Investment Company Act Notices and Orders

This page lists notices and orders of applications filed under the Investment Company Act (ICA) issued after January 1, 2007. Copies of the applications may be obtained for a fee at the Commission's Public Reference Branch. For other materials related to the Commission's oversight and regulation of the investment management industry, investment companies (including mutual funds), and investment advisers, see the Division of Investment Management.

See also Investment Company Act Deregistration Notices and Orders.

Chronological List
First Quarter

ICA File Number List for 2010

Additional Archives

2010 | 2009 | 2008 | 2007

Chronological List

Release No.	Date	Details
First Quarter
812-13658-01
IC-29128	Feb. 2, 2010	U.S. One, Inc. and U.S. One Trust (Notice)
812-13559
IC-29127	Jan. 29, 2010	ShariahShares Exchange-Traded Fund Trust, et al. (Notice)
812-13746
IC-29125	Jan. 26, 2010	Assurant, Inc., et al. (Notice)
812-13549
IC-29124	Jan. 26, 2010	MetLife, Inc. et al. (Order)
812-13728
IC-29110	Jan. 12, 2010	Investools Inc., et al. (Order)
812-13678
IC-29109	Jan. 12, 2010	Cash Account Trust, et al. (Order)

ICA File Number List for 2010

Release No.	Date	Details
812-13658-01
IC-29128	Feb. 2, 2010	U.S. One, Inc. and U.S. One Trust (Notice)
812-13559
IC-29127	Jan. 29, 2010	ShariahShares Exchange-Traded Fund Trust, et al. (Notice)
812-13746
IC-29125	Jan. 26, 2010	Assurant, Inc., et al. (Notice)

http://www.sec.gov/rules/icreleases.shtml