July 30, 2010
I hold a RIA Series 7 license. Additionally, Life Health. my broker/dealer requires 2821 Guidance for Registered Reps 11/30/2010 REQUIRED
Highlights of Alternative Investments 11/30/2010 REQUIRED
Protection of Nonpublic Information 11/30/2010 REQUIRED
2010 Anti-Money Laundering 11/30/2010 REQUIRED
The Changing Landscape of IAR 11/30/2010 REQUIRED . for life Health i must complete 24 hours of CE every two years. Additional regulations would be onerous...and redundant.
thank you.