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SEC Final Rules

Final rules currently available include:

Second Quarter | First Quarter

Additional Archives

Release No. Date Details
Second Quarter
33-9403 May 14, 2013 Adoption of Updated EDGAR Filer Manual
Other Release No.: 34-69568; 39-2490; IC-30515
Effective Date:  date of publication in the Federal Register
34-69359 Apr. 10, 2013 Identity Theft Red Flags Rules (Joint Final Rules and Guidelines)
Other Release Nos.: IA-3582, IC-30456
File No.: S7-02-12
Effective Date:  May 20, 2013
Compliance Date:  November 20, 2013
See also:  Small Entity Compliance Guide; Proposed Rule Release No. IC-29969
Federal Register (78 FR 23637): HTML | PDF | text | XML
34-69284 Apr. 3, 2013 Amendment to Rule Filing Requirements for Dually-Registered Clearing Agencies
File No.: S7-29-11
Effective Date:  June 10, 2013
See also:  Interim Final Temporary Rule Release No. 34-64832
Federal Register (78 FR 21046): HTML | PDF | text | XML
First Quarter
33-9387 Feb. 27, 2013 Adjustments to Civil Monetary Penalty Amounts
Other Release Nos.: 34-68994; IA-3557; IC-30408
Effective Date:  March 5, 2013
Federal Register (78 FR 14179): HTML | PDF | text | XML
34-68668 Jan. 16, 2013 Lost Securityholders and Unresponsive Payees
File No.: S7-11-11
Effective Date:  March 25, 2013
Compliance Date:  January 23, 2014
See also:  Proposed Rule Release No. 34-64099 and Comments
Federal Register (78 FR 4768): HTML | PDF | text | XML
33-9382 Jan. 14, 2013 Adoption of Updated EDGAR Filer Manual
Other Release Nos.: 34-68644; 39-2488; IC-30348
Effective Date:  January 23, 2013
Federal Register (78 FR 4766): HTML | PDF | text | XML

 

http://www.sec.gov/rules/final.shtml


Modified: 05/17/2013