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About the SEC


What We Do

Commissioners
     Chairman Mary Jo White
     Commissioner Luis A. Aguilar
     Commissioner Daniel M. Gallagher
     Commissioner Kara M. Stein
     Commissioner Michael S. Piwowar


Upcoming Events

SEC Rules of Practice and Rules on Fair Fund and Disgorgement Plans

Forms (PDF Format)


     2014-2018 Strategic Plan
     2010-2015 Strategic Plan



     Select SEC and Market Data 2013

     Select SEC and Market Data 2012

     Select SEC and Market Data 2011

     Select SEC and Market Data 2010

     Select SEC and Market Data 2009

     Select SEC and Market Data 2008

     Select SEC and Market Data 2007

     Select SEC and Market Data 2006

     Select SEC and Market Data 2005

     Select SEC and Market Data 2004



Concise Directory

SEC Offices

Office of Inspector General
     Semiannual OIG Report

     Semiannual Management Report



Data Quality Guidelines

Website Content and Website Posting Priorities

FAIR Act
     2013 Inventory

     2012 Inventory

     2011 Inventory

     2010 Inventory

     2009 Inventory

     2008 Inventory

     2007 Inventory

     2006 Inventory

     2005 Inventory

     2004 Inventory

     2003 Inventory

     2002 Inventory

     2001 Inventory




     2011 Report

     2010 Report

     2009 Report

     2008 Report

     2007 Report

     2006 Report

     2005 Report




Laws & Regulations
Securities Act of 1933 Rules
Securities Exchange Act of 1934 Rules
Trust Indenture Act of 1939 Rules
Investment Company Act of 1940
Rules
Investment Advisers Act of 1940
Rules
Securities Investor Protection Act of 1970 Rules
Recent Amendments

Please check the Classification Tables maintained by the US House of Representatives Office of the Law Revision Counsel for updates to any of the laws.

     Researching the Federal Securities Laws Through the SEC Website





Plan of Operations During a Lapse in Appropriations


     FY 2015 Congressional Budget Justification, FY 2015 Annual Performance Plan, FY 2013 Annual Performance Report
     FY 2014 Congressional Justification and Performance Plan & FY 2012 Annual Performance Report
     Congressional Justification FY 2013 in Brief
     Congressional Justification FY 2012 in Brief
     Congressional Justification FY 2011 in Brief
     Congressional Justification FY 2010 in Brief

     OMB Exhibit 300 Reports FY 2009

     Congressional Justification FY 2009 in Brief

     OMB Exhibit 300 Reports FY 2008

     Congressional Justification FY 2008

     2008 Performance Budget

     Congressional Request FY 2007

     2007 Performance Budget

     Congressional Request FY 2006

     2006 Performance Budget



Annual Reports and Statistics
     2013 Agency Financial Report
     2012 Agency Financial Report
 (Summary)

     2011 Annual Report — PAR

     2010 Annual Report — PAR

     2009 Annual Report — PAR

     2008 Annual Report — PAR

     2007 Annual Report — PAR

     2006 Annual Report — PAR

     2005 Annual Report — PAR

     2004 Annual Report — PAR

     2003 Annual Report

     2002 Annual Report

     2001 Annual Report

     All Annual Reports




     FY 2010 Update

     FY 2009 Update

     FY 2008 Update

     FY 2007 Update

     FY 2006 Update



HSPD-12 Implementation Status Report (Personal Identification Verification (PIV) Credentials)




http://www.sec.gov/about.shtml


Modified: 09/26/2014