August 29, 2010
I hope the File Number 4-606 is correct as given in my Danbury (Connecticut) News-Times newspaper. It also listed Number 34-62577, which I could not locate.
I wish to comment about fiduciary trust and financial transactors:
ALL investment advisers and brokers and dealers should have to disclose whether they or their company profit or will profit or might profit from any and all products they are suggesting, talking about, or comparing . Full disclosure is essential if I am to make an intelligent and informed choice that is good for ME, the BUYER.
That is: I say NO to sleight-of-hand from a financial adviser or broker or dealer who just wishes to earn more money, regardless of whether the shoe fits me, so to speak.
Thank you for all you are doing in this complex world.