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Exemptive Orders

Additional Archives

2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999

Exemptive orders currently available include:

Release No. Date Details
34-57621 Apr. 4, 2008 Order Exempting Non-Convertible Preferred Securities from Rule 611(a) of Regulation NMS under the Securities Exchange Act of 1934
34-57620 Apr. 4, 2008 Order Modifying the Exemption for Qualified Contingent Trades from Rule 611(a) of Regulation NMS under the Securities Exchange Act of 1934

 

 

 

 

 

 

http://www.sec.gov/rules/exorders.shtml


Modified: 04/04/2008