August 2, 2010
We don't need any more interference or regulation from the goverment.we spend so much time on compliance already. My broker dealer requires so much Ce,aml plus Acm on demand.If you continue adding requirements I will not be able to continue my series 6 63 licenses. Maybe the I won't have the desire to keep them or the money. Sincerely, Jimmy D Auvil,registered representative.