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Investment Company Act Notices and Orders

This page lists notices and orders of applications filed under the Investment Company Act (ICA) issued after January 1, 2007. Copies of the applications may be obtained for a fee at the Commission's Public Reference Branch. For other materials related to the Commission's oversight and regulation of the investment management industry, investment companies (including mutual funds), and investment advisers, see the Division of Investment Management.

See also Investment Company Act Deregistration Notices and Orders.

Chronological List
First Quarter

ICA File Number List for 2010

Additional Archives


Chronological List
Release No. Date Details
First Quarter

812-13658-01
IC-29128 Feb. 2, 2010 U.S. One, Inc. and U.S. One Trust (Notice)

812-13559
IC-29127 Jan. 29, 2010 ShariahShares Exchange-Traded Fund Trust, et al. (Notice)

812-13746
IC-29125 Jan. 26, 2010 Assurant, Inc., et al. (Notice)

812-13549
IC-29124 Jan. 26, 2010 MetLife, Inc. et al. (Order)

812-13728
IC-29110 Jan. 12, 2010 Investools Inc., et al. (Order)

812-13678
IC-29109 Jan. 12, 2010 Cash Account Trust, et al. (Order)


ICA File Number List for 2010
Release No. Date Details

812-13658-01
IC-29128 Feb. 2, 2010 U.S. One, Inc. and U.S. One Trust (Notice)

812-13559
IC-29127 Jan. 29, 2010 ShariahShares Exchange-Traded Fund Trust, et al. (Notice)

812-13746
IC-29125 Jan. 26, 2010 Assurant, Inc., et al. (Notice)

 

http://www.sec.gov/rules/icreleases.shtml


Modified: 02/04/2010