Exchange Act Exemptive Notices and Orders

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Exemptive notices and orders currently available include:

Release No.	Date	Details
34-69477	Apr. 30, 2013	Notice of an Application of W2007 Grace Acquisition I, Inc. under Section 12(h) of the Securities Exchange Act of 1934 File No.:  81-939 Comments due:  June 5, 2013 See also:  Application Comments received are available.  Submit comments on 81-939
34-69281	Apr. 3, 2013	Order Temporarily Exempting Certain Broker-Dealers from the Recordkeeping, Reporting, and Monitoring Requirements of Rule 13h-1 under the Securities Exchange Act of 1934
34-69196	Mar. 20, 2013	Order Granting a Limited Exemption from Rule 102 of Regulation M Concerning the NASDAQ Stock Market LLC Market Quality Program Pilot Pursuant to Regulation M Rule 102(e) See also:  Related SRO Rule Filing: Rel. No. 34-69195
34-69199	Mar. 20, 2013	Order Granting TriLinc Global Impact Fund, LLC a Limited Exemption from Rule 102(a) of Regulation M pursuant to Rule 102(e) of Regulation M See also:  Incoming Letter
34-69060	Mar. 7, 2013	Order Granting a Temporary Exemption Pursuant to Section 36(a)(1) of the Securities Exchange Act of 1934 from the Filing Deadline Specified in Rule 613(a)(1) of the Exchange Act See also:  Incoming Letter
34-68995	Feb. 27, 2013	Order Granting Limited Exemptions from Exchange Act Rule 10b-17 and Rules 101 and 102 of Regulation M to ALPS ETF Trust and U.S. Equity High Volatility Put Write Index Fund Pursuant to Exchange Act Rule 10b-17(b)(2) and Rule 101(d) and 102(e) of Regulation M File No.: TP 13-04 See also:  Incoming Letter
34-68934	Feb. 14, 2013	Order Extending Temporary Exemptions From Certain Rules Of Regulation SHO Related To Hurricane Sandy File No.: TP 13-06 See also:  Incoming Letter
34-68864	Feb. 7, 2013	Order Extending Temporary Exemptions under the Securities Exchange Act of 1934 in Connection with the Revision of the Definition of “Security” to Encompass Security-Based Swaps, and Request for Comment File No.: S7-27-11  Submit comments on S7-27-11 See also:  Exemptive Order Release No. 34-64795 and comments

http://www.sec.gov/rules/exorders.shtml