Subject: File No. 4-606
From: ZEKE FAUX, BLOOMBERG/ NEWSROOM
Sent: Thursday, September 23, 2010 2:10 PM
To: Schapiro, Mary L.
Subject: (BN) Retirees Duped by Derivatives With Structured Notes

Mary, I think you'll find this article interesting. Structured notes have been mentioned in many of the comment letters on the fiduciary standard for brokers. -- Zeke

Copyrighted material redacted. Author cites Faux, Zeke. "Retirees Duped by Derivatives With Structured Notes Sale Surge." Bloomberg. 23 Sept. 2010. Web. http://www.bloomberg.com/news/2010-09-23/retirees-duped-by-derivatives-with-wall-street-structured-note-sale-surge.html