August 16, 2010
To be a registered rep at State Farm I am constantly reviewed for compliance,complete Firm Element courses annually,every three years complete Regulartory Element courses,audited annually, and attend registered rep manadatory compliance meetings. After being in the insurance business for 28 years I have watched compliance get to a point where it is now over board. If company heads make compliance a priority and are consistant throughout the industry there would be no need for fiduciary care of broker-dealers or registered reps.