August 24, 2010
I am series 7 licenced and have been in the financial industry for over 30 years, Already we have to spend close to 25% of the business weeek on compliance and regulatory issues. I have a full inspection done every year by my registered principle followed up with quartly visit. To add any more to this will, in my opion, not safe guard the public but will make it harder for us to do the job the public wants.
Thank You for your concideration in this matter.