SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission


  About the SEC

  Filings & Forms

  Regulatory Actions


  Staff Interps

  Investor Info

  News & Statements

  Litigation

  ALJ

  Information for...

  Divisions


SEC Proposed Rules

We encourage the public to submit comments on the following proposed rules during the comment period. For detailed instructions, please read How to Submit Comments. Proposed rules currently available include:

Second Quarter |  First Quarter

Additional Archives

RSS Feed   SEC Proposed Rules RSS Feed

Release No. Date Details
Second Quarter
34-71958 Apr. 17, 2014 Recordkeeping and Reporting Requirements for Security-Based Swap Dealers, Major Security-Based Swap Participants, and Broker-Dealers; Capital Rule for Certain Security-Based Swap Dealers
File No.:   S7-05-14
Comments Due:  60 days after publication in the Federal Register
33-9570 Apr. 3, 2014 Investment Company Advertising: Target Date Retirement Fund Names and Marketing
Other Release Nos.:   34-71861; IC-31004
File No.:   S7-12-10
Comments Due:  June 9, 2014
Comments received are available for this proposal.
See also:  Proposed Rule Release Nos. 33-9309 and 33-9126
First Quarter
33-9568 Mar. 28, 2014 Extension of Comment Period for Asset-Backed Securities Release
Other Release Nos.:   34-71830
File No.:   S7-08-10
Comments Due:   April 28, 2014
Comments received are available for this proposal.
See also:  Proposed Rule Release Nos. 33-9552, 33-9244 and 33-9117
34-71699 Mar. 12, 2014 Standards for Covered Clearing Agencies
File No.:   S7-03-14
Comments Due:  May 27, 2014
Comments received are available for this proposal.
Federal Register (79 FR 16865): HTML | PDF | text | XML
33-9552 Feb. 25, 2014 Re-Opening of Comment Period for Asset-Backed Securities Release
Other Release Nos.:   34-71611
File No.:   S7-08-10
Comments Due:   March 28, 2014
Comments received are available for this proposal.
See also:  Proposed Rule Release Nos. 33-9244 and 33-9117
Federal Register (79 FR 11361): HTML | PDF | text | XML

 

http://www.sec.gov/rules/proposed.shtml

Modified: 04/17/2014