August 1, 2010
I am already controlled by FINRA, my broker-dealer, the Estate Planning Council of Indianapolis, the Central Indiana Chapter of the Society of Financial Service Professionals, and the National Association of Insurance and Financial Advisors. I don't need a sixth round of bureaucracy.
In forty-five years of counseling clients, I have never had a single complaint filed.
If the system isn't broken, don't waste your time and ours "fixing" it.