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Exemptive Orders
Additional Archives
2012 | 2011 | 2010 | 2009 |2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999
| Release No. |
Date |
Details |
Exemptive orders currently available include:
| 34-66839 |
Apr. 20, 2012 |
Broker-Dealers (Order Temporarily Exempting Broker-Dealers from the Recordkeeping, Reporting, and Monitoring Requirements of Rule 13h-1 under the Securities Exchange Act of 1934 and Granting an Exemption for Certain Securities Transactions)
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| 34-66624 |
Mar. 20, 2012 |
Edward Jones & Co. LP (Order Granting an Application of Edward Jones & Co. LP Exemption from Exchange Act Section 11(d)(1) pursuant to Exchange Act Section 36(a)) |
| 34-66541 |
Mar. 8, 2012 |
BF Enterprises, Inc. (Order Granting an Application of BF Enterprises, Inc. under Section 12(h) of the Securities Exchange Act of 1934)
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http://www.sec.gov/rules/exorders.shtml
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