Other Commission Orders, Notices, and Information

Archive of older SEC Commission Orders, Notices and Information available include:

First Quarter

Additional Archives

2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998 | 1997 | 1996 | 1995

Release No.	Date	Details
First Quarter
33-9105	Feb. 2, 2010	Order Regarding Review of FASB Accounting Support Fee for 2010 Under Section 109 of the Sarbanes-Oxley Act of 2002 Other Release No.:  34-61468
33-9104	Feb. 2, 2010	Notice of Meeting of SEC Investor Advisory Committee Other Release No.:  34-61462 File No.:  265-25-03 Comments Due:  February 16, 2010 Comments received are available.  Submit comments on 265-25-03
33-9103	Jan. 27, 2010	TD Ameritrade, Inc. (Order Under Section 27A(b) of the Securities Act of 1933 and Section 21E(b) of the Securities Exchange Act of 1934, Granting Waivers of the Disqualification Provisions of Section 27A(b)(1)(a)(ii) of the Securities Act of 1933 and Section 21E(b)(1)(A)(ii) of the Securities Exchange Act of 1934) Other Release No.:  34-61428 File No.:  3-13557
34-61400	Jan. 22, 2010	BATS Y-Exchange, Inc. (Notice of Filing of Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934) File No.:  10-198 Comments Due:  45 days after publication in the Federal Register See also:  Form 1 Application and Exhibits  Submit comments on 10-198
34-61366	Jan. 15, 2010	Full Value Advisors, LLC (Stay Order) See also:  Order Denying Application for Exemption
34-61328	Jan. 11, 2010	Full Value Advisors, LLC (Order Pursuant to Sections 13(f)(3) and 13(f)(4) of the Securities Exchange Act of 1934 Denying Requests for Confidential Treatment of Information Required to be Filed Pursuant to Section 13(f)(1) of the Securities Echange Act of 1934)
34-61327	Jan. 11, 2010	Full Value Advisors, LLC (Order Pursuant to Sections 13(f)(2), 13(f)(4) and 36 of the Securities Exchange Act of 1934 Denying Application for Exemption from Rule 13f-1 Under the Securities Exchange Act of 1934) See also:  Stay Order

http://www.sec.gov/rules/other.shtml