dart, Naperville, Illinois
Aug. 28, 2010 Mark G. Epstein
Aug. 28, 2010 Norman H. Cathell, Jr, LUTCF, Ocean City, Maryland
Aug. 28, 2010 Harold Evensky, President, Evensky Katz, Coral Gables, Florida
Aug. 28, 2010 Michael J. Kiley, Ceo Chamberlain Group, Irvine, California
Aug. 28, 2010 Karen Wang, Danville, California
Aug. 28, 2010 Joseph S. Bradley, Chfc, Member of Society of Financial Professionals, Salt Lake City, Utah
Aug. 28, 2010 Katie Hustad
Aug. 28, 2010 Michael S. Schmid, Zurich, Switzerland
Aug. 28, 2010 Andrew L. Larsen, CFP,CLU, Registered Rep, Rockford, Illinois
Aug. 28, 2010 Ernie J. Franz, Jr., CLU MBA Economics, Cincinnati, Ohio
Aug. 28, 2010 Christopher M. Theisen, Agent, New York Life, Providence, Rhode Island
Aug. 28, 2010 Donald B. Trone, Foundation for Fiduciary Studies, Mystic, Connecticut
Aug. 28, 2010 Robert E. Frank, CFS, ChFC, CLU, LUTCF, Registered Representative of Horner, Townsend, and Kent, Inc., Agent of Penn Mutual Life Insurance Company, Member of the Board of NAIFA Southern Maine, Brunswick, Maine
Aug. 28, 2010 Ferdinand Freisleben, Union, New Jersey
Aug. 28, 2010 Will Rogers, CFP, ChFC, Senior Financial Advisor, Ameriprise Financial, Evans, Georgia
Aug. 28, 2010 David F. Woods, Past President and CEO, National Association of Insurance and Financial Advisors, Longmeadow, Massachusetts
Aug. 28, 2010 Diane Burke, Merced, California
Aug. 27, 2010 Mark Larson, First Asset Financial Inc., Salinas, Kansas
Aug. 27, 2010 Perry Even, Area Senior Vice President, Arthur J. Gallagher & Co., Aliso Viejo, California
Aug. 27, 2010 David B. Armstrong, Monument Wealth Management, Alexandria, Virginia
Aug. 27, 2010 Lee Blaylock, Annandale Capital, LLC, Republic Tower
Aug. 27, 2010 Bobby Roberts, Roberts Financial Planning, Panama City, Florida
Aug. 27, 2010 Keith Hickerson, Senior Strategy Consultant, The American College
Aug. 27, 2010 Darren Violette, RFC, NAIFA, Needham, Massachusetts
Aug. 27, 2010 William T. Pauley, Registered Representative, Modern Woodmen Fraternal Financial Services, Bastrop, Texas
Aug. 27, 2010 Timothy Harrington, Partner, Marin Financial Advisors, LLC, Larkspur, California
Aug. 27, 2010 Ben Aranda, NAIFA Los Angeles, Los Angeles, California
Aug. 27, 2010 Eleanor I. Johnson, Managing Principal, Highland Capital Brokerage, NW
Aug. 27, 2010 Paula Steadman, Orlando, Florida
Aug. 27, 2010 Rachael Neil, CFP(R), Senior Financial Planner, Yeske Buie Inc., San Francisco, California
Aug. 27, 2010 Richard A. Stone, CEO, Private Ocean Wealth Management, San Rafael, California
Aug. 27, 2010 Rick L. Rodhouse, Pleasant Hill, Illinois
Aug. 27, 2010 Colleen Van Dyke, Vice President, State Farm VP Management Corp., Bloomington, Illinois
Aug. 27, 2010 Paul Koehler, Lincoln, Nebraska
Aug. 27, 2010 Roland Blasig, Burtrum, Minnesota
Aug. 27, 2010 Gordon F. B. Johnson, Alexandria, Virginia
Aug. 27, 2010 Robert C. Guenzel, Jr., Financial Educator, Lincoln, Nebraska
Aug. 27, 2010 Stuart B. Rodwell, Raleigh, North Carolina
Aug. 27, 2010 Fred L. Nicol, Jr., Society of Financial Service Professionals, Riverton, Wyoming
Aug. 27, 2010 Clifford Marstiller
Aug. 27, 2010 Rhomes C. Aur, EVP Wealth Management, First Tennessee Bank, Memphis, Tennessee
Aug. 27, 2010 Christie S Mueller, Renton, Washington
Aug. 27, 2010 Justin P. Gervais, Shoreview, Minnesota
Aug. 27, 2010 Fred B. Feinberg, clu, chfc, mi, Million Dollar Round Table, NAIFA, CLU, Atlanta, Georgia
Aug. 27, 2010 Barbara R. Collins, CLU, ChFc, CLU, ChFC, De Witt, Iowa
Aug. 27, 2010 Robert Thurmond, Registered Representative, NYLIFE Securities LLC, Langley, Washington
Aug. 27, 2010 William Woloszyn, Financial Consultant, Citizens Investment Services
Aug. 27, 2010 Duayne J. Madl, IAR, Shawnee, Kansas
Aug. 27, 2010 Robert Magers, MDRT, NAIFA, Dallas, Texas
Aug. 27, 2010 Elaine Farkas, Financial Representative, Westward Financial Strategies, St. Louis, Missouri
Aug. 27, 2010 Wayne H. Cox, Director, Comverse Billing Technology Prototypes Center, Omaha, Nebraska
Aug. 27, 2010 John S. Marshall, CFA, CFP, FRM, Petoskey, Michigan
Aug. 27, 2010 Eric Cline, State Farm Insurance, Seaford, Delaware
Aug. 27, 2010 Michael H. Lyman, CLU, ChFC, The Lyman Group, LLC
Aug. 27, 2010 David Byers, Managing Principal, Capital Strategies
Aug. 27, 2010 Mike Tuehey
Aug. 27, 2010 J. Cornell Svaren
Aug. 27, 2010 Richard G. Cunningham, Jr., Member NAIFA, Austin, Texas
Aug. 27, 2010 Virgil Halweg, NAIFA, FIC, Omaha, Nebraska
Aug. 27, 2010 Ray E. Bunnell, Jr., Alma, Nebraska
Aug. 27, 2010 Marshall W. Gifford, Minneapolis, Minnesota
Aug. 27, 2010 Robert J. Ziner, Mobile, Alabama
Aug. 27, 2010 Hans Woldseth, Renton, Washington
Aug. 27, 2010 Donald J. Yehle, Registered Representative, West Lafayette, Indiana
Aug. 27, 2010 Michael P. Krekeler, VP operations Fiedeldey Steel Fabricators, Cincinnati, Ohio
Aug. 27, 2010 Ronald E. Simmons, NAIFA, NewArk, Delaware
Aug. 27, 2010 Larry E. Pacini, Owner of LP Financial Services LLC, Kalamazoo, Michigan
Aug. 27, 2010 Nathan M. Alderman, Alexandria, Virginia
Aug. 27, 2010 George R. Allen, Certified Financial Planner (TM), Oswego, New York
Aug. 27, 2010 David H. Lindau, CPA,CFP, Pres. Lauterbach Financial Advisors, El Paso, Texas
Aug. 27, 2010 Mark E. Johannessen, CFP, Managing Director, Harris SBSB, McLean, Virginia
Aug. 27, 2010 Jordan Gary, President of Investment and Asset Planning, LLC, Wichita Falls, Texas
Aug. 27, 2010 Duncan Skogsberg
Aug. 27, 2010 John Roschewski, Kearney, Nebraska
Aug. 27, 2010 Jean H. McGuire, CLU, Stratford, Connecticut
Aug. 27, 2010 Jim Olson, Omaha, Nebraska
Aug. 27, 2010 Frank Kinter, Jr., NAIFA-Indiana County PA, Indiana, Pennsylvania
Aug. 27, 2010 Gregory L. Atkins, Central Financial Services, Lincoln, Nebraska
Aug. 27, 2010 James Compton
Aug. 27, 2010 Dennis W. Cuevas, LUTCF, Wesson, Mississippi
Aug. 27, 2010 Herb Harrison, CLU, Chapin, South Carolina
Aug. 27, 2010 Adym W. Rygmyr, JD, TIAA-CREF, Denver, Colorado
Aug. 27, 2010 Brian Boesiger, Lincoln, Nebraska
Aug. 27, 2010 Craig Willeke, Registered Representative, Lincoln, Nebraska
Aug. 27, 2010 Michael G. Murphy, Registered Representative, Ameritas Investment Corp., Omaha, Nebraska
Aug. 27, 2010 Roger A. Diehl, National Association of Ins and Financial Advisors- MD Past Pres., Taneytown, Maryland
Aug. 27, 2010 Thomas E. Kelly, Licensed Life Insurance Agent And Registered Rep, O'neill, Nebraska
Aug. 27, 2010 James Daniel, CFP, Financial Planning Association, NAPFA, Alpharetta, Georgia
Aug. 27, 2010 Mark E. Oboy, LUTCF, NAIFA, Bowerston, Ohio
Aug. 26, 2010 Thomas Hardy, CFP, Hardy Financial Planning, Inc.
Aug. 26, 2010 Ashley S. Murphy, Investment Committee Member, David White and Associates, San Ramon, California
Aug. 26, 2010 Darlene Van Beek, Financial Planning Association, Atlanta, Georgia
Aug. 26, 2010 Richard D. Parks, Managing Partner, Austin, Texas
Aug. 26, 2010 Felixberto R. Dungca, Financial Planning Association, Guam Main Facility, Guam
Aug. 26, 2010 Thomas O. Worrall, Ripon, Wisconsin
Aug. 26, 2010 Cliff F. Wilson, CLU, ChFC, CLF, LUTCF, NAIFA, Chandler, Arizona
Aug. 26, 2010 Mark Petro, agent for the New York Life, Chagrin Falls, Ohio
Aug. 26, 2010 Lee A. Mohr, Agent, Grand Island, Nebraska
Aug. 26, 2010 Annette P. Shanks, NAIFA, San Luis Obispo, California
Aug. 26, 2010 Dr. Robert N. Mayer and Dr. Cathleen D. Zick, University of Utah
Aug. 26, 2010 Bob Gerber
Aug. 26, 2010 Mark A. Hinze, Greeley, Colorado
Aug. 26, 2010 Michael L. Bull, Omaha, Nebraska
Aug. 26, 2010 Steven E. Johnson, Cambridge, Nebraska
Aug. 26, 2010 Steve Doster, CFP, Certified Financial Planner professional, San Diego, California
Aug. 26, 2010 Deborah Castiglioni, Cutter Company, Inc., Ballwin, Missouri
Aug. 26, 2010 Bruce R. Wagner, Maple Grove, Minnesota
Aug. 26, 2010 George F. Poppe, III, Edison, New Jersey
Aug. 26, 2010 Gregpry A. Berstler, LUTCF, Lincoln, Nebraska
Aug. 26, 2010 Alan D. Hearn, CFP, E.A.
Aug. 26, 2010 John Michael Stevens, CLU, ChFC, Ogden, Utah
Aug. 26, 2010 Matthew E. Lynch, President CEO, Capital Analysts, Cincinnati, Ohio
Aug. 26, 2010 Roger L. Gainer, ChFC, Mill Valley, California
Aug. 26, 2010 Michael G. Grinnell, CFP, Boston, Massachusetts
Aug. 26, 2010 Ike S. Trotter, active volunteer with the National Association of Insurance and Financial Advisors, Greenville, Mississippi
Aug. 26, 2010 Stanton Gershon, CLU, ChFC, Senior Financial Services Representative the Principal Financial Group
Aug. 26, 2010 Marilyn C. Dimitroff, Business Owner Registered Investment Advisor Frim, Bloomfield Hills, Michigan
Aug. 26, 2010 Brian A. Crockett, Regional VP, Sun LIfe Financial Distributors, Omaha, Nebraska
Aug. 26, 2010 Spencer R. Pierce, Vancouver, Washington
Aug. 26, 2010 Frank Presutti,Jr., Seneca Falls, New York
Aug. 26, 2010 Vince E. Henzel, Registered Representative, Lincoln, Nebraska
Aug. 26, 2010 Andrew S. Jacobs, CLTC, Financial Advisor, St. Cloud, Minnesota
Aug. 26, 2010 Stephen C. Owings, Atlanta, Georgia
Aug. 26, 2010 Mahebub Dossa, Dallas , Texas
Aug. 26, 2010 Bob Ericson, CFP, Ericson Financial Solutions
Aug. 26, 2010 Evan S. Connell, Portland, Oregon
Aug. 26, 2010 Kay E. Georgiana, MSFS, Registered Representative with The Principal Financial Group, Hastings, Nebraska
Aug. 26, 2010 Terence L. Horan, CLU, ChFC, President, Horan
Aug. 26, 2010 Thomas C. Hruby, Bemidji, Minnesota
Aug. 26, 2010 Dale A. Goff, NAIFA, Charleston, West Virginia
Aug. 26, 2010 Ryan Whiting, Edwardsville, Illinois
Aug. 26, 2010 Steven H. Norris, ChFC, Marietta, Georgia
Aug. 26, 2010 William H. Morris, Jr., CLU, ChFC, The William Morris Group, P.A.
Aug. 26, 2010 Elizabeth M. Pavin, Downers Grove, Illinois
Aug. 26, 2010 Ronald Hada, CPA, Financial Advisor, South Jordan, Utah
Aug. 26, 2010 Larry Gor, NAIFA, GAMA, Owings Mills, Maryland
Aug. 26, 2010 John A. Klich, Financial Representative, Schaumburg, Illinois
Aug. 26, 2010 John J. Deering, Registered Rep, Principal Financial Group, Lake Oswego, Oregon
Aug. 26, 2010 Michael C. Bergquist, Financial Professional, Jamestown, North Dakota
Aug. 26, 2010 Montford J. Will, Dublin, Ohio
Aug. 26, 2010 Edward Siedle, President, Benchmark Financial Services, Inc., Ocean Ridge, Florida
Aug. 26, 2010 Matt McKellar, ChFC, CFP, President, ICON Consulting, Bellevue, Washington
Aug. 26, 2010 Lisa A. Donaldson, CFP, Enid, Oklahoma
Aug. 26, 2010 Steve L. Hampton, National Committee Person - NAIFA-Wyoming, Upton, Wyoming
Aug. 26, 2010 Roland E. Kamps, Markesan, Wisconsin
Aug. 26, 2010 Ronald B. Merry, CLU, ChFC, LUTCF, Great Falls, Montana
Aug. 26, 2010 Patrick Madden, Tallahassee, Florida
Aug. 26, 2010 Anthony G. Jabaley, Jr, CEO, Andy Jabaley State Farm Agency, Woodstock, Georgia
Aug. 26, 2010 Gordon K. Smith, Greeley, Colorado
Aug. 26, 2010 John R. Bartram, CLU, ChFC, member NAIFA, member Society of FSP, New York, New York
Aug. 26, 2010 Mark Weber, Financial Planner, CFP, MSFS, Great Falls, Virginia
Aug. 26, 2010 Janet Fox, Raleigh, North Carolina
Aug. 26, 2010 Earl S. Prolman, CLU, ChFC, Nashua, New Hampshire
Aug. 26, 2010 Janet L. Heitzig, Senior Financial Representative, Chesterfield, Missouri
Aug. 26, 2010 Tom Randall, Financial Services Professional
Aug. 26, 2010 Christopher D. Heyn, NAIFA, Atlanta, Georgia
Aug. 26, 2010 Tricia Randall, RSA, Kansas City
Aug. 26, 2010 Joseph E. Whipple, Jr., NAIFA, Atlanta, Georgia
Aug. 26, 2010 V. Raymond Ferrara, CFP, Pres/CEO ProVise Management Group, LLC, Member Board of Directors for CFP Board of Standards, Inc, and member Financial Planning Association, Clearwater, Florida
Aug. 26, 2010 John R. Thornton, CLU, ChFC, Atlanta, Georgia
Aug. 26, 2010 Randy A. Bressner, LUTCF, NAIFA, Peoria, Illinois
Aug. 26, 2010 Roger D. Cramer, President, Financial Security Inc, Sergeant Bluff, Iowa
Aug. 26, 2010 Scott F. Stewart, CLU, ChFC, Agent, New York Life, Winston-Salem, North Carolina
Aug. 26, 2010 Thomas F. Flournoy, III, Insurance Agent and Registered Rep, Atlanta, Georgia
Aug. 26, 2010 Mark J. McCandless, CPA, CFP, Vice President, RAV Financial Services, LLC, Beachwood, Ohio
Aug. 26, 2010 Derwood K. Winfree, CLU, CEBS, Financial Advisor, Richardson, Texas
Aug. 26, 2010 Michael R. McReynolds, VP- Director of Insurance Marketing -The Advisor Group, Atlanta, Georgia
Aug. 26, 2010 Elizabeth A. Brooks, Allstate Financial Services Personal Financial Representative, Atlanta, Georgia
Aug. 26, 2010 Brad S. Hall, CLU, Florence , Alabama
Aug. 26, 2010 Mark Winston, Alpharetta, Georgia
Aug. 26, 2010 Lisa J. Kentfield, Insurance Agent Registered Representative, Omaha, Nebraska
Aug. 26, 2010 Mark Hedge, FICF MDRT NAIFA NAFIC, Butler, Ohio
Aug. 26, 2010 Vernon V. Chatman, III, Owner TFI, San Jose, California
Aug. 25, 2010 John W. Homer, CLU, Oxford Financial Group, Salt Lake City, Utah
Aug. 25, 2010 Errold F. Moody, Jr., PhD MBA MSFP LLB BSCE, San Leandro, California
Aug. 25, 2010 Marc Menchel, Executive Vice President and General Counsel, Financial Industry Regulatory Authority
Aug. 25, 2010 John W. Kokie, Financial Service Professional, New York Life Insurance Com., Bel Air, Maryland
Aug. 25, 2010 Robert L. Taylor, LUTCF
Aug. 25, 2010 Matthew Brashinger III, LUTCF, CLTC
Aug. 25, 2010 Daniel Dominguez, NAIFA, Pleasant Hill, California
Aug. 25, 2010 Robert H. Schacht, CLU, Watchung, New Jersey
Aug. 25, 2010 Lisa M. Dodson, Lilly, Pennsylvania
Aug. 25, 2010 Brian E. Worrell, Insurance agent, Wyomissing, Pennsylvania
Aug. 25, 2010 Yingyu Feng, Fremont, California
Aug. 25, 2010 John M. Sullivan, Certified Financial Planner(tm), Palatine, Illinois
Aug. 25, 2010 John M. Sullivan, Certified Financial Planner(tm), Palatine, Illinois
Aug. 25, 2010 John M. Sullivan, Certified Financial Planner(tm), Palatine, Illinois
Aug. 25, 2010 John M. Sullivan, Certified Financial Planner(tm), Palatine, Illinois
Aug. 25, 2010 Scott Johnson, Bountiful, Utah
Aug. 25, 2010 Tom Peekema, Financial Advisor, Principal Financial Group, Portland, Oregon
Aug. 25, 2010 Donovan J. Wilson, Walnut Creek, California
Aug. 25, 2010 Kenneth Hamann
Aug. 25, 2010 Georgianna G. Latino, Pinnacle Financial Strategies, Metairie, Louisiana
Aug. 25, 2010 Mark S. Starosciak, CFP, Denver, Colorado
Aug. 25, 2010 Richard J. Garcia, LUTCF, San Antonio, Texas
Aug. 25, 2010 Martin R. Durbin, CPA/PFS, COO, First Command Financial Planning, Fort Worth, Texas
Aug. 25, 2010 Stan Mock, CFP, FPA, NAIFA, Boise, Idaho
Aug. 25, 2010 Shawn Connolly, CFP, Financial Advisor, Williamsville, New York
Aug. 25, 2010 Samir H. Twair, L.A., California
Aug. 25, 2010 Leon Rousso, CFP, Leon Rousso & Associates
Aug. 25, 2010 Terri R. Kallsen, CFP, Executive Vice President, Fort Worth, Texas
Aug. 25, 2010 Jack S. O'Brien, Jr., NAIFA National member for over 40 years, San Jose, California
Aug. 25, 2010 John M. Woleben, CLU, ChFC, Registered Representative, Registered Investment Advisor, NAIFA and Society of Financial Service Professionals, Suffolk, Virginia
Aug. 25, 2010 Kenneth L. Brensdal, Registered Rep, Helena, Montana
Aug. 25, 2010 William T. Schenck, Management Associate, Principal Financial Group, Davenport, Iowa
Aug. 25, 2010 Daniel L. Rust, owner State Farm Insurance Dan Rust's office, Bozeman, Montana
Aug. 25, 2010 David H. McKinley, President, McKinley Carter Wealth Services, Wheeling, West Virginia
Aug. 25, 2010 Michael Bird, Financial Advisor, Principal Financial Group, Charlotte, North Carolina
Aug. 25, 2010 Elizabeth V. Soto, CFP, Financial Planning Association, Houston, Texas
Aug. 25, 2010 Michael N. Shaft, Sioux Falls, South Dakota
Aug. 25, 2010 Thomas M. Joseph, CLU, ChFC, CASL, Financial Advisor, Pittsburgh, Pennsylvania
Aug. 25, 2010 Jean K. Jennings, Assistant Director, Principal Financial Group, Des Moines, Iowa
Aug. 25, 2010 Christian Hauter, Nylife Securities Registered Rep, Laguna Hills, California
Aug. 25, 2010 Anthony V. Palermo, Financial Advisor, Fresno, California
Aug. 25, 2010 Anthony Cubellis, Bellingham, Washington
Aug. 25, 2010 Tim Vest, NAIFA, Orem, Utah
Aug. 25, 2010 Robert J McCarey, RIA Principal Financial Group, West Des Moines, Iowa
Aug. 25, 2010 Richard C Salmen, CFP, National Chairman of Financial Planning Association, Overland Park, Kansas
Aug. 25, 2010 Bruce G Coldsmith, MBA, CFP, Mobile, Alabama
Aug. 25, 2010 Christopher T. Hinken, Registered Representative, Kansas City, Missouri
Aug. 25, 2010 Al Heck, Chartered Financial Consultant (
Aug. 25, 2010 Lee C. Staniar, CLU, ChFC, Annapolis, Maryland
Aug. 25, 2010 Richard Mikula, Wisconsin
Aug. 25, 2010 Laurie B Prevette, NAIFA, SFSP, Charlotte, North Carolina
Aug. 25, 2010 Myles V Mezzetti, CLU, CEO Myles Financial Services, Florida , New York
Aug. 25, 2010 Robert A. Pierce, CLU, ChFC, CFP, MSFS, NAIFA, SFSP, Vancouver, Washington
Aug. 25, 2010 Donald J Circo, Financial Planning Student, Bryant Stratton College - Graduation 2011, Caledonia, Wisconsin
Aug. 25, 2010 John E. Stanojev, RFC, CSA, New Britain, Pennsylvania
Aug. 25, 2010 Davey R. Gaddy, Clarksdale, Mississippi
Aug. 25, 2010 Bruce H. Sears, Insurance Finacial Service Agency CASL ChFC Designations, Selah, Washington
Aug. 25, 2010 Otto G. Feddern, Pres/CCO - Feddern Financial Consulting Group, Jeffersonville, Indiana
Aug. 25, 2010 Robert W. de Jongh
Aug. 25, 2010 Derek C. Adnams, Jr., Financial Services Professional, New York Life, New Windsor, New York
Aug. 25, 2010 Robert D. Eylander, St. John, Indiana
Aug. 25, 2010 Robert W. Herbster, JD, ChFC, Dripping Springs, Texas
Aug. 25, 2010 Jim M. Clous, Financial Advisor, Michigan
Aug. 25, 2010 Theodore F. Beckman, Financial Professional for Prudential , Minster, Ohio
Aug. 25, 2010 Charles Bowes, CFP, Financial Planning Association, San Francisco, California
Aug. 25, 2010 John C. Johns, Jr., National Association of Insurance and Financial Advisors, Hazlehurst, Mississippi
Aug. 25, 2010 Ernest Palmer, III, MBA,ChFC, Northfield, Illinois
Aug. 25, 2010 Mario S. De Armas, EE, MBA, AXA Advisors, LLC, Fort Lauderdale, Florida
Aug. 25, 2010 Anne S. Buck, NAIFA, New Braunfels, Texas
Aug. 25, 2010 David P. Dolan, CLU, St. Cloud, Minnesota
Aug. 25, 2010 John P. Kinney, Financial Advisor, Greensburg, Pennsylvania
Aug. 25, 2010 James P. Riley, CLU, CHFC,MSFS, National Assoc. Of Financial Counselors, Baltimore, Maryland
Aug. 25, 2010 Brian H. Ashe, CLU, Lisle, Illinois
Aug. 25, 2010 Adam Mosbach, Scottsdale, Arizona
Aug. 25, 2010 Jimmy Stewart, AAMS, CFP, Edward Jones Financial Advisor, Urbana, Illinois
Aug. 25, 2010 Gary L. Smith, Yuma, Arizona
Aug. 25, 2010 Tammera Prouty, Financial Planning Association, Mount Vernon, Washington
Aug. 25, 2010 Eleesa R. Aimaq, CLU, ChFC, Investment Advisior, Transamerica Financial Advisors, Inc., Las Vegas, Nevada
Aug. 25, 2010 Joseph W. Rocco, Jr. , CFP,ChFC,CLU, Fairfield, Connecticut
Aug. 25, 2010 Marti J. Stark, State Farm Insurance Financial Services, Oxford, Mississippi
Aug. 25, 2010 Lorin D. Kieschnick, College Station, Texas
Aug. 25, 2010 Ronald D. Kyzar, Clinton, Mississippi
Aug. 25, 2010 William T. Free, Jr, Financial Representative, Fairfax, Virginia
Aug. 25, 2010 Bill Staton, MBA, CFA, NC CFA Socieity, Charlotte, North Carolina
Aug. 25, 2010 John A. Kvale, CFA, President, Financial Company, Dallas, Texas
Aug. 25, 2010 Gerald Tyson, CFP, ChFC, Fitchburg, Wisconsin
Aug. 25, 2010 Kent C. Saemann, Northwestern Mutual Financial Representative, Sheboygan, Wisconsin
Aug. 25, 2010 John Boyd, CFP
Aug. 25, 2010 Dennis F. Luebbering, Jefferson City, Missouri
Aug. 25, 2010 Shelly M. George, Financial Representative, Glasgow, Montana
Aug. 25, 2010 James Kaufmann
Aug. 25, 2010 Steve Walker, Fargo, North Dakota
Aug. 25, 2010 James Paulson, Portland, Oregon
Aug. 25, 2010 Kenneth C. Carrico, NAIFA, FSP, Waterloo, Illinois
Aug. 25, 2010 Paul L. De Lisio, CLU/ChFC/CFP, Registered Representative/Investment Advisor, Kingston , New York
Aug. 25, 2010 Patrick C. Robison, CLU, ChFC, CLTC, Louisville, Kentucky
Aug. 25, 2010 Joseph Stiles, NAIFA member, Cincinnati, Ohio
Aug. 25, 2010 Jaford D. Burgad, LUTCF,FSS, Fargo, North Dakota
Aug. 25, 2010 David Bausman, San Francisco, California
Aug. 25, 2010 Steven L. Rothschadl, Country Financial Rep., Lena, Illinois
Aug. 25, 2010 William G. Bartel, Retired Engineer, member Financial Planning Association, Leavenworth, Washington
Aug. 25, 2010 Dennis M. Dean, NAIFA, Chicago, Illinois
Aug. 25, 2010 James W Thorpe, Overland Park, Kansas
Aug. 25, 2010 Bob G. Medcalf, NAIFA, Southaven, Mississippi
Aug. 25, 2010 Dan Hagler, CFP
Aug. 25, 2010 Lee A. Bowman, Jr., Sikeston, Missouri
Aug. 25, 2010 Debra A. Smith , mrs., CLU , Beaver Dam, Wisconsin
Aug. 25, 2010 Richard A. Ray, SVP, Hamilton Capital Management, Columbus, Ohio
Aug. 25, 2010 John V. Picone, CFP, Bonita Springs, Florida
Aug. 25, 2010 Michael F. Louis, Boca Raton, Florida
Aug. 25, 2010 Michael E. Theis, ChFC, hastings, Nebraska
Aug. 25, 2010 Thomas A. Gore, CFP(r), Chapin, South Carolina
Aug. 25, 2010 Roy D. Walters, CFP(tm), CFP(tm), houston, Texas
Aug. 25, 2010 Dale F. Rettenmeier, Registered Rep., Cedar Rapids, Iowa
Aug. 25, 2010 James P. Keenan, Sterling, Illinois
Aug. 25, 2010 John MacDougall, First Command Financial Planning, Northfield, Massachusetts
Aug. 25, 2010 Eric Mote, CFP, Financial Planning Association (FPA), National Association of Personal Financial Advisors (NAPFA), Cedar Rapids, Iowa
Aug. 25, 2010 Dean J. Rosko, national Association of Insurance and Financial Advisors, Clearwater, Florida
Aug. 25, 2010 Thomas J. Sendek, Financial Adviser, Monroeville, Pennsylvania
Aug. 25, 2010 Philip K. Selden, Chief Compliance Officer, United Advisors LLC, Sylvania, Ohio
Aug. 25, 2010 Joseph J. McCusker, Sr., Managing Member, Celtic Consulting Services, Inc., Denver, Colorado
Aug. 25, 2010 Neil Dinndorf, Career Development Chair, FPA Southern Wisconsin, Madison, Wisconsin
Aug. 25, 2010 John C. Daniel, Financial Representative, Atlanta, Georgia
Aug. 25, 2010 Abigail Hollar, Junior Financial Planner, with Cynthia L. Conger, CPA, PA, Little Rock, Arkansas
Aug. 25, 2010 Brett M. Sause, LUTCF, LTCP, CLTC, NAIFA-Anne Arundel, President, Annapolis, Maryland
Aug. 25, 2010 Harvey Tegeler, Registered Representative, Questar Capital Corp., Westminster, Maryland
Aug. 25, 2010 Dennis C. Gero, Financial Advisor, Northampton, Massachusetts
Aug. 25, 2010 Raymond N. Bergen, CFP, Forest Hills, New York
Aug. 25, 2010 Elizabeth W. Jetton, CFP(R), Executive Faculty, California Lutheran University Sr. Advisor, RTD Financial Advisors Inc., Atlanta, Georgia
Aug. 25, 2010 William P. Harmon, CPA/PFS, CFP, Partner, Fortenberry Ballard, PC, Brandon, Mississippi
Aug. 25, 2010 Cameron W. McElhany, New York Life, Colorado Springs, Colorado
Aug. 25, 2010 David G Grabner, Mr., Glen Arm, Maryland
Aug. 25, 2010 Jerry P Moorehead, Jackson, Mississippi
Aug. 25, 2010 Ben A Mandel, IAR and RR at Securian Financial Group, San Antonio, Texas
Aug. 25, 2010 Sammy D Tally, CFP, BFT Financial Group, CCO, Bedford, Texas
Aug. 25, 2010 Phillip M Cook, CFP, CLU, Blue Bell, Pennsylvania
Aug. 25, 2010 Joseph Bonfiglio, CFP, EA, CLU, Adjunct Professor , CFP Certification Program, Fairleigh Dickinson University, Holmdel, New Jersey
Aug. 25, 2010 Jerome A Lindberg, CLU AEP, Syracuse, New York
Aug. 25, 2010 Mark O Flaherty, CFP(r), Financial Planning Association, Norfolk, Virginia
Aug. 25, 2010 Jim R McQuillan, President, Financial Services Business, Minneapolis , Minnesota
Aug. 25, 2010 Chad R Huff, New York Life/Huff Financial Group, Fairfield, Iowa
Aug. 25, 2010 Lorne T Hargis, Jr, National Association of Insurance and Financial Advisors, Maplewood, New Jersey
Aug. 25, 2010 Sharla Rountree, CFPtm, Lakewood, Colorado
Aug. 25, 2010 Thomas A Cosgrove, Financial Consultant, Traverse City, Michigan
Aug. 25, 2010 Thomas Sokoloski, Glastonbury, Connecticut
Aug. 25, 2010 Christina Rosario, Weston, Florida
Aug. 25, 2010 Bruce R. Heling, CFP CPA, President, Heling Associates, Inc., Brookfield, Wisconsin
Aug. 25, 2010 Arlene A. Myers, Financial Consultant, Thrivent Financial for Lutherans, Cottage Grove, Minnesota
Aug. 25, 2010 Larry Hereth, Lawrenceburg, Indiana
Aug. 25, 2010 John T. Cozart, Houston
Aug. 25, 2010 Herb Montgomery, CFP, Financial Planning Association, Orleans, Massachusetts
Aug. 25, 2010 C. Richard Herrold, CFP
Aug. 25, 2010 Mark A. Griffin, Burlington, North Carolina
Aug. 25, 2010 Steven L. Dick, CFP, ChFC, President, Strong Heritage Financial Group, Greeneville, Tennessee
Aug. 25, 2010 Robert D. Hamilton, Financial Planner, Columbus, Ohio
Aug. 25, 2010 Dennis J. Hebert, Liverpool, New York
Aug. 25, 2010 Sydney Khedouri, CLU
Aug. 25, 2010 James E. Counts, President, Counts Financial Services, Frederick, Maryland
Aug. 25, 2010 Robert B. MacTough, Jr., Certified Financial Planner, San Antonio, Texas
Aug. 25, 2010 Edwin S. Landis, Financial Consultant, Landis Financial Services, Annapolis, Maryland
Aug. 25, 2010 Franklin J. Yensel, London, Ohio
Aug. 25, 2010 Timothy A. Francis, Financial Services Professional, Troy, Ohio
Aug. 25, 2010 Dallas Bokop, NAIFA, Harbeson, Delaware
Aug. 25, 2010 Brad Hartman, Registered Investment Advisor
Aug. 25, 2010 Peter L. Wolff, LUTCF,FSS, Newark, Delaware
Aug. 25, 2010 Larry J. Winkelhake, CLU, ChFC, Senior Financial Services Representative, Milwaukee, Wisconsin
Aug. 25, 2010 Edward Bartholic, CFP, Denver, Colorado
Aug. 24, 2010 Philip V. Oppenheimer
Aug. 24, 2010 Jongjoon Kim, M.A.
Aug. 24, 2010 Richard R. Tabert, Financial Representative, Dickinson, North Dakota
Aug. 24, 2010 Barry A. Cook, Phoenix, Arizona
Aug. 24, 2010 Gil Armour, CFP, SagePoint Financial, San Diego, California
Aug. 24, 2010 Loretta Anderson, Sparrows Point, Maryland
Aug. 24, 2010 Marcia P. Friedman, COO, Edgewater, Maryland
Aug. 24, 2010 Thomas E. Lin, Los Angeles, California
Aug. 24, 2010 Richard M. Slavin, Insurance and Financial Planner, W. Hollywood, California
Aug. 24, 2010 Don A. Reader, Chartreed Life Underwriter, Chartered Financial Consultant, Registered Health Underwriter, Rancho Cucamonga, California
Aug. 24, 2010 Margaret Wilkerson, Registered Representative, Oklahoma City, Oklahoma
Aug. 24, 2010 Charlotte F. Crawford, Green Valley, Arizona
Aug. 24, 2010 Dennis R. Farrar, Delray Beach, Florida
Aug. 24, 2010 Barbara Woith, Great Falls, Montana
Aug. 24, 2010 charles A. Sawicki, Charlotte, North Carolina
Aug. 24, 2010 Jackie K. Snow, Summerfield, North Carolina
Aug. 24, 2010 Cat Fraser, Colchester, Vermont
Aug. 24, 2010 Eric Smith, CFP, AIF, Washington
Aug. 24, 2010 Bruce A. Tannahill, Vice President, Business Estate Planning, Western Reserve Life Assurance Co. of Ohio, St. Petersburg, Florida
Aug. 24, 2010 Dennis Wong, CLU, ChFC, Honolulu, Hawaii
Aug. 24, 2010 John Souther
Aug. 24, 2010 Gerald L. Newton, NAIFA, Society of Financial Services Progessionals, Pomona, California
Aug. 24, 2010 James T. Menezes, President, Pacific Benefit Consultants, Eugene, Oregon
Aug. 24, 2010 Richard R. Hurth, CFP, Oak Lawn, Illinois
Aug. 24, 2010 Judith I. Weisman, CFP, EA, MBA, Walnut Creek, California
Aug. 24, 2010 Chad C. Courtois, New Iberia, Louisiana
Aug. 24, 2010 John W. Fiege, CFP, FPA, NAPFA, RIA in Virginia, Onancock, Virginia
Aug. 24, 2010 Thomas E. Wagener, CFP(R), Financial Advisor, Portland, Oregon
Aug. 24, 2010 Richard W. Kagawa, CFP, MSFS, Huntington Beach, California
Aug. 24, 2010 M. Paul DeFelice, CLU, ChFC, MSFS, NAIFA, Rochester, New York
Aug. 24, 2010 Lee H. Hoffman, Bremerton, Washington
Aug. 24, 2010 Robert L. Hamman, President of First Asset Financial Inc., Salina, Kansas
Aug. 24, 2010 Paula J. Wiiken, Certified Financial Planner Practitioner, Petaluma, California
Aug. 24, 2010 Ron F. Ondik, Financial Advisor, Mt Pleasant, Pennsylvania
Aug. 24, 2010 Dennis H. Vogt, CFP, Woodinville, Washington
Aug. 24, 2010 Steven Sant, CFP, Managing Partner - Sant, McMahon Sparks, LLC, Lynnwood, Washington
Aug. 24, 2010 Nancy Lininger, Compliance Consultant, The Consortium, Camarillo, California
Aug. 24, 2010 David Romero, Registered Representative, Shreveport, Louisiana
Aug. 24, 2010 Anne E. Graves, NAIFA, Fredericksburg, Virginia
Aug. 24, 2010 Gary J. Deardorff, CFP,CEP,RFC, Glendale, Arizona
Aug. 24, 2010 David J. Gasparik, CLU, ChFC, FPA and Society of Financial Professionals, Ossining, New York
Aug. 24, 2010 Connie C. Smith, Mrs., NAIFA, Monterey, California
Aug. 24, 2010 John M. Comer, CFP, Principal, Comer Consulting, Adjunct professor Univ. St. Thomas and Minnesota State University Mankato, Plymouth, Minnesota
Aug. 24, 2010 Michael B. Hansen, CFP at Frontier Wealth Strategies, Walnut Creek, California
Aug. 24, 2010 R. Farabaugh, NAIFA -Greater Harrisburg, Harrisburg, Pennsylvania
Aug. 24, 2010 Steven G. White, NAIFA, San Angelo, Texas
Aug. 24, 2010 Steven C. Colson, ChFC, CSA, RFC, LUTCF, Society of Certified Senior Advisors, College Station, Texas
Aug. 24, 2010 Richard Fort, Scottsdale, Arizona
Aug. 24, 2010 Bryan K. Burris, CFP Financial Planning Assoc. , Morrison, Colorado
Aug. 24, 2010 Charles T. Boster, Nyssa, Oregon
Aug. 24, 2010 Joseph Nill, CLU, ChFC, CLTC, Glenview, Illinois
Aug. 24, 2010 Walter Lee Martin, Jr., Registered Rep., New Orleans, Louisiana
Aug. 24, 2010 Diane L. Moore, IAR, Bulverde, Texas
Aug. 24, 2010 George T. Coene, Registered Representative, Redondo Beach, California
Aug. 24, 2010 Michael P. Abdoo, Amarillo, Texas
Aug. 24, 2010 David Spinner
Aug. 24, 2010 John L. Norman, Senior Vice-President for Ackley Financial Group, Inc., Addison, Texas
Aug. 24, 2010 Lee H. Schillinger, Hollywood, Florida
Aug. 24, 2010 Lawrence E. Lounds, CLU, ChFC, President, Security First Benefits Corporation, Flint, Michigan
Aug. 24, 2010 James W.Frye, NAIFA
Aug. 24, 2010 Jeffrey G. Meyers, Overland Park, Kansas
Aug. 24, 2010 Howard J. Rappaport, San Antonio, Texas
Aug. 24, 2010 Joseph Chalom, Coral Springs, Florida
Aug. 24, 2010 Robert C. Anderson, CPA, Registered Rep. with NYLIFE Securities LLC, Nampa, Idaho
Aug. 24, 2010 Joel Willliamson, Austin, Texas
Aug. 24, 2010 Michelle R. Coble, Chartered Retirement Plan Specialist, Oklahoma City, Oklahoma
Aug. 24, 2010 Derrick Kim, Mililani, Hawaii
Aug. 24, 2010 John F. Ridoux, Louisville, Kentucky
Aug. 24, 2010 Edward J. Kelly, MBA,CLF, Williston Park, New York
Aug. 24, 2010 Matthew J. Grace, Financial Advisor, Washington, District of Columbia
Aug. 24, 2010 Daniel Richards, Managing Director, Northwestern Mutual, Idaho Falls, Idaho
Aug. 24, 2010 Judy L. Gregory, Enid, Oklahoma
Aug. 24, 2010 Scott A. Wolf, Managing Director, Northwestern Mutual, Edina, Minnesota
Aug. 24, 2010 David J. Grantham, CFP, FINRA, NAIFA CFP Board, Bradenton, Florida
Aug. 24, 2010 Paul Dougherty, Hyattsville, Maryland
Aug. 24, 2010 Chiu Tsen Lu-Coberly, Registered Representative, Fresno, California
Aug. 24, 2010 George H. Harsh, Registered Representative, Overland Park, Kansas
Aug. 24, 2010 Ronald P. Friddle, MBA, Rockville, Maryland
Aug. 24, 2010 James Mbithi, Horsham, Pennsylvania
Aug. 24, 2010 David S. Kudzma, Salisbury, Maryland
Aug. 24, 2010 Delmer Regehr, Inman, Kansas
Aug. 24, 2010 Eric P. Strom, Beaverton, Oregon
Aug. 24, 2010 Edel Blumberg, NAIFA, Reisterstown, Maryland
Aug. 24, 2010 Ruben D. Lozoya, Farmers Insurance Group, Beaumont, Texas
Aug. 24, 2010 Barry G. Hartman, LUTCF, NAIFA, Missoula, Montana
Aug. 24, 2010 Ted N. Tasky, NAIFA, Chicago, Illinois
Aug. 24, 2010 Connie S. Walenta, Concordia, Kansas
Aug. 24, 2010 David J. Mills, CLU ChFC, Lafayette, Indiana
Aug. 24, 2010 Michael P. Gugliemini, LUTCF, York, Pennsylvania
Aug. 24, 2010 Timothy C. Allen, CSA, MM, NAIFA member, San Antonio, Texas
Aug. 24, 2010 Russell S. Andrews, ChFC, Fianacial Rep, Northwestern Mutual Financial Network, Syracuse, New York
Aug. 24, 2010 Larry L. Quigley, Kearney, Missouri
Aug. 24, 2010 Cindy M. Huber, Decorah, Iowa
Aug. 24, 2010 Richard P. Terhune, Jr., Development Manager, New York Life, Southern CT General Office, Stratford, Connecticut
Aug. 24, 2010 David M. Breedlove, ChFC, NAIFA, Tyler, Texas
Aug. 24, 2010 Katrina T. Franklin, Northwestern Mutual, Atlanta, Georgia
Aug. 24, 2010 Robert E. Caldwell, CLU, ChFC, Addison , Texas
Aug. 24, 2010 Ron Angarella, Chief Operating Officer, RD Marketing Group
Aug. 24, 2010 James R. Humphrey, LUTCF, CSA, Grand Haven, Michigan
Aug. 24, 2010 Carl Camillo, NAIFA, SFSP, EPC, FPA
Aug. 24, 2010 Gail A. Wetzork, C, CLU, ChFC, American Society of Financial Service Providers, National Association of Insurance Advisors, Alameda, California
Aug. 24, 2010 Charles M. Weinstein, Investment Adviser Representative, Deer Park, New York
Aug. 24, 2010 Jim LeMessurier, SYRACUSE, New York
Aug. 24, 2010 Peter T. Palion, CFP, President, Master Plan Advisory, Inc., Long Island, New York
Aug. 24, 2010 Patric Hofman, Bismarck, North Dakota
Aug. 24, 2010 Robert L. Avery, II, CFP, Financial Planner, Denver, Colorado
Aug. 24, 2010 Brett J. Hoffman, CPA, AIF, Executive Vice President, The Insurance Exchange, Inc., Rockville, Maryland
Aug. 24, 2010 Jonna Strauss, Investment Advisor Represenative, Medford, Oregon
Aug. 24, 2010 Ryan Schulte, Laguna Niguel, California
Aug. 24, 2010 Duane M. Toney, CPA, AICPA, NAIFA, Society of FSP, MDRT, Salt :Lake City, Utah
Aug. 24, 2010 Dan R. Elser, CLU, ChFC, Billings, Montana
Aug. 24, 2010 Larry D. Newman, ChFC, Lexington, Kentucky
Aug. 24, 2010 Paul Steven Buchanan, LUTCF, Gastonia, North Carolina
Aug. 24, 2010 Kevin Palmieri, CFS
Aug. 24, 2010 Thomas J. Maus, CLU, ChFC, Representative New England Securties, Gurnee, Illinois
Aug. 24, 2010 R. Terry Lawson, NAIFA Member, Augusta, Georgia
Aug. 24, 2010 Antonio Buentello, CLU, ChFC, San Antonio, Texas
Aug. 24, 2010 Paul Hinrichs, LUTCF, Financial Representative, Yuma, Arizona
Aug. 24, 2010 Bob Sukolsky
Aug. 24, 2010 Richard M. Denton, CLU, ChFC, AEP, Ipswich, Massachusetts
Aug. 24, 2010 Raymond J. Straub, Jr, Syracuse, New York
Aug. 24, 2010 Joseph W. Dobbs, Northwestern Mutual Financial Rep., Fargo, North Dakota
Aug. 24, 2010 Jim Lammers, Omaha NAIFA Board Member, Omaha, Nebraska
Aug. 24, 2010 Mark A. Cecil, CFP, Bethesda, Maryland
Aug. 24, 2010 Lanny Kuehl, New York Life
Aug. 24, 2010 Sharon D. Ward, Norwalk, Ohio
Aug. 24, 2010 Gwendolyn J. Tibbals, Poughkeepsie, New York
Aug. 24, 2010 Joe E. Still, CLU, MDRT, Nacogdoches, Texas
Aug. 24, 2010 Martin J. Coursey, CLU, CHFC, Farmington, Connecticut
Aug. 24, 2010 Oliver K. Kneisley, CLU, ChFC, Montgomery, Texas
Aug. 24, 2010 Theresa Crosby, Louisiana
Aug. 24, 2010 Robert J. Wernecke, Scottsdale, Arizona
Aug. 24, 2010 Larry A. Dietz, CLU, ChFC, South Bend, Indiana
Aug. 24, 2010 Luke C. Finchem, Grand Haven, Michigan
Aug. 24, 2010 Todd Henderson, Worthington, Minnesota
Aug. 24, 2010 Robert R. Loesch, Brenham, Texas
Aug. 24, 2010 Alan J. Stearley, The Gaudreau Group, Inc., Wilbraham, Massachusetts
Aug. 24, 2010 Mark D. Gronert, Thrivent Financial For Lutherans, San Leandro, California
Aug. 24, 2010 Rodney C. Shipe, CFP, National Association of Insurance and Financial Advisors, Plantation, Florida
Aug. 24, 2010 Robert R. Schroth, Hermiston, Oregon
Aug. 24, 2010 Cord H. Neal, Fairfield, California
Aug. 24, 2010 Bill Driscoll, CLUChFC, New York Life Insurance Company Agent for 40+ years, Plymouth, New Hampshire
Aug. 24, 2010 Ricky G. Crabtree, Burlington, North Carolina
Aug. 24, 2010 John P. Steele, LUTCF, Manhattan, Montana
Aug. 24, 2010 Sanford G. Seide, Lewiston, New York
Aug. 24, 2010 Michael Loftus
Aug. 24, 2010 Robert S. Helleen, New Hope, Minnesota
Aug. 24, 2010 Ronald M. Goss, Sr, Insurance Agentand Financial Advisor for New York Life Ins. Co., Cartersville, Georgia
Aug. 24, 2010 Dan R. Elser, CLU, ChFC, Billings, Montana
Aug. 24, 2010 Mark A. Reed, NAIFA, Salem, Oregon
Aug. 24, 2010 K. Larry Hastie, M.B.A., Ph.D., Managing Director, Retirement Income Solutions, Ann Arbor, Michigan
Aug. 24, 2010 Peter Acquaro, JR, Houston, Texas
Aug. 24, 2010 Lynn A. Thomas, LUTCF, Prospect, Ohio
Aug. 24, 2010 Jerald K. Holloway, Mr, BALU, FINRA, Meridian, Idaho
Aug. 24, 2010 Gregory V. Cismoski, Omaha, Nebraska
Aug. 24, 2010 Walden J. Rooney, South Burlington, Vermont
Aug. 24, 2010 Robert L. Spinks, Managing Partner of The Spinks Group, Jackson, Mississippi
Aug. 24, 2010 Barton C. Pasco, ChFC, CLU, Richmond, Virginia
Aug. 24, 2010 Art H. Thompson, CLU, CHfC, LUTCF, PRESQUE ISLE, Maine
Aug. 24, 2010 Robert J. Poindexter, Shreveport, Louisiana
Aug. 24, 2010 Aaron P. Roush, Financial Advisor, Findlay, Ohio
Aug. 24, 2010 Rebecca A. Ferguson, Financial Representative with COUNTRY Financial, Oklahoma City, Oklahoma
Aug. 24, 2010 Scott Cleveland, CLU, Boise, Idaho
Aug. 24, 2010 Joseph K. Kaiser, CLU, Small Business Owner, Indianapolis, Indiana
Aug. 24, 2010 Patricia L. Berry, Kailua -Kona, Hawaii
Aug. 24, 2010 William A. Ballesteros, CEO, Ballesteros Family Insurance Services, Inc, Morro Bay, California
Aug. 24, 2010 Jason T. Beckendorf, Investment Adviser Representative, Blaine, Minnesota
Aug. 24, 2010 Jason A. Black, Partner at New York Life Insurance Company, Dublin, Ohio
Aug. 24, 2010 Troy J. Shreve, NAIFA, Lincoln, Nebraska
Aug. 24, 2010 James L. Mcinnes, Okeechobee, Florida
Aug. 24, 2010 Dennis D. Carlton, Omak, Washington
Aug. 24, 2010 Jimmy D. Auvil, Montgomery, Alabama
Aug. 24, 2010 James M. Herrington, CFP, ChFC, NAIFA, FPA, SFSP, Augusta, Georgia
Aug. 24, 2010 Dean A. Hempel, Registered Representative since 1994, Seymour, Tennessee
Aug. 24, 2010 Fred N. Huff, Sr, Jackson, Mississippi
Aug. 24, 2010 Craig R. Forbes, New Rochelle, New York
Aug. 24, 2010 Garry Helyer, CLU, ChFC, Adjunct professor of Finance, Connecticut
Aug. 24, 2010 Alan F. Rosenbeg, Founder, Wealth Initatives, Newark, Delaware
Aug. 24, 2010 Kyle B. Walker, LUTCF, Springfield, Missouri
Aug. 24, 2010 Michael J. Axton, CLUChFC, NAIFA, Lauarel, Mississippi
Aug. 24, 2010 James P. Grogan, Managing Direct or the Northwestern Mutual Life, Milwaukee, Wisconsin
Aug. 24, 2010 James Stuart Neff, II, Independent Agent, Annapolis, Maryland
Aug. 24, 2010 Robert J. Stoltman, NAIFA member since 1982, Little Falls, Minnesota
Aug. 24, 2010 George R. Ray, Registered Rep w/ AXA/Equitable, Pensacola, Florida
Aug. 24, 2010 Blair Broussard, Thibodaux, Louisiana
Aug. 24, 2010 William M. Burke, Fort Lauderdale, Florida
Aug. 24, 2010 Carrington B. Day, CLTC, Harbor Springs, Michigan
Aug. 24, 2010 Daniel L. Austin, CLU, Windsor, Colorado
Aug. 24, 2010 Nancy R. Nunez, MBA, Dallas, Texas
Aug. 24, 2010 Larry D. Burch, FIC, Edmond, Oklahoma
Aug. 24, 2010 Michael D. McCoy, NAIFA, Gurnee, Illinois
Aug. 24, 2010 Donald L. Haisman, CFP, CFP - Registered investment Advisor and Member - Financial Planning Association (FPA), Fort Myers, Florida
Aug. 24, 2010 Kurt D Ferris, Registered Rep NY Life, Oswego, New York
Aug. 24, 2010 Rona S. Rosenberg, New Windsor, New York
Aug. 24, 2010 Judy Borden, Northwestern Mutual Financial Network, Kalamazoo, Michigan
Aug. 24, 2010 Joe Meyer, CLUChFC, Napoleon, Ohio
Aug. 24, 2010 Tracy L. Lippel, Newark, Delaware
Aug. 24, 2010 Mark S. Gluckner, NAIFA Chattanooga, TN, Chattanooga, Tennessee
Aug. 24, 2010 Sam Shada, Ft Collins, Colorado
Aug. 24, 2010 Frankie A. Crowe, ChFC, MSFS, CLU, Indianapolis, Indiana
Aug. 24, 2010 Jerri W. Batts, Financial Consultant, AXA Advisors, LLC, Wilson, North Carolina
Aug. 24, 2010 Donald J. Stone, El Paso, Illinois
Aug. 24, 2010 David G. Walter, New York Life, Miami, Florida
Aug. 24, 2010 Lee Ninneman, Appleton, Wisconsin
Aug. 24, 2010 LEO O WHITLOW, JR, President - NAIFA, Richmond, Virginia
Aug. 24, 2010 Ronald T. Fullmer, Fianancial Professional, Salt Lake City, Utah
Aug. 24, 2010 Connie D. Marcum, Registered Representative, clarksville, Indiana
Aug. 24, 2010 Fred W Lancaster, Albuquerque, New Mexico
Aug. 24, 2010 Drew Jones, Belmont, North Carolina
Aug. 24, 2010 David L. Rees, NAIFA - Allstate Insurance Company, Marion, Indiana
Aug. 24, 2010 Greg Scherschel, Columbus, Indiana
Aug. 24, 2010 James L. Yost, CLU, ChFC, Life Insurance and Mutual Funds Sales and Service, Grand Rapids, Michigan
Aug. 24, 2010 John P. Posani, Esquire, Columbus, Ohio
Aug. 24, 2010 walter d holley, jr, President holley agency, olivette, Missouri
Aug. 24, 2010 Michael P. Casey, Sr., investment advisor representative, Richmond, Virginia
Aug. 24, 2010 Jerry Mathis, Principal, M A R Financial Group, San Antonio, Texas
Aug. 24, 2010 Dean Forman, M.S.CFPCEBS, CEO/President GFBB Benefits, Roseville, California
Aug. 24, 2010 Daniel Johnson
Aug. 24, 2010 Donna C. Rettig, Advisor for Country Financial, Tucson, Arizona
Aug. 24, 2010 Calvin Taketa, NAIFA Hawaii, Mililani, Hawaii
Aug. 24, 2010 Thomas L. Littleton, CLU, LUTCF, Nacogdoches, Texas
Aug. 24, 2010 Bill King, Brownwood, Texas
Aug. 24, 2010 Jeffrey M. Orth, ChFC, CASL, Gilory, California
Aug. 24, 2010 Brandon R. Paulseen, Partner, Paulseen Financial Group, Wichita, Kansas
Aug. 24, 2010 Marc V. Lewis, NAIFA, Smyrna, Tennessee
Aug. 24, 2010 Robert J. Pollinger, CLU, ChFC, MSFS, President Elect, The San Diego Chapter of The Society of Financial Services Professionals - President Del Mar Financial Partners, Inc. - Member of The San Diego Chapter of NAIFA and The Financial Planning Association, San Diego, California
Aug. 24, 2010 Richard Vonderlage, Registered Representative, Omaha, Nebraska
Aug. 24, 2010 Jason Rucker, Cambridge Financial Services, Gilbert, Arizona
Aug. 24, 2010 Christopher B. Neff, Eureka, Illinois
Aug. 24, 2010 Gary Wolf, Las Vegas, Nevada
Aug. 24, 2010 Christi Daughenbaugh, Sunnyvale, Texas
Aug. 24, 2010 Don Lee, Insurance Representative/Registered Representative, Great Falls, Montana
Aug. 24, 2010 Greg R. Wagner, Cross Plains, Wisconsin
Aug. 24, 2010 Robert D. Dollar, Modern Woodmen of America, Stockbridge, Georgia
Aug. 24, 2010 Algis A Liskunas, Sarasota, Florida
Aug. 24, 2010 Mario A. Giovannucci, Registered Investment Advisor, Bristol, Connecticut
Aug. 24, 2010 Logan T. Cox, Reg Rep 20years, Beaverton, Oregon
Aug. 24, 2010 Larry B. Rash, CLU, Orlando, Florida
Aug. 24, 2010 Archer A. Jordan, NAIFA member, ABC (Alternative Benefits Consultant), Alexandria, Virginia
Aug. 24, 2010 Timothy J. Kraayenbrink, Fort Dodge, Iowa
Aug. 24, 2010 Craig R Schillig, Registered Reprsentative, Bettendorf, Iowa
Aug. 24, 2010 Rhett Coatney, Registered Representative with COUNTRY Financial, Lanark, Illinois
Aug. 24, 2010 Olin K. Barkdull, CFP, National Association of Insurance and Financial Advisors, National Association of Health Underwriters, Idaho Falls, Idaho
Aug. 24, 2010 Robert M Kelly, Kennewick, Washington
Aug. 24, 2010 Sherry R Leriger, Fremont, Nebraska
Aug. 24, 2010 George P. Gallagher, LUTCF, Registered Representative, NYLIFE Securities, Waltham, Massachusetts
Aug. 24, 2010 David S. Cochran, Life Insurance Agent, Glen Allen, Virginia
Aug. 24, 2010 Roger C. Kruse, CFP , Minneapolis, Minnesota
Aug. 24, 2010 Larry E. Botts, Lexington, Kentucky
Aug. 24, 2010 John H. Akoury, CFP(R), Boston, Massachusetts
Aug. 24, 2010 Susan D. Fristoe, Tallahassee, Florida
Aug. 24, 2010 Ronald G. Rodgers, Redmond, Washington
Aug. 24, 2010 Glenn D. Blackwell, Mooresville, Indiana
Aug. 24, 2010 Leslie S. Radwany, Jr., CLU. ChFC, Akron, Ohio
Aug. 24, 2010 William R. McNabola, PhD, Registered Representative, IAR, NAIFA, Newark, Delaware
Aug. 24, 2010 Robert Sanders, III, NAIFA, Richmond, Virginia
Aug. 24, 2010 Robert J. Hanten, Orono, Minnesota
Aug. 24, 2010 Michael S. Farrell, CLUChFC, Yorktown Hts, New York
Aug. 24, 2010 Marcus Stone, Financial Advisor, Austin, Texas
Aug. 24, 2010 Robert M. Webb, Registered Rep, Marion, Ohio
Aug. 24, 2010 Pamela Smith, CLU, LUTCF, MEMPHIS, Tennessee
Aug. 24, 2010 Loretta Mills, Registered Representative, Omaha, Nebraska
Aug. 24, 2010 Janelle J. Fuhrmann, CFP and Managing Partner for 100+ advisors, Appleton, Wisconsin
Aug. 24, 2010 Henry K. Roe, CLU ChFC, MDRT and NAIFA, Marseilles, Illinois
Aug. 24, 2010 Lorraine A. JordanCluChfc
Aug. 24, 2010 Theodore A. Malette, CLU, Scarborough, Maine
Aug. 24, 2010 Jeffrey S. Cornelius, Knoxville, Tennessee
Aug. 24, 2010 Bert L. Reames, CLU, American Society Financial Service Professionals, Daytona Beach, Florida
Aug. 24, 2010 Mark W. Hicks, Clu ChFC Naifa, FSP, MDRT, cleveland, Ohio
Aug. 24, 2010 Benjamin M. Bloom, LUTCF, CLTC, Agent, MassMutual Life Insurance Co., Walnut Creek, California
Aug. 24, 2010 Dernnis Cuccinelli, Edison, New Jersey
Aug. 24, 2010 John O. Todd, III, NAIFA member, San Diego, California
Aug. 24, 2010 Jeffrey J. Brusa, Lodi, California
Aug. 24, 2010 James F. Linenger, Farmington Hills, Michigan
Aug. 24, 2010 Jay C. McCluskey, MBA.Clu.ChFC.MSFS., Dallas, Texas
Aug. 24, 2010 Anthony J. Schau, CFP, Member Society of Financial Planning, Regional Director of NAIFA, Iowa City, Iowa
Aug. 24, 2010 Robert T. Lynch, Registered Representative, Thornwood, New York
Aug. 24, 2010 Charles E. Thompson, Lexington, Kentucky
Aug. 24, 2010 Margaret R. Beck, CLU, ChFC, CEBS, Redding, California
Aug. 24, 2010 Jonathan D. Haymes, Haymes Insurance Agency Inc., Nixa, Missouri
Aug. 24, 2010 Norman J. Politziner, CFP, Member of NAIFA, Highland Park, New Jersey
Aug. 24, 2010 Brad K. Bittner, Lutcf, Weatherly, Pennsylvania
Aug. 24, 2010 Francis J. Pickett, CLU, ChFC, Los Alamitos, California
Aug. 24, 2010 Robert O. Smith, JD ChFC, Trustee, NAIFA, Grand Rapids, Michigan
Aug. 24, 2010 Michael J Lanspery, Registered Representative, New Windsor, New York
Aug. 24, 2010 Susan D. Wier, President, First American Advisory, LLC, Bloomington, Indiana
Aug. 24, 2010 Sandra Henderson, V. P. Plan Financial, Fresno, California
Aug. 24, 2010 Marc A. Bregman, NAIFA, Lodi, California
Aug. 24, 2010 Samuel E. Terry, Jr., Agent, Farm Bureau Insurance Companies, Floyd, Virginia
Aug. 24, 2010 Subir Grewal, Principal, Washington Square Capital Management, New York, New York
Aug. 24, 2010 Greg H. Marchand, CFP, Webster, Massachusetts
Aug. 24, 2010 David L. Towry, Sr, CLU, Salem, Oregon
Aug. 24, 2010 Paul A. Stern, Houston, Texas
Aug. 24, 2010 Sandra Reiseman, Reg. Rep., Miami, Florida
Aug. 24, 2010 Richard Bowers, CLU LUTCF, Mukwonago, Wisconsin
Aug. 24, 2010 Richard Gurdjian, CLU, ChFC, Adrian, Michigan
Aug. 24, 2010 Carl Ferguson, Insurance Agent, Green Camp, Ohio
Aug. 24, 2010 Tom Dice, Managing Executive and Registered Investment Advisor, Mitchell, South Dakota
Aug. 24, 2010 John Kendall, Miami, Florida
Aug. 24, 2010 Brian Carroll, Managing Director, Blue Line Financial, LLC, Waltham, Massachusetts
Aug. 24, 2010 Peter Borowski, Financial Planner for 33 years, Englewood, Florida
Aug. 24, 2010 Floyd White, Jr., NAIFA Registered Rep and Insurance Agent, Las Vegas, Nevada
Aug. 24, 2010 Michael Klein, CFP, Mesa, Arizona
Aug. 24, 2010 Pamela Walton, CLU ChFC, MS, San Antonio, Texas
Aug. 24, 2010 Don R. Yates, Bosque Farms, New Mexico
Aug. 24, 2010 Phillip L. Adamczyk, CLU, ChFC, CMFC, Tallahassee, Florida
Aug. 24, 2010 Aeramy K. Porter, Wichita, Kansas
Aug. 24, 2010 Stewart J. Weissman, Encinitas, California
Aug. 24, 2010 Ron Adams, CLU, RFC, CCPS, NAIFA, Fair Oaks, California
Aug. 24, 2010 Steve Aycock, CFP, Financial Planner- Aycock Financial Group, Austin, Texas
Aug. 24, 2010 Mark L. Niswonger, Financial Services Professional, Erie, Pennsylvania
Aug. 24, 2010 Monte Merken, DFP, LUTCF, Local Faculty, American College, LUTC Moderator, West Hills, California
Aug. 24, 2010 Qayyum A. Raheem , LUTCF, Elgin , Illinois
Aug. 24, 2010 Wayne L. Crowther, Sylvania, Ohio
Aug. 24, 2010 Jeff Marsh, Financial Adviser, Eagle Strategies, LLC, Torrington, Wyoming
Aug. 24, 2010 Paul Harris, CLU, ChFC, CASL
Aug. 24, 2010 Robert Lund, Duluth, Minnesota
Aug. 24, 2010 Robert J. Effner, Sr., St Charles, Illinois
Aug. 24, 2010 Roland J. Basinski, CLU, ChFC, NAIFA, SFSP, Denville, New Jersey
Aug. 24, 2010 Ralph L Jarman, Jr, Insurance Agent, Kinston, North Carolina
Aug. 24, 2010 Jonathan Haugen, Bismarck, North Dakota
Aug. 24, 2010 Gretchen M. Rehm, NAIFA, North Mankato, Minnesota
Aug. 24, 2010 Otis W. O'Quin, Publisher, Baton Rouge, Louisiana
Aug. 24, 2010 Walter Schmieder, Princor Financial Services, Financial Advisor, St. Louis, Missouri
Aug. 24, 2010 Kurby S. Steffen, Agent, Farm Bureau Financial Services, Morris, Minnesota
Aug. 24, 2010 Paul Westhoven CASL CLU ChFC LUTCF, NAIFA, Greenwood Village , Colorado
Aug. 24, 2010 Scott Kieper, CLU, ChFC, Avon, Connecticut
Aug. 24, 2010 Larry Brown, Westchester, Ohio
Aug. 24, 2010 Albert J. Guida , Jr., CLU, Las Vegas, Nevada
Aug. 24, 2010 Sharon S. Walls, Salina, Kansas
Aug. 24, 2010 Terry Cornelius
Aug. 24, 2010 Amy D. La Grange, Iowa City, Iowa
Aug. 24, 2010 David M. Lively, Sr., Financial representative, Kingsport, Tennessee
Aug. 24, 2010 Charles R. Woodson, St Louis Park, Minnesota
Aug. 24, 2010 David Sewell, NAIFA, Phoenix, Arizona
Aug. 24, 2010 Ryan M. Utecht, St. Paul, Minnesota
Aug. 24, 2010 Aaron Buck
Aug. 24, 2010 Sonya L. Barclay, Registered Representative, Walnut Street Securities, Inc., Williamsport, Pennsylvania
Aug. 24, 2010 Lyle Cooper, Layton, Utah
Aug. 24, 2010 Brian D. Lipinski, Pittsburgh, Pennsylvania
Aug. 24, 2010 Clifford S. Webster, CFP, CLU, agent for Northwestern Mutual Investment Services, Boston, Massachusetts
Aug. 24, 2010 Stanly McAfee, Waterbury, Nebraska
Aug. 24, 2010 Kenneth D. Cochran, CHFC, Tampa, Florida
Aug. 24, 2010 Mark Smith, Newark, Ohio
Aug. 24, 2010 Jerry D. Jackson, LUTCF, Peoria, Illinois
Aug. 24, 2010 Jim Tosco
Aug. 24, 2010 Dalia Badajos, Newport Beach, California
Aug. 24, 2010 Daniel R. Liebers, Deerfield, Illinois
Aug. 24, 2010 Randy J. Wesselius, National Association of Insurance and Financial Advisors, Yakima, Washington
Aug. 24, 2010 Quinn Hogan, Wealth Mgt Advisor, Northwestern Mutual Life, Manchester, New Hampshire
Aug. 24, 2010 Myron D. Hammond, Lynnwood, Washington
Aug. 24, 2010 Tracy Francis, Reg Rep, Lexington, Kentucky
Aug. 24, 2010 Todd Johnson, Professional Association Executive for Financial Advisors, Minneapolis, Minnesota
Aug. 24, 2010 Ruth C. Carter, NIAFA, NTSAA, LUTCF, American College, El Paso, Texas
Aug. 24, 2010 Jerry Hubner, CLU ChFC LUTCF , South Bend, Indiana
Aug. 24, 2010 Chad Reynolds, Financial Representative Northwestern Mutual, Indianapolis, Indiana
Aug. 24, 2010 Dennis J. Bledsoe
Aug. 24, 2010 Robert Buxman, NAIFA-Oregon, Political Involvement Chair, Portland, Oregon
Aug. 24, 2010 Joseph D. Cochran, Sr., Fort Wayne, Indiana
Aug. 24, 2010 Mark Legaspi, Port Jefferson Station, New York
Aug. 24, 2010 Roderick Carr, Boise, Idaho
Aug. 24, 2010 Hallene J. Minter, FAYETTEVILLE, Georgia
Aug. 24, 2010 David J. Jansen, Certified Financial Planner, Dubuque, Iowa
Aug. 24, 2010 Gerard S. Luczak, Rocky Hill, Connecticut
Aug. 24, 2010 Neal Thomas, CLU ChFC, Lincoln, Nebraska
Aug. 24, 2010 Brad Foy, Financial Planner, Wilmington, Delaware
Aug. 24, 2010 Glenn Dombras, Registered Rep, Medford, Oregon
Aug. 24, 2010 Karen S. Wilson, registered representative, State Farm VP Management Corp, Godfrey, Illinois
Aug. 24, 2010 Rajan U. Mistry, Financial Services Professional, Bakersfield, California
Aug. 24, 2010 Michael Sarver, Akron, Ohio
Aug. 24, 2010 Dorletta Stroh, LUTCF, Registered Representative, Dickinson, North Dakota
Aug. 24, 2010 James K. Hartman, Agency Manager, Galesburg, Illinois
Aug. 24, 2010 Brett Romine, Financial Representative at Country Financial, Naperville, Illinois
Aug. 24, 2010 Kevin D. Samuelson, Northwestern Mutual Financial Services, Salt Lake City, Utah
Aug. 24, 2010 Tom Hegna, Fountain Hills, Arizona
Aug. 24, 2010 Jerry A. Schutte, Grand Rapids,, Michigan
Aug. 24, 2010 Kevin J. Murphey, Ph.D, Hixson, Tennessee
Aug. 24, 2010 Donald F. Vendetti, Jr, Financial Advisor, Baystate Financial Services, South Dennis, Massachusetts
Aug. 24, 2010 Mitch Arnold, CLU, Longwood, Florida
Aug. 24, 2010 Stephen D. Home, Financial Planner MetLife, San Jose, California
Aug. 24, 2010 Donna Patton, CLU, ChFC, Financial Advisor, Principal Financial Group, Fairway, Kansas
Aug. 24, 2010 Thomas McCarty, New York Life, Charleston, South Carolina
Aug. 24, 2010 Richard J. Zeitler, Brandon, Florida
Aug. 24, 2010 James Jackson, IV, Agent, Auburn, Maine
Aug. 24, 2010 Lawrence J. Fowler, Jr., Agent, Nationwide Financial, Norwich, Connecticut
Aug. 24, 2010 Adam Weeman, CFP, Sioux Falls, South Dakota
Aug. 24, 2010 Robert M Danner, Jr, CLU,ChFC Northwestern Mutual Financial Network, Macon, Georgia
Aug. 24, 2010 Leonard Dayton
Aug. 24, 2010 Douglas M. Osborne, CPA, Billings, Montana
Aug. 24, 2010 Gerald S. Flowers, Insurance Sales, Norwalk, Connecticut
Aug. 24, 2010 Clark Ulrich, Ogden, Utah
Aug. 24, 2010 Marc R. DiDomenico, CFP, Costa Mesa , California
Aug. 24, 2010 Gary P. Kallio, CFP, Bothell, Washington
Aug. 24, 2010 Kendall S. Koens, Financial Representative, Thrivent Financial for Lutherans, Rochester, Minnesota
Aug. 24, 2010 David Ion, Registered Rep., Los Osos, California
Aug. 24, 2010 Kenny Divelbiss, Oklahoma City, Oklahoma
Aug. 24, 2010 Lowell G Nelson, Agent, Cedar City, Utah
Aug. 24, 2010 Tyler J. Vongsawad, CLU, ChFC, Board Member, Utah Valley Estate Planning Council, Provo, Utah
Aug. 24, 2010 Mark A. Bourdo
Aug. 24, 2010 Paul Roa, CLU, ChFC, Williamsburg, Virginia
Aug. 24, 2010 Al Stelling, NAIFA member, Neligh, Nebraska
Aug. 24, 2010 Michael Hixson, Montana
Aug. 24, 2010 Edward W. Macaulay, LUTCF, Registered Representative, Exeter, California
Aug. 24, 2010 Jeff Biggs, NAIFA, Topeka, Kansas
Aug. 24, 2010 R. Carey Mountcastle, III, Indianapolis, Indiana
Aug. 24, 2010 Richard E. Prince, CLU, ChFC, CFP, Financial Advisor, Northwestern Mutual, Atlanta, Georgia
Aug. 24, 2010 Calvin M. Sievers, Financial Consultant, Rapid City, South Dakota
Aug. 24, 2010 Brian R. Emswiler, Eden Prairie, Minnesota
Aug. 24, 2010 Warren W. Kearns, NAIFA, Torrington, Wyoming
Aug. 24, 2010 Michael J Bernard, FIC, Vice President, NAIFA Sanford, NC Chapter, West End, North Carolina
Aug. 24, 2010 Ken Ebert, Salina, Kansas
Aug. 24, 2010 Michael B. Hoffman, Medota Heights, Minnesota
Aug. 24, 2010 David Saltzman
Aug. 24, 2010 Gregory P. Daigle, JD, CLU, NAIFA-Louisiana State President, Lafayette, Louisiana
Aug. 24, 2010 Steve Gifford, Mt. Olivet, Kentucky
Aug. 24, 2010 David B. Manuel, CLU, ChFC
Aug. 24, 2010 Jerrold J Borrowman, Chartered Financial Consultant, Sandy, Utah
Aug. 24, 2010 Donald E. Morris, Jr., CLU, Oakland, California
Aug. 24, 2010 Michael L. Pickerill, Peoria, Illinois
Aug. 24, 2010 Elyse Dornhecker, Financial Representative, Northwestern Mutual, Duluth, Minnesota
Aug. 24, 2010 Gregory D. Goeders, Eagan, Minnesota
Aug. 24, 2010 George A. Webb, CLU ChFC, Poca Valley Financial Services, Charleston, West Virginia
Aug. 24, 2010 Susan L. Cathey, Tennessee
Aug. 24, 2010 Frank Kolovic, NAIFA, AHIA, Westchester County Bar Association., Bronx, New York
Aug. 24, 2010 Gary L. Watkins, President, Banyan Capital Management, Atlanta, Georgia
Aug. 24, 2010 Michael J. Steele, MBA, CLU, ChFCX, Hiawatha, Iowa
Aug. 24, 2010 William K McGreevy, CLU, LUTCF, Sioux Falls, South Dakota
Aug. 24, 2010 Cindy A. Gettel, Parkville, Missouri
Aug. 24, 2010 Brett P. Welch, President, Western Wisconsin NAIFA, La Crosse, Wisconsin
Aug. 24, 2010 Gordon Smith, Tucson, Arizona
Aug. 24, 2010 David P. Neuman, Stoltmann Law Offices, P.C., Chicago, Illinois
Aug. 23, 2010 J. Hardy
Aug. 23, 2010 Phillip G. Bracey
Aug. 23, 2010 Steven J. Stanganelli, CFP, Principal, Clear View Wealth Advisors, LLC Member, FPA-MA, Amesbury, Massachusetts
Aug. 23, 2010 Ricardo L. Gomez, Agent, New YorkLife, Tucson, Arizona
Aug. 23, 2010 Katie Beilke, Appleton, Wisconsin
Aug. 23, 2010 Curt R. Stauffer, Chief Investment Officer, EHD Advisory Services, Inc., Lancaster, Pennsylvania
Aug. 23, 2010 Stephen O. Rothschild, CLU, ChFC, CRC, RFC, President, Rothshild Sale, St. Louis, Missouri
Aug. 23, 2010 Michael S. Tumer, CFP, President, Bayhill Advisors Inc, Davis, California
Aug. 23, 2010 Robert J. Latimer, LUTCF, Marshall, Missouri
Aug. 23, 2010 Ian Swanson, Arlington, Virginia
Aug. 23, 2010 Douglas K. Flink, CLU, ChFC, Minneapolis, Minnesota
Aug. 23, 2010 Barbara C. Archer, CFP,CLU, FPA, NAIFA, EPC, St. Louis, Missouri
Aug. 23, 2010 Leslie a pECK, ChFC CLU, Springfield, Missouri
Aug. 23, 2010 Scott Bombeck, CFP, President, Acanthus Associates, Holmes, Pennsylvania
Aug. 23, 2010 Rob Hendrickson, CLU, ChFC, CASL, Management Associate, New York Life, Springfield, Missouri
Aug. 23, 2010 Kimball R. Doxey, NAIFA, SFSP, Salt Lake City, Utah
Aug. 23, 2010 Z. Jane Riley
Aug. 23, 2010 Mark B. Severs, CFP, Lebanon, New Hampshire
Aug. 23, 2010 Gary L. Brockett, CFP, ChFC, CEO, Sirak-Brockett Agency, Ltd., Canton, Ohio
Aug. 23, 2010 Brett A Kuntze, stocktrader, Antioch, California
Aug. 23, 2010 Thomas H. Staebler, CLU, Registered Representative, Westerville, Ohio
Aug. 23, 2010 James O. Mitchel, Ph.D., Glastonbury, Connecticut
Aug. 23, 2010 Robert P. Burke, President and CEO, Commonwealth Financial Partners, LC, Virginia Beach, Virginia
Aug. 23, 2010 Robert D. Sheahan, Naifa, Mosinee, Wisconsin
Aug. 23, 2010 Michael Morris, CLU, ChFC, Springfield, Missouri
Aug. 23, 2010 Dan Lehner, Columbus, Ohio
Aug. 23, 2010 Tim Lukasek, Manitowoc, Wisconsin
Aug. 23, 2010 Joseph Curotto, St. Louis, Missouri
Aug. 23, 2010 Brent Mirgon, Zanesville, Ohio
Aug. 23, 2010 Wesley A. Engeseth, National Association of Insurance and Financial Advisors, Denham Springs, Louisiana
Aug. 23, 2010 Donald E. Glaser, St. Marys, Ohio
Aug. 23, 2010 Cynthia Jo Johns, Kearney, Missouri
Aug. 23, 2010 Justin Nichols, CFP, Manhattan, Kansas
Aug. 23, 2010 Andrew Bird, Financial Advisor, Northwestern Mutual Financial Network, Milwaukee, Wisconsin
Aug. 23, 2010 David W. Stangohr, Lees Summit, Missouri
Aug. 23, 2010 Alexander L. Lavold, Financial Representative, Northwestern Mutual Financial Network, Milwaukee, Wisconsin
Aug. 23, 2010 William M. Boyle, Milwaukee, Wisconsin
Aug. 23, 2010 Richard B. McKernan, NAIFA, Columbia, Missouri
Aug. 23, 2010 Cynthia L. Bong, Registered Representative, Hartland, Wisconsin
Aug. 23, 2010 Patrick R. Houlihan, St. Louis, Missouri
Aug. 23, 2010 Richard A. Koob, CLU ChFC, AEP, NAIFA, Waukesha, Wisconsin
Aug. 23, 2010 Carl C. Ferguson, LUTCF, Life Insurance Agent, NAFIA, Green Camp, Ohio
Aug. 23, 2010 Jeff Stupar, Milwaukee, Wisconsin
Aug. 23, 2010 Daniel L Frey, II, MWA Financial Services, Horicon, Wisconsin
Aug. 23, 2010 Bret Ohlhausen, State Farm Insurance Agent, Kansas City, Missouri
Aug. 23, 2010 Romeo Raabe, Green Bay, Wisconsin
Aug. 23, 2010 Robert A. Jones, Ellisville, Missouri
Aug. 23, 2010 Lori Henson, St. Louis, Missouri
Aug. 23, 2010 Donald J. Chauvin, Houma, Louisiana
Aug. 23, 2010 Anne C. Gibson, MBA, CFP, Owner, Gibson Financial Solutions, LLC, Ellsworth, Maine
Aug. 23, 2010 William A. Grigat, CFP, Ormond Beach, Florida
Aug. 22, 2010 Pete Brown
Aug. 22, 2010 Warren Mackensen
Aug. 22, 2010 James Mccurdy
Aug. 22, 2010 Stephen Mcneely
Aug. 22, 2010 M. Wayne Neff
Aug. 22, 2010 Patrick Ogorman
Aug. 22, 2010 Dick Purcell
Aug. 21, 2010 George Debnam
Aug. 21, 2010 Linda Law
Aug. 21, 2010 Regina Mastrogiacomo
Aug. 21, 2010 Mark Nehra
Aug. 20, 2010 Ann B. Ennis, CLU, ChFC, Vice President, Financial Institution Services,The Newport Group
Aug. 20, 2010 Teri Bergstrom
Aug. 20, 2010 Eleanor Blaylock
Aug. 20, 2010 Daryl Braun
Aug. 20, 2010 Lesh Brown
Aug. 20, 2010 Terry Burke
Aug. 20, 2010 Charles Clawson
Aug. 20, 2010 Jamie Cox
Aug. 20, 2010 Richard Dennie
Aug. 20, 2010 Donald Devost
Aug. 20, 2010 Gordon Ellis
Aug. 20, 2010 Felix Garcia
Aug. 20, 2010 Jeffrey Grewe
Aug. 20, 2010 David Harden
Aug. 20, 2010 Jerald Hoffner
Aug. 20, 2010 Phillip Jacobson
Aug. 20, 2010 Gregory Keil
Aug. 20, 2010 Bert Leboeuf
Aug. 20, 2010 Brad Maruschak
Aug. 20, 2010 Ray May
Aug. 20, 2010 Juli McNeely
Aug. 20, 2010 Ted Roberts
Aug. 20, 2010 Jay Rogers
Aug. 20, 2010 Wayne Schmidt
Aug. 20, 2010 Stephen Simendinger
Aug. 20, 2010 Thomas Slaughter, Jr.
Aug. 20, 2010 Kevin St.Pe
Aug. 20, 2010 James Thom
Aug. 20, 2010 Lorne Wiggins
Aug. 20, 2010 Patrick Wippel
Aug. 20, 2010 Erik Wolfers
Aug. 20, 2010 Keith Wolff
Aug. 20, 2010 Charles Wood
Aug. 19, 2010 Wayne K. Merkel
Aug. 19, 2010 Gary A. Morris
Aug. 19, 2010 Bruce D. White, MS, CFP, Pleasanton, California
Aug. 19, 2010 Robert Albers
Aug. 19, 2010 Barry Boscoe, Brighton Advisory Group
Aug. 19, 2010 Richard Almeida
Aug. 19, 2010 Faith Bautista
Aug. 19, 2010 David Bonney
Aug. 19, 2010 Jeffrey Broadhurst
Aug. 19, 2010 Mary Lynne Dahl Dahl
Aug. 19, 2010 Tim Deitemeyer
Aug. 19, 2010 Margaret Doviak
Aug. 19, 2010 Jason Eaton
Aug. 19, 2010 Mark Essenfeld
Aug. 19, 2010 John Farlow
Aug. 19, 2010 Ronald Hamilton
Aug. 19, 2010 Roger Harmon
Aug. 19, 2010 Daniel Burke
Aug. 19, 2010 Geoffrey P. Kasse
Aug. 19, 2010 Aaron Jackson
Aug. 19, 2010 John Lanpher
Aug. 19, 2010 Diane Maloney
Aug. 19, 2010 William Mcelroy
Aug. 19, 2010 Jerome Miller
Aug. 19, 2010 Darby Minnick
Aug. 19, 2010 Sue Harford Ferdig, Wealth Management Group of Silicon Valley
Aug. 19, 2010 Bruce Murphy
Aug. 19, 2010 Isaac Ortiz
Aug. 19, 2010 Robert Pennartz
Aug. 19, 2010 Jason R.
Aug. 19, 2010 William Ryan
Aug. 19, 2010 Margery Schiller
Aug. 19, 2010 Francis St. Onge
Aug. 19, 2010 Sharen Stoner
Aug. 19, 2010 Susan Todaro
Aug. 19, 2010 Bernard Van Eperen
Aug. 19, 2010 Faye M. Osborn, NAIFA NE President, Lincoln, Nebraska
Aug. 19, 2010 Susan Collier
Aug. 18, 2010 Jeff A. Thompson
Aug. 18, 2010 James M. Danford, III, Financial Advisor, Waddell Reed, Inc., Columbia, South Carolina
Aug. 18, 2010 Eric C. LaBay, Portfolio Consultant, Broomfield, Colorado
Aug. 18, 2010 John J. John, CFP, Financial Advisor, Fallston, Maryland
Aug. 18, 2010 David M. Kover, CFP, Financial Planning Association, Chicago, Illinois
Aug. 18, 2010 Elfredia V. Hawthorne, Springfield, Illinois
Aug. 18, 2010 Kevin Tucker, Certified Financial Planner, Topeka, Kansas
Aug. 18, 2010 Lawrence Friedrichs, CPA, CFP, Mesa, Arizona
Aug. 18, 2010 Mark L. Prendergast, CPA, Huntington Beach, California
Aug. 18, 2010 Joseph G. Descant, CFP, Certified Financial Planner professional, Alexandria, Louisiana
Aug. 18, 2010 Dominick J. Vetrano, President - Fountainhead Financial, LLC, Chicago, Illinois
Aug. 18, 2010 Cameron M. Thornton, Principal, Cameron Thornton Associates, Burbank, California
Aug. 18, 2010 Howard Pressman, Certified Financial Planner, Financial Planning Assoc., Washington, District of Columbia
Aug. 18, 2010 Kenneth L. Kesler, Registered Representative, Missouri City, Texas
Aug. 18, 2010 Mary M. Beauchamp, CFP, Principal, LiveOak, LLC, Norfolk, Virginia
Aug. 18, 2010 Peter Melsness
Aug. 18, 2010 Frederick Miller, Ph D, CFP, CEO, Sensible Financial Planning and Management, LLC, Waltham, Massachusetts
Aug. 18, 2010 Lodie V. Biggs, III, CLU ChFC, MIllington, Tennessee
Aug. 18, 2010 Steven Roberts, Agetn, State Farm Insurance, Pocatello, Idaho
Aug. 18, 2010 Robert C. Standard, CFP, Sugar Land, Texas
Aug. 18, 2010 Ken Young, NAIFA-SAV, Savannah, Georgia
Aug. 18, 2010 Michael J. Schussele, RFC, CPA, Springfield, Illinois
Aug. 18, 2010 Valentine F. Lynch, CFP, Bowie, Maryland
Aug. 18, 2010 Larry E. Ribstein, Professor of Law, University of Illinois College of Law, Champaign, Illinois
Aug. 18, 2010 Michael Finke, Ph.D., Associate Professor of Financial Planning, Lubbock, Texas
Aug. 18, 2010 David G. Strege, Owner of RIA firm Syverson Strege and Company, West Des Moines, Iowa
Aug. 18, 2010 Roger S. McCullough, CLU, NAIFA, Fort Dodge, Iowa
Aug. 18, 2010 Jim Laneve, CFP, Lynchburg, Virginia
Aug. 18, 2010 Keith Henderson, CFP, Springfield, Virginia
Aug. 18, 2010 Paul Buckwalter, Lancaster, Pennsylvania
Aug. 18, 2010 Alice W. Hallford, Daphne, Alabama
Aug. 18, 2010 Phillip Howard, San Antonio, Texas
Aug. 18, 2010 John L. Olsen, CLU, ChFC, AEP, Kirkwood, Missouri
Aug. 18, 2010 John R. Burch, CFP, Certified Financial Planner, Helena, Alabama
Aug. 18, 2010 Scott R. Koesterer, CFP, Phoenix, Arizona
Aug. 18, 2010 Barbara R. Fleming, CFP, Wilmington, North Carolina
Aug. 18, 2010 John W. Spooner, CFP, Owner, JWS Financial, Stanhope, New Jersey
Aug. 18, 2010 Allan W. Cornman, CFP, President, Legacy Financial, Inc., Orwigsburg, Pennsylvania
Aug. 18, 2010 Anthony DeFranco, Jr., CPA, South Orange, New Jersey
Aug. 18, 2010 Michael A. Bush, Colorado Springs, Colorado
Aug. 18, 2010 Nancy Atkins Ferriss, CFP
Aug. 18, 2010 Kevin O. Ekstrom, CFP, Vestal, New York
Aug. 18, 2010 Richard P. Hohol, EA, CFP(R), Adjunct Faculty, DePaul University, Bloomingdale, Illinois
Aug. 18, 2010 Donald G. Wheeler, Sr., Member of FPA, Duxbury, Massachusetts
Aug. 18, 2010 David P. Robinson, CFP, Austin, Texas
Aug. 18, 2010 Keith M. Gillies, CFP, MBA, National Association of Insurance and Financial Advisors, LaPlace, Louisiana
Aug. 18, 2010 Glenn A Hottin, CFP, Registered Representative, Cambridge Investment Research, Inc, New Haven, California
Aug. 18, 2010 Randy W. Christensen, CFP(r), NAPFA, Garrett Planning Network, Nipomo, California
Aug. 18, 2010 Benjamin Gurwitz, San Antonio, Texas
Aug. 18, 2010 Celeste Friend, CFP, Chattanooga, Tennessee
Aug. 18, 2010 Richard P. Shanahan, Certified Financial Planner, Branford, Connecticut
Aug. 18, 2010 Bobbie D. Munroe, CFP, Owner, Fraser Financial, Atlanta, Georgia
Aug. 18, 2010 John Bowsman, Jacksonville, Florida
Aug. 18, 2010 Brian E. Bartkus, CFP, Bedford, Massachusetts
Aug. 18, 2010 Matthew G. Clark, CLU,ChFC, Dublin, Ohio
Aug. 18, 2010 Joseph R. Accurso, Certified Financial Planner, Washington, District of Columbia
Aug. 18, 2010 John A. LeMieux, CFP, CIMA, Principal, Anton LeMieux Financial Group, Falmouth, Maine
Aug. 18, 2010 Timothy A. Knotts, CFP(R), Principal, The Hogan-Knotts Financial Group, Red Bank, New Jersey
Aug. 18, 2010 James G. Beall, President, and Colleen M. Giffin, Vice President, Beall Financial Planning, Inc., Macon, Georgia
Aug. 18, 2010 James H. Cross, West Des Moines, Iowa
Aug. 18, 2010 Robert Giaccone, CFP (R)
Aug. 18, 2010 Wesley D. Previant, CFP(R), Los Angeles, California
Aug. 18, 2010 Paul E. Artof, CFP, Certified Financial Planner, Westlake Village, California
Aug. 18, 2010 David S. Alexander, Noblesville, Indiana
Aug. 18, 2010 Curtis L. Catlin, CFP, Naples, Florida
Aug. 18, 2010 James F. Ludwick, Owner, MainStreet Financial Planning, Inc., Odenton, Maryland
Aug. 18, 2010 Luke Xiong, CFP
Aug. 18, 2010 Richard A. Johnson, CFP, President CCO, Marian Financial Services, Inc., Jacksonville, Florida
Aug. 18, 2010 Joel Bickmore, Warner Robins, Georgia
Aug. 18, 2010 Michael P Murray, CFP, New Albany, Indiana
Aug. 18, 2010 Maria E. Lagomasino, Chief Executive Officer, GenSpring Family Offices, Palm Beach Gardens, Florida
Aug. 18, 2010 Bryan M. Totri, CFP, National Association of Personal Financial Advisors (NAPFA), Roswell, Georgia
Aug. 18, 2010 Kevin P. Carbin, Jr., CFP, Brunswick, Maine
Aug. 18, 2010 Carol Stephens, Peachtree City, Georgia
Aug. 18, 2010 Clifford Faintych, CFP, ChFC, Goshen, New York
Aug. 18, 2010 Ronald E. Gould, CFP
Aug. 18, 2010 Jeffrey B. Froman, CFP, Financial Advisor, Ameriprise Financial, Inc., Greenville, South Carolina
Aug. 18, 2010 Chad Teders, Vice President, Monroe Bank, Bloomington, Indiana
Aug. 18, 2010 Thomas G. Cloud, Jr., NAPFA, Kingdom Advisors, Marietta, Georgia
Aug. 18, 2010 Lawrence W. Hoffman, II, CFP(R), ChFC(R), RFC, CDFA(TM), , International Association of Registered Financial Consultants, Association of United States Army, Financial Planning Association, Columbus, Georgia
Aug. 18, 2010 Robert A. Lieb, CFP, State College, Pennsylvania
Aug. 18, 2010 William J. Frederick, CFP, Buffalo, New York
Aug. 18, 2010 Timothy Gardner, Franklinville, New Jersey
Aug. 18, 2010 Richard D. Seaver, Financial Advisor, Valeo Financial Advisors, LLC, Indianapolis, Indiana
Aug. 18, 2010 Joseph P. Williams, Jr., President, Williams Financial Services, Inc., Coral Springs, Florida
Aug. 18, 2010 Gail J. Parker, CFP, National Association of Personal Financial Advisors, Portland, Oregon
Aug. 18, 2010 William M. Kaiser, CFP, Kennett Square, Pennsylvania
Aug. 18, 2010 John H. Kroeger, CFP, Phoenix, Arizona
Aug. 17, 2010 Norman Winer, National Benefits Group, Minnetonka, Minnesota
Aug. 17, 2010 Tracy A. Miller, CFP, Portfolio LLC, Oklahoma City, Oklahoma
Aug. 17, 2010 Rick P Cecchetti, Grantham, New Hampshire
Aug. 17, 2010 William W. Palmer, III, CFP(r), Financial Planning Association, Englewood, Colorado
Aug. 17, 2010 Alan B. Jonas, CFP(R), Assocate Member,Trusts Estates Section, State Bar of CA, San Rafael, California
Aug. 17, 2010 Carol Lewis, Register Investment Advisor and Certified Financial Planner, centennial, Colorado
Aug. 17, 2010 Brian D. Frederick, CFP, Seattle, Washington
Aug. 17, 2010 William Reynolds, Investment Advisor, Fort Collins, Colorado
Aug. 17, 2010 James F. Watkins, Jr., CFP, President-Watkins Financial Limited, Leawood, Kansas
Aug. 17, 2010 Roger A. Key, CFP, Client Advisor, SunTrust Bank, Atlanta, Georgia
Aug. 17, 2010 Judy C. Hagar, CFP, Wolters, Hagar & Pratt, Financial Planning, Inc., San Diego, California
Aug. 17, 2010 John McTague, Financial Advisor, Freehold, New Jersey
Aug. 17, 2010 Stephen P. Barnes, CFA, CFP, Shareholder, Barnes Investment Advisory, Inc., Phoenix, Arizona
Aug. 17, 2010 Laura A. Jacobs, San Jose, California
Aug. 17, 2010 Worth D. Ketchem, Certified Financial Planner tm, Charleston, South Carolina
Aug. 17, 2010 Benjamin Lupu , CFP, Certified Financial Planner, Studio City , California
Aug. 17, 2010 T. Taylor Payne, CPA/PFS, CFP, President, Payne Wealth Partners, Inc., Evansville, Indiana
Aug. 17, 2010 Rodney K Roath, CPA, CFP, President, Money Matters, Inc., Minneapolis, Minnesota
Aug. 17, 2010 Mark C. Logan, CFP, Bellingham, Washington
Aug. 17, 2010 Amanda Strembicke, CFP, Huntsville, Alabama
Aug. 17, 2010 Matthew J. Fannin, CFP, Santa Rosa, California
Aug. 17, 2010 J. Jeffrey Lambert, CFP(R), Director, UC Davis Personal Financial Planning Cetificate, Davis, California
Aug. 17, 2010 Artie Green, CFP, Sunnyvale, California
Aug. 17, 2010 Harold R. Evensky, President, Evensky & Katz, Coral Gables, Florida
Aug. 17, 2010 Charlene K. Morton, CPA, CFP, CSA, Financial Planner/Tax Accountant, Broomfield, Colorado
Aug. 17, 2010 Lance D. Parker, CFA, CFP, San Diego, California
Aug. 17, 2010 Todd Douma, CFP, Phoenix, Arizona
Aug. 17, 2010 Lori J. Miller, CFP, FPA, NAIFA, Wheaton, Illinois
Aug. 17, 2010 Cornelius H Van Zutphen, Jr, Financial Planning Association, National Assocition of Personal Financial Advisors, Mesa, Arizona
Aug. 17, 2010 John A. Brinkerhoff, MSFS, CFP, Financial Planning Association, Adjunct Professor, University of Utah and University of Virginia, Clearfield, Utah
Aug. 17, 2010 John Lefferts, CFP, CLU, ChFC, Dallas, Texas
Aug. 17, 2010 Thomas J. Cooper, CFP, Investment Adviser, Naples, Florida
Aug. 17, 2010 Jeffrey N. Cotney, JD, CFP, Gardendale, Alabama
Aug. 17, 2010 Richard W. Hall, Sandia Park, New Mexico
Aug. 17, 2010 James E Ison, Registered Rep for First Allied Securities, Inc., Wausau, Wisconsin
Aug. 17, 2010 Kyle Herman, NAIFA, Bismarck, North Dakota
Aug. 17, 2010 Charles A. Massie, CPA,CFP, FICPA, NACVA, CFP Board, Fort Myers, Florida
Aug. 17, 2010 Larry Mahoney, CFP(tm)
Aug. 17, 2010 Jack Van Curen, Financial Planning Association, Lake Wylie, South Carolina
Aug. 17, 2010 Joyce Rolfes, CFP, CPA, President, Five Peaks Financial Consulting Reg Prin, United Planners Financial Services of America, LP, Phoenix, Arizona
Aug. 17, 2010 Reginald L. Jensen, CFP, ChFC, CLU, Independent, San Jose, California
Aug. 17, 2010 Chris Cooper, MSFS, CFP, CLU, ChFC, EA, San Diego, California
Aug. 17, 2010 Afolabi C. Odejimi, Certified Financial Planner Practitioner, Phoenix, Arizona
Aug. 17, 2010 Robert E. Fletcher, CFP, CIMA, Vice President, Madison Investment Advisors, Madison , Wisconsin
Aug. 17, 2010 Mitchell F. Keil, CFP, FPA, Fountain Valley, California
Aug. 17, 2010 Robert S. Mattei, CFP, R. S. Mattei Company, Inc., Shreveport, Louisiana
Aug. 17, 2010 Mark W. Opila, CFP, Hasbrouck Heights, New Jersey
Aug. 17, 2010 Randolph Elder, Registered Investment Advisor, Loomis, California
Aug. 17, 2010 Larry E. Gabbitas, Financial Planner, Boise, Idaho
Aug. 17, 2010 Bill B. Bauman, Destin, Florida
Aug. 17, 2010 Robert W. Martino, Jr., Ameriprise Financial, Hauppauge, New York
Aug. 17, 2010 Nate J. Wenner, Principal, Wipfli Hewins Investment Advisors, Minneapolis, Minnesota
Aug. 17, 2010 John A. Brinkerhoff, MSFS, CFP, Financial Planning Association, Adjunct Professor, University of Utah and Universtiy of Virginia, Clearfield, Utah
Aug. 17, 2010 Kurt Kechely, Lincoln, Nebraska
Aug. 17, 2010 Jeff Vistica, CFP(R) Certificant, Carlsbad, California
Aug. 17, 2010 John H. Smith , IV, CFP, CLU, CDFA , Mobile, Alabama
Aug. 17, 2010 Kevin P. Ellis, President, Kyle Financial Services, Inc., Milwaukee, Wisconsin
Aug. 17, 2010 Kalvin Sid, MBA, San Mateo, California
Aug. 17, 2010 Eric D. Bruck, CFP, Presdent, Financial Planning Association of Los Angeles, Los Angeles, California
Aug. 17, 2010 Mark S. Sievers, Fairfield, California
Aug. 17, 2010 Carol L. Balagur, CFP, Financial Planning Association, Certified Financial Planner, Farmington Hills, Michigan
Aug. 17, 2010 Vincent Schiavi, CPA, CFP, PFS, AICPA, FPA, NAPFA, Delaware
Aug. 17, 2010 Joseph G. Descant, CFP, Certified Financial Planner professional, Alexandria, Louisiana
Aug. 17, 2010 Robert S. Krim, CFP, Managing Partner of KML Associates, LLC, Little Silver, New Jersey
Aug. 17, 2010 Lora Simonsgaard, CFP, Woodland Hills, California
Aug. 17, 2010 Lynn S. Evans, CFP, S. Abington Township, Pennsylvania
Aug. 17, 2010 Josh Webskowski, CFP, Certified Financial Planner , Rockford, Minnesota
Aug. 17, 2010 Michael C. Valdez, CFP, CLU, REBC, AIF, Partner, Triangulum Financial Partners, Tampa, Florida
Aug. 17, 2010 David B. Yeske, DBA, CFP, Distinguished Adjunct Professor, Ageno School of Business, Golden Gate University / Managing Director, Yeske Buie Inc, San Francisco, California
Aug. 17, 2010 David C Partheymuller, CFP, RIA, Lakewood, Colorado
Aug. 17, 2010 Milton G. Lefton, CFP, Chicago, Illinois
Aug. 17, 2010 David W. Bowen, Certified Financial Planner Board of Standards, Tucson, Arizona
Aug. 17, 2010 Burton F. Williamson, MBA, CFP, President, Chief Wealth Strategiest, PlanPrep LLC, San Diego, California
Aug. 17, 2010 John M. Smith, CFP, Certified Financial Planner, San DIego, California
Aug. 17, 2010 Shirley J. Aumack, CFP, EA, Financial Network Investment Corporation, Edison, New Jersey
Aug. 17, 2010 Joseph S. Codrick, CFP, Ligonier, Pennsylvania
Aug. 17, 2010 Matthew Silverhardt, CFP, Philadelphia, Pennsylvania
Aug. 17, 2010 William B. Wixon, CFP, MBA, CFP, Plymouth, Minnesota
Aug. 17, 2010 David Demming, CFP, Hudson, Ohio
Aug. 17, 2010 Sterling Neblett, CFP, Wealth Management Advisor, Falls Church, Virginia
Aug. 17, 2010 Kristen RM Lanning, CFP(R), Illinois
Aug. 17, 2010 William C. Hahn, Jr., CFP, Financial Advisor, Morristown, New Jersey
Aug. 17, 2010 M. Jay Wertz, CFP, Director, Wealth Advisory Services, Johnson Investment Counsel, Cincinnati, Ohio
Aug. 17, 2010 Dwight R. Erskine, II, CFP, Effingham, Illinois
Aug. 17, 2010 David C. Smith, Medford, Oregon
Aug. 17, 2010 Gaetan Scalzo, President, Claremont Financial Group, California
Aug. 17, 2010 James F. Seramba, Greensboro, North Carolina
Aug. 17, 2010 Anthony White, Financial Planner, Fort Myers, Florida
Aug. 17, 2010 Charles F. Steege, CFP(r), Investment Advisor Representative, SFG Investment Advisors, Inc., Doylestown, Pennsylvania
Aug. 17, 2010 Frank I. Kintzle, Investment Advisor, Cedar Rapids, Iowa
Aug. 17, 2010 Jon Beyrer
Aug. 17, 2010 Douglas R. Thorne, CPA, CFP, CPA, San Francisco, California
Aug. 17, 2010 Robert T. Adams, Palo Alto, California
Aug. 17, 2010 Gary W. Sutton, CPA, CFPr, Medford, Oregon
Aug. 17, 2010 Mark Lazar, CFP, Professor of Finance, University of Utah, Sandy, Utah
Aug. 17, 2010 Virgil A. Folden, III, Fredericksburg, Virginia
Aug. 17, 2010 Gary Liberty, Leawood, Kansas
Aug. 17, 2010 Alvin W. Gebhart, CFP, Fallbrook, California
Aug. 17, 2010 Samuel R. Reid, III, Portsmouth, New Hampshire
Aug. 17, 2010 Kevin Hitz, Allstate Financial Services, LLC, Fort Wayne, Indiana
Aug. 17, 2010 Deana S. Butler, Hurst, Texas
Aug. 17, 2010 Charles R. Green, Hurst, Texas
Aug. 17, 2010 Stuart Armstrong, CFP, Centinel Financial Group, Boston, Massachusetts
Aug. 17, 2010 Ronald G. Pray, Chartered Life Underwriter, Chartered Financial Consultant, Gilroy, California
Aug. 17, 2010 John Gugliotta, Jr., Jr., CPA CFP, Bethlehem, Pennsylvania
Aug. 17, 2010 Kyle L. Miller, OSJ Branch Manager/Investment Adviser Representative, Omaha, Nebraska
Aug. 17, 2010 Robert L Harwood, Rocklin, California
Aug. 17, 2010 Kirk E. Harrington, Loup City, Nebraska
Aug. 17, 2010 Charles G. Nahatis, CLU, ChFC, Registered Representative, Gloucester, Massachusetts
Aug. 17, 2010 Maureen A. Strong, LUTCF, New York Life Insurance Company, New Windsor, New York
Aug. 17, 2010 Warren W. Wolpa
Aug. 17, 2010 Leslie E. Streitfeld, Cherry Hill, New Jersey
Aug. 17, 2010 Keith A. Deras, Registered Representative, Omaha, Nebraska
Aug. 17, 2010 Greg Sanchez, State Farm Insurance Companies, Grand Island, Nebraska
Aug. 17, 2010 Jeff B. Cornelius, Registered Representative, Cozad, Nebraska
Aug. 17, 2010 Shaun P. Shannon
Aug. 17, 2010 Todd O. Sander, Chartered Life Underwriter, Chartered Financial Consultant, Columbus, Nebraska
Aug. 17, 2010 Bruce Skedd, Naperville, Illinois
Aug. 16, 2010 Bradford H. Tharp, Canal Winchester, Ohio
Aug. 16, 2010 Chester Good, District Manager, Lincoln, Nebraska
Aug. 16, 2010 Lynette Krie, Insurance Agent-NAIFA, Wayne, Nebraska
Aug. 16, 2010 David C. Allen, Sr., Agent and Registered Representative, Austin, Texas
Aug. 16, 2010 Marian A. Hedrick, CLU, Agent, New York Life Insurance Company, Fort Wayne, Indiana
Aug. 16, 2010 Nicole L. Simon, State Farm Insurance Agent, Lincoln, Nebraska
Aug. 16, 2010 Steven M. Kalata, Patchogue, New York
Aug. 16, 2010 Michael J. Gilliam, LUTCF, Chesterfield, Missouri
Aug. 16, 2010 E.J. Nusbaum, Nusbaum Insurance and Financial Services Inc, Colorado Springs, Colorado
Aug. 16, 2010 Dennis M. Axman, Sr,, The American College Alumni Board, Jacksonville, Florida
Aug. 16, 2010 Brad A Bosh, Agent, Norfolk, Nebraska
Aug. 16, 2010 William D Beadles, State Farm Agent, CLU, CASL ChFC, former CFPr, Colorado Springs, Colorado
Aug. 16, 2010 Thomas L. Wilkinson, President, Heritage Financial Services, LLC, Omaha, Nebraska
Aug. 16, 2010 Mike Griffin, Lincoln, Nebraska
Aug. 16, 2010 Tom Strand, Grand Island, Nebraska
Aug. 16, 2010 Terrence L Taege, Ralston, Nebraska
Aug. 16, 2010 Randy Rhodes, Grand Island, Nebraska
Aug. 16, 2010 Kenny Divelbiss, Norman, Oklahoma
Aug. 16, 2010 Randall Smith, Plano, Texas
Aug. 16, 2010 Gary P. Klein, ChFC, President of Regal Wealth Group, Seal Beach, California
Aug. 16, 2010 Donald M. Kohnstamm, CLU, ChFC, CASL, AEP, Buffalo, New York
Aug. 16, 2010 Patrick J. Flynn, Investment Advisory Representative, Schuyler, Nebraska
Aug. 16, 2010 Stanton C Selbst, Securities industry trainer, White Plains, New York
Aug. 16, 2010 Louis Cook, CLTC, LUTCF, CSA, Staten Island, New York
Aug. 16, 2010 Jerry R. Neill, CLU, ChFC, CFP, Lake Quivira, Kansas
Aug. 16, 2010 Stephen Keller, CFP, Sarasota, Florida
Aug. 16, 2010 Allen Swartz, CLU ChFC, Melrose, Massachusetts
Aug. 16, 2010 Robert M. Nelson, Register rep, Ameritas Investment Corp (AIC) Broker-Dealer, Omaha, Nebraska
Aug. 16, 2010 William F. Baldwin, CLU,ChFC, Portland, Oregon
Aug. 16, 2010 Michael Eric Sales, CFP, Financial Planner, Fayetteville, Arkansas
Aug. 16, 2010 David Singleton, Premier Agent, Prudential Financial, Wichita , Kansas
Aug. 16, 2010 George A. Wall, NAIFA, SFSP, Salt Lake City, Utah
Aug. 16, 2010 Charles F. Driscoll, CLU, AEP, Society of Financial Services Professionals, St. Louis, Missouri
Aug. 16, 2010 Robert F. Richardson, President, Bob Richardson Assoc., Inc., Brownsville, Texas
Aug. 16, 2010 Greg Karchikian, Los Angeles, California
Aug. 16, 2010 Scott Vincini, CFP, Trumbull, Connecticut
Aug. 16, 2010 Alan M. Manzie, CEO / Manzie Financial Group, Inc., Virginia Beach, Virginia
Aug. 16, 2010 Terry T Uchida, Cardiff, California
Aug. 16, 2010 Dennis B. Lerner, CLU Chfc, Registered Rep, Big Rapids, Michigan
Aug. 16, 2010 David Bach, Sacramento, California
Aug. 16, 2010 John C Forney, CLU ChFC AIF, Altoona, Pennsylvania
Aug. 16, 2010 G. Bradley
Aug. 16, 2010 Victor J. Eendl, President, Wendl Financial, Saint Louis, Missouri
Aug. 16, 2010 William Brooksby, Owner, Brooksby Financial Services, Victorville, California
Aug. 16, 2010 Michael J. Simmons, IAR, Litchfield, Illinois
Aug. 16, 2010 Michael A. Thompson CLU, Charlotte, North Carolina
Aug. 16, 2010 David H. Horan, Past President of Central New York Chapter of SFSP, Syracuse, New York
Aug. 16, 2010 Adam Kilbourn, CFP, CLU, President, NAIFA of Southern Nevada, Las Vegas, Nevada
Aug. 16, 2010 Mark Thiel, Belle Fourche, South Dakota
Aug. 16, 2010 Richard L. Canoy, Bellingham, United States Minor Outlying Islands
Aug. 16, 2010 Michael J. Simmons, IAR, Springfield, Illinois
Aug. 16, 2010 Kenneth J. Shepherd, Bozeman, Montana
Aug. 16, 2010 Todd D. Hruby, Lincoln, Nebraska
Aug. 16, 2010 Jason J. Peplinski, MBA, FSS, LUTCF, Lincoln, Nebraska
Aug. 16, 2010 Joseph J. Montesano, III, Broussard, Louisiana
Aug. 16, 2010 Robert S Johnson, CLU, ChFC, Registered Representative, Park Avenue Securities, Jamestown, New York
Aug. 16, 2010 Monica Meyers, Youngsville, Louisiana
Aug. 16, 2010 Kirk C. Swartzbaugh, AALU, NAIFA, Omaha, Nebraska
Aug. 16, 2010 Mary Preister, Acworth, Georgia
Aug. 16, 2010 Kenneth R. Pittz, Hastings, Nebraska
Aug. 16, 2010 Darrin L. Brumbaugh, CLU,ChFC, Financial Advisor, Northwestern Mutual Financial Network, York, Nebraska
Aug. 16, 2010 Jerry J. Gardner, NAIFA Member , LUTCF, FIC, Williston, North Dakota
Aug. 16, 2010 Ronald E. Ruff, CPA, MDRT, AICPA, OSCPA , Lancaster, Ohio
Aug. 16, 2010 Terence R. McTigue, CLU, ChFC, CASL, Eden Prairie, Minnesota
Aug. 16, 2010 Daniel J. Korpalski, Southfield, Michigan
Aug. 16, 2010 Richard W. Walsh, Hebron, Nebraska
Aug. 16, 2010 Sharon Herrick, Northwestern Mutual Financial Network, Fort Smith, Arkansas
Aug. 16, 2010 Barbara Black, Charles Hartsock Professor of Law, University of Cincinnati College of Law, Cincinnati, Ohio
Aug. 16, 2010 Hank Tanaka, Retired Computer Analyst, Johns Island, South Carolina
Aug. 16, 2010 Joseph L Dovi, CLU, ChFC, RHU, LUTCF, Commack, New York
Aug. 15, 2010 Ian Miller, Attorney
Aug. 15, 2010 Jim H Link, President, Brookfield, Wisconsin
Aug. 14, 2010 James S. Leggott, Elwood, Nebraska
Aug. 14, 2010 John Hawkes, Consumer Advocacy Association, Milford, Connecticut
Aug. 13, 2010 James B. Eichberg, CPA, Arbitrator/Mediator FINRA, NFA, Denver, Colorado
Aug. 13, 2010 Mike Lawrence
Aug. 13, 2010 Robert D. Jenkins, Past President, NAIFA Salt Lake Utah, West Jordan, Utah
Aug. 13, 2010 John Lincoln
Aug. 13, 2010 Ronald S. Pearson, AEP, CFP, Beach Financial Advisory Service, Virginia Beach, Virginia
Aug. 13, 2010 Vince E. Henzel, Senior Financial Representative, Lincoln, Nebraska
Aug. 13, 2010 Brad A. Carlson, Registered Representative, Central City, Nebraska
Aug. 13, 2010 Bill E. Thompson, College Station, Texas
Aug. 13, 2010 Isaiah J. Lapsley, Sr, Registered Represenative, West Bloomfield, Michigan
Aug. 13, 2010 Dennis G. Amstuz, ChFC, Minden, Nebraska
Aug. 13, 2010 Ronald Hill
Aug. 13, 2010 (George) Edward Easley, Jr., State Farm Agent, Beatrice, Nebraska
Aug. 13, 2010 Debra Jans, NAIFA, Bismarck, North Dakota
Aug. 13, 2010 Robin T. Hisch, Gothenburg, Nebraska
Aug. 13, 2010 Timothy J. Brungardt, Norfolk, Nebraska
Aug. 13, 2010 Dan Kalina, Alexandria, Minnesota
Aug. 13, 2010 T. Jay DiBacco, National Association of Insurance and Financial Advisors General Agents and Managers Association International, Omaha, Nebraska
Aug. 13, 2010 Mark Emsick, NAIFA, State Farm Insurance, Elkhorn, Nebraska
Aug. 13, 2010 Joseph W. Cirencione, LUTCF, CLTC, Geneva, New York
Aug. 13, 2010 David M. Koll, NAIFA, Omaha, Nebraska
Aug. 13, 2010 Shawn K. Petersen, Thrivent Financial, Omaha, Nebraska
Aug. 13, 2010 Mark S. Ryan, Registered Rep, Albany, New York
Aug. 13, 2010 F. Nicholas Kelley, CLU, Immediate Past President NAIFA Nebraska, Omaha, Nebraska
Aug. 13, 2010 Andrea Loussedes, Poughkeepsie, New York
Aug. 12, 2010 Grant Belinger
Aug. 12, 2010 Paul Katz, AEP,CLU,CHFC,MSFS, Financial Services Representative, White Plains, New York
Aug. 12, 2010 Gregory Wolff
Aug. 12, 2010 Mark Rosen, CLU, Chairman, National Association of Independent Life Brokerage Agencies (NAILBA), Fairfax, Virginia
Aug. 12, 2010 Diana Farr, Transamerica Financial Advisors, Garden City, Kansas
Aug. 12, 2010 Daniel R. McGrain, Financial Consultant, AXA Advisors, LLC, Omaha, Nebraska
Aug. 12, 2010 Robert E. Thompson, CLU, ChFC, NAIFA, Lincoln, Nebraska
Aug. 12, 2010 Jara L. Carlson, Registered Rep. with Farmers Financial Services, Beatrice, Nebraska
Aug. 12, 2010 David B. Goldfarb, CLU, CFBS, Representative, MML Investors Services, Inc., Jackson, Michigan
Aug. 12, 2010 Nathan Silva, Registered Representative, Ameritas, Omaha, Nebraska
Aug. 12, 2010 Paul Sherburne, Professional Trainer for Insurance/Financial Services, Lincoln, Nebraska
Aug. 12, 2010 Barry L. Carlson, Central City, Nebraska
Aug. 12, 2010 Kevin L. Baumberger, Omaha, Nebraska
Aug. 12, 2010 Randy Richter, McCook, Nebraska
Aug. 12, 2010 Alicia K. Richards, Omaha, Nebraska
Aug. 12, 2010 Barbara Kreifels, Registered Representative, Agent with New York Life and NYLIFE Securities, Lincoln, Nebraska
Aug. 12, 2010 Marlin D. Wells, CLU, ChFC, Roswell, New Mexico
Aug. 12, 2010 Jack B. Kearns, Scottsbluff, Nebraska
Aug. 12, 2010 Matthew R. Pawloski, Insurance FInancial Service Sales Agent, Kearney, Nebraska
Aug. 12, 2010 Charles G. Severin, CLU, ChFC, Lincoln, Nebraska
Aug. 12, 2010 Robert A. Swanson, Jr., Sales Manager, Ameritas Financial Services, Lincoln, Nebraska
Aug. 12, 2010 Joshua Sirek, Pierce, Nebraska
Aug. 12, 2010 Gerald R Kuhlmann, Grand Island, Nebraska
Aug. 12, 2010 Andrea R. Maleki, Small Business Owner, State Farm Insurance, Omaha, Nebraska
Aug. 12, 2010 Bradley G. Stelling, York, Nebraska
Aug. 12, 2010 Corey R. Pride, Addison, Texas
Aug. 12, 2010 Scott J. Silbert, New York, New York
Aug. 12, 2010 Corey L. Poulosky, Lincoln, Nebraska
Aug. 12, 2010 Troy E. Blaine, Agency Manager, Farm Bureau Financial Services, La Vista, Nebraska
Aug. 12, 2010 Dusty Cook, Omaha, Nebraska
Aug. 12, 2010 Mark A. Brungardt, Financial Advisor, Securian Financial Services, Omaha , Nebraska
Aug. 12, 2010 Gary W Roberts, Financial Advisor, Lincoln, Nebraska
Aug. 12, 2010 Monty Walker, Columbus, Nebraska
Aug. 12, 2010 Jeri L. Regan, CLU, Member, Society of Financial Service Professionals and National Association of Insurance and Financial Advisors, Omaha, Nebraska
Aug. 12, 2010 Ruth K. Wassinger, Omaha, Nebraska
Aug. 12, 2010 Thomas A. Ostler, Omaha, Nebraska
Aug. 12, 2010 Charmaine Uhrig, Scottsbluff, Nebraska
Aug. 12, 2010 Ronald H. Wilhelm, MBA, CLU, ChFC, Nebraska Financial Inc., Lincoln, Nebraska
Aug. 12, 2010 Ryan Swinton, CLU, RHU, Vice President, Midlands Financial Benefits, Lincoln, Nebraska
Aug. 12, 2010 Barbara Cook, Omaha, Nebraska
Aug. 12, 2010 Sean P. Swanson, Partner, New York Life, Omaha, Nebraska
Aug. 12, 2010 Norman J. Herian, Agent, Norfolk, Nebraska
Aug. 12, 2010 Gregory V. Cismoski, Omaha, Nebraska
Aug. 12, 2010 Lori Gartner, Kearney, Nebraska
Aug. 12, 2010 Benjamin D. Conover, Financial Advisor, Norfolk, Nebraska
Aug. 12, 2010 Nicholas P. Boylan, Financial Representative, Montvale, New Jersey
Aug. 12, 2010 Brian D. Lauer, President, Lauer Financial Services Inc, Waterford, Wisconsin
Aug. 12, 2010 Joseph Gurgone, Lombard, Illinois
Aug. 12, 2010 Gary DeVilbiss, Postville, Iowa
Aug. 12, 2010 Scott W. Rivard, Pittsford, New York
Aug. 12, 2010 David J. Hartley, Elkader, Iowa
Aug. 12, 2010 Richard L. Budelman, Financial Services Representative, Rockville Centre, New York
Aug. 12, 2010 David N. Stafford, EA, CLU, ChFC and Registered Rep with Lincoln Financial, Littleton, New Hampshire
Aug. 12, 2010 Eneas P. Freyre, Cos Cob, Connecticut
Aug. 12, 2010 Jason M. Soland, Decorah, Iowa
Aug. 12, 2010 Martin D. Coulter, Williamsville, New York
Aug. 12, 2010 Maureen E. Foley, New York, New York
Aug. 12, 2010 Arthur K. Gruber, CLU, Nanuet, New York
Aug. 12, 2010 Jeffrey S Baron, CASL, ChFC, CLTC, CLU, MBA, Financial Advisor, Boston, Massachusetts
Aug. 12, 2010 Sweeta Khona, Melville, New York
Aug. 11, 2010 Mark Mendenhall, CLU, ChFC, North Platte, Nebraska
Aug. 11, 2010 Lawrence M. Tomczak, CLU, ChFC, MDRT life time member, Toledo, Ohio
Aug. 11, 2010 Stephanie Ford, Professor of Marketing and International Business, Toledo, Ohio
Aug. 11, 2010 James A. Yocum, CPA LUTCF, Peoria, Illinois
Aug. 11, 2010 Thomas J. Haggerty, New York, New York
Aug. 11, 2010 Les Roth, Reistered Rep (New York Life), Melville, New York
Aug. 11, 2010 Michael Akapnitis, Huntington, New York
Aug. 11, 2010 Fabiano Borsato, Registered Representative, New York Life, New York, New York
Aug. 11, 2010 Lawrence J. Thaull, CLU, ChFC, CLTC, Rye Brook, New York
Aug. 11, 2010 Bradford J Maier, LUTCF, Babylon, New York
Aug. 10, 2010 Thomas J. Von Riesen, SilverStone Group
Aug. 11, 2010 Robert T. Lynch, Regestered Reprsentive, Thornwood, New York
Aug. 11, 2010 Eileen J. Trott, CFP, Rochester, New York
Aug. 11, 2010 Earl Adler, CLU, Pres. EACO, Inc., Fort Lee, New Jersey
Aug. 11, 2010 Stephen M. Grey, CLU, ChFC, Clifton PArk, New York
Aug. 11, 2010 John P. Enright, CRPC, Syracuse, New York
Aug. 11, 2010 Edward J. Kelly, MBA,CLF, Williston Park, New York
Aug. 11, 2010 Gwendolyn J. Tibbals, Poughkeepsie, New York
Aug. 11, 2010 Gregory Ronneburger, AXA Advisors Divisional Vice President, Syracuse, New York
Aug. 11, 2010 Stephen J. Woodard, Senior Marketing Analyst, Goldman Sachs, Albany, New York
Aug. 11, 2010 Ronald G. Langus, New York City, New York
Aug. 11, 2010 Aaron Shelden, Rye, New York
Aug. 11, 2010 Charles A Casano, NAIFA, Westhampton Beach, New York
Aug. 11, 2010 Edward J. Vespa, CLU, ChFC, CLTC, Insurance, Syracuse, New York
Aug. 11, 2010 Warren Kalmenson, Hempstead, New York
Aug. 11, 2010 J. Herbert Scheer, CLU, ChFC, NAIFA Financial Planners, Estate Analysts, Society of Financial Professionals, Amherst, New York
Aug. 11, 2010 Russell S. Andrews, CLU, ChFC, Financial Rep., Northwestern Mutual Financial network, Syracuse, New York
Aug. 11, 2010 Chrisoula B. Georgakopoulos, New York, New York
Aug. 11, 2010 Anthony Izzo, Melville, New York
Aug. 11, 2010 Charles DF Cohn, Financial Consultant, New York, New York
Aug. 11, 2010 John Peter Benet, CFP CLU, Registered Rep, Financial Advisor, Insurance Agent, New York, New York
Aug. 11, 2010 Frank Kolovic, Bronx, New York
Aug. 11, 2010 Pat Mahardy
Aug. 11, 2010 Earl S. Prolman, New York Life Insurance, Nashua, New Hampshire
Aug. 11, 2010 Mack H. Rideout, CLU, LUTCF, CLTC, Salt Lake City, Utah
Aug. 11, 2010 Maximilian A. Ruszkowski, NAIFA, Crystal Lake, Illinois
Aug. 11, 2010 Abe Puretz, NAIFA
Aug. 11, 2010 Paula Rosa, Glastonbury, Connecticut
Aug. 11, 2010 Thomas Kennett, COO, LOGe Solutions LLC, Newport Beach, California
Aug. 11, 2010 Georgia G. Bruggeman, CFP, Holliston, Massachusetts
Aug. 11, 2010 Keith L. Griffin, Esq., Griffin Law Firm, LLC, Indianapolis, Indiana
Aug. 11, 2010 Casey T. Smith, Marietta, Georgia
Aug. 10, 2010 Rick Wilcox, Certified Financial Planner, Brunswick, Maine
Aug. 10, 2010 Henry Keith de Noble, President, H. Keith de Noble Insurance, Little Rock, Arkansas
Aug. 10, 2010 Steven C. Patterson, MDRT, Sandusky, Ohio
Aug. 10, 2010 David W Macbeth, Certified Trust and Financial Advisor, Provo, Utah
Aug. 10, 2010 J. R. Jones, Assistant General Agent, Intermountain Financial Group/MassMutual, Salt Lake City, Utah
Aug. 10, 2010 Anonymous
Aug. 10, 2010 Charles O. Goodwin, Jr., Irvine, California
Aug. 10, 2010 Gary T. Wolff, Registered Representative/ValMark Securities, Manchester, Connecticut
Aug. 10, 2010 Michael Harris, Investment Solutions Representative, Country Financial, Carbondale, Illinois
Aug. 10, 2010 Bott CFP, Frisco, Texas
Aug. 10, 2010 Ronald E. Mischke, NAIFA, Sheridan, Wyoming
Aug. 10, 2010 Julian H Good, Jr., New Orleans, Louisiana
Aug. 10, 2010 Dan Campana, CPA
Aug. 10, 2010 Kenneth R. Wink, Summit Financial Consulting, LLC, a Michigan Registered Investment Advisory Firm, Clinton Township, Michigan
Aug. 10, 2010 Kevin Draeger, Normal, Illinois
Aug. 10, 2010 Larry C. Clayton, Member Of Society Of Financial Services Professionals, Memphis, Tennessee
Aug. 10, 2010 Joseph D. Salem, Registered Representative, Cleveland, Ohio
Aug. 10, 2010 Joseph A. Herkert, Past State President of National Association of Financial Advisors, Cedarburg, Wisconsin
Aug. 10, 2010 Barry Delp, NAIFA, Davenport, Iowa
Aug. 10, 2010 David Klein, Financial Representative, Northwestern Mutual, Minnetonka, Minnesota
Aug. 9, 2010 Bradley Schlafer, NAIFA National Association of Financial and Investment Advisors, Appleton, Wisconsin
Aug. 9, 2010 Bruce H. McFadden, Monroe, Connecticut
Aug. 9, 2010 Sil L. Arata, Jr., Registered Representative, Vancouver, Washington
Aug. 9, 2010 Andrew Cosgrove, Director of Investments, Bluestone Financial Advisors, Bethesda, Maryland
Aug. 9, 2010 John A. Forbing, Pomona, California
Aug. 9, 2010 Charles E. Sorensen, II, Logan, Utah
Aug. 9, 2010 Suzette Moline, Registered Representative, EquiTrust Marketing Services, LLC, Sundance, Wyoming
Aug. 9, 2010 David C. Willis, CASL, CLU, ChFC, Springfield, Oregon
Aug. 9, 2010 Christen Gibbons, Chartered Financial Consultant and Chartered Life Underwriter, Ithaca, New York
Aug. 9, 2010 Stuart L. Friedman, C.L.U, ChFC, Irvine, California
Aug. 9, 2010 Carson Stephens, NAIFA, Bastrop, Texas
Aug. 9, 2010 Fred Manas, Brooklyn, New York
Aug. 9, 2010 Shelly Squier, Life Underwriter Training Council Fellow, Corporation for Long Term Care Certified, Finanacial Advisor, Van Dyne, Wisconsin
Aug. 9, 2010 Richard C. Loomis, CLU,ChFC,CMFC,AEP, Sandy, Utah
Aug. 9, 2010 David Jensen, MBA, FIC, Greenville, Wisconsin
Aug. 9, 2010 Cory Weiser, CIMA, CRPC, Sayreville, New Jersey
Aug. 9, 2010 Robert L. Belvedere, Sr., Rockville Centre, New York
Aug. 9, 2010 Nathan M. Perlmutter, CLU, ChFC, President and Chief Executive Officer, Forest Hills Financial Group, Inc., New York, New York
Aug. 9, 2010 Douglas A. Walker, NAIFA member, Freeport, Illinois
Aug. 9, 2010 Ronald H Bane, Baltimore, Maryland
Aug. 9, 2010 Rollin G. Radwick, Edmonds, Washington
Aug. 9, 2010 Derek D. Bohne, CLU, ChFC, Account Executive, The Harford, West Jordan, Utah
Aug. 9, 2010 William T. Burnham, CLU, ChFC, Million Dollar Round Table, NAIFA, Jackson, Mississippi
Aug. 9, 2010 Steven Grimes, Royal Oak, Michigan
Aug. 9, 2010 Gerald S. Jackson, Bend, Oregon
Aug. 9, 2010 Joseph P. Miller, NAIFA, Galena, Illinois
Aug. 9, 2010 Ronald S. Schmidt, St. Cloud, Minnesota
Aug. 9, 2010 Bob G. Medcalf, Mr., NAIFA/Insurance, Southaven, Mississippi
Aug. 9, 2010 Anne M Rubeo, Elmsford, New York
Aug. 9, 2010 Renee A. Montenyohl, Aiken, South Carolina
Aug. 9, 2010 Peter C Paizis, New York, New York
Aug. 9, 2010 Brian Sauser
Aug. 9, 2010 David A. Niezgoda, Insurance Agent, Ellisville, Mississippi
Aug. 9, 2010 Michelle A. Fuller, Hattiesburg, Mississippi
Aug. 9, 2010 John A. Cammarano, NAIFA, clarence Center, New York
Aug. 9, 2010 Steven B. Caruso, Maddox Hargett & Caruso, P.C., New York, New York
Aug. 9, 2010 John Chiodini
Aug. 9, 2010 R. Johnson, CFP, Oak Brook, Illinois
Aug. 9, 2010 Wendell R. Verdell, Dresden, Tennessee
Aug. 9, 2010 John O'Connor, CFA Charterholder, Minnetonka, Minnesota
Aug. 9, 2010 J.C. Otterbein, Registered Representative, Farmington Hills, Michigan
Aug. 9, 2010 Terry L. Anderson, CLU, RIA, LIC, Houghton Lake, Michigan
Aug. 9, 2010 Edward J. Vespa, CLU, ChFC, CLTC, Syracuse, New York
Aug. 9, 2010 Dean Purdy
Aug. 9, 2010 Robert J. Baker, CLU, ChFC, NAIFA, Villa Park, Illinois
Aug. 9, 2010 Wes Snell, CLU, ChFC
Aug. 9, 2010 Turner S. Thompson, Jr., Farmington Hills, Michigan
Aug. 8, 2010 Steve Mengyan
Aug. 8, 2010 James B. Ryan, CLU,ChFC,LUTCF, Irwin, Pennsylvania
Aug. 8, 2010 Paul G. Ewell, Bluffdale, Utah
Aug. 8, 2010 Paul Faidley, ChFC, Registered Representative, John Hancock Financial Network, Ft. Worth, Texas
Aug. 8, 2010 Doug C. Thompson, Edwardsville, Illinois
Aug. 8, 2010 George R. Louderbough, Albuquerque, New Mexico
Aug. 8, 2010 Dennis A. Prentice, Financial Planner Client Advocate, Oswego, Illinois
Aug. 7, 2010 Greg Nelson, Sandy, Utah
Aug. 7, 2010 Richard B Hanson, LUTCF, Streator, Illinois
Aug. 7, 2010 Gary Tsoumas, Vice President, Strategic Wealth Management Group LLC, Brookfield, Wisconsin
Aug. 7, 2010 Terry K. Headley, Omaha, Nebraska
Aug. 7, 2010 Milt V. Bauguess, CLU, CHFC, MDRT, NAIFA, Tallahassee, Florida
Aug. 7, 2010 Laurie A. Adams, CFP, President, NAIFA-Illinois, Peoria Heights, Illinois
Aug. 7, 2010 Dennis Canfield, Northwestern Mutual Investment Services, Chicaco, Illinois
Aug. 7, 2010 Kevin L. Corkery, Registered Rep., Investment Advisor Representative, Oneonta, New York
Aug. 7, 2010 Chris Cousins, ChFC, Farmington Hills, Michigan
Aug. 7, 2010 Charles A. Duff, Ohio
Aug. 7, 2010 Kenneth A. Grace, West Bloomfield, Michigan
Aug. 6, 2010 R Allan Hamilton, III, Springfield, Illinois
Aug. 6, 2010 Meghann McKenna
Aug. 6, 2010 Brian J. Foecke, LUTCF, Burlington, Iowa
Aug. 6, 2010 Scott D. Colby, CLU/ChFC, Past President, NAIFA Kansas, Wichita, Kansas
Aug. 6, 2010 Louisa Lee, Brooklyn, New York
Aug. 6, 2010 Guy E. Baker, President, Million Dollar Round Table, Irvine, California
Aug. 6, 2010 David D. Kaestner, Atkins, Iowa
Aug. 6, 2010 Robert H. Perry, CLU,ChFC, Member NAIFA, MDRT, New York Life Financial Professional, Salt Lake City, Utah
Aug. 6, 2010 Daniel B. Wells, Cardiff, California
Aug. 6, 2010 Edward A. Tyng, ChFC, CLTC, Virginia Beach, Virginia
Aug. 6, 2010 Jeffery J. Johnston, CLU, NAIFA, Yakima, Washington
Aug. 6, 2010 David J. Casper, CLU, CFP, CHFC, AEP, CASL, Vernon Hills, Illinois
Aug. 6, 2010 Bruce W. Bowen, CLU, Agent/Registered Representative, American Fork, Utah
Aug. 6, 2010 James H. Blassingham, CLU, Financial Advisor, AXA Advisors, Norfolk, Virginia
Aug. 6, 2010 Gordon D. Schuster, Agent, FSS, LUTCF, Wenatchee, Washington
Aug. 6, 2010 Kevin D. Lindblom, CLU, ChFC, LUTCF, CLTC, Cedar Rapids, Iowa
Aug. 6, 2010 Frederic S. Scarpulla, Registered Representative, Rochester, New York
Aug. 6, 2010 Alexander Collins, Certified Financial Planner, Seattle, Washington
Aug. 6, 2010 Micah Patterson, MBA, Kaysville, Utah
Aug. 6, 2010 Kurt K Webb, Life Insurance Agent, Ogden, Utah
Aug. 6, 2010 Robert J. Crane, CFP, Certified Financial Planner, Oceanside, California
Aug. 6, 2010 William P. Hagerty, CHFC, CLU., Roseville, California
Aug. 6, 2010 Taylor Kjar, Financial Representative, Clearfield, Utah
Aug. 6, 2010 Steven Herweyer, Treasurer Capital District Chapter of National Association of Insurance and Financial Advisors, Scotia, New York
Aug. 6, 2010 Sherry Goodman, New York Life, Annapolis, Maryland
Aug. 6, 2010 Jason L. Moehring, CFP, Blaine, Minnesota
Aug. 6, 2010 Irv Flamer, Old Westbury, New York
Aug. 6, 2010 Phil Weimmer, NAP, Elgin, Illinois
Aug. 6, 2010 Marvin C Stockett, CPA, Registered Representative, New England Securities, Jackson, Mississippi
Aug. 6, 2010 Wayne L. Warren, MDRT and NAIFA, Broken Bow, Oklahoma
Aug. 6, 2010 Terry A. Donahe, Investment Advisor, Portland, Oregon
Aug. 6, 2010 Jeffrey L. Allison, ChFC, CLU, NAIFA, FPA, E. Providence, Rhode Island
Aug. 6, 2010 Richard D. Dean, MDRT, Plano, Texas
Aug. 6, 2010 Allen D. Hardy, Philadelphia, Mississippi
Aug. 6, 2010 Vicki Tuua, Insurance Financial Services, Salt Lake City, Utah
Aug. 6, 2010 Paul Felix, New York, New York
Aug. 6, 2010 Gary Cutshall, Chuckey, Tennessee
Aug. 6, 2010 H. Larry Fortenberry, CPA,CLU,CHFC, Jackson, Mississippi
Aug. 6, 2010 Tim N. Weimer, Wheaton, Illinois
Aug. 6, 2010 Dennis W. Peters, Morris, Illinois
Aug. 6, 2010 Dirk A. Bargen, Investment Advisor Representative for Ameritas Investment Corp, Columbus, Nebraska
Aug. 6, 2010 Armand R. Capdevielle, CLU ChFC, NAIFA, Woodridge, Illinois
Aug. 6, 2010 David W. Piper, Financial Planner, Oak Lawn, Illinois
Aug. 6, 2010 Lowell G. Nelson, Cedar City, Utah
Aug. 6, 2010 Paul B. Crouch, Lake Forest, Illinois
Aug. 6, 2010 Michael Caron, LUTCF, NAIFA, Syracuse, New York
Aug. 6, 2010 William E. Wrenshall, IV, Owner, Branch 579 Walnut Street Securities, Sewickley, Pennsylvania
Aug. 6, 2010 Martin K. Green, Jr, CLU, ChFC, NYLIAC, Raleigh, North Carolina
Aug. 6, 2010 Robert Alese, CLU ChFC, Smithtown, New York
Aug. 6, 2010 Robert J. Sweiss, National Association of Insurance Financial Advisors, Burbank, Illinois
Aug. 6, 2010 Tim Ebert, CLU,ChFC, Registered Rep, MML Investors Services, Inc., Winston-Salem, North Carolina
Aug. 6, 2010 Michael S. Perinelli, Metlife, Staten Island, New York
Aug. 6, 2010 Zachary A. Nielson, NAIFA Member, Eden, Utah
Aug. 6, 2010 Kristi Smith, FSS, LUTCF, NAIFA, Taylorsville, Utah
Aug. 6, 2010 Jeffrey M. Owens, President, Business Planning Group, Clackamas, Oregon
Aug. 6, 2010 Kirby A. Wisler, Cumming, Georgia
Aug. 6, 2010 Carlos Cabarcas
Aug. 6, 2010 George W. Hasse, Las Vegas, Nevada
Aug. 6, 2010 Michael J. Sedam, Princeton, New Jersey
Aug. 6, 2010 Ashley A. O'Kurley, CFP, FPA, MDRT, Miami, Florida
Aug. 6, 2010 Robert D. Davey, CFP, CLU, ChFC, Financial Advisor, Northwestern Mutual, West Hartford, Connecticut
Aug. 6, 2010 Alex Shibicky, CLU, ChFC, Wealth Management Advisor, Skokie, Illinois
Aug. 6, 2010 Maria M. Ochoa, CLU, ChFC, Agent, Registered Rep, New York Life, Charlotte, North Carolina
Aug. 6, 2010 Steven C. Lindsay, FIC, Regional Financial Associate, Georgetown, Texas
Aug. 6, 2010 Jason R. Jones, CPA, MBA, Providence, Utah
Aug. 6, 2010 Glenn R. Harms, State Farm Insurance, Agency Executive and Reg Representative, Morris, Illinois
Aug. 6, 2010 Chris M. Naugle, CLTC, Williamsville, New York
Aug. 6, 2010 Thomas J. Maus, CLU, ChFC, NAIFA, Gurnee, Illinois
Aug. 6, 2010 George C. Behr, CPCU, Grayslake, Illinois
Aug. 6, 2010 Thomas J. Gilliam, Sr., President, Carillon Group, Chesterfield, Missouri
Aug. 6, 2010 Walter B. Sundberg, LUTCF, NAIFA, Elgin, Illinois
Aug. 6, 2010 Abraham Fuchs, Boca Raton, Florida
Aug. 6, 2010 James Peters
Aug. 6, 2010 Ben Caton, South Jordan, Utah
Aug. 6, 2010 Richard T. Meunier, Financial Rep, Thrivent Financial for Lutherans, Hamburg, New York
Aug. 6, 2010 Michael C. Kunzler, CFP, Provo, Utah
Aug. 6, 2010 John Haas, CLU, ChFC, Allstate Personal Financial Representatve, Eagle, Pennsylvania
Aug. 6, 2010 Kyle Paterik, Senior Financial Consultant, Dow and Associates Insurance, Los Angeles, California
Aug. 6, 2010 Sean E. Westover, Financial Advisor, Salt Lake City, Utah
Aug. 6, 2010 Michael Rosenberg
Aug. 6, 2010 Gary Montague, Financial Representative, Northwestern Mutual, San Francisco, California
Aug. 6, 2010 Donna K. Reilley, Sr. Financial Planner with Metlife, CLU, ChFC,LUTCF, Bettendorf, Iowa
Aug. 6, 2010 Ferdinand A. Ruplin, ChFC, Lake Success, New York
Aug. 6, 2010 Max E. Davenport, NAIFA, GAMA, West Dundee, Illinois
Aug. 6, 2010 Steven E Jakubczak
Aug. 6, 2010 Dale A. Blankenship, LUTCF, Springfield, Illinois
Aug. 6, 2010 Tammy L. Butts, CLU, Deerfield, Illinois
Aug. 6, 2010 Larry A. Winter, CFP, ChFC, Thrivent Financial for Lutherans Wealth Advisor, Thousand Oaks, California
Aug. 6, 2010 Pat VanDeVelde, Winchester, Illinois
Aug. 6, 2010 Kenneth R. Bakula, CFP, CLU, ChFC, Appleton, Wisconsin
Aug. 6, 2010 Carl L. Kickham, President, Mass Financial Group Inc., Chesterfield, Missouri
Aug. 6, 2010 Davis Green, Austin, Texas
Aug. 6, 2010 Rick L. Rodhouse, Pleasant Hill, Illinois
Aug. 6, 2010 Jason E. Brooks
Aug. 6, 2010 Kerry L. Schepers, LUTCF, LUTCF , Maquoketa, Iowa
Aug. 6, 2010 Thomas F Levasseur, CLU, MS Ed., MDRT, NAIFA, SFSP, Chamber of Commerce, Dover, NH, Dover, New Hampshire
Aug. 6, 2010 Jasper E. Parrella, CLU,ChFC, Member, Society of Financial Service Professionals, Princeton, New Jersey
Aug. 6, 2010 James DiSerio, CFP, Stockton, California
Aug. 6, 2010 Albert J. Pignatello, Jr., Insurance Agent, Kent, Connecticut
Aug. 6, 2010 Craig M., Registered Representative, Virginia
Aug. 6, 2010 Jeffrey D. Van Strien, CLU ChFC, Grand Rapids, Michigan
Aug. 6, 2010 Jack Farrell, CLU,ChFC, Middlefield, Connecticut
Aug. 6, 2010 Seth Richardson, Gonzales, Louisiana
Aug. 6, 2010 David C. Crandall, Napoleon, Ohio
Aug. 6, 2010 Jack L. Gilliam, Registered Rep with Pruco Securities, Carthage, Missouri
Aug. 6, 2010 brandon jordan, CFP, NAIFA, Atlanta, Georgia
Aug. 6, 2010 John E. Clinch, CLU, Grand Island, Nebraska
Aug. 6, 2010 Edward D. Hinds, CFP, Paso Robles, California
Aug. 6, 2010 Peirce C. Ward, III, Insurance agent, Charlotte, North Carolina
Aug. 6, 2010 James P. McGoldrick, CLU, ChFC, Horsham, Pennsylvania
Aug. 6, 2010 Scott W. Branuum, CLU, Wichita, Kansas
Aug. 6, 2010 M. Marie-McVay, Williamsville, New York
Aug. 6, 2010 Lawrence Shafier, Prudential Premier Agent, New York, New York
Aug. 6, 2010 Charles K. Jones, Falls Church, Virginia
Aug. 6, 2010 Philip Reiter, Northwestern Mutual Financial Network
Aug. 6, 2010 Patricia L. Krarup, Licensed financial advisor. Member MDRT and NAIFA, Janesville, Wisconsin
Aug. 6, 2010 Doug W. Lovejoy, Arlington, Texas
Aug. 6, 2010 James A. Freudenberger, Stillwater, Oklahoma
Aug. 6, 2010 Donald J Scaro, CLU
Aug. 6, 2010 Michael S. Immel, NAIFA, MDRT, Fond du Lac , Wisconsin
Aug. 6, 2010 Frank Ramey, LUTCF, Warrenton, Virginia
Aug. 6, 2010 Bruce A. Matthews, Scottsdale, Arizona
Aug. 6, 2010 Matthew E. Schiff, Blue Bell, Pennsylvania
Aug. 6, 2010 Gerald Zawisza, MBA, CLU, Las Vegas, Nevada
Aug. 6, 2010 John C. Goodenough, Menlo Park, California
Aug. 6, 2010 Harry A. Shepler, Chartered Financial Consultant, Bedford, New Hampshire
Aug. 6, 2010 Robert Ramos, CFP, ChFC, CASL, member Financial Planning Association
Aug. 6, 2010 David R. Wilson, CLU, Oneonta, Alabama
Aug. 6, 2010 Ronald Smith, Sr., Society Of Financial Services Professionals, Powhatan, Virginia
Aug. 6, 2010 Scott R. Lebin, President, Managed Economics for Doctors, Inc., Geneva, Illinois
Aug. 6, 2010 Jon H. Roth, FIC, NAFIA, Downingtown, Pennsylvania
Aug. 6, 2010 Donald B. Meissner, West Falls, New York
Aug. 6, 2010 Lawrence M. Limbach, New York Life, Huntley, Illinois
Aug. 6, 2010 Peter S. Monferdini, Morton, Illinois
Aug. 6, 2010 John T. Cozart, Houston, Texas
Aug. 6, 2010 Kent E. Moss, CLU ChFC, Tampa, Florida
Aug. 6, 2010 William L. Creekmore II, CLU, New York Life Insurance Co., Ocean Isle, North Carolina
Aug. 6, 2010 Wes Morris, NAIFA, Kingsport, Tennessee
Aug. 6, 2010 Michael Berardi, NAIFA, Bala Cynwyd, Pennsylvania
Aug. 6, 2010 Steve Schildt, Financial Representative
Aug. 6, 2010 Lawrence J. Ganim, Bridgeport, Connecticut
Aug. 6, 2010 Richard J. DiPasquale
Aug. 6, 2010 Jody Balaban
Aug. 6, 2010 William V Hall, Jerome, Idaho
Aug. 6, 2010 Albert R. Elliott, PhD,CLU,ChFC, NAIFA, Statesboro, Georgia
Aug. 6, 2010 Ryan Smith, ChFC, CASL, National Association of Insurance and Financial Advisors, Argus Financial Consultants, Rockford, Michigan
Aug. 5, 2010 Paul R. Zietlow, Insurance and Security Sales, Des Moines, Iowa
Aug. 5, 2010 David M. Schuman, CLU, Registered Representative, Farmers Financial Solutions, LLC, Yuma, Arizona
Aug. 5, 2010 Sylvia C. Fontanilla, Skokie, Illinois
Aug. 5, 2010 John M. Wilbanks, LUTCF, San Diego, California
Aug. 5, 2010 Ronen Ben-Dov, Tucson, Arizona
Aug. 5, 2010 Sean Sebold, CFA, CFP, President, Sebold Capital Management, Naperville, Illinois
Aug. 5, 2010 Kendall Schlake, LUTCF, Fairbury, Nebraska
Aug. 5, 2010 Michael J. Wilcox, LUTCF
Aug. 5, 2010 Michael S. Wiswell, Massachusetts Mutual Life Insurance Company, Springfield, Massachusetts
Aug. 5, 2010 Howard G Cohen, CLU, ChFC, LUTCF, CLTC, Financial Services, Fort Lauderdale, Florida
Aug. 5, 2010 Christopher E Jaccard, CFP, CFA, La Jolla, California
Aug. 5, 2010 Julie Hetland, NAIFA, Minneapolis, Minnesota
Aug. 5, 2010 John M. Grover, III, Wichita, Kansas
Aug. 5, 2010 Ronald T. Staebell, ChFC, Sioux Falls, South Dakota
Aug. 5, 2010 John A Vita, Jr., NAIFA, Clifton Park, New York
Aug. 5, 2010 Luke Dean, Professor of Finance, William Paterson University, Wayne, New Jersey
Aug. 5, 2010 Raymond L. Paul, CLU ChFC, Rockford, Illinois
Aug. 5, 2010 Bruce P. Donlan, MML Investors Services, Inc, Springfield, Massachusetts
Aug. 5, 2010 Michael Steadman
Aug. 5, 2010 Thomas Chiappetti
Aug. 5, 2010 Maureen Kominar
Aug. 4, 2010 Mike Struebing
Aug. 4, 2010 Ralph S. Saul
Aug. 4, 2010 Brian Urie
Aug. 4, 2010 J. Mark Gardner
Aug. 4, 2010 Frederick Nyberg
Aug. 4, 2010 Harry Dorman
Aug. 4, 2010 Connie Marcum
Aug. 4, 2010 Gary Havir
Aug. 4, 2010 Phil McCarty
Aug. 4, 2010 William Hunter
Aug. 4, 2010 JOY MORSE
Aug. 4, 2010 Walter World
Aug. 4, 2010 Tom Maenpaa
Aug. 4, 2010 Mark Middelton
Aug. 4, 2010 Jo Ann Marling
Aug. 4, 2010 Scott Coenen
Aug. 4, 2010 Donald Krizan
Aug. 4, 2010 jack mussey
Aug. 4, 2010 Julie Veltus
Aug. 4, 2010 Gary Sandifer
Aug. 4, 2010 Kathleen Adams-Brosterman
Aug. 4, 2010 Adam Keller
Aug. 4, 2010 Richard Reiser
Aug. 4, 2010 Joseph Newman
Aug. 4, 2010 Daniel Moericke
Aug. 4, 2010 Jim Keung
Aug. 4, 2010 John Finigan
Aug. 4, 2010 Jill Tokarczyk
Aug. 4, 2010 Robert Krupp
Aug. 4, 2010 Marty Dooley
Aug. 4, 2010 Patricia Potts
Aug. 4, 2010 Thomas Dzik
Aug. 4, 2010 steven penn
Aug. 4, 2010 Joe Mueller
Aug. 4, 2010 Sean McDermott
Aug. 4, 2010 Anne Marie Albertine
Aug. 4, 2010 John Lloyd
Aug. 4, 2010 Gregory Latini
Aug. 4, 2010 Odded Beraha
Aug. 3, 2010 Steve Petersen
Aug. 3, 2010 Eddie Anderson
Aug. 3, 2010 Peter Cox
Aug. 3, 2010 Tom Carsten
Aug. 3, 2010 Alva Watson
Aug. 3, 2010 Donald Schleicher
Aug. 3, 2010 Douglas M. Osborne
Aug. 3, 2010 Anthony Lofaso
Aug. 3, 2010 David Bianchi
Aug. 3, 2010 Michael Rivkin
Aug. 3, 2010 Steve
Aug. 3, 2010 Paul Wieda
Aug. 3, 2010 Mike Latta
Aug. 3, 2010 Steven Powell
Aug. 3, 2010 David Rudert
Aug. 3, 2010 Peter J.Chepucavage, Executive Director, CFAW General Counsel, Plexus Consulting LLC
Aug. 3, 2010 Fred Chemidlin
Aug. 3, 2010 Mark Mcgahee
Aug. 3, 2010 Anonymous
Aug. 3, 2010 Jonathan Lafferty
Aug. 3, 2010 Thomas Guebert
Aug. 3, 2010 Stuart Zieman
Aug. 3, 2010 Jorin Johnson
Aug. 3, 2010 Richard Hartwig Ii
Aug. 3, 2010 Beverly Barr
Aug. 3, 2010 Kalman Kovach
Aug. 3, 2010 Ronald Brayman
Aug. 3, 2010 Mark Dwight
Aug. 3, 2010 Craig Jackson
Aug. 3, 2010 Marylin Myers
Aug. 3, 2010 David Beaty
Aug. 3, 2010 Eric Howell
Aug. 3, 2010 Mark Miehe
Aug. 3, 2010 Ron Arneson
Aug. 3, 2010 Terence Nolan
Aug. 3, 2010 Russell Arman
Aug. 3, 2010 Teofilo Gonzalez
Aug. 3, 2010 Dylan Leblanc
Aug. 3, 2010 Stephen Karp
Aug. 3, 2010 Jeff Burum
Aug. 3, 2010 Ryan C.
Aug. 3, 2010 Colleen O'connell
Aug. 3, 2010 Karen Hawley
Aug. 3, 2010 William Heiting
Aug. 3, 2010 Robert Erkel
Aug. 3, 2010 Charles Edris
Aug. 3, 2010 Jason Middaugh
Aug. 3, 2010 Larry Berger
Aug. 3, 2010 John Gallagher, III
Aug. 3, 2010 John Hinkle
Aug. 3, 2010 Stephanie Walsh
Aug. 3, 2010 Edward Smith
Aug. 3, 2010 Roger Ruth
Aug. 2, 2010 George Mares
Aug. 2, 2010 Robert Sink
Aug. 2, 2010 Bruce Bessner
Aug. 2, 2010 Scott Johnson
Aug. 2, 2010 Irene Diamond
Aug. 2, 2010 Laura Degolier
Aug. 2, 2010 Christopher Hirschfeld
Aug. 2, 2010 Roger Mcdowell
Aug. 2, 2010 James Sheridan
Aug. 2, 2010 Cindy Tanouye
Aug. 2, 2010 Christopher Rister
Aug. 2, 2010 Donald Meyer
Aug. 2, 2010 Ray Smith
Aug. 2, 2010 Michael Kleen
Aug. 2, 2010 Lawrence Fowler
Aug. 2, 2010 Jeffrey Meyers
Aug. 2, 2010 Scott Anderson
Aug. 2, 2010 Edward Marion
Aug. 2, 2010 Kevin Frost
Aug. 2, 2010 Jason Rucker
Aug. 2, 2010 James Space
Aug. 2, 2010 Jason Rucker
Aug. 2, 2010 Kris Lanzer
Aug. 2, 2010 Angela Envick
Aug. 2, 2010 Robert Thurmond
Aug. 2, 2010 Amy La Grange
Aug. 2, 2010 Jesse Shepard
Aug. 2, 2010 Debbie Homan
Aug. 2, 2010 Craig Jackson
Aug. 2, 2010 Taylor Kjar
Aug. 2, 2010 Johan Gjenvick
Aug. 2, 2010 Sean Mccann
Aug. 2, 2010 Barry Cook
Aug. 2, 2010 Victor Berry
Aug. 2, 2010 Paula Guerin
Aug. 2, 2010 Richard Terhune
Aug. 2, 2010 Thomas Baird
Aug. 2, 2010 Le Roy Sundbom
Aug. 2, 2010 Richard Murphy
Aug. 2, 2010 Matthew Meeker
Aug. 2, 2010 Greg Baker
Aug. 2, 2010 Adam Solano
Aug. 2, 2010 Earl Prolman
Aug. 2, 2010 D. Phillips
Aug. 2, 2010 Ronald Ivanick
Aug. 2, 2010 Dennis Huston
Aug. 2, 2010 Michael Frailey
Aug. 2, 2010 Joseph Catanzaro
Aug. 2, 2010 Henry Lehn
Aug. 2, 2010 Richard Wilkins
Aug. 2, 2010 Larry Taylor
Aug. 2, 2010 Terry Uchida
Aug. 2, 2010 Sandra Reiseman
Aug. 2, 2010 Raimundo Molina
Aug. 2, 2010 Lynda Turner
Aug. 2, 2010 Stephen Robey
Aug. 2, 2010 Randall Melquist
Aug. 2, 2010 Michael Middleton
Aug. 2, 2010 Kristi Schaeffer
Aug. 2, 2010 Doris Passalacqua
Aug. 2, 2010 Roger Ruden
Aug. 2, 2010 Christie Mueller
Aug. 2, 2010 Michael Walters
Aug. 2, 2010 Gene Elder
Aug. 2, 2010 John Power
Aug. 2, 2010 Debra Jans
Aug. 2, 2010 Cyndie Barone
Aug. 2, 2010 Chuck Drobny
Aug. 2, 2010 Brad Gordon
Aug. 2, 2010 Carrie Griffin
Aug. 2, 2010 Charles Mcdaniels
Aug. 2, 2010 Donald Robbins
Aug. 2, 2010 Gordon Smith
Aug. 2, 2010 Andrew Beierwaltes
Aug. 2, 2010 William Hanzlik
Aug. 2, 2010 Jonathan Lewis
Aug. 2, 2010 Stephen Tarbe
Aug. 2, 2010 Marshall Gifford
Aug. 2, 2010 Richard Ehrlich
Aug. 2, 2010 Robert Mcmahon
Aug. 2, 2010 John Thomas
Aug. 2, 2010 Michael Simmons
Aug. 2, 2010 Anthony Karabas
Aug. 2, 2010 Ken Gamelin
Aug. 2, 2010 W. Craig Gibson
Aug. 2, 2010 James Woodall
Aug. 2, 2010 Darin Lowder
Aug. 2, 2010 Craig Hardy
Aug. 2, 2010 Mark Sorlie
Aug. 2, 2010 Eric Hess
Aug. 2, 2010 Tim Deitemeyer
Aug. 2, 2010 Jimmy Auvil
Aug. 2, 2010 Wade Scott
Aug. 2, 2010 Richard Allen
Aug. 2, 2010 Brian Worrell
Aug. 2, 2010 Shanna Watson
Aug. 2, 2010 Nelson Lewis
Aug. 2, 2010 Alfred Stelling
Aug. 2, 2010 James Johnson
Aug. 2, 2010 Christian Hauter
Aug. 2, 2010 Wayne Hagen
Aug. 2, 2010 Gina Wells
Aug. 2, 2010 Lanny Kuehl
Aug. 2, 2010 Thomas Sokoloski
Aug. 2, 2010 William Mcgreevy
Aug. 2, 2010 Dick Nolan
Aug. 2, 2010 Leonard Mirabile
Aug. 2, 2010 Joseph Bradley
Aug. 2, 2010 Kelsey Steuber
Aug. 2, 2010 James Brown
Aug. 2, 2010 Cory Juma
Aug. 2, 2010 Terry Boulter
Aug. 2, 2010 Robert Rifkin
Aug. 2, 2010 Allen Zutz
Aug. 2, 2010 Cameron Reeves
Aug. 2, 2010 William Russell, II
Aug. 2, 2010 Ted Kaminski
Aug. 2, 2010 Charles Derrick
Aug. 2, 2010 Brian Dawson
Aug. 2, 2010 Stephen Burnthall
Aug. 2, 2010 Stephen Owings
Aug. 2, 2010 Michael Gorectke
Aug. 2, 2010 Richard Pertzborn
Aug. 2, 2010 John Mize
Aug. 2, 2010 Michael Ross
Aug. 2, 2010 E. Stallat
Aug. 2, 2010 Richard Cote
Aug. 2, 2010 Floyd Ward
Aug. 2, 2010 John Enright
Aug. 2, 2010 Robert Johnson
Aug. 2, 2010 Thomas Komara
Aug. 2, 2010 Thomas Gearhart
Aug. 2, 2010 Ed Batchelder
Aug. 2, 2010 William Cooper
Aug. 2, 2010 Lewie Shealy
Aug. 2, 2010 Kevin St. Germain
Aug. 2, 2010 Barry Swanson
Aug. 2, 2010 Shelby Mcintosh
Aug. 1, 2010 Steven Hartman
Aug. 1, 2010 Kenny Divelbiss
Aug. 1, 2010 Paul Graves
Aug. 1, 2010 Edward Jenkins
Aug. 1, 2010 Rennae Padderud
Aug. 1, 2010 Von Edman
Aug. 1, 2010 Dale Goff
Aug. 1, 2010 Jeffrey Malicki
Aug. 1, 2010 Timothy Allen
Aug. 1, 2010 Ronald Church
Aug. 1, 2010 Roger Gossage
Aug. 1, 2010 Joanne Madar
Aug. 1, 2010 Joel Oppenheim
Aug. 1, 2010 Terri Landry
Aug. 1, 2010 Tom Ostrosky
Aug. 1, 2010 Michael Palet
Aug. 1, 2010 Chad Tredway
Aug. 1, 2010 Thomas Miller
Aug. 1, 2010 Tim Moran
Aug. 1, 2010 Robert Recchia
Aug. 1, 2010 Mark Derosa
Aug. 1, 2010 James Paddock
Aug. 1, 2010 Ausrin Bustamante
Aug. 1, 2010 Walter Trammell
Aug. 1, 2010 George Poppe
Aug. 1, 2010 Wayne Mchargue
Aug. 1, 2010 Randel Blake
Aug. 1, 2010 Christine Aguilar
Aug. 1, 2010 Barbara Fukushima
Aug. 1, 2010 Matt Mccoy
Aug. 1, 2010 Judith Schoon
Aug. 1, 2010 Brian Isham
Aug. 1, 2010 Jonathan Spacher
Aug. 1, 2010 Ralph Sabbagh
Jul. 31, 2010 Howard Rosenblatt
Jul. 31, 2010 Darrick Munsch
Jul. 31, 2010 Michael Lugo
Jul. 31, 2010 Margo Colvin
Jul. 31, 2010 Shannon Shriver
Jul. 31, 2010 Brian Kelly
Jul. 31, 2010 Brandon Brooke
Jul. 31, 2010 Brian Sandberg
Jul. 31, 2010 John Hood
Jul. 31, 2010 Arnold Kaminer
Jul. 31, 2010 Dale Whiting
Jul. 31, 2010 Paul Johnson
Jul. 31, 2010 Joseph Radovic
Jul. 31, 2010 Davey Gaddy
Jul. 31, 2010 Philip Lukins
Jul. 31, 2010 Dennis Young
Jul. 31, 2010 Brian Ness
Jul. 31, 2010 Scott Bombeck
Jul. 31, 2010 Dean Purdy
Jul. 31, 2010 Cesare Vodopia
Jul. 31, 2010 Lee Defelice
Jul. 31, 2010 Todd Gaswick
Jul. 31, 2010 Robert Roth
Jul. 31, 2010 Shane Swanson
Jul. 31, 2010 Peter Smith
Jul. 31, 2010 Charles Samfilippo
Jul. 31, 2010 Jonathon Sanning
Jul. 31, 2010 Vance Feiler
Jul. 31, 2010 Bryan Merillat
Jul. 31, 2010 John Cozart
Jul. 31, 2010 Stephen Fitzsimmons
Jul. 31, 2010 Peter Wolff
Jul. 31, 2010 W. David Hicks
Jul. 31, 2010 Stanley Prajzner
Jul. 30, 2010 Donald Ryther
Jul. 30, 2010 Scott Fries
Jul. 30, 2010 Donald Gottfried
Jul. 30, 2010 Barbara Hinebaugh
Jul. 30, 2010 Mark Gash
Jul. 30, 2010 Philip Maness
Jul. 30, 2010 Ronald Schmitz
Jul. 30, 2010 George Barzizza
Jul. 30, 2010 Robert Veres
Jul. 30, 2010 Robert Veres
Jul. 30, 2010 Mark Derby
Jul. 30, 2010 David Hegland
Jul. 30, 2010 Greg Beal
Jul. 30, 2010 Jimmy Alexander
Jul. 30, 2010 Norman Kohn
Jul. 30, 2010 Fred Rask
Jul. 30, 2010 William Fris
Jul. 30, 2010 Don Sibold
Jul. 30, 2010 Barry Estell
Jul. 30, 2010 Barry Johnson
Jul. 30, 2010 Allan Laird
Jul. 30, 2010 Ronald Tine
Jul. 30, 2010 David Fent
Jul. 30, 2010 Gregory Lentz
Jul. 30, 2010 Shawn Wilkins
Jul. 30, 2010 Rex Shipp
Jul. 30, 2010 Dirk Milestone
Jul. 30, 2010 Scott Trigg
Jul. 30, 2010 Jared Traum
Jul. 30, 2010 Seth Krasne
Jul. 30, 2010 William Waterworth
Jul. 30, 2010 Barry Mcbride
Jul. 30, 2010 Justin Frisco
Jul. 30, 2010 Kenneth Davis
Jul. 30, 2010 Robert Frank
Jul. 30, 2010 Stephen Harris
Jul. 30, 2010 Mark Jensen
Jul. 30, 2010 Lawrence Hesse
Jul. 30, 2010 Jeffrey Ranz
Jul. 30, 2010 Brenda Brink
Jul. 30, 2010 John Bounds
Jul. 30, 2010 Troy Dollyhigh
Jul. 30, 2010 Burton Vitale
Jul. 30, 2010 Thomas Stremski
Jul. 30, 2010 Brian Daniels
Jul. 30, 2010 Samuel Firman
Jul. 30, 2010 Michael Mitchell
Jul. 30, 2010 Phyllis Thompson-Jones
Jul. 30, 2010 Orion Marx
Jul. 30, 2010 Brett Welch
Jul. 30, 2010 Bryan Shilcutt
Jul. 30, 2010 Jesse Hauptrief
Jul. 30, 2010 Wayne Hillman
Jul. 30, 2010 Sally Lujuana Bull
Jul. 30, 2010 Joseph Cates
Jul. 30, 2010 Vicki Viso
Jul. 30, 2010 Keith Hennessey
Jul. 30, 2010 David Caplan
Jul. 30, 2010 Tom Kilton
Jul. 30, 2010 John Martin
Jul. 30, 2010 William Gibson
Jul. 30, 2010 Charles Ieuter
Jul. 30, 2010 Rona Swanson
Jul. 30, 2010 Kevin Gillaspie
Jul. 30, 2010 Mark Carbaugh
Jul. 30, 2010 Peter Bondioli
Jul. 30, 2010 Brenda Speer
Jul. 30, 2010 Johnny White
Jul. 30, 2010 William Blankenship
Jul. 30, 2010 Randolph Sandusky
Jul. 30, 2010 Douglas Franklin
Jul. 30, 2010 George Coxhead
Jul. 30, 2010 David Rees
Jul. 30, 2010 Richard Hoberman
Jul. 30, 2010 Eugene Beerbohm
Jul. 30, 2010 Edward Soper
Jul. 30, 2010 Joseph Murnane
Jul. 30, 2010 Steve Nimmer
Jul. 30, 2010 Jonathan Phelan
Jul. 30, 2010 Tom Dunn
Jul. 30, 2010 Thomas Mccaffrey
Jul. 30, 2010 David Armstrong
Jul. 30, 2010 Russell Pinney
Jul. 30, 2010 Paul Rhodes
Jul. 30, 2010 Robert Thompson
Jul. 30, 2010 Troy Schoonover
Jul. 30, 2010 Michael Thompson Clu
Jul. 30, 2010 Ryan May
Jul. 30, 2010 Steven Summa
Jul. 30, 2010 B. Hudnall
Jul. 30, 2010 John Mileham
Jul. 30, 2010 Thomas Brophy
Jul. 30, 2010 Brian O'laughlin
Jul. 30, 2010 Sherry Leriger
Jul. 30, 2010 James Toler
Jul. 30, 2010 Mark Nelson
Jul. 30, 2010 Terrence Wolf
Jul. 30, 2010 Murray Stewart
Jul. 30, 2010 Jeffrey Basch
Jul. 30, 2010 James Denny
Jul. 30, 2010 Lyle Hill
Jul. 30, 2010 James Stearn
Jul. 30, 2010 Tony Pulley
Jul. 30, 2010 Charles Haines
Jul. 30, 2010 Matthew Echelmeier
Jul. 30, 2010 Brian Blink
Jul. 30, 2010 K. Moss
Jul. 30, 2010 Holly Karasinski
Jul. 30, 2010 Lee Rawiszer
Jul. 30, 2010 Daniel Kanter
Jul. 30, 2010 Barbara Freilich
Jul. 30, 2010 Bob Armstrong
Jul. 30, 2010 Jason Auricchio
Jul. 30, 2010 Ronald Goldman
Jul. 30, 2010 Richard Denton
Jul. 30, 2010 Belinda Roberts
Jul. 30, 2010 John Tuttle
Jul. 30, 2010 Ted Tasky
Jul. 30, 2010 Lee Hoffman
Jul. 30, 2010 Ronald Fullmer
Jul. 30, 2010 Kolleen Edwards
Jul. 30, 2010 Joseph Nill
Jul. 30, 2010 Jeff Biggs
Jul. 30, 2010 David Middaugh
Jul. 30, 2010 George Villa
Jul. 30, 2010 Sherry Flynn
Jul. 30, 2010 Frederick Russell
Jul. 30, 2010 Sean Kelly
Jul. 30, 2010 Joe Still
Jul. 30, 2010 Edward Weinberg
Jul. 30, 2010 Robert Nockleby
Jul. 30, 2010 Ernestine Cohn
Jul. 30, 2010 John Bicket
Jul. 30, 2010 David Dinn
Jul. 30, 2010 Stanley Fortier
Jul. 30, 2010 Thomas Littleton
Jul. 30, 2010 Frank Kolovic
Jul. 30, 2010 Rick Strevey
Jul. 30, 2010 Warren Kalmenson
Jul. 30, 2010 Thomas Schreiner
Jul. 30, 2010 Edgardo Asuncion
Jul. 30, 2010 Tom Hoffman
Jul. 30, 2010 Heidi Halus
Jul. 30, 2010 Dan Chambers
Jul. 30, 2010 Kalevi Kotkas
Jul. 30, 2010 Paul Morton
Jul. 30, 2010 William Fisher
Jul. 30, 2010 John Ingraham
Jul. 30, 2010 Andrew Hunt
Jul. 30, 2010 Steve Swann
Jul. 30, 2010 Mark Mohr
Jul. 30, 2010 James Muccigrosso
Jul. 30, 2010 Gerry Corrigan
Jul. 30, 2010 Mark Tan
Jul. 30, 2010 Robert Land
Jul. 30, 2010 Bryon Holz
Jul. 30, 2010 Linda Gordon
Jul. 30, 2010 Michael Kaplan
Jul. 30, 2010 Eugene Hinders
Jul. 30, 2010 Roger Gainer
Jul. 30, 2010 Frederick Dawson
Jul. 30, 2010 Darlene Tucker
Jul. 30, 2010 Marc Didomenico
Jul. 30, 2010 Michael Wahl
Jul. 30, 2010 David Henderson
Jul. 30, 2010 Francis Mesina
Jul. 30, 2010 Don Quinn
Jul. 30, 2010 Duwayne Mews
Jul. 30, 2010 Shawn Mckeen
Jul. 30, 2010 Floyd Cotton
Jul. 30, 2010 Edward Harris
Jul. 30, 2010 Randy Kilgore
Jul. 30, 2010 Anthony Hill
Jul. 30, 2010 Robert Dibley
Jul. 30, 2010 Gary Smith
Jul. 30, 2010 John Demboski
Jul. 30, 2010 Thomas Haunty
Jul. 30, 2010 Robert Pollinger
Jul. 30, 2010 J. Edward Mcclendon
Jul. 30, 2010 John Troutman
Jul. 30, 2010 Martin Berger
Jul. 30, 2010 Stanley Hefner
Jul. 30, 2010 Timothy Ellen
Jul. 30, 2010 Patricia Mann
Jul. 30, 2010 Kristy Cavanaugh
Jul. 30, 2010 Tim Doozan
Jul. 30, 2010 James Greco
Jul. 30, 2010 Jeremy Ripperger
Jul. 30, 2010 Bruce Bowen
Jul. 30, 2010 David Wilson
Jul. 30, 2010 Albert Brodbeck
Jul. 30, 2010 Thomas Newton
Jul. 30, 2010 Gary Braden
Jul. 30, 2010 Michael Youtz
Jul. 30, 2010 Connie Wiedeman
Jul. 30, 2010 Brad Childs
Jul. 30, 2010 Lyndel Hale
Jul. 30, 2010 George Jacobs
Jul. 30, 2010 Gregory Massey
Jul. 30, 2010 David Darner
Jul. 30, 2010 Peter Sullivan
Jul. 30, 2010 Ronald Ivanick
Jul. 30, 2010 Geoff Luchetta
Jul. 30, 2010 Rondol L. Davidson, Registered Representative, Greensboro, North Carolina
Jul. 30, 2010 Joe B. Jones, Lawrence, Kansas
Jul. 30, 2010 Brian Falconer, LUTCF, Taunton, Massachusetts
Jul. 30, 2010 Timothy M. Craig, Okeechobee, Florida
Jul. 30, 2010 Thomas P. McCarty, New York Life, Charleston, South Carolina
Jul. 30, 2010 Rodney I. Berger, Insurance Agent, Berger Benefit Connections, Dubuque, Iowa
Jul. 30, 2010 Mark Spears, CLU, ChFC, State Trustee of NAIFA, Ohio, Lima, Ohio
Jul. 30, 2010 Jerry Hubner, CLU, ChFC, LUTCF, South Bend, Indiana
Jul. 30, 2010 Dixie D Smith, Carmel by the Sea, California
Jul. 30, 2010 Janice Ruth Nickell, LUTCF, Registed Account Representative, Walnut Cove, North Carolina
Jul. 30, 2010 Richard O. Zimmer, MBA, NAIFA, Mercer County Estate Planning Council, several Chambers of Commerce, Monroe Twp, New Jersey
Jul. 30, 2010 Robert A. Jenner, Kimball, Nebraska
Jul. 30, 2010 Mark A. Griffin, Burlington, North Carolina
Jul. 30, 2010 Howard Sharp, Registered Rep and Member Of NAIFA, Brigham City, Utah
Jul. 30, 2010 Lawrence Yingling, Clarksville, Tennessee
Jul. 30, 2010 Richard K. Friedstrom, Agent, New York Life Insurance Company, Topeka, Kansas
Jul. 30, 2010 Teresa M. Anderson, Assistant to Financial Planners, Indianapolis, Indiana
Jul. 30, 2010 Michael P. McGovern, Jr., National Association of Insurance and Financial Advisors, Rockford, Michigan
Jul. 30, 2010 Bruce A. Kruse, LUTCF, Kearney, Nebraska
Jul. 30, 2010 Elisha Aharon, San Francisco, California
Jul. 30, 2010 Larry P. Weatherford, Jr., Summerville, South Carolina
Jul. 30, 2010 John Houillon, NAIFA member, Aurora, Illinois
Jul. 30, 2010 James G. Peterson, Plymouth, Minnesota
Jul. 30, 2010 Warren W. West, CLU, ChFC, Senior Financial Services Representative, Registered Representative, Financial Advisor, St. Peter, Minnesota
Jul. 30, 2010 Gerry Impelman, CLU, Owner, Impelman Insurance Investment Services, L.L.P., San Antonio, Texas
Jul. 30, 2010 Adam Weeman, CFP, Financial Planner, Sioux Falls, South Dakota
Jul. 30, 2010 Robert O. Smith, J.D. ChFC, Grand Rapids, Michigan
Jul. 30, 2010 Howard D. Crissey, Jr., CEO, Benefit Resource Group, Dallas, Texas
Jul. 30, 2010 Steven J. Stremski, West Saint Paul, Minnesota
Jul. 30, 2010 Lisa A. Skinner, Agency Supervisor, Herman, Nebraska
Jul. 30, 2010 John R. Falgoust, National Association of Insurance and Financial Advisors, Metairie, Louisiana
Jul. 30, 2010 Robert D. Kinnally, Jr., Investment Advisory Representative, Lincoln Financial Securities, San Antonio, Texas
Jul. 30, 2010 John B. Setzler, Financial Advisor, Hickory, North Carolina
Jul. 30, 2010 Gerald S Haynie, Winston-Salem, North Carolina
Jul. 30, 2010 Robert Sukolsky, CLU, Indialantic, Florida
Jul. 30, 2010 Gerald S. Haynie, Winston-Salem, North Carolina
Jul. 30, 2010 Clarence M. Releford, Owner, Releford Agency, Murfreesboro, Tennessee
Jul. 30, 2010 Roger A. Hubley, CFP, CHFC, NAIFA, Marco Island, Florida
Jul. 30, 2010 Scott A. Jeffries, CLU,CFP, Atlanta, Georgia
Jul. 30, 2010 Neal Kloke, Registered Representive, Bellingham, Washington
Jul. 30, 2010 James J. Van Ham, Licensed Securities Representative, Lisle, Illinois
Jul. 30, 2010 Robert B. Lyons, CLU, ChFC, Financial Services Professional, Registered Rep, ING Financial Partners, Amarillo, Texas
Jul. 30, 2010 Joseph S. Burgess, Financial Advisor, Minneapolis, Minnesota
Jul. 30, 2010 Todd W. Swanson, CLU, ChFC, CLTC, Society Of Financial Service Professionals member, Maple Grove, Minnesota
Jul. 30, 2010 Michael P. Austin, CFP, Baton Rouge, Louisiana
Jul. 30, 2010 Bradford K Bittner, Weatherly, Pennsylvania
Jul. 30, 2010 Stephen D. DeClerck, Country Financial, Vandalia, Illinois
Jul. 30, 2010 Alan J. Stearley, NAIFA, Wilbraham, Massachusetts
Jul. 30, 2010 M. Albert Burke, JD, CLTC, Statesboro, Georgia
Jul. 30, 2010 Charles F. Driscoll, CLU, AEP, Society of Financial Services Professionals, St. Louis, Missouri
Jul. 30, 2010 Warren W. Kearns, Wyoming
Jul. 30, 2010 Thomas Clay, NAIFA, Pasadena, Texas
Jul. 30, 2010 Waylon F. Peterson, Senior Vice President, TCU Investment, Trust and IRA Services, South Bend, Indiana
Jul. 30, 2010 Linda J. Hayes, Akron, Colorado
Jul. 30, 2010 Allen T. Laya, MSFS, ChFC, Registered Representative, Palatine, Illinois
Jul. 30, 2010 Mike Losik, III, NAIFA, Salina, Kansas
Jul. 30, 2010 David Ion, Los Osos, California
Jul. 30, 2010 Stephen L. Howard, Registered Rep, State Farm Mutual Funds, Omaha, Nebraska
Jul. 30, 2010 Ronald E. Windham, Dallas, Texas
Jul. 30, 2010 Laurence Schiffman, Financial Advisor
Jul. 30, 2010 Elwood B. Syverson, LUTCF, Mauston, Wisconsin
Jul. 30, 2010 David Moffett, Bemidji, Minnesota
Jul. 30, 2010 Larry R. Lee, Lake Forest, California
Jul. 30, 2010 Truman M Reed, Registered Representative, Sweetwater, Texas
Jul. 30, 2010 Jaesung Son, NAIFA, Fort Lee, New Jersey
Jul. 30, 2010 Lance S. Hemmer, National Association of Fianancial Advisors, Hemmer & Associates, Inc, President., Jacksonville, Florida
Jul. 30, 2010 Nicholas Kralj, Registered Representative, Portland, Oregon
Jul. 30, 2010 John Waugh, Aledo, Illinois
Jul. 30, 2010 Kevin P. Condon, Ph.D., CFP , EVP, Advisor Services Myfinancialadvice, Inc., Boulder, Colorado
Jul. 30, 2010 A. Christopher Engle, LUTCF, CFP, ChFC, Financial Planning Association, National Association of Insurance and Financial Advisors, Argus Financial Consultants, Ada, Michigan
Jul. 30, 2010 Lance G Kroesch, Georgetown, Texas
Jul. 30, 2010 Thomas Brown
Jul. 30, 2010 Richard C. LaMaster, CFP, Mission Hills, Kansas
Jul. 30, 2010 Geoffrey Kanner, North Haven, Connecticut
Jul. 30, 2010 Michael J. Ables, Los Osos, California
Jul. 30, 2010 Matthew J. Grace, Financial Representative, Washington, District of Columbia
Jul. 30, 2010 Gregg Mahoney, Investment Adivsor, Milton, Georgia
Jul. 30, 2010 Gary P. Kallio, CFP, Past President, NAIFA Seattle/Eastside, Bothell, Washington
Jul. 30, 2010 David C. Crandall, Financial Consultant, Napoleon, Ohio
Jul. 30, 2010 Jim C. Harris, Reg. Rep, CLU, Houston, Texas
Jul. 30, 2010 Fredric V. Collins, ChFC, Managing Partner, The New York Life Insurance Company, Charleston, South Carolina
Jul. 30, 2010 Pooja Hemnani, Washington , District of Columbia
Jul. 30, 2010 Glenn S. Newlin, Blissfield, Michigan
Jul. 30, 2010 Cory L. Chew, Los Angeles, California
Jul. 30, 2010 Joe L. Bartkoski, Jr, Financial Advisor, Gladstone, Missouri
Jul. 30, 2010 Linda L. Morton, Cortez, Colorado
Jul. 30, 2010 Gayle A. Dax-Conroy, VP, Rood Dax Adv. Insurance Services, Inc., Sacramento, California
Jul. 30, 2010 Glenn S. Newlin, Blissfield, Michigan
Jul. 30, 2010 Derrick P. Morton, CLU, ChFC, Edmond, Oklahoma
Jul. 30, 2010 Eduardo R. Fabregas, Dallas, Texas
Jul. 30, 2010 Bernard M. Baudin, Jr., President NAIFA of Greater New Orleans, New Orleans, Louisiana
Jul. 30, 2010 Tomas E. Allred, Farm Bureau Insurance Agent, Worland, Wyoming
Jul. 30, 2010 Jerry D. Jackson, Peoria, Illinois
Jul. 30, 2010 Glynn Walker, Abilene, Texas
Jul. 30, 2010 Joseph C. LeBlanc, CLU, Memphis , Tennessee
Jul. 30, 2010 Donald F. White, Jr, CEO, Treasure Coast Financial, Stuart FL, Stuart, Florida
Jul. 30, 2010 Kelly Harris, Society of Financial Service Professionals, Salt Lake City, Utah
Jul. 30, 2010 Sheila R McCampbell, CFP CLU ChFC, Wealth Mgmt Advisor, Northwestern Mutual, Fort Wayne, Indiana
Jul. 30, 2010 Robert A. DiCola, CLU, ChFC, National Association of Insurance Financial Advisors, Society of Financial Services Profiessionals, Leechburg, Pennsylvania
Jul. 30, 2010 Victor W. Kirsch, AXA Advisor, Minneapolis, Minnesota
Jul. 30, 2010 Gregory S. Anderson, CLU, Sr. Financial Representative, Northwestern Mutual Life, White Bear Lake, Minnesota
Jul. 30, 2010 William J. Small, LUTCF, Financial advisor, Hazleton, Pennsylvania
Jul. 30, 2010 Gary Engelmann, Brainerd, Minnesota
Jul. 30, 2010 Ron Mallam, CLU, Kearney, Nebraska
Jul. 30, 2010 Mitchell R. Owen, Financial Advisor, Eagle Strategies, LLC, Bala Cynwyd, Pennsylvania
Jul. 30, 2010 Craig R. Schillig, Registered Representative, Davenport, Iowa
Jul. 30, 2010 Paul B. Crouch, Lake Forest, Illinois
Jul. 30, 2010 Charles W. Bowden, CLU, ChFC, NAIFA, FSP, Smithville, New Jersey
Jul. 30, 2010 Mark A. Miller, LUTCF, Principal, Eau Claire, Wisconsin
Jul. 30, 2010 William H. Diersen, Appleton, Wisconsin
Jul. 30, 2010 Anthony F. Boquet, CLU, ChFC, CASL, LUTCF, Vice President, Sales / Marketing, The American College, Franklin, Tennessee
Jul. 30, 2010 Louis J. Stallings, Company Benefits Plus, LLC, San Angelo, Texas
Jul. 30, 2010 James J. Tyrpak, ChFC, Williamsville, New York
Jul. 30, 2010 Robert T. Lynch, Regestered Reprsentive, Thornwood, New York
Jul. 30, 2010 Lester M Halstead, Jr., MFP, CFP, CSNP, Saint George, Utah
Jul. 30, 2010 Charles A. Smith, CEO, Financial Services Firm, St. Marys, Georgia
Jul. 30, 2010 David W Teche, LUTCF, CFE, NAIFA Member, Lincoln, Nebraska
Jul. 30, 2010 Donald C. Marriott, ChFC, National Association of Insurance and Financial Advisors, Canandaigua, New York
Jul. 30, 2010 Mark Vahala, CLU, CLTC, NAIFA, Dallas, Texas
Jul. 30, 2010 Chad Franks, New York Life/NYLIFE Securities
Jul. 30, 2010 Benjamin Smedley
Jul. 30, 2010 James R. Clark, CLU, Richardson, Texas
Jul. 30, 2010 Michael J. Clark, Napa, California
Jul. 30, 2010 Brian Emswiler, LTCIS, Eden Prairie, Minnesota
Jul. 30, 2010 Kurt W. Kushner, CFP(R), Archbald, Pennsylvania
Jul. 30, 2010 Howard B. Brachfeld, CLU,ChFC,CMFC
Jul. 30, 2010 Bob G. Medcalf, Mr., OneAmerica, Walls, Mississippi
Jul. 30, 2010 Philip Nassar, CLU, CHFC, Mohegan Lake, New York
Jul. 30, 2010 Thomas J O'Connor, CFP, Monrovia, California
Jul. 30, 2010 John K. Simons, Registered Representative, NYLIFE Securities, Artesia, New Mexico
Jul. 30, 2010 Francisco Correa, Jr., Personal Financial Representative, Allstate, Grapevine, Texas
Jul. 30, 2010 Anthony T. Izzo, Melville, New York
Jul. 30, 2010 John J. Fallon, CLU, Registered Rep, Orlando, Florida
Jul. 30, 2010 Marvin R. Reynolds, ChFC, Kaysville, Utah
Jul. 30, 2010 Philip R. Engelmann, Financial Representative, Miami, Florida
Jul. 30, 2010 Richard G. Ek, National Association of Insurance and Financial Advisors, Everett, Washington
Jul. 30, 2010 Johnathan T. West, MLGA Registered Rep, Hurricane, Utah
Jul. 30, 2010 Rose L. Goheen, President NAIFA Tidewater, Virginia Beach, Virginia
Jul. 30, 2010 Hollis O. Inglett, Jr., Registered Representative, Daytona Beach, Florida
Jul. 30, 2010 Wayne Lunday, National Association of Insurance and Financial Advisors, Castle Rock, Washington
Jul. 30, 2010 Michael E Wallace, CLU, Missoula, Montana
Jul. 30, 2010 Linda K. Posati, LUTCF, Greenville, Michigan
Jul. 30, 2010 Rhoda Sherman, CFP, N. Bethesda, Maryland
Jul. 30, 2010 David A. Mccay, NAIFA, Bowling Green, Kentucky
Jul. 30, 2010 Kelly Demmo
Jul. 30, 2010 Timothy L. Jordening, Registered Rep, Scottsbluff, Nebraska
Jul. 30, 2010 Adam Mosbach, Scottsdale, Arizona
Jul. 30, 2010 Garry S. Burry, CLTC, Louisville, Kentucky
Jul. 30, 2010 Wesley G. Lentz, JD, CFP, Kalamazoo, Michigan
Jul. 30, 2010 Brian M. Duggan, CFP, Wealth Management Advisory/CFP(R) Northwestern Mutual , Troy, Michigan
Jul. 30, 2010 Eugene H. Pint, Chfc,Clu,Lutcf,Csa, Waterloo, Iowa
Jul. 30, 2010 Brandon J. Penland, Sylva, North Carolina
Jul. 30, 2010 Jerome J. Kanter, J.D., Huntington Woods, Michigan
Jul. 30, 2010 Larry Brown, Westchester, Ohio
Jul. 30, 2010 Bradley E. Meister CFP ChFC, CFP, ChFC, Napoleon, Ohio
Jul. 30, 2010 Melody S. Merritt, Iowa City, Iowa
Jul. 30, 2010 Pat Srebnick, CFP
Jul. 30, 2010 Bruce A. Holliday, CLU, RR-New Yok Life, Gulf Breeze, Florida
Jul. 30, 2010 Jackson P. Calhoun, Jr., Charted Life Underwriter, Forest, Mississippi
Jul. 30, 2010 John F. Ridoux, Louisville, Kentucky
Jul. 30, 2010 Kathryn I. Duclo, LUTCF, Financial Planner, Manteca
Jul. 30, 2010 Matthew S. Huntington, Insurance and financial services, Aurora, Colorado
Jul. 30, 2010 Mark A. Peterson, Superior, Wisconsin
Jul. 30, 2010 Lisa M. Mancinelli, CLU CPCU, Hollidaysburg, Pennsylvania
Jul. 30, 2010 Jeffery W. Heileson, ChFC, Orange, California
Jul. 30, 2010 Brian P. Nauman, Registered Representative, Davenport, Iowa
Jul. 30, 2010 Shaun P. Shannon
Jul. 30, 2010 Wayne R. Pietri, Next Financial Services, Insurance /investment sales, Louisiana
Jul. 30, 2010 Phil C. Richards, CLU CFP, Adjunct Professor Emeritus, Carlson School, Miami, Florida
Jul. 30, 2010 Gwendolyn G. Shaw, NAIFA, Calumet Park, Illinois
Jul. 30, 2010 Darrel D. Peck
Jul. 30, 2010 Spencer F. Mack, CLU, ChFC, Orem, Utah
Jul. 30, 2010 Austin A. Kanter, ChFC, CLU, Reg Rep, Southfield, Michigan
Jul. 30, 2010 C.J. Bruno, Securian Financial, Metairie, Louisiana
Jul. 30, 2010 Thomas H. Craft, CLU, ChFC, Past President of NAIFA Tulsa, Tulsa, Oklahoma
Jul. 30, 2010 Eric M. Kaestner, Cedar Rapids, Iowa
Jul. 30, 2010 Orval H. Cullen, Damascus, Maryland
Jul. 30, 2010 Richard DeVita, Charlotte, North Carolina
Jul. 30, 2010 Claron S. Clark, Alvin, Texas
Jul. 30, 2010 Carolyn Shelby, CLTC, Canyon Country, California
Jul. 30, 2010 Brian Jacobsen, National Association of Insurance and Financial Advisors, Fremont, Nebraska
Jul. 30, 2010 Laura Jansen, New York Life Insurance Company, Milwaukee, Wisconsin
Jul. 30, 2010 Cort Otterbein, Insurance and Investment Professional, Farmington Hills , Michigan
Jul. 30, 2010 Steve Way, Principal Way Financial, Walnut Creek, California
Jul. 30, 2010 Angelo Giannosa, Financial Advisor, Modesto, California
Jul. 30, 2010 Timothy E. Cardwell, NAIFA member, Homer, Louisiana
Jul. 30, 2010 Philip Goodman, Manhasset , New York
Jul. 30, 2010 Gregory Bendinger, West Des Moines, Iowa
Jul. 30, 2010 Eric M. Duhigg, Financial Representative, Country Financial, Fargo, North Dakota
Jul. 30, 2010 Rick D. Breinin, Insurance Agent Registered Rep, Lees Summit, Missouri
Jul. 30, 2010 Anthony P. Bertasi, Jr., Memphis, Tennessee
Jul. 30, 2010 Douglas E. Scott, Columbus, Ohio
Jul. 30, 2010 Rick D. Breinin, Insurance Agent Registered Rep, Lees Summit, Missouri
Jul. 30, 2010 Carl A. Peterson, Cherokee, Iowa
Jul. 30, 2010 George D. Roberts, CLU, Sioux Falls, South Dakota
Jul. 30, 2010 Guy F Alford, III, National Association of Insurance Financial Advisors, Westminster, Maryland
Jul. 30, 2010 David B. Manuel
Jul. 30, 2010 John R. Dean, Willmar, Minnesota
Jul. 30, 2010 Bradley J Woolcott, Agent for Country Financial, Marion, Illinois
Jul. 30, 2010 Pennilou P. Foust, Greensboro, North Carolina
Jul. 30, 2010 James E. Creeden, Sr., Cincinnati, Ohio
Jul. 30, 2010 Kelly J. Wade, Cottonwood Heights, Utah
Jul. 30, 2010 Bradford J. von Grote, Index Funds Advisors, Irvine, California
Jul. 30, 2010 Kevin C. Paulsen, CFP(R), RPA, Financial Advisor, Evanston, Illinois
Jul. 30, 2010 Rick Balmaseda, CFP, Wells Fargo Advisors, Danbury, Connecticut
Jul. 30, 2010 Chuck Johnson, Newburyport, Massachusetts
Jul. 30, 2010 Daryle L. Owen, Laceyville, Pennsylvania
Jul. 30, 2010 Stephen R. Smith, Aberdeen, North Carolina
Jul. 30, 2010 Dr. Charles Durand (Williams-Durand)
Jul. 29, 2010 Curtis T. Mohr, CLU, ChFC, MSFS, Registered Rep, Royal Alliance Associates, Pasco, Washington
Jul. 29, 2010 Jay D. Franklin, CFA, Risk Manager, Index Funds Advisors, Irvine, California
Jul. 29, 2010 Brendan E Connelly, Fee-Only Investment Advisor, Madison, Wisconsin
Jul. 29, 2010 Joseph B. Celso, PMP, Project Management Professional, Plano, Texas
Jul. 29, 2010 John W. Gruber, Living With Money LLC, Fairport, New York
Jul. 29, 2010 Douglas E. Bergman, San Franciso, California
Jul. 29, 2010 Frank A. Busalacchi, Society of Financial Services Professionals, National Association of Insurance and Financial Advisers, President of Integrity Wealth Management, Waukesha, Wisconsin
Jul. 29, 2010 Robert J. Klosterman, CEO, White Oaks Wealth Advisors, Minneapolis, Minnesota
Jul. 29, 2010 Kshitij Deshmukh, Ph.D., Tulsa, Oklahoma
Jul. 29, 2010 Steven F. Wertime, Ph.D., Financial Planning Association, Falls Church, Virginia
Jul. 29, 2010 Steven Lewis
Jul. 29, 2010 Diana DeCharles, CFP, Financial Planner, Registered Principal, Shreveport, Louisiana
Jul. 29, 2010 Rozanna Patane, NAPFA member, York Harbor, Maine
Jul. 29, 2010 Charles E. Fuller, AVP Technology Solutions, Princeton Junction, New Jersey
Jul. 29, 2010 Roy S. Gilbert, JD, CLU, ChFC , Private Wealth Advisor, Syosset, New York
Jul. 28, 2010 Charles D. Rigsby, CFP, broker
Jul. 28, 2010 David D. Bonebrake, CFP(R), Eugene, Oregon
Jul. 28, 2010 John F. Evans, MBA, CPA, CFP, CRPC, Erie, Pennsylvania
Jul. 28, 2010 Craig L. Martin, The Family Wealth Consulting Group, San Jose, California
Jul. 28, 2010 Stan Mock, CFP, College of Financial Planning, Financial Planning Association, National Association of Financial and Insurance Professionals, Boise, Idaho
Jul. 28, 2010 Michael A. Derflinger, Jr., Ameriprise Financial, Columbus, Ohio
Jul. 28, 2010 William H Kirby, President, Kirby Group, Inc., Reno, Nevada
Jul. 28, 2010 John C. Girvin, CFP, Dayton, Ohio
Jul. 28, 2010 Matthew R. Claeys, Portland, Oregon
Jul. 28, 2010 John O'Reilly
Jul. 28, 2010 Alan I. Blume, Neptune, New Jersey
Jul. 28, 2010 Jane Terry, Santa Fe, New Mexico
Jul. 28, 2010 Jearl W Meeks, CPA, CFP(r), Tulsa, Oklahoma
Jul. 28, 2010 Neil Sanders, Saugus, Massachusetts
Jul. 28, 2010 Michael W. Dwyer, Financial Advisor, Northumberland, Pennsylvania
Jul. 28, 2010 Gary Montgomery, President, Wealth Security LLC, Austin, Texas
Jul. 28, 2010 Alistair Kelly, Hermitage, Pennsylvania
Jul. 28, 2010 Philip H. Luccock, CFP, FPA, Greenwood Village, Colorado
Jul. 28, 2010 John E Cress, CFP, Certified Financial Planner, Manitowoc, Wisconsin
Jul. 28, 2010 Don L Hanke, Hopewell, Virginia
Jul. 28, 2010 Charles B. Keeling, Former (retired) Registered Investment Advisor, Raleigh, North Dakota
Jul. 28, 2010 David J. Witz, Charlotte, North Carolina
Jul. 28, 2010 Michael D. Freker, CFP, member of FPA, Carnegie, Pennsylvania
Jul. 28, 2010 John Rutski, Reno, Nevada
Jul. 28, 2010 Matthew Wochos, Investment Advisory/Insurance Agent
Jul. 28, 2010 Carolyn L. Williams, CPA, AICPA, SCACPA, Simpsonville, South Carolina
Jul. 28, 2010 Larry Schneider, CFP, Ameriprise Financial, Linwood, New Jersey
Jul. 28, 2010 Eric E. Haas, CIO, Altruist Financial Advisors LLC, Holland, Michigan
Jul. 28, 2010 Thomas C. Grant, CLU, ChFC, Farmington, Connecticut
Jul. 28, 2010 William T. McLarty, Jr., Mobile, Alabama
Jul. 28, 2010 Blake T. Todd, Partner, Crowell Weedon Co, Fresno, California
Jul. 28, 2010 Barry Rosenbaum, M. D., Atlanta, Georgia
Jul. 28, 2010 Franklin Miller, PhD, retired
Jul. 28, 2010 Mary L. Gibson, CFP, San Juan Bautista, California
Jul. 28, 2010 Elliott Weir, III, Certified Financial Planner, Austin, Texas
Jul. 28, 2010 Timothy R. Smith, Eagle, Idaho
Jul. 28, 2010 James E. Stephan, Registered Representative and Registered Investment Advisor, Rochester, Minnesota
Jul. 28, 2010 Frank M. Arnall, III, Registered Principal, United Planners' Financial Services, Winter Park, Florida
Jul. 28, 2010 Raymond A. Rodriguez, Partner, Private Group Wealth Management, LLC, Corpus Christi, Texas
Jul. 28, 2010 Glenn R. Mars, CFP, President, MarsJewett Financial Group,Inc., Bellevue, Washington
Jul. 28, 2010 Gregory Scrydloff, CFP, College of Financial Planning, Bronx, New York
Jul. 28, 2010 Frank R. Prazma, CLU ChFC, Prazma Financial Services, Lithia, Florida
Jul. 28, 2010 Herbert S. Schechter, CPA, Minnetonka, Minnesota
Jul. 28, 2010 Thomas W. Wood, CFP, Great Falls, Virginia
Jul. 28, 2010 Joseph J McCusker, RIA, FPA, RIA, Denver, Colorado
Jul. 28, 2010 Michael Ernst, Financial Advisor, Morgan Stanley Smith Barney, Boulder, Colorado
Jul. 28, 2010 Thomas M. Nowak, CFP, Principal, Quantum Financial Planning LLC, Grayslake, Illinois
Jul. 28, 2010 Lawrence J. Minogue, Jr., Atlanta, Georgia
Jul. 28, 2010 Patricia O. Lebrun, MBA, President, Lebrun Investment Management, Inc., Rapid City, South Dakota
Jul. 28, 2010 Norman Frager, Chesterfield, Missouri
Jul. 28, 2010 David J Gordon, CIMA, CFP, JD, Deerfield, Illinois
Jul. 28, 2010 Donna T. Gebhart, Investment Advisor Representative, Fallbrook, California
Jul. 28, 2010 Allan Moskowitz, CFP, AIF, Financial Planning Association, Social Investment Forum, San Pablo, California
Jul. 28, 2010 Jeffrey Kilpatrick, General Principal and RIA, Newport Securities Corp., Temecula, California
Jul. 28, 2010 Raymond N. Seakan, RIA, Las Vegas, Nevada
Jul. 28, 2010 Charles Auerbach, Certified Financial Planner, Financial Advisor, Cordova, Tennessee
Jul. 28, 2010 Jim Rathje, Bettendorf, Iowa
Jul. 28, 2010 Henry Seegers, Great Neck, New York
Jul. 28, 2010 John M. Smith, CFP, San Diego, California
Jul. 28, 2010 Edward D. Hinds, III, Financial Planning Association, Society of Financial Services Professionals, Paso Robles, California
Jul. 28, 2010 William M Topkis, ChFC, President, Topkis Financial Advisors LLC, Wilmington, Delaware
Jul. 28, 2010 Robert V. Bolen, CFA, CFP, President, Bolen Dodson Associates, Brentwood, Tennessee
Jul. 28, 2010 Steven W. Kaye, CFP, Certified Fiancial Planner, watchung, New Jersey
Jul. 28, 2010 Paul F. Rodgers, CFA, CFA Society
Jul. 28, 2010 Daryle L. Owen, Laceyville, Pennsylvania
Jul. 28, 2010 Raymond Glathorn, retired, Valparaiso, Indiana
Jul. 27, 2010 Bruce D. Oakes, Securities Arbitration Attorney, St. Louis, Missouri
Jul. 27, 2010 Clay Williams, Columbia, South Carolina
Jul. 27, 2010 Jeffrey M. Swarts, Independent Investor, Danville, Ohio
Jul. 27, 2010 Frederick A. Van Den Abbeel, Executive Vice President, Trade, PMR, Inc., Saint Petersburg, Florida
Jul. 27, 2010 Scott M. Kellett, Lydian Bank and Trust, Naples, Florida
Jul. 27, 2010 David M. Sobel, Esq., EVP / CCO, Abel/Noser Corp.
Jul. 27, 2010 Michael F. Starshak, Princeton, Wisconsin
Jul. 27, 2010 Michael F. Starshak, Princeton, Wisconsin
Jul. 20, 2010 Donald Creech, CFP, Port Orchard, Washington

Meetings with SEC Officials

(
Click here for submitted comments from the public)
Oct. 25, 2012 Memorandum from the Division of Trading and Markets regarding a meeting with representatives of the Association for Advanced Life Underwriting
Sep. 11, 2012 Memorandum from the Office of the Chairman regarding a September 11, 2012, meeting with representatives of the Institute for the Fiduciary Standard
Jul. 26, 2012 Memorandum from the Office of the Chairman regarding a July 26, 2012, meeting with representatives of the Certified Financial Planner Board of Standards, the Financial Planning Association, and the National Association of Personal Financial Advisors
May 17, 2012 Memorandum from the Division of Investment Management regarding a May 15, 2012, meeting with representatives of AARP, CFP Board, Consumer Federation of America, Financial Planning Association, Fund Democracy, Investment Adviser Association, and NAPFA
Apr. 27, 2012 Memorandum from the Office of Commissioner Walter regarding an April 12, 2012 meeting with representatives of the Institute for the Fiduciary Standard
Apr. 10, 2012 Memorandum from the Division of Trading and Markets regarding an April 10, 2012 meeting with representatives of the Institute for the Fiduciary Standard
Mar. 12, 2012 Memorandum from the Office of Commissioner Luis A. Aguilar regarding a November 30, 2011, meeting with representatives of Wells Fargo Advisors and First Clearing, LLC
Feb. 22, 2012 Memorandum from the Office of the Chairman regarding a February 21, 2012, meeting with representatives of SIFMA
Feb. 10, 2012 Memorandum from the Division of Investment Management regarding a February 7, 2012, meeting with representatives of the Financial Services Institute
Sep. 29, 2011 Memorandum from the Office of the Chairman regarding a September 29, 2011, telephone call with a representative of the Consumer Federation of America
Sep. 13, 2011 Memorandum from the Division of Trading and Markets regarding a September 9, 2011, meeting with representatives of the Institute for the Fiduciary Standard
Sep. 9, 2011 Memorandum from the Office of the Chairman regarding a September 9, 2011, meeting with representatives of the Institute for the Fiduciary Standard
Aug. 25, 2011 Memorandum from the Division of Investment Management regarding an August 25, 2011, meeting with representatives of the Financial Services Institute
Aug. 9, 2011 Memorandum from the Division of Trading and Markets regarding an August 9, 2011, meeting with representatives of AARP, the Certified Financial Planner Board of Standards, Inc., the Consumer Federation of America, Financial Planning Association, Fund Democracy, the Investment Adviser Association, the National Association of Personal Financial Advisors, and the North American Securities Administrators Association
Ju1. 28, 2011 Memorandum from the Division of Trading and Markets regarding a July 28, 2011, meeting with representatives of the Association for Advanced Life Underwriting
Ju1. 27, 2011 Memorandum from the Division of Investment Management regarding a July 27, 2011, meeting with representatives of the Securities Industry and Financial Markets Association
Ju1. 14, 2011 Memorandum from the Division of Trading and Markets regarding a July 14, 2011, meeting with representatives of the American Council of Life Insurers
Ju1. 12, 2011 Memorandum from the Division of Investment Management regarding a July 7, 2011, meeting with representatives of the Public Investors Arbitration Bar Association
Jun. 23, 2011 Memorandum from the Office of the Chairman regarding a June 23, 2011, meeting with representatives of SIFMA
Jun. 17, 2011 Memorandum from the Division of Investment Management regarding a June 17, 2011, meeting with representatives of Wells Fargo Advisors
Jun. 16, 2011 Memorandum from the Division of Trading and Markets regarding a June 16, 2011 meeting with representatives of the American Bankers Association
Jun. 16, 2011 Memorandum from the Division of Investment Management regarding a June 16, 2011 meeting with representatives of the Committee for the Fiduciary Standard
Jun. 15, 2011 Memorandum from the Office of the Chairman regarding a June 15, 2011, meeting with the Board of Directors of the Bond Dealers of America
Jun. 15, 2011 Memorandum from the Office of the Chairman regarding a June 15, 2011, meeting with representatives of the Financial Services Institute and LPL Financial
Jun. 1, 2011 Memorandum from the Division of Investment Management regarding a June 1, 2011 meeting with representatives of Primerica
May 17, 2011 Memorandum from the Office of the Chairman regarding an May 17, 2011 meeting with representatives from the Financial Planning Coalition
May 16, 2011 Memorandum from the Office of the Chairman regarding an May 16, 2011 meeting with representatives from the Association of Institutional Investors
Apr. 7, 2011 Memorandum from the Office of the Chairman regarding an April 5, 2011 meeting with members of the Board of SIFMA
Apr. 4, 2011 Memorandum from the Office of Commissioner Aguilar regarding a March 31, 2011 meeting with representatives of the CFA Institute
Apr. 1, 2011 Memorandum from the Division of Trading and Markets regarding a March 23, 2011 meeting with representatives of the Financial Services Roundtable
Mar. 31, 2011 Memorandum from the Division of Trading and Markets regarding a March 31, 2011 meeting with representatives of SIFMA
Mar. 29, 2011 Memorandum from the Division of Trading and Markets regarding a March 29, 2011 meeting with representatives of Wells Fargo Advisors
Mar. 23, 2011 Memorandum from the Division of Investment Management regarding a March 23, 2011, meeting with representatives of the Financial Services Roundtable
Mar. 23, 2011 Memorandum from the Office of the Chairman regarding a March 22, 2011, meeting with representatives of the Financial Services Institute
Mar. 18, 2011 Memorandum from the Office of the Chairman regarding a March 16, 2011, meeting with representatives of the American Bankers Association
Mar. 14, 2011 Memorandum from the Division of Investment Management regarding a March 11, 2011, meeting with representatives of ACLI
Mar. 9, 2011 T. Timothy Ryan, Jr., President and CEO, SIFMA
Mar. 9, 2011 Memorandum from the Division of Trading and Markets regarding a March 9, 2011 meeting with representatives of Credit Suisse
Mar. 4, 2011 Memorandum from the Office of Commissioner Aguilar regarding a February 18, 2011 meeting with representatives of State Farm and Arnold & Porter
Mar. 4, 2011 Memorandum from the Office of Commissioner Aguilar regarding a January 18, 2011 meeting with representatives of Financial Services Institute
Mar. 4, 2011 Memorandum from the Office of Commissioner Aguilar regarding a January 18, 2011 meeting with representatives of LPL Financial
Mar. 1, 2011 Memorandum from the Division of Investment Management regarding a March 1, 2011 meeting with representatives of the Industry and Financial Markets Association ("SIFMA")
Mar. 1, 2011 Memorandum from the Office of Commissioner Casey regarding a March 1, 2011 meeting with representatives of the Bond Dealers of America
Feb. 23, 2011 Memorandum from the Division of Investment Management regarding a February 23, 2011 meeting with representatives of the Bond Dealers of America
Jan. 6, 2011 Memorandum from the Division of Investment Management regarding a January 5, 2011 meeting with representatives of Primerica
Dec. 21, 2010 Memorandum from the Office of Commissioner Walter regarding a November 2, 2010 meeting with representatives of the Investment Advisers Association
Dec. 21, 2010 Memorandum from the Office of Commissioner Walter regarding a November 4, 2010 meeting with representatives of the North American Securities Administrators Association
Dec. 21, 2010 Memorandum from the Office of Commissioner Walter regarding a November 1, 2010 meeting with representatives of FINRA
Dec. 21, 2010 Memorandum from the Office of Commissioner Walter regarding a December 10, 2010 meeting with representatives of State Farm VP Management Corp.
Dec. 21, 2010 Memorandum from the Office of Commissioner Walter regarding a November 23, 2010 meeting with representatives of Wells Fargo Advisors
Dec. 20, 2010 Memorandum from the Division of Investment Management and the Office of Commissioner Walter regarding a December 16, 2010 meeting with representatives of the National Association of Insurance and Financial Advisors ("NAIFA")
Dec. 17, 2010 Memorandum from the Office of Commissioner Troy A. Paredes regarding a December 17, 2010 meeting with representatives of the Financial Planning Coalition
Dec. 17, 2010 Memorandum from the Office of Commissioner Kathleen L. Casey regarding a December 17, 2010 meeting with representatives of the Certified Financial Planner Board of Standards, Inc., the Financial Planning Association and the National Association of Personal Financial Advisors
Dec. 15, 2010 Memorandum from the Office of Commissioner Kathleen L. Casey regarding a December 15, 2010 meeting with representatives of the National Association of Insurance and Financial Advisors
Dec. 14, 2010 Memorandum from the Office of Commissioner Elisse B. Walter regarding a December 10, 2010 meeting with representatives of the Financial Planning Coalition
Dec. 14, 2010 Memorandum from the Office of Commissioner Elisse B. Walter regarding a November 30, 2010 meeting with representatives of TD Ameritrade
Dec. 10, 2010 Memorandum from the Division of Investment Management regarding a December 10, 2010 meeting with representatives of the Committee for the Fiduciary Standard, Yale School of Management, and Boston University School of Law
Dec. 10, 2010 Memorandum from the Office of Commissioner Casey regarding a December 10, 2010 meeting with representatives of State Farm VP Management Corp.
Dec. 7, 2010 Memorandum from the Office of Commissioner Walter regarding a November 17, 2010 meeting with representatives of the Association for Advanced Life Underwriting
Nov. 30, 2010 SEC IA-BD Study Group Meeting Notebook, Public Investors Arbitration Bar Association
Nov. 30, 2010 Memorandum from the Division of Trading and Markets regarding a November 30, 2010 meeting with representatives of the Public Investors Arbitration Bar Association
Nov. 23, 2010 Memorandum from the Office of the Chairman regarding a November 23, 2010 meeting with representatives of Wells Fargo Advisors
Nov. 17, 2010 Memorandum from the Office of Commissioner Casey regarding a November 17, 2010 meeting with representatives of the Association for Advanced Life Underwriting
Nov. 16, 2010 Thomas M. Selman, Executive Vice President, Regulatory Policy, FINRA
Nov. 16, 2010 Memorandum from the Division of Investment Management regarding a November 16, 2010 meeting with representatives of Ameriprise
Nov. 15, 2010 Memorandum from the Office of Commissioner Aguilar regarding a November 15, 2010 meeting with representatives of the Investment Adviser Association
Nov. 15, 2010 Memorandum from the Office of Commissioner Aguilar regarding a November 15, 2010 meeting with representatives of the Financial Planning Coalition
Nov. 15, 2010 Memorandum from the Office of Commissioner Casey regarding a November 15, 2010 meeting with representatives of the Investment Adviser Association
Nov. 15, 2010 Memorandum from the Division of Trading and Markets regarding a November 15, 2010 meeting with representatives of UBS
Nov. 12, 2010 Memorandum from the Division of Trading and Markets regarding a November 10, 2010 meeting with representatives of TD Ameritrade
Nov. 4, 2010 Memorandum from the Office of the Chairman regarding a November 4, 2010 meeting with representatives of the North American Securities Administrators Association
Nov. 2, 2010 Memorandum from the Division of Investment Management regarding an October 25, 2010 meeting with representatives of the Association of Institutional Investors
Nov. 2, 2010 Memorandum from the Office of the Chairman regarding a November 2, 2010 meeting with representatives of the Investment Advisers Association
Nov. 1, 2010 Memorandum from the Office of Commissioner Luis A. Aguilar regarding a November 1, 2010 meeting with representatives of FINRA
Oct. 29, 2010 Memorandum from the Office of the Chairman regarding an October 29, 2010 meeting with representatives of Edward Jones
Oct. 28, 2010 Memorandum from the Office of Commissioner Aguilar regarding an October 27, 2010 meeting with representatives of the Bond Dealers of America
Oct. 28, 2010 Memorandum from the Division of Investment Management regarding an October 27, 2010 meeting with representatives of the Bond Dealers of America
Oct. 27, 2010 Memorandum from the Division of Trading and Markets regarding an October 27, 2010 meeting with representatives of the Financial Planning Coalition
Oct. 27, 2010 Memorandum from the Office of Commissioner Casey regarding an October 27, 2010 meeting with representatives of the Bond Dealers of America
Oct. 27, 2010 Memorandum from the Office of Commissioner Walter regarding an October 27, 2010 meeting with representatives of the Bond Dealers of America
Oct. 18, 2010 Memorandum from the Office of Commissioner Aguilar regarding a October 7, 2010 meeting with Representative of the Securities Industry and Financial Markets Association
Oct. 13, 2010 Memorandum from the Office of Commissioner Walter regarding a October 4, 2010 meeting with Representative of the Advanced Practice Advisors
Oct. 13, 2010 Memorandum from the Office of Commissioner Walter regarding a October 4, 2010 meeting with Representative of the Financial Services Institute
Oct. 13, 2010 Memorandum from the Office of Commissioner Casey regarding an October 13, 2010, meeting with representatives of United Services Automobile Association
Oct. 12, 2010 Memorandum from the Division of Investment Management regarding an October 12, 2010, meeting with representatives of Charles Schwab
Oct. 12, 2010 Memorandum from the Division of Trading and Markets regarding an October 12, 2010, meeting with representatives of FINRA
Oct. 8, 2010 Memorandum from the Office of the Chairman regarding an October 8, 2010, meeting with representatives of the Securities Industry and Financial Markets Association
Oct. 8, 2010 Memorandum from the Office of the Chairman regarding an October 6, 2010, meeting with representatives of the Financial Services Forum
Oct. 8, 2010 Memorandum from the Office of the Chairman regarding an October 1, 2010, meeting with representatives of the Financial Services Roundtable
Oct. 7, 2010 Memorandum from the Office of Commissioner Elisse B. Walter regarding an October 7, 2010 meeting with representatives from the Securities Industry and Financial Markets Association
Oct. 7, 2010 Memorandum from the Office of Commissioner Casey regarding an October 7, 2010, meeting with representatives of the Securities Industry and Financial Markets Association
Oct. 5, 2010 Memorandum from the Division of Investment Management regarding an October 5, 2010, meeting with representatives of Association for Advanced Life Underwriting
Oct. 5, 2010 Memorandum from the Division of Trading and Markets regarding an October 5, 2010, meeting with representatives of State Farm
Oct. 4, 2010 Memorandum from the Office of Commissioner Casey regarding an October 4, 2010, meeting with representatives of the Financial Services Institute
Sep. 30, 2010 Memorandum from the Division of Trading and Markets regarding a September 30, 2010, meeting with representatives of Edward Jones
Sep. 28, 2010 Memorandum from the Division of Investment Management regarding a September 28, 2010, meeting with representatives of Morgan Stanley Smith Barney
Sep. 28, 2010 Memorandum from the Division of Trading and Markets regarding a September 28, 2010, meeting with representatives of the Financial Services Institute
Sep. 27, 2010 Memorandum from the Office of Commissioner Elisse B. Walter regarding a September 15, 2010, meeting with representatives of SIFMA
Sep. 24, 2010 Memorandum from the Division of Investment Management regarding a September 24, 2010, meeting with representatives of the North American Securities Administration Association
Sep. 23, 2010 Memorandum from the Office of the Chairman regarding a September 23, 2010, meeting with representatives of Fund Democracy and the CFA
Sep. 23, 2010 Memorandum from the Division of Trading and Markets regarding a September 23, 2010, meeting with representatives of Fund Democracy and the CFA
Sep. 22, 2010 Memorandum from the Office of the Chairman regarding a September 22, 2010, meeting with representatives of Bank of America
Sep. 21, 2010 Memorandum from the Division of Investment Management regarding a September 21, 2010, meeting with representatives of the American Council of Life Insurers
Sep. 21, 2010 Memorandum from the Division of Investment Management regarding a September 21, 2010, meeting with representatives of the Investment Adviser Association
Sep. 14, 2010 Memorandum from the Division of Trading and Markets regarding a September 14, 2010, meeting with representatives of the Securities Industry and Financial Markets Association
Sep. 14, 2010 Memorandum from the Division of Investment Management regarding a September 14, 2010, meeting with representatives of TIAA-CREF
Sep. 2, 2010 Memorandum from the Office of Commissioner Walter regarding a September 2, 2010, meeting with representatives of Edward Jones
Aug. 31, 2010 Memorandum from the Office of Commissioner Aguilar regarding an August 31, 2010, meeting with representatives of SIFMA
Aug. 30, 2010 Memorandum from the Office of Commissioner Troy A. Paredes regarding a meeting with representatives of SIFMA
Aug. 26, 2010 Memorandum from the Division of Investment Management regarding an August 26, 2010, meeting with representatives of Wells Fargo Advisors
Aug. 11, 2010 Memorandum from the Office of Commissioner Paredes regarding a meeting with representatives of Gibson Dunn and Crutcher, LLP

 

http://www.sec.gov/comments/4-606/4-606.shtml


Modified: 04/30/2014