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Investment Company Act Notices and Orders
This page lists notices and orders of applications filed under the Investment Company Act (ICA) issued after January 1, 2007. Copies of the applications may be obtained for a fee at the Commission's Public Reference Branch. For other materials related to the Commission's oversight and regulation of the investment management industry, investment companies (including mutual funds), and investment advisers, see the Division of Investment Management.
See also Investment Company Act Deregistration Notices and Orders.
Chronological List
First Quarter
ICA File Number List for 2010
Additional Archives
2010 | 2009 | 2008 | 2007
| Release No. |
Date |
Details |
| First Quarter |
812-13690 |
| IC-29171 |
Mar. 10, 2010 |
Integrity Life Insurance Company, et al (Notice)
|
812-13570 |
| IC-29172 |
Mar. 10, 2010 |
iShares Trust, et al. (Order)
|
812-13732 |
| IC-29170 |
Mar. 9, 2010 |
Lincoln Investment Advisors Corporation, et al. (Notice)
|
812-13749 |
| IC-29169 |
Mar. 8, 2010 |
The Chile Fund, Inc. (Notice)
|
812-13660 |
| IC-29168 |
Mar. 5, 2010 |
Lincoln Variable Insurance Products Trust, et al. (Notice)
|
812-13676 |
| IC-29167 |
Mar. 2, 2010 |
The Chile Fund, et al. (Notice)
|
812-13658-01 |
| IC-29164 |
Mar. 1, 2010 |
U.S. One, Inc. and U.S. One Trust (Order)
|
812-13161-01 |
| IC-29163 |
Feb. 26, 2010 |
First Trust/Aberdeen Global Opportunity Income Fund, et al. (Notice)
|
812-13595 |
| IC-29160 |
Feb. 25, 2010 |
Millington Securities, Inc., et al. (Notice)
|
812-13746 |
| IC-29133 |
Feb. 23, 2010 |
Assurant, Inc., et al. (Order)
|
812-13559 |
| IC-29130 |
Feb. 22, 2010 |
ShariahShares Exchange-Traded Fund Trust, et al. (Order)
|
812-13570 |
| IC-29129 |
Feb. 16, 2010 |
iShares Trust, et al. (Notice)
|
812-13658-01 |
| IC-29128 |
Feb. 2, 2010 |
U.S. One, Inc. and U.S. One Trust (Notice)
|
812-13559 |
| IC-29127 |
Jan. 29, 2010 |
ShariahShares Exchange-Traded Fund Trust, et al. (Notice)
|
812-13746 |
| IC-29125 |
Jan. 26, 2010 |
Assurant, Inc., et al. (Notice)
|
812-13549 |
| IC-29124 |
Jan. 26, 2010 |
MetLife, Inc. et al. (Order)
|
812-13728 |
| IC-29110 |
Jan. 12, 2010 |
Investools Inc., et al. (Order)
|
812-13678 |
| IC-29109 |
Jan. 12, 2010 |
Cash Account Trust, et al. (Order)
|
| ICA File Number List for 2010 |
| Release No. |
Date |
Details |
812-13749 |
| IC-29169 |
Mar. 8, 2010 |
The Chile Fund, Inc. (Notice)
|
812-13746 |
| IC-29133 |
Feb. 23, 2010 |
Assurant, Inc., et al. (Order)
|
| IC-29125 |
Jan. 26, 2010 |
Assurant, Inc., et al. (Notice)
|
812-13732 |
| IC-29170 |
Mar. 9, 2010 |
Lincoln Investment Advisors Corporation, et al. (Notice)
|
812-13690 |
| IC-29171 |
Mar. 10, 2010 |
Integrity Life Insurance Company, et al (Notice)
|
812-13676 |
| IC-29167 |
Mar. 2, 2010 |
The Chile Fund, et al. (Notice)
|
812-13660 |
| IC-29168 |
Mar. 5, 2010 |
Lincoln Variable Insurance Products Trust, et al. (Notice)
|
812-13595 |
| IC-29160 |
Feb. 25, 2010 |
Millington Securities, Inc., et al. (Notice)
|
812-13658-01 |
| IC-29164 |
Mar. 1, 2010 |
U.S. One, Inc. and U.S. One Trust (Order)
|
| IC-29128 |
Feb. 2, 2010 |
U.S. One, Inc. and U.S. One Trust (Notice)
|
812-13570 |
| IC-29172 |
Mar. 10, 2010 |
iShares Trust, et al. (Order)
|
| IC-29129 |
Feb. 16, 2010 |
iShares Trust, et al. (Notice)
|
812-13559 |
| IC-29130 |
Feb. 22, 2010 |
ShariahShares Exchange-Traded Fund Trust, et al. (Order)
|
| IC-29127 |
Jan. 29, 2010 |
ShariahShares Exchange-Traded Fund Trust, et al. (Notice)
|
812-13161-01 |
| IC-29163 |
Feb. 26, 2010 |
First Trust/Aberdeen Global Opportunity Income Fund, et al. (Notice)
|
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