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SEC Final Rules
Final rules currently available include:
Second Quarter | First Quarter
Additional Archives
2013 | 2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998 | 1997 | 1996 | 1995 | 1994-1962
| Release No. |
Date |
Details |
| Second Quarter |
| 33-9403 |
May 14, 2013 |
Adoption of Updated EDGAR Filer Manual
Other Release No.: 34-69568; 39-2490; IC-30515
Effective Date: date of publication in the Federal Register
|
| 34-69359 |
Apr. 10, 2013 |
Identity Theft Red Flags Rules (Joint Final Rules and Guidelines)
Other Release Nos.: IA-3582, IC-30456
File No.: S7-02-12
Effective Date: May 20, 2013
Compliance Date: November 20, 2013
See also: Small Entity Compliance Guide; Proposed Rule Release No.
IC-29969
Federal Register (78 FR 23637): HTML | PDF | text | XML |
| 34-69284 |
Apr. 3, 2013 |
Amendment to Rule Filing Requirements for Dually-Registered Clearing Agencies
File No.: S7-29-11
Effective Date: June 10, 2013
See also: Interim Final Temporary Rule Release No.
34-64832
Federal Register (78 FR 21046): HTML | PDF | text | XML |
| First Quarter |
| 33-9387 |
Feb. 27, 2013 |
Adjustments to Civil Monetary Penalty Amounts
Other Release Nos.: 34-68994; IA-3557; IC-30408
Effective Date: March 5, 2013
Federal Register (78 FR 14179): HTML | PDF | text | XML |
| 34-68668 |
Jan. 16, 2013 |
Lost Securityholders and Unresponsive Payees
File No.: S7-11-11
Effective Date: March 25, 2013
Compliance Date: January 23, 2014
See also: Proposed Rule Release No. 34-64099 and Comments
Federal Register (78 FR 4768): HTML | PDF | text | XML |
| 33-9382 |
Jan. 14, 2013 |
Adoption of Updated EDGAR Filer Manual
Other Release Nos.: 34-68644; 39-2488; IC-30348
Effective Date: January 23, 2013
Federal Register (78 FR 4766): HTML | PDF | text | XML |
http://www.sec.gov/rules/final.shtml
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