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SEC Proposed Rules

We encourage the public to submit comments on the following proposed rules during the comment period. For detailed instructions, please read How to Submit Comments. Proposed rules currently available include:

First Quarter

Additional Archives

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Release No. Date Details
First Quarter
34-74581 Mar. 25, 2015 Exemption for Certain Exchange Members
File No.:   S7-05-15
Comments Due:   60 days after publication in the Federal Register
34-74245 Feb. 11, 2015 Regulation SBSRóReporting and Dissemination of Security-Based Swap Information (Corrected to Conform to Federal Register Version)
File No.:   S7-03-15
Comments Due:   May 4, 2015
Comments received are available for this proposal.
See also: Administrative Notice
Federal Register (80 FR 14739): HTML | PDF | text | XML
33-9723 Feb. 9, 2015 Disclosure of Hedging by Employees, Officers and Directors
Other Release Nos.:   34-74232; IC-31450
File No.:   S7-01-15
Comments Due:   April 20, 2015
Comments received are available for this proposal.

Federal Register (80 FR 8485): HTML | PDF | text | XML

Modified: 03/25/2015