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Investment Advisers Act Notices and Orders
This page lists notices and orders of applications filed under the Investment Advisers Act (IAA) issued after January 1, 2006. Copies of the applications may be obtained for a fee at the Commission's Public Reference Branch. For other materials related to the Commission's oversight and regulation of the investment management industry, investment companies (including mutual funds), and investment advisers, see the Division of Investment Management.
Chronological List
IAA File Number List
| Release No. |
Date |
Details |
803-186 |
| IA-2675 |
Oct. 30, 2007 |
IronBridge Capital Management LP/The Hirtle Callaghan Trust (Order)
|
803-184 |
| IA-2674 |
Oct. 30, 2007 |
Franklin Portfolio Associates, LLC/The Hirtle Callaghan Trust (Order)
|
803-184 |
| IA-2668 |
Oct. 3, 2007 |
Franklin Portfolio Associates, LLC/ The Hirtle Callaghan Trust (Notice)
|
803-186 |
| IA-2667 |
Oct. 3, 2007 |
IronBridge Capital Management LP; The Hirtle Callaghan Trust (Notice)
|
803-190 |
| IA-2599 |
Mar. 20, 2007 |
Gates Capital Partners, LLC and Bear Creek Inc. (Order)
|
803-190 |
| IA-2590 |
Feb. 16, 2007 |
Gates Capital Partners, LLC and Bear Creek Inc. (Notice)
|
803-187 |
| IA-2508 |
Apr. 14, 2006 |
Adler Management, L.L.C. (Order under Section 202(a)(11)(F))
|
803-187 |
| IA-2500 |
Mar. 21, 2006 |
Adler Management, L.L.C. (Notice)
|
803-181 |
| IA-2475 |
Jan. 23, 2006 |
Greenhouse Associates, LLC and
Superior Partners, LP (Order under Section 205(e))
|
803-182 |
| IA-2471 |
Jan. 6, 2006 |
Riverton Management, Inc. (Order under Section 202(a)(11)(F))
|
| Release No. |
Date |
Details |
803-190 |
| IA-2599 |
Mar. 20, 2007 |
Gates Capital Partners, LLC and Bear Creek Inc. (Order)
|
| IA-2590 |
Feb. 16, 2007 |
Gates Capital Partners, LLC and Bear Creek Inc. (Notice)
|
803-187 |
| IA-2508 |
Apr. 14, 2006 |
Adler Management, L.L.C. (Order under Section 202(a)(11)(F))
|
| IA-2500 |
Mar. 21, 2006 |
Adler Management, L.L.C. (Notice)
|
803-186 |
| IA-2675 |
Oct. 30, 2007 |
IronBridge Capital Management LP/The Hirtle Callaghan Trust (Order)
|
| IA-2667 |
Oct. 3, 2007 |
IronBridge Capital Management LP; The Hirtle Callaghan Trust (Notice)
|
803-184 |
| IA-2674 |
Oct. 30, 2007 |
Franklin Portfolio Associates, LLC/The Hirtle Callaghan Trust (Order)
|
| IA-2668 |
Oct. 3, 2007 |
Franklin Portfolio Associates, LLC/ The Hirtle Callaghan Trust (Notice)
|
803-182 |
| IA-2471 |
Jan. 6, 2006 |
Riverton Management, Inc. (Order under Section 202(a)(11)(F))
|
803-181 |
| IA-2475 |
Jan. 23, 2006 |
Greenhouse Associates, LLC and
Superior Partners, LP (Order under Section 205(e))
|
http://www.sec.gov/rules/iareleases.shtml
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