SEC Final Rules

Final rules currently available include:

Third Quarter | Second Quarter | First Quarter

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Release No.	Date	Details
Third Quarter
34-62821	Sep. 1, 2010	Delegation of Authority to the Director of its Division of Enforcement Effective Date:  date of publication in the Federal Register
33-9136	Aug. 25, 2010	Facilitating Shareholder Director Nominations Other Release Nos.: 34-62764, IC-29384 File No.: S7-10-09 Effective Date:  60 days after the date of publication in the Federal Register See also:  Proposed Rule Release Nos. 33-9046 and 33-9086
34-62690	Aug. 11, 2010	Delegation of Authority to the Director of its Division of Enforcement Effective Date:  August 16, 2010 Federal Register version
IA-3060	Jul. 28, 2010	Amendments to Form ADV File No.: S7-10-00 Effective Date:  October 12, 2010 See also:  Proposed Rule Release No. IA-2711 Federal Register version
34-62575	Jul. 26, 2010	Amendments to the Informal and Other Procedures, Rules of Organization and Program Management, and Rules of Practice; Interim Commission Review of Public Company Accounting Oversight Board Inspection Reports and Regulation P Effective Date:  September 7, 2010 Federal Register version
34-62520	Jul. 16, 2010	Technical Amendment to Rules of Organization; Conduct and Ethics; and Information and Requests Effective Date:  July 22, 2010 Federal Register version
34-62501	Jul. 14, 2010	Adoption of Supplemental Standards of Ethical Conduct for Members and Employees of the Securities and Exchange Commission and Revisions to the Commission's Ethics Rules Effective Date:  August 19, 2010 Federal Register version
IA-3043	Jul. 1, 2010	Political Contributions by Certain Investment Advisers File No.: S7-18-09 Effective Date:  September 13, 2010 Compliance Dates:  See Release See also:  Proposed Rule Release No. IA-2910 Federal Register version
Second Quarter
34-62184A	May 27, 2010	Amendment to Municipal Securities Disclosure File No.: S7-15-09 Effective Date:  August 9, 2010, except Part 241 will be effective on June 10, 2010. Compliance Date:  December 1, 2010 with respect to §240.15c2-12 See also:  Proposed Rule Release No. 34-60332; MSRB Orders and Notices 34-62175, 34-62182, 34-62183; Small Entity Compliance Guide Federal Register version
33-9115	Apr. 1, 2010	Adoption of Updated EDGAR Filer Manual Other Release Nos.: 34-61821, 39-2469, IC-29199 Effective Date:  April 8, 2010 Federal Register version
First Quarter
34-61595	Feb. 26, 2010	Amendments to Regulation SHO File No.: S7-08-09 Effective Date:  May 10, 2010 See also:  Proposed Rule Release Nos. 34-59748 and 34-60509; comments; Small Entity Compliance Guide Federal Register version
33-9089A	Feb. 23, 2010	Proxy Disclosure Enhancements; Correction Other Release No.: 34-61175A; IC-29092A File No.: S7-13-09 Effective Date:  February 28, 2010 See also:  Final Rule Release No. 33-9089 Federal Register version
IC-29132	Feb. 23, 2010	Money Market Fund Reform File No.: S7-11-09, S7-20-09 Effective Date:  The rules, rule amendments, and form are effective May 5, 2010. The expiration date for 17 CFR 270.30b1-6T is extended from September 17, 2010 to December 1, 2010. Compliance dates are discussed in Section III of the Supplementary Information. See also:  Proposed Rule Release No. IC-28807; Rule 2a-7 Amendments Adopted by SEC in February 2010 Marked to Show Changes from Previous Rule 2a-7; Staff Responses to Questions About Money Market Fund Reform Staff Responses to Questions about Rule 30b1-7 and Form N-MFP Federal Register version
33-9108	Feb. 22, 2010	Amendments to Rules Requiring Internet Availability of Proxy Materials Other Release No.: 34-61560, IC-29131 File No.: S7-22-09 Effective Date:  March 29, 2010 See also:  Proposed Rule Release No. 33-9073; Small Entity Compliance Guide Federal Register version
34-61339	Jan. 13, 2010	Delegations of Authority to the Director of its Division of Enforcement Effective Date:  January 19, 2010 Federal Register version
34-61335	Jan. 12, 2010	Shareholder Approval of Executive Compensation of TARP Recipients File No.: S7-12-09 Effective Date:  February 18, 2010 See also:  Proposed Rule Release No. 34-60218 and comments Federal Register version

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