August 25, 2010
This is really frustrating. Most of my business is health insurance and a small part is securities. but 90% of my efforts on compliance and regulation right now goes to my securities business and it is 10% of my business. I already live in a glass house on ever aspect of my business even if it has nothing to do with securities. I have to have every letter, note, card, stationary, ad, handout, meeting approved by my broker dealer and life I said 90% of my business has nothing to do with securities. I am already over regulated. thank you. Tim Vest