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Comments on Duties of Brokers, Dealers, and Investment Advisers

[Release Nos. 34-69013; IA-3558; File No. 4-606]


Comments have been received from individuals and entities using the following Letter Type H: 33
Comments have been received from individuals and entities using the following Letter Type I: 33
Submitted Comments (Click here for meetings with SEC officials)
Apr. 24, 2017	Elizabeth A. Copley
Aug. 7, 2016	Norman B. Arnoff, Esq., Law Offices Of Norman B. Arnoff, New York City, New York
Jul. 21, 2015	William Beatty, President, North American Securities Administrators Association, Inc.
Feb. 25, 2015	Martin Wheatley, Chief Executive, Financial Conduct Authority
Dec. 4, 2014	Norman B. Arnoff, Esq.
Nov. 14, 2014	Timothy Heilig, Palo Alto, California
Oct. 26, 2014	Norman B. Arnoff, Esq. and Paul A. Immerman, Esq.
Mar. 17, 2014	Ken Tucker
Jan. 5, 2014	David R. Ohnstad, Black Earth, Wisconsin
Sep. 24, 2013	Robert N. Daniels, Charlottesville, Virginia
Sep. 23, 2013	Patrick Mulvey, Founder, Fiduciary Advisor Advocates, LLC, Katonah, New York
Sep. 18, 2013	Brent Brodeski, President, Zero Alpha Group, et al.
Sep. 17, 2013	Kevin Carroll, Managing Director and Associate General Counsel, SIFMA
Aug. 25, 2013	Mark E. Egbert, Albuquerque, New Mexico
Aug. 22, 2013	George M. Hyde, Katy, Texas
Aug. 13, 2013	Jason Heidbreder, Navarre, Florida
Jul. 25, 2013	David Certner, Legislative Counsel and Policy Director, AARP, Washington, District of Columbia
Jul. 15, 2013	D. Nobbe, Wheeling, Illinois
Jul. 12, 2013	Jesse Hill, Government and Regulatory Relations, Edward Jones
Jul. 8, 2013	Anne Tuttle Cappel, EVP and General Counsel, Financial Engines, Sunnyvale, California
Jul. 8, 2013	Byron F. Bowman, Senior Vice President and General Counsel, fi360, Inc., Bridgeville, Pennsylvania
Jul. 5, 2013	Anonymous
Jul. 5, 2013	Anonymous
Jul. 5, 2013	Nancy Lininger, Founder/Consultant, The Consortium
Jul. 5, 2013	Kathleen M. McBride, AIFA, Founder, FiduciaryPath, LLC
Jul. 5, 2013	David T. Bellaire, Esq, Executive Vice President and General Counsel, Financial Services Institute, Washington, District of Columbia
Jul. 5, 2013	Christopher Gilkerson, SVP and Deputy General Counsel, Charles Schwab & Co., Inc.
Jul. 5, 2013	Carl B. Wilkerson, Vice President & Chief Counsel, Securities & Litigation, American Council of Life Insurers
Jul. 5, 2013	John Gidman, President of the Association of Institutional INVESTORS
Jul. 5, 2013	Clifford E. Kirsch and Michael B. Koffler, Sutherland Asbill and Brennan LLP, on behalf of the Committee of Annuity Insurers
Jul. 5, 2013	William A. Kelly, President & CEO, PFS Investments Inc.
Jul. 5, 2013	Ron A. Rhoades, JD, CFP^�, Chair, et al., Steering Group, The Committee for the Fiduciary Standard, Alfred, New York
Jul. 5, 2013	James A. Stehr, Alameda, California
Jul. 5, 2013	Brian S. Hamburger, Managing Director, and Daniel Bernstein, Director, Research + Development, MarketCounsel, LLC, Englewood, New Jersey
Jul. 5, 2013	Lyle Benson, Jr., CPA/PFS, Chairman, Personal Financial Planning Executive Committee, and Clark Blackman II, CPA/PFS, Chairman, PFP EC Fiduciary Task Force, American Institute of Certified Public Accountants (AICPA), Washington, District of Columbia
Jul. 5, 2013	Ira D. Hammerman, Senior Managing Director and General Counsel, Securities Industry and Financial Markets Association (SIFMA)
Jul. 5, 2013	Robert J. McCarthy, Director of Regulatory Policy, Wells Fargo Advisors
Jul. 5, 2013	Kevin R. Keller, CFP Board; Lauren Schadle, FPA; and Geoffrey Brown, NAPFA; Financial Planning Coalition
Jul. 5, 2013	Richard M. Whiting, Executive Director and General Counsel, Washington, District of Columbia
Jul. 5, 2013	A. Heath Abshure, President, North American Securities Administrators Association
Jul. 5, 2013	David Hirschmann, President and Chief Executive Officer, Center for Capital Markets Competitiveness, U.S. Chamber of Commerce, and Lisa A. Rickard, President, U.S. Chamber Institute for Legal Reform
Jul. 5, 2013	Dennis M. Kelleher, President & CEO, and Stephen W. Hall, Securities Specialist, Better Markets, Inc.
Jul. 5, 2013	Sean R. Walters, CAE, Executive Director/CEO, and Elizabeth Piper/Bach, JD, CIMA^�, CFP^�, CTFA, Chair, Board of Directors, Investment Management Consultants Association, Greenwood Village, Colorado
Jul. 5, 2013	Rozanna Patane, York Harbor, Maine
Jul. 5, 2013	Barbara Roper, Director of Investor Protection, Consumer Federation of America
Jul. 5, 2013	Julie A. Ragatz, Director, the Cary M. Maguire Center, for Ethics in Financial Services, Charles Lamont Post Chair in Ethics and the Professions, The American College
Jul. 5, 2013	Scott C. Goebel, General Counsel, Fidelity Management and Research Co., Boston, Massachusetts
Jul. 5, 2013	Cecelia A. Calaby, Senior Vice President, Office of Regulatory Policy, American Bankers Association and ABA Securities Association
Jul. 5, 2013	Knut A. Rostad, President, The Institute for the Fiduciary Standard
Jul. 5, 2013	Brian H. Graff, Esq., CEO/ Executive Director, et al.; National Association of Plan Advisors
Jul. 5, 2013	Pamela Lewis-Marlborough, Director & Associate General Counsel, TIAA-CREF Individual & Institutional Services, LLC
Jul. 4, 2013	Arthur B. Laby, Professor of Law, Rutgers University School of Law � Camden
Jul. 3, 2013	Kurt N. Schacht, CFA, Managing Director, Standards and Financial Market Integrity, and Linda L. Rittenhouse, Director, Capital Markets Policy, CFA Institute
Jul. 3, 2013	David L. Maurice, M.Div., CFP^�, Carrier & Maurice Investment Advisors
Jul. 3, 2013	Catherine J. Weatherford, President CEO, Insured Retirement Institute, Washington, District of Columbia
Jul. 3, 2013	David G. Tittsworth, Executive Director, Investment Adviser Association
Jul. 3, 2013	Scott C. Ilgenfritz, President, Public Investors Arbitration Bar Association
Jul. 3, 2013	Adam G. Ciongoli, Executive Vice President & General Counsel, Lincoln National Corporation
Jul. 3, 2013	Joe Monk, Senior Vice President, State Farm VP Management Corp.
Jul. 3, 2013	Karrie McMillan, General Counsel, Investment Company Institute, Washington, District of Columbia
Jul. 2, 2013	Randall R. Wall, Penn Cove Financial, LLC
Jul. 2, 2013	Nathan Pierce, CFP
Jul. 2, 2013	Mike Babin, Babin Financial Services Inc.
Jul. 2, 2013	Susan B. Waters, Chief Executive Officer, National Association of Insurance and Financial Advisors (NAIFA)
Jul. 2, 2013	Luke Dean, Ph.D., Associate Professor of Financial Planning, William Paterson University, Wayne, New Jersey
Jul. 2, 2013	John C. Bogle, President, Bogle Financial Markets Research Center
Jul. 2, 2013	John C. Bogle, President, Bogle Financial Markets Research Center
Jul. 2, 2013	John M. Smartt, Jr., CPA, Tennessee Registered Investment Advisor, Knoxville, Tennessee
Jul. 1, 2013	Les E. Vicain , Jr., CFP^�, MS, Houston, Texas
Jul. 1, 2013	T. Taylor Payne, CPA/PFS, CFP^�, Investment Manager, President, Payne Wealth Partners, Inc.
Jul. 1, 2013	Mary A. Malgoire, CFP^�, MBA, Founder, The Family Firm, Inc.
Jul. 1, 2013	David J. Stertzer, CEO, Association for Advanced Life Underwriting (AALU), Washington, District of Columbia
Jul. 1, 2013	Neil C. Hokanson, President, Hokanson Associates
Jul. 1, 2013	Maureen Gaare, Chief Compliance Officer, Hokanson Associates
Jul. 1, 2013	George J. Stapleton, Chief Compliance Officer, Hynes, Himmelreich, Glennon and Co., Darien, Connecticut
Jun. 27, 2013	William F. Galvin, Secretary of the Commonwealth of Massachusetts, Boston, Massachusetts
Jun. 27, 2013	Scott A. Kays, Atlanta, Georgia
Jun. 26, 2013	William E. Thonn, President and CEO, Whitnell Co., Oak Brook, Illinois
Jun. 26, 2013	Marguerita M. Cheng, FPA National Board Member, Bethesda, Maryland
Jun. 21, 2013	Aaron D. Hillman, CFP^�, Founder, Skyline Financial Northwest, Portland, Oregon
Jun. 21, 2013	Bruce M. Wiener, J.D., Potomac, Maryland
Jun. 13, 2013	Christopher J. Ailman, CIO, California State Teachers Retirement System, West Sacramento, California
Jun. 12, 2013	Kate M. Lyon, CFP and Douglass C. Lyon, CFA, Lyon Capital Management, LLC, Pittsford, New York
Jun. 11, 2013	Willis Ashby, CFP, Greenwood Village, Colorado
Jun. 10, 2013	Brian Fricke, CFP, CEO, FInancial Management Concepts, Winter Springs, Florida
Jun. 10, 2013	Ron Butt, CFP, Senior Partner, ARGI Financial Group
Jun. 9, 2013	Anthony J. DiLiberto, Huntington Beach, California
Jun. 8, 2013	Charles K. Arnold, Cetera Advisors, Brentwood, California
Jun. 7, 2013	Kevin P. Ellis, CFP, CPA, President, Kyle Financial Services, Inc., Milwaukee, Wisconsin
Jun. 7, 2013	Marc J. Anselme, Ph.D., RIA, Sacrmento, Oregon
Jun. 7, 2013	John Luta, Certified Financial Planner, Indianapolis, Indiana
Jun. 7, 2013	Don Raatz, Las Vegas, Nevada
Jun. 4, 2013	Donald W. Nicholson, Sr., President, Donald W. Nicholson & Associates, Ltd.
Jun. 4, 2013	Bill Lowe, President, Sammons Retirement Solutions
Jun. 4, 2013	Joyce A. Rogers, AARP; Barry C. Melancon, AICPA; Barbara Roper, CFA; Kevin R. Keller, CFP Board; Michael Branham, Financial Planning Association; Mercer Bullard, Fund Democracy, Inc.; David G. Tittsworth, IAA; Lauren Locker, NAPFA; and A. Heath Abshure, NASAA
Jun. 4, 2013	Donald W. Nicholson, Jr., CFP�, AAMS, Donald W. Nicholson & Associates, Ltd., Wilmington, Delaware
May 29, 2013	Toshie Kabuto, CFA, Washington, District of Columbia
May 20, 2013	Raymond S. Phillips, CLU, LTCP, Chairman, National Association of Independent Life Brokerage Agencies, Fairfax, Virginia
May 16, 2013	Geoff Gilbert, CFA, Founder, Inukshuk Investments, Missoula, Montana
May 15, 2013	Timothy T. Corcoran, CPA, Registered Investment Advisor, Fort Washington, Pennsylvania
May 15, 2013	David Hodge, Chief Compliance Officer, Grand Rapids, Michigan
May 15, 2013	Jordan C. Gary, CFP, President, Investment and Aset Planning, LLC, Wichita Falls, Texas
May 15, 2013	Randall G. Vincent, Stonebrook Capital Management, Inc., Hanover, Illinois
May 15, 2013	Todd C. Ganos, JD, CFP, Principal, Integrated Wealth Counsel LLC, Carmel, California
May 15, 2013	David H. Lindau, Certified Financial Planner, Certified Public Accountant, El Paso, Texas
May 15, 2013	Jonathan S. Krasney, CFP, President, Krasney Financial, LLC, Mendham, New Jersey
May 10, 2013	Charles Webb, President and CCO, The Alder Financial Group, Atlanta, Georgia
May 8, 2013	Robert A. Lockerman, Jr., President, CFA Society East Tennessee, Hixson, Tennessee
May 2, 2013	Samuel Flaherty, Flaherty Financial Services, LLC
Apr. 29, 2013	Travis Livingstone, Student, J.D. Candidate 2013, Los Gatos, California
Apr. 29, 2013	Andrew Haigney, Executive Director, Association of Independent Investors, Vermont
Apr. 27, 2013	Anonymous
Apr. 26, 2013	Peter Chepucavage, Plexus Consulting Group
Apr. 22, 2013	Richard D. Shaffer, Chartered Financial Analyst (CFA), Montclair, New Jersey
Apr. 11, 2013	Kent A. Mason, Davis & Harman LLP
Apr. 8, 2013	John Chavies, Dayton, Ohio
Apr. 7, 2013	John Kvale, CFA, CFP, J.K. Financial, Inc., Dallas, Texas
Apr. 4, 2013	Graig Stettner, Chief Investment Officer, Tower Trust Co., Fort Wayne, Indiana
Apr. 4, 2013	Joachim Klement, CFA, CIO, Zurich, Switzerland
Apr. 3, 2013	Henry B. Lester, Chartered Financial Analyst, Denver, Colorado
Apr. 2, 2013	Erik Johnsen, Oregon
Apr. 2, 2013	Christopher Gerber, Edina, Minnesota
Apr. 1, 2013	Robert M. Bilkie, CFA, CEO, Sigma Investment Counselors, Southfield, Michigan
Mar. 31, 2013	Andrew Cosgrove, CFA Charterholder, Bethesda, Maryland
Mar. 30, 2013	Joe Almon, CFA
Mar. 30, 2013	Maneesh Shanbhag, Head of Investments, Greenline Partners, LLC, New York, New York
Mar. 29, 2013	Charles Burford
Mar. 28, 2013	Paul A. Ehrsam, Houston, Texas
Mar. 28, 2013	Roger E. Muns, CFA, CPA, Jackson, Mississippi
Mar. 28, 2013	Glenn C Andrews, C.F.A., President, Cardinal Capital Management, Inc., Raleigh, North Carolina
Mar. 28, 2013	Leonard M. Golub, Financial Advisor, MBA, CFA, Houston, Texas
Mar. 28, 2013	Martha D. Wilkerson, CFA, Retired, Amherst, New Hampshire
Mar. 28, 2013	Stephanie A Hurt, CFA, Springfield, Missouri
Mar. 28, 2013	Alan Brochstein, AB Analytical Services, Houston, Texas
Mar. 27, 2013	Diane A. Nygaard, Kenner Schmitt Nygaard LLC
Mar. 27, 2013	Michael Falk, CFA, CRC, Partner, Focus Consulting Group, Riverwoods, Illinois
Mar. 27, 2013	Amy L. Young, CFA, CFA Institute, North Carolina
Mar. 27, 2013	Stefan Whitwell, CFA, CIPM, CEO, Empirical Solutions, LLC, Austin, Texas
Mar. 27, 2013	Jessie P. Puchon, CFA, NA, Princeton Junction, New Jersey
Mar. 27, 2013	Dennis Radliff, Member of the American Academy of Actuaries, and a Chartered Financial Analyst, Mercer Island, Washington
Mar. 27, 2013	Jon L. Hagler, Retired CFA, Dover, Massachusetts
Mar. 27, 2013	Stephen Taddie, Stellar Capital Management, Phoenix, Arizona
Mar. 27, 2013	Charles D. Leedy, CFA Charter Holder, Chapel Hill, North Carolina
Mar. 27, 2013	Darcy B. Johnson, Principal, Fulcrum Capital, LLC, Seattle, Washington
Mar. 27, 2013	Raymond F. Unger, Chairman, Forward Investment Advisors, Inc., Madison, Wisconsin
Mar. 27, 2013	Amy E. Phillips, Consultant and CFA, Denver, Colorado
Mar. 27, 2013	James R. Reim, CFA, Erie, Pennsylvania
Mar. 27, 2013	Antonino S. Rossitto, CFA, CAIA, Bank of America, Hartford, Connecticut
Mar. 27, 2013	Barry N. Berlin, CFA, Managing Director, Atlantic Trust Company, Atlanta, Georgia
Mar. 27, 2013	Stephen G. DeTommaso, CFA, Managing Director, Investment Analytics, AIG Asset Management, New York, New York
Mar. 27, 2013	Jeffrey E. Curtiss, CFA, Houston, Texas
Mar. 27, 2013	Michael Walther, CPA/PFS, CFP, CFA, Deerfield, Illinois
Mar. 27, 2013	Sally Wallick, CFA
Mar. 27, 2013	Brian McManus, Retired Former Money Manager, Fort Worth, Texas
Mar. 27, 2013	Richard R. Wolfe, CFA, CFA Institute, Portland, Maine
Mar. 27, 2013	Andrew LaGrone, CFA, Portfolio Manager, Lathrop Investment Management Corporation, Little Rock, Arkansas
Mar. 27, 2013	Max A. Widmer, CFA, Atlanta, Georgia
Mar. 27, 2013	Scott D. Knapp, CFA, Investment Strategist, Madison, Wisconsin
Mar. 27, 2013	James F. Short, CFA, CFP, CIMA, CIMC, CFA Institute, IMCA, St. Petersburg, Florida
Mar. 27, 2013	Timothy A Christie, CFA, CFA Institute, Atlanta Chapter , Atlanta, Georgia
Mar. 27, 2013	Loren W. Walden, CFA, Senior Portfolio Manager and Adjunct Professor of Ethics in Finance, University of San Francisco, Palo Alto, California
Mar. 27, 2013	Robert D. Lipsey, CFA, Retired, Arlington, Virginia
Mar. 27, 2013	Luis R Reinking, CFA, MBA, Eden Prairie, Minnesota
Mar. 27, 2013	Dale A. Walters, CPA, PFS, CFP, AICPA, NAPFA, FPA, Phoenix, Arizona
Mar. 27, 2013	Ward P. Lindenmayer, CFA, Piedmont, California
Mar. 27, 2013	James Bradshaw, CFA, Austin, Texas
Mar. 27, 2013	Bill Staton, Wharton MBA, CFA, Charlotte, North Carolina
Mar. 27, 2013	Mona Moore
Mar. 27, 2013	Scott D. Horsburgh, CFA, President, Seger-Elvekrog Inc., Novi, Michigan
Mar. 19, 2013	James Smith, Director, Hoffman Estates, Illinois
Mar. 15, 2013	Frank R. Prazma, CLU, ChFC
Mar. 8, 2013	Harold Evensky, CFP, AIF, President, Evensky & Katz Wealth Management, LLC
Mar. 5, 2013	Larry Elford, Lethbridge, Alberta
Meetings with SEC Officials (Click here for submitted comments from the public)
Mar. 26, 2015	Memorandum from the Division of Trading and Markets regarding a March 26, 2015, meeting with representatives of the Public Investors Arbitration Bar Association relating to section 921 of the Dodd-Frank Act
Mar. 26, 2015	Memorandum from the Division of Trading and Markets regarding a March 26, 2015, meeting with representatives of the Public Investors Arbitration Bar Association
Apr. 29, 2014	Memorandum from the Office of the Chair regarding an April 23, 2014, meeting with representatives of the Investment Adviser Association
Feb. 28, 2014	Memorandum from the Division of Investment Management regarding a February 18, 2014, meeting with representatives of the National Association of Plan Advisors
Nov. 22, 2013	Memorandum from the Office of the Chair regarding a November 13, 2013, meeting with representatives of Charles Schwab
Nov. 20, 2013	Memorandum from the Office of Commissioner Kara Stein regarding a November 20, 2013, meeting with representatives of the Investment Management Consultants Association
Nov. 18, 2013	Memorandum from the Office of Commissioner Kara Stein regarding a November 18, 2013, meeting with representatives of The Center for Capital Markets Competitiveness
Nov. 18, 2013	Memorandum from the Office of Commissioner Daniel M. Gallagher regarding a November 12, 2013, meeting with representatives of Charles Schwab
Nov. 18, 2013	Memorandum from the Office of Commissioner Daniel M. Gallagher regarding a November 1, 2013, meeting with representatives of the CFP Board, AARP, the Investment Adviser Association, NASAA, and the Consumer Federation of America
Nov. 14, 2013	Memorandum from the Division of Economic and Risk Analysis regarding a November 14, 2013, meeting with representatives of Charles Schwab & Co., Inc.
Nov. 6, 2013	Memorandum from the Office of Commissioner Kara Stein regarding a November 6, 2013, meeting with representatives of the Securities Industry and Financial Markets Association (SIFMA)
Nov. 6, 2013	Memorandum from the Office of Commissioner Kara Stein regarding a November 6, 2013, meeting with representatives of LPL Financial
Nov. 6, 2013	Memorandum from the Office of the Chair regarding a November 5, 2013, meeting with representatives of the National Association of Insurance & Financial Advisors
Nov. 5, 2013	Memorandum from the Office of Commissioner Kara Stein regarding a November 5, 2013, meeting with representatives of National Association of Insurance & Financial Advisors (NAIFA)
Nov. 4, 2013	Memorandum from the Office of Commissioner Kara Stein regarding a November 4, 2013, meeting with representatives of the Investment Advisers Association (IAA)
Nov. 4, 2013	Memorandum from the Office of Commissioner Michael S. Piwowar regarding a November 4, 2013, meeting with representatives of the National Association of Insurance & Financial Advisors (NAIFA)
Sep. 13, 2013	Memorandum from the Office of the Chairman regarding a September 5, 2013, meeting with representatives of the CFP Board, AARP, NASAA, Investment Adviser Association, Financial Planning Association, and AICPA
Sep. 6, 2013	Memorandum from the Office of the Chairman regarding a September 3, 2013, meeting with representatives of Fidelity
Jul. 3, 2013	Memorandum from the Division of Trading and Markets regarding a June 20, 2013, meeting with Professor Barbara Black
Jun. 20, 2013	Memorandum from the Office of the Chair regarding a June 17, 2013, meeting with representatives of the Investment Adviser Association (IAA)
Jun. 18, 2013	Memorandum from the Office of the Chair regarding a June 14, 2013, meeting with representatives of SIFMA
Jun. 14, 2013	Memorandum from the Office of the Chair regarding a June 6, 2013, meeting with representatives of Better Markets
Jun. 7, 2013	Memorandum from the Division of Trading and Markets regarding a June 7, 2013, meeting with a representative of Federated Investors, Inc.
Apr. 23, 2013	Memorandum from the Division of Trading and Markets regarding an April 23, 2013, meeting with a representative of the Consumer Federation of America

Comments on Study Regarding Obligations of Brokers, Dealers, and Investment Advisers

[File No. 4-606]


Comments have been received from individuals and entities using the following Letter Type A: 264
Comments have been received from individuals and entities using the following Letter Type B: 22
Comments have been received from individuals and entities using the following Letter Type C: 3
Comments have been received from individuals and entities using the following Letter Type D: 145
Comments have been received from individuals and entities using the following Letter Type E: 43
Comments have been received from individuals and entities using the following Letter Type F: 6
Comments have been received from individuals and entities using the following Letter Type G: 8
Submitted Comments (Click here for meetings with SEC officials)
Nov. 16, 2012	Angela C. Goelzer, FINRA
May 4, 2012	Ira D. Hammerman, Senior Managing Director, and General Counsel, SIFMA
Apr. 16, 2012	David T. Bellaire, Esq., General Counsel and Director of Government Affairs, Financial Services Institute
Apr. 9, 2012	Knut A. Rostad, President, The Institute for the Fiduciary Standard
Mar. 28, 2012	Barbara Roper, Director of Investor Protection, Consumer Federation of America; Mercer Bullard, Founder and President, Fund Democracy; Joyce A. Rogers, Senior Vice President, AARP, Government Affairs; Kevin R. Keller, Chief Executive Officer, CFP Board of Standards; Marvin W. Tuttle, Jr., CAE, Executive Director and CEO, Financial Planning Association; David G. Tittsworth, Executive Director, Investment Adviser Association; and Ellen Turf, CEO, National Association of Personal Financial Advisors
Mar. 20, 2012	Blaine Aikin, Chief Executive Officer fi360; Harold Evensky, The Committee for the Fiduciary Standard; and Marvin W. Tuttle, Jr., Executive Director, Financial Planning Association
Feb. 7, 2012	The Financial Services Institute
Jan. 7, 2012	Micheal Scott
Dec. 27, 2011	Nigel B. Taylor, CFP, Santa Monica, California
Oct. 15, 2011	Dr. Hugh Rowlett
Oct. 12, 2011	Tom McKeithen, MBA
Oct. 5, 2011	Ken
Jul. 14, 2011	Ira D. Hammerman, Senior Managing Director and General Counsel, SIFMA
Jun. 23, 2011	Financial Planning Coalition
Feb. 22, 2011	Irene Rutledge, San Jose, California
Feb. 14, 2011	Mark Holland, The Cambridge Financial Center, Salt Lake City, Utah
Jan. 11, 2011	Angela Goelzer, FINRA
Jan. 11, 2011	Marcelo Vieira, Director of Research, Municipal Securities Rulemaking Board
Jan. 7, 2011	George R. Wilson, Esq., Cincinnati, Ohio
Jan. 3, 2011	Wendy McAninch, Ashland, Oregon
Dec. 30, 2010	Susan O. Seltzer, President, The Derivative Project, Minneapolis, Minnesota
Dec. 24, 2010	Art Gharibian
Dec. 21, 2010	Knut A. Rostad, Chairman, The Committee for the Fiduciary Standard, Falls Church, Virginia
Dec. 20, 2010	Robert N. Rapp, Adjunct Professor of Law, Case Western Reserve University, Cleveland, Ohio
Dec. 20, 2010	John D. O'Donnell, Las Vegas, Nevada
Dec. 20, 2010	Ron A. Rhoades, JD, CFP, Lecanto, Florida
Dec. 20, 2010	Ellen Turf, CEO, National Association of Personal Financial Advisors, Arlington Heights, Illinois
Dec. 20, 2010	Diane Nevin, Canton, Connecticut
Dec. 19, 2010	Harold C. Faulkner, III, Evansville, Indiana
Dec. 19, 2010	Fran Kutoff, Bellevue, Washington
Dec. 19, 2010	John Ong, CFA (retired), Winston Salem, North Carolina
Dec. 19, 2010	Steve Gutierrez, FSG Holdings President, Albuquerque, New Mexico
Dec. 17, 2010	Darrell A. Peterson, Anchoraage, Alaska
Dec. 17, 2010	Thomas A. Crow, Registered Investment Advisor, Albuquerque, New Mexico
Dec. 17, 2010	Steve Berridge
Dec. 17, 2010	Robert H. Colbert, Fayetteville, Georgia
Dec. 17, 2010	Bob Porter, West Hills, California
Dec. 17, 2010	Fred Bohle, Loxahatchee, Florida
Dec. 17, 2010	James J. Phillips, Berkley, Michigan
Dec. 17, 2010	Becky Walker, North Carolina
Dec. 17, 2010	Kyle J. Prodoehl, Federal Bank Examiner, Brookings, South Dakota
Dec. 17, 2010	Peggy N. Big Eagle, Oklahoma City, Oklahoma
Dec. 17, 2010	Peter R. Fels, Ragged Point, California
Dec. 16, 2010	Paul E. Steffen, Milford, Indiana
Dec. 16, 2010	James E Astor, Red Lion, Pennsylvania
Dec. 16, 2010	T. Davis Sydnor, Ph.D., Professor of Environment and Natural Resources, Ohio State Univ., Columbus, Ohio
Dec. 16, 2010	Jason R Bowman, EHS Engineer, San Diego, California
Dec. 16, 2010	Jean I Hodgins, Ballston Spa, New York
Dec. 16, 2010	Patricia J. Hegger, St. Louis, Missouri
Dec. 16, 2010	Chris Ryan, Burlington, Vermont
Dec. 16, 2010	Janie G. Martinez, Cypress, Texas
Dec. 16, 2010	Peter Morris
Dec. 16, 2010	Tim Gorzynski, Newark, Delaware
Dec. 16, 2010	Thomas Ramagli
Dec. 16, 2010	Ray Zatorski, Engineer, East Hampton, Connecticut
Dec. 16, 2010	Dane Dodson, Cumming, Georgia
Dec. 15, 2010	Ron A. Rhoades
Dec. 14, 2010	Tamar Frankel, Professor of Law, Boston University School of Law
Dec. 13, 2010	David Massey, President, NASAA
Dec. 12, 2010	Eric E. Haas, Chief Investing Officer, Altruist Financial Advisors LLC, Holland, Michigan
Dec. 7, 2010	John S. Markle, Deputy General Counsel, TD Ameritrade, Inc.
Dec. 6, 2010	Kathleen A. O'Mara, Counsel, Office of Oversight, Liaison & Counsel, Regulatory Operations, FINRA
Dec. 6, 2010	Letter from FINRA re: disciplinary data
Nov. 30, 2010	Kevin R. Keller, Chief Executive Officer, CFP Board; Marvin W. Tuttle, Jr., Executive Director/CEO, FPA; Ellen Turf, Chief Executive Officer, NAPFA; Financial Planning Coalition
Nov. 17, 2010	Ira D. Hammerman, Senior Managing Director and General Counsel, SIFMA
Nov. 16, 2010	Christopher Gilkerson, SVP and Deputy General Counsel, Charles Schwab & Co., Inc.
Nov. 8, 2010	Knut A. Rostad, Chairman, The Committee for the Fiduciary Standard, Falls Church, Virginia
Nov. 5, 2010	Ari Gabinet, Executive Vice President and General Counsel, Asset Management and Robert G. Zack, Executive Vice President and General Counsel, Corporate, OppenheimerFunds, Inc.
Nov. 3, 2010	Angela C. Goelzer, FINRA
Nov. 2, 2010	Barbara Roper, Director of Investor Protection, Consumer Federation of America
Oct. 27, 2010	Oliver Wyman, Securities Industry and Financial Markets Association, "Standard of Care Harmonization Impact Assessment for SEC"
Oct. 24, 2010	James J. Angel, Ph.D., CFA, Associate Professor of Finance, Georgetown University
Oct. 18, 2010	Colleen Van Dyke, Vice President, State Farm VP Management Corp.
Oct. 15, 2010	John Boulton, ACA, Technical Manager, Financial Reporting Faculty, ICAEW
Oct. 12, 2010	North American Securities Administrators Association
Oct. 4, 2010	Steven D. Irwin, Scott A. Lane, and Carolyn W. Mendelson, Pennsylvania Securities Commission
Sep. 27, 2010	Harold L. Thomas, Little Rock, Arkansas
Sep. 24, 2010	North American Securities Administrators Association
Sep. 23, 2010	Zeke Faux
Sep. 22, 2010	Richard H. Baker, President and CEO, Managed Funds Association
Sep. 21, 2010	William H Danneberg, III, Crofton, Maryland
Sep. 20, 2010	Melvin and Gail Minthorn, M.S., Retired Educators, Wilton, Connecticut
Sep. 17, 2010	Hugh A. Simpson, Executive Vice President, and General Counsel, and Adán D. Araujo, Senior Vice President and Chief Compliance Officer, First Command Financial Planning, Inc., Fort Worth, Texas
Sep. 17, 2010	Karen Tomas, Fort Mill, South Carolina
Sep. 17, 2010	Stuart D. Meissner, Esquire, Stuart D. Meissner LLC, New York, New York
Sep. 15, 2010	Christian E. Halas, Investment Advisor Representative, Pittsburgh, Pennsylvania
Sep. 15, 2010	Critz H. George, Albuquerque, New Mexico
Sep. 15, 2010	AARP, the Consumer Federation of American (CFA), the North American Securities Administrators Association (NASAA), the Investment Adviser Association (IAA), Certified Financial Planner Board of Standards, Inc., the Financial Planning Association (FPA), and the National Association of Personal Financial Advisors (NAPFA)
Sep. 14, 2010	Sandra Wood, Chicago, Illinois
Sep. 13, 2010	Betty Occhietti, Iron Mountain, Michigan
Sep. 13, 2010	Julie Jason, Esq., President, Jackson, Grant Investment Advisers, Inc., Stamford, Connecticut
Sep. 11, 2010	Brian R. Carlton, CFP, Lynchburg, Virginia
Sep. 9, 2010	Stephen Ackerman, Bradenton, Florida
Sep. 8, 2010	Fanci A. Worthington, CFP, AIF, Financial Advisor Capital Financial Group/Mass Mutual, Brentwood, Tennessee
Sep. 7, 2010	David Nowacki, Professor of Finance Financial and Strategic Consultant, Dallas, Texas
Sep. 7, 2010	Rick Louderbough, Albuquerque, New Mexico
Sep. 7, 2010	Paul C. Spitzer, Founding Member, Advanced Practice Advisors, LLC, Rancho Santa Fe, California
Sep. 7, 2010	Andrew Gifford, Esquire, Minneapolis, Minnesota
Sep. 7, 2010	Mark R. Maisonneuve, CFA, Novi, Michigan
Sep. 6, 2010	Robert M. Brosius, Jr., CPA, Tarzana, California
Sep. 6, 2010	Frederick L. Krempin, NAIFA, Rochester, New York
Sep. 6, 2010	Richard Bianco
Sep. 5, 2010	Michael Olivia
Sep. 3, 2010	Lance D. Perkins, Wealth Strategies LLC, Pocatello, Idaho
Sep. 3, 2010	Gerald E. McCoy, Salt Lake City, Utah
Sep. 3, 2010	Daniel L. Bateman, The Mainstay Group, Inc., Gaithersburg, Maryland
Sep. 3, 2010	Russ E. Gurley, Corporate RIA, Salem, Oregon
Sep. 3, 2010	Stuart J. Hendin, Owings Mills, Maryland
Sep. 3, 2010	Adam Mosbach, Managing Principal, Scottsdale, Arizona
Sep. 3, 2010	Scott R. Shewan, Public Investors Arbitration Bar Association
Sep. 3, 2010	Eddye Eubanks and Orin Winn, Austin, Texas
Sep. 3, 2010	Randy G. McQueen, LUTCF, CLU, ChFC, CFP, Overland Park, Kansas
Sep. 3, 2010	Russell Denison
Sep. 2, 2010	Lynn Sperl, Appleton, Wisconsin
Sep. 2, 2010	B. Remo, Financial Advisor, Oklahoma
Sep. 2, 2010	Bruce D. Snyder, Jr., CFP, Tampa, Florida
Sep. 2, 2010	Elvine D. Taylor, Moreno Valley, California
Sep. 1, 2010	Larry Ricke, CEO, CLU, ChFC
Sep. 1, 2010	Suzanne Pope, Waterford, Wisconsin
Sep. 1, 2010	Tana Durnbaugh, Elgin, Illinois
Sep. 1, 2010	Barry Johnson, Wellman, Iowa
Sep. 1, 2010	Harold Evensky, President, Evensky & Katz, Coral Gables, Florida
Sep. 1, 2010	Kevin Kotler, Managing Member, Broadfin Capital LLC, New York, New York
Sep. 1, 2010	Richard Frank, CFP, Director of Business Development, National Wealth Management, LLC, Williamsville, New York
Sep. 1, 2010	Ray Kojetin, Great Falls, Montana
Aug. 31, 2010	Cheryl Goss Weiss
Aug. 31, 2010	Ben
Aug. 31, 2010	Eric D. Hess, Alpha Financial Advisors, LLC
Aug. 31, 2010	J. Matson, Chicago
Aug. 31, 2010	Tony Camp, Dallas, Texas
Aug. 31, 2010	Thomas J. Mooney, ChFC, CLU, Mooney On Money, Inc.
Aug. 31, 2010	Laurie Bagley, CFA, Principal, Strategic Wealth Advisors, Scottsdale, Arizona
Aug. 31, 2010	Ernest Q. Denmark, Jr., Pascagoula, Mississippi
Aug. 31, 2010	Ernest Q. Denmark, Jr., Pascagoula, Mississippi
Aug. 31, 2010	William F. Galvin, Secretary of the Commonwealth of Massachusetts
Aug. 31, 2010	Morris Armstrong, Connecticut
Aug. 31, 2010	Gerald F Triggs, Mr., Hadley, Massachusetts
Aug. 31, 2010	Angela J. Kiefer, CFP, Member, Financial Planning Association, Minnetonka, Minnesota
Aug. 31, 2010	Frank S. Thomas, III, Registered Rep, Royal Alliance Associates, Inc., Ballwin, Missouri
Aug. 31, 2010	Stephen G. Summerlin, Certified Financial Planner, Gainesville, Florida
Aug. 31, 2010	Chuck Epstein, Tacoma, Washington
Aug. 31, 2010	Joan Vogt
Aug. 31, 2010	Greg Hurley, CFP, Glendale, California
Aug. 31, 2010	Linda F. Donna, Denver, Colorado
Aug. 31, 2010	Glenna R. Bohling, CFP, Syracuse, Nebraska
Aug. 31, 2010	Charles C. Shook, CLU
Aug. 31, 2010	Jay Kinzel
Aug. 31, 2010	Neal J. Solomon, CFP�, CLU, ChFC, CASL, WealthPro, LLC, Gloversville, New York
Aug. 31, 2010	John A. Twele, CFA, President CEO, Twele Capital Management, Inc., Minnetonka, Minnesota
Aug. 31, 2010	Jalal Sadreameli
Aug. 31, 2010	Alex Altizer
Aug. 31, 2010	Thomas C. Blank, General Counsel, Association of Independent Trust Companies, Toledo, Ohio
Aug. 31, 2010	Jack Robeson
Aug. 31, 2010	James M. Walline, CFA, Executive Vice President, Twele Capital Management, Inc., Hopkins, Minnesota
Aug. 31, 2010	Afi Phoebe
Aug. 31, 2010	Elizabeth Manion, San Diego, California
Aug. 31, 2010	Rita A. Lehr, Baltimore, Maryland
Aug. 31, 2010	Charles C. Shook, CLU
Aug. 31, 2010	Edward S. Felsenthal, President, Felsenthal Financial Services
Aug. 30, 2010	John T. Grega
Aug. 30, 2010	Robert Radano, Politicap
Aug. 30, 2010	Sarah A. Miller, Executive Director and General Counsel, ABA Securities Association
Aug. 30, 2010	Frederick Hoefert, CFA, Hoefert Associates
Aug. 30, 2010	Terrence O. Morgan, AIF, AIF, Oklahoma City, Oklahoma
Aug. 30, 2010	Krista Zipfel, Advisor Solutions Group, Inc., Newport Beach, California
Aug. 30, 2010	Robert O.L. Lynn, Financial services consultant, New Jersey
Aug. 30, 2010	Michael J. Cryder, Billings, Montana
Aug. 30, 2010	John J. Dardis, Sr., Metairie, Louisiana
Aug. 30, 2010	Edward L. Mari, Jr., Ludlow, Massachusetts
Aug. 30, 2010	Eloise R. Simpson, CPA, Fort Pierce, Florida
Aug. 30, 2010	Dale E. Brown, President & CEO, Financial Services Institute, Washington, District of Columbia
Aug. 30, 2010	John S. Watts, Chief Counsel, PFS Investments Inc., Duluth, Georgia
Aug. 30, 2010	Norbert F. Mayer, NAIF, Bismarck, North Dakota
Aug. 30, 2010	Frank Montarelli, Littleton, Colorado
Aug. 30, 2010	Michael W. Evans, CFP, CSA, Corpus Christi, Texas
Aug. 30, 2010	Christopher Gilkerson, SVP and Deputy General Counsel, Charles Schwab & Co., Inc.
Aug. 30, 2010	Carl B. Wilkerson, Vice President & Chief Counsel, Securities & Litigation, American Council of Life Insurers
Aug. 30, 2010	Elaine J. Fremling
Aug. 30, 2010	Robert O. L. Lynn, Financial services consultant, New Jersey
Aug. 30, 2010	Frank Montarelli, none, retired, Littleton, Colorado
Aug. 30, 2010	Sutherland Asbill and Brennan LLP On behalf of the Committee of Annuity Insurers
Aug. 30, 2010	Randy C. Bell, CLU, MDRT, Monett, Missouri
Aug. 30, 2010	Philip Hagen, CCO, Phillips and Company, Portland, Oregon
Aug. 30, 2010	Glenna R. Bohling, CFP, Syracuse, Nebraska
Aug. 30, 2010	The Committee for the Fiduciary Standard Steering Group
Aug. 30, 2010	Richard M. Whiting, Executive Director and General Counsel, Financial Services Roundtable
Aug. 30, 2010	Anonymous
Aug. 30, 2010	Burton G. Stewart, III, NAIFA,MDRT, Raleigh, North Carolina
Aug. 30, 2010	Tom Becker, CTFA, Florida
Aug. 30, 2010	Thomas D. Currey, CLU, ChFC, LUCF, National Association of Insurance and Financial Advisors, Grand Prairie, Texas
Aug. 30, 2010	Jeremy L. David, NAIFA, MDRT, Austin, Texas
Aug. 30, 2010	Kenneth Gutwillig, Chairman, Investment Managers and Advisors Alliance, New York, New York
Aug. 30, 2010	Patricia Dixon, Indianapolis, Indiana
Aug. 30, 2010	Donna A. King, Financial Services Representative, Des Moines, Iowa
Aug. 30, 2010	Jeffrey J. Taggart, Naifa, Cody, Wyoming
Aug. 30, 2010	Gregg E. Graening, LUTCF, NATP NAIFA, Louisville, Kentucky
Aug. 30, 2010	Patrick H. McEvoy, President and Chief Executive Officer, Woodbury Financial Services, Inc., St. Paul, Minnesota
Aug. 30, 2010	Shashin G. Shah, CFA, CFP, Board of Directors, Financial Planning Association of Dallas-Fort Worth, Dallas, Texas
Aug. 30, 2010	Jason Berkowitz, Director and Counsel, Regulatory Affairs, The Hartford Financial Services Group, Inc., Hartford, Connecticut
Aug. 30, 2010	David Lucas
Aug. 30, 2010	Parth J. Rana, LUTCF, San Antonio, Texas
Aug. 30, 2010	B. D. Goyal
Aug. 30, 2010	Cindi Showalter
Aug. 30, 2010	John Junek, Executive Vice President General Counsel, Ameriprise Financial, Inc.
Aug. 30, 2010	Robert J. McCann, CEO, UBS Financial Services, Inc.
Aug. 30, 2010	Alex Grodin, Americans for Financial Reform, Washington, District of Columbia
Aug. 30, 2010	Joan Hinchman, Executive Director, President and CEO, National Society of Compliance Professionals
Aug. 30, 2010	Jeremy V. Laughlin
Aug. 30, 2010	Christopher Laia, USAA
Aug. 30, 2010	Michael Hill, Esq., CFP, Managing Partner of Securities Law Firm of Menzer Hill, P.A., Boca Raton, Florida
Aug. 30, 2010	Lee Topper
Aug. 30, 2010	Brett C. Peltzer, CFA, Norwich, Vermont
Aug. 30, 2010	David J. Stertzer, Chief Executive Officer, Association for Advanced Life Underwriting, Reston, Virginia
Aug. 30, 2010	Joleen Mainz, CFP, ChFC,, Rochester , Minnesota
Aug. 30, 2010	George B. Pickett, J.D., CLU, AEP, Principal, Pickett, Bradford & Associates, P.A.
Aug. 30, 2010	Bonnie K. Wachtel, CEO, Wachtel Co.,Inc., Washington, District of Columbia
Aug. 30, 2010	Elizabeth L. Kolar
Aug. 30, 2010	Diane L. Hupfer, West Bend, Wisconsin
Aug. 30, 2010	Thomas W. Farrell, CFP
Aug. 30, 2010	Shawnae Case
Aug. 30, 2010	Bunny T. Aller, Marketing Assistant, West Des Moines, Iowa
Aug. 30, 2010	Neal C. Groff, Founder and Chairman, The Madison Group, Inc.
Aug. 30, 2010	Francis N. Kredit, CFP, Anaheim, California
Aug. 30, 2010	Michael A. Burnette, Registered Representative, Knoxville, Tennessee
Aug. 30, 2010	Elwyn D. Guernsey, AALU, FSP, NAIFA, Pensacola, Florida
Aug. 30, 2010	Blaine P. Dunn, CFP(r), President, Dunn Financial Advisors, Winchester, Virginia
Aug. 30, 2010	Jerry Parodo
Aug. 30, 2010	Linda F. Donna, Denver, Colorado
Aug. 30, 2010	David Conley
Aug. 30, 2010	Brendan Daly, Legal and Compliance Counsel, Commonwealth Financial Network, Waltham, Massachusetts
Aug. 30, 2010	Charles W. Potts
Aug. 30, 2010	William Oldfather, Kearney, Nebraska
Aug. 30, 2010	Roxanne E. Fleszar, President, Financial Resources Management Corp.
Aug. 30, 2010	Cecylia Escarcega
Aug. 30, 2010	Denise Voigh Crawford, President and Commissioner, Texas Securities Commission, NASAA, Austin, Texas
Aug. 30, 2010	Stephanie L. Brown, Managing Director, General Counsel, LPL Financial, Boston, Massachusetts
Aug. 30, 2010	Michael Castle, CFP, Financial Advisor, Northwestern Mutual Financial Network, Mason City, Iowa
Aug. 30, 2010	Nicole S. Jones, General Counsel, Lincoln Financial Group, Radnor, Pennsylvania
Aug. 30, 2010	Michael M. Nicholson, NAIFA, Madison, Wisconsin
Aug. 30, 2010	Laila Pence, CFP, AIF, Pence Wealth Management, LPL Registered Principal, Newport Beach, California
Aug. 30, 2010	Jeremy L. David, NAIFA, MDRT, Austin, Texas
Aug. 26, 2010	Marc S. Freedman, CFP, President CEO, Freedman Financial, Peabody, Massachusetts
Aug. 30, 2010	John Kazik, Illinois
Aug. 30, 2010	Bob Rusbuldt, President and Chief Executive Officer, Independent Insurance Agents & Brokers of America, Inc.
Aug. 30, 2010	Jonathan Krasney
Aug. 30, 2010	Andrew J. McMahon, Chairman of the Board, AXA Advisors, LLC and Senior Executive Vice President, AXA Equitable Life Insurance Company, New York, New York
Aug. 30, 2010	Charles R. Brown, Sr., Memphis, Tennessee
Aug. 30, 2010	Kevin R. Keller, Chief Executive Officer, CFP Board; Marvin W. Tuttle, Jr., Executive Director/CEO, FPA; and Ellen Turf, Chief Executive Officer, NAPFA
Aug. 30, 2010	David M. Carroll, Senior Executive Vice President, Wells Fargo & Company
Aug. 30, 2010	Gregory Gilleland
Aug. 30, 2010	Paul S. Baumbach, Mallard Advisors.com
Aug. 30, 2010	Charles D. Johnston, President, Morgan Stanley Smith Barney LLC, Purchase, New York
Aug. 30, 2010	Marcia J. Sill, CFA,MBA,SVP, Investment Adviser at Potomac Investments, Inc., Seattle, Washington
Aug. 30, 2010	Gerry A. Cieluch, Moore, South Carolina
Aug. 30, 2010	Cheryl L. Tobin, Assistant Vice President, Insurance Counsel, Law Department, Pacific Life
Aug. 30, 2010	Knud Lindgard
Aug. 30, 2010	Heemay J. Jone, M.D.
Aug. 30, 2010	R. Scott Henderson, Esq., Deputy General Counsel, Bank of America Corporation, New York, New York
Aug. 30, 2010	Paul Horne, Indianapolis, Indiana
Aug. 30, 2010	Dennis Smith
Aug. 30, 2010	Lynell Wellman
Aug. 30, 2010	Steven Reents, CFP, Financial Planning Association, Alpharetta, Georgia
Aug. 30, 2010	Elliot I. Goldberg, MBA CFP, IAR Wise Steward Advisory Services, Inc., Yorba Linda, California
Aug. 30, 2010	Linda Glantz-Murry, Marketing Exec, UNIFI Companies Vice President NAIFA-NOVA member, Society of Financial Service Professionals, Vienna, Virginia
Aug. 30, 2010	David J. O'Brien, CFP, President, O'Brien Financial Planning, Inc., Midlothian, Virginia
Aug. 30, 2010	Larry M. Lambert, National Association of Insurance and Financial Advisors, Los Alamitos, California
Aug. 30, 2010	Krikor Naccachian, Tualatin, Oregon
Aug. 30, 2010	David Hadden, Highlands Ranch, Colorado
Aug. 30, 2010	Norwood M. Druck, Union Electrician/Disabled, Clarksville, Ohio
Aug. 30, 2010	John Ivan, Senior Vice President, General Counsel, Janney Montgomery Scott LLC
Aug. 30, 2010	Karrie McMillan, General Counsel, Investment Company Institute
Aug. 30, 2010	Phil Messuri, MS, CFP, Lt. Col. USAF (Ret.), Financial Network
Aug. 30, 2010	Blaine Aikin, CEO, Fiduciary 360 Bridgeville, Pennsylvania
Aug. 30, 2010	Michael Nicholas, Chief Executive Officer, Bond Dealers of America
Aug. 30, 2010	Jennifer C. Ragborg, Burnsville, Minnesota
Aug. 30, 2010	Kirk Taylor, Electrical Engineer, Austin, Texas
Aug. 30, 2010	Jeffrey G. de Boer, Personal Investor, San Diego, California
Aug. 30, 2010	David G. Tittsworth, Executive Director, Investment Adviser Association
Aug. 30, 2010	William E. Griffith, Principal Financial Group, Fresno, California
Aug. 30, 2010	William J. Sullivan, Jr., Baltimore, Maryland
Aug. 30, 2010	Edward M. Stuart, CFP, Morristown, New Jersey
Aug. 30, 2010	Christopher Grancher, Lake Forest, Illinois
Aug. 30, 2010	Randy F. Wallake, Securian Financial Group, Inc.
Aug. 30, 2010	A. E. Porter, South Carolina
Aug. 30, 2010	David M. Sobel, Esq., Abel/Noser Corp, NY, New York
Aug. 30, 2010	Richard R. Poole, Jr., Chapel Hill, North Carolina
Aug. 30, 2010	Jim and Jackie
Aug. 30, 2010	Ira D. Hammerman, Senior Managing Director and General Counsel, Securities Industry and Financial Markets Association
Aug. 30, 2010	Linda J. Batchelder, AIA, Baker Batchelder Architects
Aug. 30, 2010	David C. Linnard, President, Linnard Financial Managemet Planning, Inc., Boxborough, Massachusetts
Aug. 30, 2010	Edward P. Sunter, Jr., NAIFA and SFSP, Holyoke, Massachusetts
Aug. 30, 2010	David Certner, Legislative Counsel Legislative Policy Director, AARP, Washington, District of Columbia
Aug. 30, 2010	Jerry O.
Aug. 30, 2010	John W. Wheeler, Jr., NAIFA DuPage National Committeeman, West Chicago, Illinois
Aug. 30, 2010	Steve White, CFP�
Aug. 30, 2010	Laurey Jaros
Aug. 30, 2010	Herbert & Jody Graber
Aug. 30, 2010	Sidney N. Smith, Coeur d'Alene, Id.
Aug. 30, 2010	Jarrett A. Koenemund, New York
Aug. 30, 2010	William E. McDonnell, Jr., Chief Compliance Officer, Menlo Park, California
Aug. 30, 2010	Joe Orcutt
Aug. 30, 2010	G. Kirk Ellis, Esq.
Aug. 30, 2010	Anne Kennedy
Aug. 30, 2010	John R. Shelton, Principal, MarketSpace Financial, Inc., Albuquerque, New Mexico
Aug. 30, 2010	Shawn Koch, JD, CFP(r), Principal, Koch Financial Partners, LLC, Portland, Oregon
Aug. 30, 2010	Carol L. Royer, CFP, CFA, Memphis, Tennessee
Aug. 30, 2010	Richard L. Cox, Sr., CFP�, Chief Investment Manager, Cox Wealth Management, LLC
Aug. 30, 2010	Margaret T. Corwin, Richmond, Virginia
Aug. 30, 2010	American Council of Life Insurers, Association for Advanced Life Underwriting, Financial Services Institute, Insured Retirement Institute, National Association of Insurance and Financial Advisors, and Securities Industry and Financial Markets Association
Aug. 30, 2010	James J. Ciprich, Adjunct Professor, Florham Park, New Jersey
Aug. 30, 2010	Lawrence J. Rybka, JD, CFP, President CEO, ValMark Securities, Inc., Akron, Ohio
Aug. 30, 2010	John R. Shelton, Principal, MarketSpace Financial, inc., albuquerque, New Mexico
Aug. 30, 2010	Daniel K. Akaka, U.S. Senator and Robert Menendez, U.S. Senator
Aug. 30, 2010	Travis W Lewis, Gering, Nebraska
Aug. 30, 2010	James. C. Allen, CFA, Head, Capital Markets Policy CFA Institute and Linda L. Rittenhouse, Director, Capital Markets Policy, CFA Institute
Aug. 30, 2010	David H. Bugen, Member of Regent Atlantic Capital LLC, Morristown, New Jersey
Aug. 30, 2010	Steven J. Thomas, Chief Compliance Examiner - SD Division of Securities, Sioux Falls, South Dakota
Aug. 30, 2010	Don Brown, Miami, Florida
Aug. 30, 2010	Ishmel J. Greene, Jr. CFP, Financial Planning Association, Memphis, Tennessee
Aug. 30, 2010	Catherine Weatherford, President & CEO, Insured Retirement Institute
Aug. 30, 2010	Thomas R. Bordonaro, Seaford, New York
Aug. 30, 2010	Elizabeth E. Dean, Valle Crucis, North Carolina
Aug. 30, 2010	Gus Browning
Aug. 30, 2010	David P. Oppel, Duncansville, Pennsylvania
Aug. 30, 2010	Boyd Switzer, Ph.D., Retired Faculty Member, Chapel Hill, North Carolina
Aug. 30, 2010	John P. Fielding, Steptoe Johnson LLP, Washington, District of Columbia
Aug. 30, 2010	Ellen Turf, National Association of Personal Financial Advisors, Arlington Heights, Illinois
Aug. 30, 2010	Barbara Novick, Vice Chairman, BlackRock, Inc.
Aug. 30, 2010	Theodore Zouzounis
Aug. 30, 2010	Betty Bruhns
Aug. 30, 2010	Joseph L. Crain, CFP, Vice President Wealth Management Wunderlich Securities, Memphis, Tennessee
Aug. 30, 2010	Dustin Harris, Bid Manager, IBM
Aug. 30, 2010	John G. Bruce, Sr., Pensacola, Florida
Aug. 30, 2010	Stephen D. Swift, ChFC, Syracuse, New York
Aug. 30, 2010	Deborah Wilson McVeigh, CFP(r), CTFA, Legacy Wealth Management, Inc., Member Finanacial Planning Association, Memphis, Tennessee
Aug. 30, 2010	Lon Nagel, NAIFA
Aug. 30, 2010	Hernando Cosio, retired, Columbia, Maryland
Aug. 30, 2010	Elois Adams
Aug. 30, 2010	Lucia Foley, South Hadley, Massachusetts
Aug. 30, 2010	Jay Healy, FPA SFSP CFP, Memphis, Tennessee
Aug. 30, 2010	Ed P. Garrett, Raleigh, North Carolina
Aug. 30, 2010	Troy Randall, Financial advisor, Norwalk, Iowa
Aug. 30, 2010	Joseph R. Hope, Registered Rep, Woodbury Financial, Atlanta, Georgia
Aug. 30, 2010	Les Buchan
Aug. 30, 2010	Gordon R. Seamans, LUTCF, Sparta, Wisconsin
Aug. 30, 2010	Rick R. Spalding, Fremont, Nebraska
Aug. 30, 2010	Al Hughes, Jr., Midlothian, Virginia
Aug. 30, 2010	John L. Carbone, Farmington, Connecticut
Aug. 30, 2010	Puckett Paul, Principal - Beacon Wealth Advisors, LLC
Aug. 30, 2010	James Sgro
Aug. 30, 2010	Roger Wohlner, NAPFA, Arlington Heights, Illinois
Aug. 30, 2010	Charles M. Cook, Jr., Retired, Nazareth, Pennsylvania
Aug. 30, 2010	Elizabeth M. Aldinger, CFP, Financial Planning Association Government Relations Director, Memphis, Tennessee
Aug. 30, 2010	Samuel F. Scott, Medford, Wisconsin
Aug. 30, 2010	Eric House, Roswell, Georgia
Aug. 30, 2010	John R. Gibbons, Institute of Internal Auditors, Topeka, Kansas
Aug. 30, 2010	Marc Smith, Portfolio Manager at an RIA, Charlottesville, Virginia
Aug. 30, 2010	Connie K. Gunter, CLU, MSFS, CASL, Development Director at Principal Financial Group, Charlo
Aug. 30, 2010	Malcolm E. Reding, Vero Beach, Florida
Aug. 30, 2010	Don F. Arthur, Upton, Massachusetts
Aug. 30, 2010	James N. Barrett, CFP, CDFA, Houston, Texas
Aug. 30, 2010	Charles Pockras, Financial Advisor, Edward Jones, Circleville, Ohio
Aug. 30, 2010	Judy H. Sadlier, Retired Stock Broker/Manager, Fort Lauderdale, Florida
Aug. 30, 2010	Sandra S. Schwien, Northglenn, Colorado
Aug. 30, 2010	Elizabeth Pun
Aug. 30, 2010	James A. Dziekonski, Retired, Hauula, Hawaii
Aug. 30, 2010	Enid Baggett
Aug. 30, 2010	T. L. Dishman
Aug. 30, 2010	Bob Kargenian, CMT, President, TABR Capital Management
Aug. 30, 2010	Matt Wheeler
Aug. 30, 2010	Kent Dumas, Telecom Mgr, Anchorage, Alaska
Aug. 30, 2010	William O'Brien, Ph.D., CFP, Associate Professor Emeritus, Merrick School of Business, Baltimore, Maryland
Aug. 29, 2010	Paul D. Lofton, Tampa, Florida
Aug. 29, 2010	Richard D. Goldman, Former Stockbroker, Bronx, New York
Aug. 29, 2010	Margaret C. Mignery, Austin, Texas
Aug. 29, 2010	Darin R. Shebesta, Associate Planner, Scottsdale, Arizona
Aug. 29, 2010	George A. Scherer, Phillipsburg, New Jersey
Aug. 29, 2010	Gregory Bronson, Cincinnati, Ohio
Aug. 29, 2010	Russell A. Smith, CLU, ChFC,CFP, CSA, Nat'l Ass'n of Insurance and Financial Advisors, Canyon Lake, California
Aug. 29, 2010	Dianne Pingree
Aug. 29, 2010	Stewart A. Levin, Retail Investor, Centennial, Colorado
Aug. 29, 2010	Douglas Maxwell
Aug. 29, 2010	J. S. Brandenburger, CFP, CFP Board of Standards, Fiancial Planning Association, San Mateo, California
Aug. 29, 2010	Peter J. Fitzpatrick, Albuquerque, New Mexico
Aug. 29, 2010	Joseph M. Gordon, CFP, CIMA, CLU, ChFC, AIF, APM-ASPPA, Durham, North Carolina
Aug. 29, 2010	Steve Y. Tsai
Aug. 29, 2010	Antonio D'Amelia, CPA
Aug. 29, 2010	Jan Bourgeois
Aug. 29, 2010	Sheila Waddell
Aug. 29, 2010	Patrick T. Ollhoff, Grocery Store Manager, Belle Plaine, Minnesota
Aug. 29, 2010	Bert Oshiro
Aug. 29, 2010	Glenn Biron, Costa Mesa, CA
Aug. 29, 2010	Barbara Roper, Director of Investor Protection, Consumer Federation of America
Aug. 29, 2010	Anonymous
Aug. 29, 2010	Carolyn Peterson
Aug. 29, 2010	Alex Scheingross
Aug. 29, 2010	John Rumbold, EA, CFP(r), Financial Planning Association, National Association of Enrolled Agents, Irvine, California
Aug. 29, 2010	Adrienne Lupatkin, Boynton Beach, Florida
Aug. 29, 2010	Donald E. Myers, Emeritus Professor of Mathematics, Tucson, Arizona
Aug. 29, 2010	Velma E. Bunne
Aug. 29, 2010	John M. Sullivan, Certified Financial Planner(tm), Palatine, Illinois
Aug. 29, 2010	Ira Frost, CLU, Highland Park, Illinois
Aug. 29, 2010	Robert L. Vinson, Individual Investor
Aug. 29, 2010	Nelly Klooster
Aug. 29, 2010	Jimmie Norton Russell
Aug. 29, 2010	Carol Tsai
Aug. 29, 2010	William R. Cline, CPA, Texas Association of Certified Public Accountants, Lockhart, Texas
Aug. 29, 2010	Dan Clemons
Aug. 29, 2010	Ernest M. Horne, Salt Lake City, Utah
Aug. 29, 2010	Steven L. Klosterman, Regional Director, Halbert Hargrove
Aug. 29, 2010	Gary Gefke
Aug. 29, 2010	Margaret B.(Betsy) Collins, CPCU, ARM, CBIA, President, Collins Insurance Services, Inc.
Aug. 29, 2010	Jim Schwartz
Aug. 29, 2010	Bill Hopper
Aug. 29, 2010	Marilyn Novak, RPh, Albuquerque, New Mexico
Aug. 29, 2010	Daniel J. Callahan, Esq.
Aug. 29, 2010	Jean Young
Aug. 29, 2010	R. L. Ringquist
Aug. 29, 2010	Anonymous
Aug. 29, 2010	Sharon Morrow
Aug. 29, 2010	John G Earhart, II, LUTCF, Olive Branch, Mississippi
Aug. 29, 2010	Sheila Waddell
Aug. 29, 2010	Richard. M. Arceci, JD CPA, Executive Vice President and CLO, ValMark Securities, Inc.
Aug. 29, 2010	Anna Puanai Mau
Aug. 29, 2010	John Booth
Aug. 29, 2010	K. Andrew Achterkirchen, Retired, Del Mar, California
Aug. 29, 2010	Hilary Donegan
Aug. 29, 2010	J. D. Candon
Aug. 29, 2010	Howard Renner, Jr.
Aug. 29, 2010	Gary D. Rubin, Financal Planning Association of Georgia, Roswell, Georgia
Aug. 29, 2010	David K. Sayler, Private Investor, Roseville, Minnesota
Aug. 29, 2010	Mike Rainville
Aug. 29, 2010	James D. Ferguson, Galt, California
Aug. 29, 2010	Barbara Paharik, Simi Valley, California
Aug. 29, 2010	Evan F. Cole, RFC, Registered Financial Consultant, Investment Advisor Representative, Gateway Financial Advisors, Inc.
Aug. 29, 2010	Blaise M. Cline, Tallahassee, Florida
Aug. 29, 2010	John Andrighetti, LTC (R), Retired Army Officer and Operations Research Analyst, Ocean Pines, Maryland
Aug. 29, 2010	Frank J. Udvarhely, Burnt Investor, Vero Beach, Florida
Aug. 29, 2010	Donald A. Flory, Ph.D., Quality Assurance Associates
Aug. 29, 2010	John J. Berger
Aug. 29, 2010	John C. Chambers
Aug. 29, 2010	Bill Markling
Aug. 29, 2010	Corrine Tekavec
Aug. 29, 2010	Nina Rusko
Aug. 29, 2010	Tom Eiche
Aug. 29, 2010	Donald D. Dreher, Lakewood, Colorado
Aug. 29, 2010	Larry J. Massung, San Marcos, Texas
Aug. 29, 2010	Jon R. Cranney, Minneapolis, Minnesota
Aug. 29, 2010	Jeff Sheehan, Westminster, Maryland
Aug. 29, 2010	Maria E. Carignan
Aug. 29, 2010	Clayton S. Fuller, none, Chula Vista, California
Aug. 29, 2010	Linda Ewen, Forest Hills, New York
Aug. 29, 2010	Edward R. Klesack, Perrysville, Ohio
Aug. 29, 2010	Elaine Ingargiola, retired, solana beach, California
Aug. 29, 2010	Joseph F. Melocik, Jr., Stuart, Florida
Aug. 29, 2010	Patricia Festino, Photographer, S Palm Beach, Florida
Aug. 29, 2010	Robert Horton, Seattle, Washington
Aug. 29, 2010	Mark Hoadley, Realty Executives
Aug. 29, 2010	Melissa Murphy
Aug. 29, 2010	Jerome Klatskin, Florida
Aug. 29, 2010	Anonymous
Aug. 29, 2010	Kiran Malhotra, Esq, Lake Grove, New York
Aug. 29, 2010	Ray Johnson
Aug. 29, 2010	Ron
Aug. 29, 2010	Elda Chapman, Human Resource Manager, Hicksville, New York
Aug. 29, 2010	Gaylann Hicks
Aug. 29, 2010	Dan Clemons
Aug. 29, 2010	Roy S. Gilbert, JD, CLU, ChFC, New York
Aug. 29, 2010	Eugene Flynn
Aug. 29, 2010	Catherine H. Zemmels, Accountant, New Brighton, Minnesota
Aug. 29, 2010	J. Doe
Aug. 29, 2010	Rosemary Mulligan
Aug. 29, 2010	Jacqueline Thompson, FINRA compliance professional, FINRA compliance pro - independent contractor, New York City, New York
Aug. 29, 2010	Ralph W Geuder, Retired Educator, Ellicott City, Maryland
Aug. 29, 2010	Tom Williams
Aug. 29, 2010	Ted Warholak, retired, Mt. Desert, Maine
Aug. 29, 2010	Charles H. Beck, CLU, Financial Advisor, Northwestern Mutual, Newark, Delaware
Aug. 29, 2010	Warren W. Updike, Financial Advisor(Series 7)-Retired, Towson, Maryland
Aug. 29, 2010	James P. Belk, CLU, ChFC, BCG Companies
Aug. 29, 2010	David M. Kujawa, South Elgin, Illinois
Aug. 29, 2010	Adam Dinnebeil
Aug. 29, 2010	Bill Rutherford, Lititz, Pennsylvania
Aug. 29, 2010	Allan Reid RN
Aug. 29, 2010	Ronne R. Kobis, Esquire, N/A, Palm City, Florida
Aug. 29, 2010	John Zarwan, Sessional Lecturer, Charlottetown, Canada
Aug. 29, 2010	Trisha L. Sterling, Operations Manager, Blue Water Capital Management, Syracuse, New York
Aug. 29, 2010	Joel E. Fried, Amsterdam, Netherlands
Aug. 29, 2010	Mel Turner, Investor, Vista, California
Aug. 28, 2010	Russell R. Dart, Naperville, Illinois
Aug. 28, 2010	Mark G. Epstein
Aug. 28, 2010	Norman H. Cathell, Jr, LUTCF, Ocean City, Maryland
Aug. 28, 2010	Harold Evensky, President, Evensky Katz, Coral Gables, Florida
Aug. 28, 2010	Michael J. Kiley, Ceo Chamberlain Group, Irvine, California
Aug. 28, 2010	Karen Wang, Danville, California
Aug. 28, 2010	Joseph S. Bradley, Chfc, Member of Society of Financial Professionals, Salt Lake City, Utah
Aug. 28, 2010	Katie Hustad
Aug. 28, 2010	Michael S. Schmid, Zurich, Switzerland
Aug. 28, 2010	Andrew L. Larsen, CFP,CLU, Registered Rep, Rockford, Illinois
Aug. 28, 2010	Ernie J. Franz, Jr., CLU MBA Economics, Cincinnati, Ohio
Aug. 28, 2010	Christopher M. Theisen, Agent, New York Life, Providence, Rhode Island
Aug. 28, 2010	Donald B. Trone, Foundation for Fiduciary Studies, Mystic, Connecticut
Aug. 28, 2010	Robert E. Frank, CFS, ChFC, CLU, LUTCF, Registered Representative of Horner, Townsend, and Kent, Inc., Agent of Penn Mutual Life Insurance Company, Member of the Board of NAIFA Southern Maine, Brunswick, Maine
Aug. 28, 2010	Ferdinand Freisleben, Union, New Jersey
Aug. 28, 2010	Will Rogers, CFP, ChFC, Senior Financial Advisor, Ameriprise Financial, Evans, Georgia
Aug. 28, 2010	David F. Woods, Past President and CEO, National Association of Insurance and Financial Advisors, Longmeadow, Massachusetts
Aug. 28, 2010	Diane Burke, Merced, California
Aug. 27, 2010	Mark Larson, First Asset Financial Inc., Salinas, Kansas
Aug. 27, 2010	Perry Even, Area Senior Vice President, Arthur J. Gallagher & Co., Aliso Viejo, California
Aug. 27, 2010	David B. Armstrong, Monument Wealth Management, Alexandria, Virginia
Aug. 27, 2010	Lee Blaylock, Annandale Capital, LLC, Republic Tower
Aug. 27, 2010	Bobby Roberts, Roberts Financial Planning, Panama City, Florida
Aug. 27, 2010	Keith Hickerson, Senior Strategy Consultant, The American College
Aug. 27, 2010	Darren Violette, RFC, NAIFA, Needham, Massachusetts
Aug. 27, 2010	William T. Pauley, Registered Representative, Modern Woodmen Fraternal Financial Services, Bastrop, Texas
Aug. 27, 2010	Timothy Harrington, Partner, Marin Financial Advisors, LLC, Larkspur, California
Aug. 27, 2010	Ben Aranda, NAIFA Los Angeles, Los Angeles, California
Aug. 27, 2010	Eleanor I. Johnson, Managing Principal, Highland Capital Brokerage, NW
Aug. 27, 2010	Paula Steadman, Orlando, Florida
Aug. 27, 2010	Rachael Neil, CFP(R), Senior Financial Planner, Yeske Buie Inc., San Francisco, California
Aug. 27, 2010	Richard A. Stone, CEO, Private Ocean Wealth Management, San Rafael, California
Aug. 27, 2010	Rick L. Rodhouse, Pleasant Hill, Illinois
Aug. 27, 2010	Colleen Van Dyke, Vice President, State Farm VP Management Corp., Bloomington, Illinois
Aug. 27, 2010	Paul Koehler, Lincoln, Nebraska
Aug. 27, 2010	Roland Blasig, Burtrum, Minnesota
Aug. 27, 2010	Gordon F. B. Johnson, Alexandria, Virginia
Aug. 27, 2010	Robert C. Guenzel, Jr., Financial Educator, Lincoln, Nebraska
Aug. 27, 2010	Stuart B. Rodwell, Raleigh, North Carolina
Aug. 27, 2010	Fred L. Nicol, Jr., Society of Financial Service Professionals, Riverton, Wyoming
Aug. 27, 2010	Clifford Marstiller
Aug. 27, 2010	Rhomes C. Aur, EVP Wealth Management, First Tennessee Bank, Memphis, Tennessee
Aug. 27, 2010	Christie S Mueller, Renton, Washington
Aug. 27, 2010	Justin P. Gervais, Shoreview, Minnesota
Aug. 27, 2010	Fred B. Feinberg, clu, chfc, mi, Million Dollar Round Table, NAIFA, CLU, Atlanta, Georgia
Aug. 27, 2010	Barbara R. Collins, CLU, ChFc, CLU, ChFC, De Witt, Iowa
Aug. 27, 2010	Robert Thurmond, Registered Representative, NYLIFE Securities LLC, Langley, Washington
Aug. 27, 2010	William Woloszyn, Financial Consultant, Citizens Investment Services
Aug. 27, 2010	Duayne J. Madl, IAR, Shawnee, Kansas
Aug. 27, 2010	Robert Magers, MDRT, NAIFA, Dallas, Texas
Aug. 27, 2010	Elaine Farkas, Financial Representative, Westward Financial Strategies, St. Louis, Missouri
Aug. 27, 2010	Wayne H. Cox, Director, Comverse Billing Technology Prototypes Center, Omaha, Nebraska
Aug. 27, 2010	John S. Marshall, CFA, CFP, FRM, Petoskey, Michigan
Aug. 27, 2010	Eric Cline, State Farm Insurance, Seaford, Delaware
Aug. 27, 2010	Michael H. Lyman, CLU, ChFC, The Lyman Group, LLC
Aug. 27, 2010	David Byers, Managing Principal, Capital Strategies
Aug. 27, 2010	Mike Tuehey
Aug. 27, 2010	J. Cornell Svaren
Aug. 27, 2010	Richard G. Cunningham, Jr., Member NAIFA, Austin, Texas
Aug. 27, 2010	Virgil Halweg, NAIFA, FIC, Omaha, Nebraska
Aug. 27, 2010	Ray E. Bunnell, Jr., Alma, Nebraska
Aug. 27, 2010	Marshall W. Gifford, Minneapolis, Minnesota
Aug. 27, 2010	Robert J. Ziner, Mobile, Alabama
Aug. 27, 2010	Hans Woldseth, Renton, Washington
Aug. 27, 2010	Donald J. Yehle, Registered Representative, West Lafayette, Indiana
Aug. 27, 2010	Michael P. Krekeler, VP operations Fiedeldey Steel Fabricators, Cincinnati, Ohio
Aug. 27, 2010	Ronald E. Simmons, NAIFA, NewArk, Delaware
Aug. 27, 2010	Larry E. Pacini, Owner of LP Financial Services LLC, Kalamazoo, Michigan
Aug. 27, 2010	Nathan M. Alderman, Alexandria, Virginia
Aug. 27, 2010	George R. Allen, Certified Financial Planner (TM), Oswego, New York
Aug. 27, 2010	David H. Lindau, CPA,CFP, Pres. Lauterbach Financial Advisors, El Paso, Texas
Aug. 27, 2010	Mark E. Johannessen, CFP, Managing Director, Harris SBSB, McLean, Virginia
Aug. 27, 2010	Jordan Gary, President of Investment and Asset Planning, LLC, Wichita Falls, Texas
Aug. 27, 2010	Duncan Skogsberg
Aug. 27, 2010	John Roschewski, Kearney, Nebraska
Aug. 27, 2010	Jean H. McGuire, CLU, Stratford, Connecticut
Aug. 27, 2010	Jim Olson, Omaha, Nebraska
Aug. 27, 2010	Frank Kinter, Jr., NAIFA-Indiana County PA, Indiana, Pennsylvania
Aug. 27, 2010	Gregory L. Atkins, Central Financial Services, Lincoln, Nebraska
Aug. 27, 2010	James Compton
Aug. 27, 2010	Dennis W. Cuevas, LUTCF, Wesson, Mississippi
Aug. 27, 2010	Herb Harrison, CLU, Chapin, South Carolina
Aug. 27, 2010	Adym W. Rygmyr, JD, TIAA-CREF, Denver, Colorado
Aug. 27, 2010	Brian Boesiger, Lincoln, Nebraska
Aug. 27, 2010	Craig Willeke, Registered Representative, Lincoln, Nebraska
Aug. 27, 2010	Michael G. Murphy, Registered Representative, Ameritas Investment Corp., Omaha, Nebraska
Aug. 27, 2010	Roger A. Diehl, National Association of Ins and Financial Advisors- MD Past Pres., Taneytown, Maryland
Aug. 27, 2010	Thomas E. Kelly, Licensed Life Insurance Agent And Registered Rep, O'neill, Nebraska
Aug. 27, 2010	James Daniel, CFP, Financial Planning Association, NAPFA, Alpharetta, Georgia
Aug. 27, 2010	Mark E. Oboy, LUTCF, NAIFA, Bowerston, Ohio
Aug. 26, 2010	Thomas Hardy, CFP, Hardy Financial Planning, Inc.
Aug. 26, 2010	Ashley S. Murphy, Investment Committee Member, David White and Associates, San Ramon, California
Aug. 26, 2010	Darlene Van Beek, Financial Planning Association, Atlanta, Georgia
Aug. 26, 2010	Richard D. Parks, Managing Partner, Austin, Texas
Aug. 26, 2010	Felixberto R. Dungca, Financial Planning Association, Guam Main Facility, Guam
Aug. 26, 2010	Thomas O. Worrall, Ripon, Wisconsin
Aug. 26, 2010	Cliff F. Wilson, CLU, ChFC, CLF, LUTCF, NAIFA, Chandler, Arizona
Aug. 26, 2010	Mark Petro, agent for the New York Life, Chagrin Falls, Ohio
Aug. 26, 2010	Lee A. Mohr, Agent, Grand Island, Nebraska
Aug. 26, 2010	Annette P. Shanks, NAIFA, San Luis Obispo, California
Aug. 26, 2010	Dr. Robert N. Mayer and Dr. Cathleen D. Zick, University of Utah
Aug. 26, 2010	Bob Gerber
Aug. 26, 2010	Mark A. Hinze, Greeley, Colorado
Aug. 26, 2010	Michael L. Bull, Omaha, Nebraska
Aug. 26, 2010	Steven E. Johnson, Cambridge, Nebraska
Aug. 26, 2010	Steve Doster, CFP, Certified Financial Planner professional, San Diego, California
Aug. 26, 2010	Deborah Castiglioni, Cutter Company, Inc., Ballwin, Missouri
Aug. 26, 2010	Bruce R. Wagner, Maple Grove, Minnesota
Aug. 26, 2010	George F. Poppe, III, Edison, New Jersey
Aug. 26, 2010	Gregpry A. Berstler, LUTCF, Lincoln, Nebraska
Aug. 26, 2010	Alan D. Hearn, CFP, E.A.
Aug. 26, 2010	John Michael Stevens, CLU, ChFC, Ogden, Utah
Aug. 26, 2010	Matthew E. Lynch, President CEO, Capital Analysts, Cincinnati, Ohio
Aug. 26, 2010	Roger L. Gainer, ChFC, Mill Valley, California
Aug. 26, 2010	Michael G. Grinnell, CFP, Boston, Massachusetts
Aug. 26, 2010	Ike S. Trotter, active volunteer with the National Association of Insurance and Financial Advisors, Greenville, Mississippi
Aug. 26, 2010	Stanton Gershon, CLU, ChFC, Senior Financial Services Representative the Principal Financial Group
Aug. 26, 2010	Marilyn C. Dimitroff, Business Owner Registered Investment Advisor Frim, Bloomfield Hills, Michigan
Aug. 26, 2010	Brian A. Crockett, Regional VP, Sun LIfe Financial Distributors, Omaha, Nebraska
Aug. 26, 2010	Spencer R. Pierce, Vancouver, Washington
Aug. 26, 2010	Frank Presutti,Jr., Seneca Falls, New York
Aug. 26, 2010	Vince E. Henzel, Registered Representative, Lincoln, Nebraska
Aug. 26, 2010	Andrew S. Jacobs, CLTC, Financial Advisor, St. Cloud, Minnesota
Aug. 26, 2010	Stephen C. Owings, Atlanta, Georgia
Aug. 26, 2010	Mahebub Dossa, Dallas , Texas
Aug. 26, 2010	Bob Ericson, CFP, Ericson Financial Solutions
Aug. 26, 2010	Evan S. Connell, Portland, Oregon
Aug. 26, 2010	Kay E. Georgiana, MSFS, Registered Representative with The Principal Financial Group, Hastings, Nebraska
Aug. 26, 2010	Terence L. Horan, CLU, ChFC, President, Horan
Aug. 26, 2010	Thomas C. Hruby, Bemidji, Minnesota
Aug. 26, 2010	Dale A. Goff, NAIFA, Charleston, West Virginia
Aug. 26, 2010	Ryan Whiting, Edwardsville, Illinois
Aug. 26, 2010	Steven H. Norris, ChFC, Marietta, Georgia
Aug. 26, 2010	William H. Morris, Jr., CLU, ChFC, The William Morris Group, P.A.
Aug. 26, 2010	Elizabeth M. Pavin, Downers Grove, Illinois
Aug. 26, 2010	Ronald Hada, CPA, Financial Advisor, South Jordan, Utah
Aug. 26, 2010	Larry Gor, NAIFA, GAMA, Owings Mills, Maryland
Aug. 26, 2010	John A. Klich, Financial Representative, Schaumburg, Illinois
Aug. 26, 2010	John J. Deering, Registered Rep, Principal Financial Group, Lake Oswego, Oregon
Aug. 26, 2010	Michael C. Bergquist, Financial Professional, Jamestown, North Dakota
Aug. 26, 2010	Montford J. Will, Dublin, Ohio
Aug. 26, 2010	Edward Siedle, President, Benchmark Financial Services, Inc., Ocean Ridge, Florida
Aug. 26, 2010	Matt McKellar, ChFC, CFP, President, ICON Consulting, Bellevue, Washington
Aug. 26, 2010	Lisa A. Donaldson, CFP, Enid, Oklahoma
Aug. 26, 2010	Steve L. Hampton, National Committee Person - NAIFA-Wyoming, Upton, Wyoming
Aug. 26, 2010	Roland E. Kamps, Markesan, Wisconsin
Aug. 26, 2010	Ronald B. Merry, CLU, ChFC, LUTCF, Great Falls, Montana
Aug. 26, 2010	Patrick Madden, Tallahassee, Florida
Aug. 26, 2010	Anthony G. Jabaley, Jr, CEO, Andy Jabaley State Farm Agency, Woodstock, Georgia
Aug. 26, 2010	Gordon K. Smith, Greeley, Colorado
Aug. 26, 2010	John R. Bartram, CLU, ChFC, member NAIFA, member Society of FSP, New York, New York
Aug. 26, 2010	Mark Weber, Financial Planner, CFP, MSFS, Great Falls, Virginia
Aug. 26, 2010	Janet Fox, Raleigh, North Carolina
Aug. 26, 2010	Earl S. Prolman, CLU, ChFC, Nashua, New Hampshire
Aug. 26, 2010	Janet L. Heitzig, Senior Financial Representative, Chesterfield, Missouri
Aug. 26, 2010	Tom Randall, Financial Services Professional
Aug. 26, 2010	Christopher D. Heyn, NAIFA, Atlanta, Georgia
Aug. 26, 2010	Tricia Randall, RSA, Kansas City
Aug. 26, 2010	Joseph E. Whipple, Jr., NAIFA, Atlanta, Georgia
Aug. 26, 2010	V. Raymond Ferrara, CFP, Pres/CEO ProVise Management Group, LLC, Member Board of Directors for CFP Board of Standards, Inc, and member Financial Planning Association, Clearwater, Florida
Aug. 26, 2010	John R. Thornton, CLU, ChFC, Atlanta, Georgia
Aug. 26, 2010	Randy A. Bressner, LUTCF, NAIFA, Peoria, Illinois
Aug. 26, 2010	Roger D. Cramer, President, Financial Security Inc, Sergeant Bluff, Iowa
Aug. 26, 2010	Scott F. Stewart, CLU, ChFC, Agent, New York Life, Winston-Salem, North Carolina
Aug. 26, 2010	Thomas F. Flournoy, III, Insurance Agent and Registered Rep, Atlanta, Georgia
Aug. 26, 2010	Mark J. McCandless, CPA, CFP, Vice President, RAV Financial Services, LLC, Beachwood, Ohio
Aug. 26, 2010	Derwood K. Winfree, CLU, CEBS, Financial Advisor, Richardson, Texas
Aug. 26, 2010	Michael R. McReynolds, VP- Director of Insurance Marketing -The Advisor Group, Atlanta, Georgia
Aug. 26, 2010	Elizabeth A. Brooks, Allstate Financial Services Personal Financial Representative, Atlanta, Georgia
Aug. 26, 2010	Brad S. Hall, CLU, Florence , Alabama
Aug. 26, 2010	Mark Winston, Alpharetta, Georgia
Aug. 26, 2010	Lisa J. Kentfield, Insurance Agent Registered Representative, Omaha, Nebraska
Aug. 26, 2010	Mark Hedge, FICF MDRT NAIFA NAFIC, Butler, Ohio
Aug. 26, 2010	Vernon V. Chatman, III, Owner TFI, San Jose, California
Aug. 25, 2010	John W. Homer, CLU, Oxford Financial Group, Salt Lake City, Utah
Aug. 25, 2010	Errold F. Moody, Jr., PhD MBA MSFP LLB BSCE, San Leandro, California
Aug. 25, 2010	Marc Menchel, Executive Vice President and General Counsel, Financial Industry Regulatory Authority
Aug. 25, 2010	John W. Kokie, Financial Service Professional, New York Life Insurance Com., Bel Air, Maryland
Aug. 25, 2010	Robert L. Taylor, LUTCF
Aug. 25, 2010	Matthew Brashinger III, LUTCF, CLTC
Aug. 25, 2010	Daniel Dominguez, NAIFA, Pleasant Hill, California
Aug. 25, 2010	Robert H. Schacht, CLU, Watchung, New Jersey
Aug. 25, 2010	Lisa M. Dodson, Lilly, Pennsylvania
Aug. 25, 2010	Brian E. Worrell, Insurance agent, Wyomissing, Pennsylvania
Aug. 25, 2010	Yingyu Feng, Fremont, California
Aug. 25, 2010	John M. Sullivan, Certified Financial Planner(tm), Palatine, Illinois
Aug. 25, 2010	John M. Sullivan, Certified Financial Planner(tm), Palatine, Illinois
Aug. 25, 2010	John M. Sullivan, Certified Financial Planner(tm), Palatine, Illinois
Aug. 25, 2010	John M. Sullivan, Certified Financial Planner(tm), Palatine, Illinois
Aug. 25, 2010	Scott Johnson, Bountiful, Utah
Aug. 25, 2010	Tom Peekema, Financial Advisor, Principal Financial Group, Portland, Oregon
Aug. 25, 2010	Donovan J. Wilson, Walnut Creek, California
Aug. 25, 2010	Kenneth Hamann
Aug. 25, 2010	Georgianna G. Latino, Pinnacle Financial Strategies, Metairie, Louisiana
Aug. 25, 2010	Mark S. Starosciak, CFP, Denver, Colorado
Aug. 25, 2010	Richard J. Garcia, LUTCF, San Antonio, Texas
Aug. 25, 2010	Martin R. Durbin, CPA/PFS, COO, First Command Financial Planning, Fort Worth, Texas
Aug. 25, 2010	Stan Mock, CFP, FPA, NAIFA, Boise, Idaho
Aug. 25, 2010	Shawn Connolly, CFP, Financial Advisor, Williamsville, New York
Aug. 25, 2010	Samir H. Twair, L.A., California
Aug. 25, 2010	Leon Rousso, CFP�, Leon Rousso & Associates
Aug. 25, 2010	Terri R. Kallsen, CFP, Executive Vice President, Fort Worth, Texas
Aug. 25, 2010	Jack S. O'Brien, Jr., NAIFA National member for over 40 years, San Jose, California
Aug. 25, 2010	John M. Woleben, CLU, ChFC, Registered Representative, Registered Investment Advisor, NAIFA and Society of Financial Service Professionals, Suffolk, Virginia
Aug. 25, 2010	Kenneth L. Brensdal, Registered Rep, Helena, Montana
Aug. 25, 2010	William T. Schenck, Management Associate, Principal Financial Group, Davenport, Iowa
Aug. 25, 2010	Daniel L. Rust, owner State Farm Insurance Dan Rust's office, Bozeman, Montana
Aug. 25, 2010	David H. McKinley, President, McKinley Carter Wealth Services, Wheeling, West Virginia
Aug. 25, 2010	Michael Bird, Financial Advisor, Principal Financial Group, Charlotte, North Carolina
Aug. 25, 2010	Elizabeth V. Soto, CFP, Financial Planning Association, Houston, Texas
Aug. 25, 2010	Michael N. Shaft, Sioux Falls, South Dakota
Aug. 25, 2010	Thomas M. Joseph, CLU, ChFC, CASL, Financial Advisor, Pittsburgh, Pennsylvania
Aug. 25, 2010	Jean K. Jennings, Assistant Director, Principal Financial Group, Des Moines, Iowa
Aug. 25, 2010	Christian Hauter, Nylife Securities Registered Rep, Laguna Hills, California
Aug. 25, 2010	Anthony V. Palermo, Financial Advisor, Fresno, California
Aug. 25, 2010	Anthony Cubellis, Bellingham, Washington
Aug. 25, 2010	Tim Vest, NAIFA, Orem, Utah
Aug. 25, 2010	Robert J McCarey, RIA Principal Financial Group, West Des Moines, Iowa
Aug. 25, 2010	Richard C Salmen, CFP, National Chairman of Financial Planning Association, Overland Park, Kansas
Aug. 25, 2010	Bruce G Coldsmith, MBA, CFP, Mobile, Alabama
Aug. 25, 2010	Christopher T. Hinken, Registered Representative, Kansas City, Missouri
Aug. 25, 2010	Al Heck, Chartered Financial Consultant (
Aug. 25, 2010	Lee C. Staniar, CLU, ChFC, Annapolis, Maryland
Aug. 25, 2010	Richard Mikula, Wisconsin
Aug. 25, 2010	Laurie B Prevette, NAIFA, SFSP, Charlotte, North Carolina
Aug. 25, 2010	Myles V Mezzetti, CLU, CEO Myles Financial Services, Florida , New York
Aug. 25, 2010	Robert A. Pierce, CLU, ChFC, CFP, MSFS, NAIFA, SFSP, Vancouver, Washington
Aug. 25, 2010	Donald J Circo, Financial Planning Student, Bryant Stratton College - Graduation 2011, Caledonia, Wisconsin
Aug. 25, 2010	John E. Stanojev, RFC, CSA, New Britain, Pennsylvania
Aug. 25, 2010	Davey R. Gaddy, Clarksdale, Mississippi
Aug. 25, 2010	Bruce H. Sears, Insurance Finacial Service Agency CASL ChFC Designations, Selah, Washington
Aug. 25, 2010	Otto G. Feddern, Pres/CCO - Feddern Financial Consulting Group, Jeffersonville, Indiana
Aug. 25, 2010	Robert W. de Jongh
Aug. 25, 2010	Derek C. Adnams, Jr., Financial Services Professional, New York Life, New Windsor, New York
Aug. 25, 2010	Robert D. Eylander, St. John, Indiana
Aug. 25, 2010	Robert W. Herbster, JD, ChFC, Dripping Springs, Texas
Aug. 25, 2010	Jim M. Clous, Financial Advisor, Michigan
Aug. 25, 2010	Theodore F. Beckman, Financial Professional for Prudential , Minster, Ohio
Aug. 25, 2010	Charles Bowes, CFP, Financial Planning Association, San Francisco, California
Aug. 25, 2010	John C. Johns, Jr., National Association of Insurance and Financial Advisors, Hazlehurst, Mississippi
Aug. 25, 2010	Ernest Palmer, III, MBA,ChFC, Northfield, Illinois
Aug. 25, 2010	Mario S. De Armas, EE, MBA, AXA Advisors, LLC, Fort Lauderdale, Florida
Aug. 25, 2010	Anne S. Buck, NAIFA, New Braunfels, Texas
Aug. 25, 2010	David P. Dolan, CLU, St. Cloud, Minnesota
Aug. 25, 2010	John P. Kinney, Financial Advisor, Greensburg, Pennsylvania
Aug. 25, 2010	James P. Riley, CLU, CHFC,MSFS, National Assoc. Of Financial Counselors, Baltimore, Maryland
Aug. 25, 2010	Brian H. Ashe, CLU, Lisle, Illinois
Aug. 25, 2010	Adam Mosbach, Scottsdale, Arizona
Aug. 25, 2010	Jimmy Stewart, AAMS, CFP, Edward Jones Financial Advisor, Urbana, Illinois
Aug. 25, 2010	Gary L. Smith, Yuma, Arizona
Aug. 25, 2010	Tammera Prouty, Financial Planning Association, Mount Vernon, Washington
Aug. 25, 2010	Eleesa R. Aimaq, CLU, ChFC, Investment Advisior, Transamerica Financial Advisors, Inc., Las Vegas, Nevada
Aug. 25, 2010	Joseph W. Rocco, Jr. , CFP,ChFC,CLU, Fairfield, Connecticut
Aug. 25, 2010	Marti J. Stark, State Farm Insurance Financial Services, Oxford, Mississippi
Aug. 25, 2010	Lorin D. Kieschnick, College Station, Texas
Aug. 25, 2010	Ronald D. Kyzar, Clinton, Mississippi
Aug. 25, 2010	William T. Free, Jr, Financial Representative, Fairfax, Virginia
Aug. 25, 2010	Bill Staton, MBA, CFA, NC CFA Socieity, Charlotte, North Carolina
Aug. 25, 2010	John A. Kvale, CFA, President, Financial Company, Dallas, Texas
Aug. 25, 2010	Gerald Tyson, CFP, ChFC, Fitchburg, Wisconsin
Aug. 25, 2010	Kent C. Saemann, Northwestern Mutual Financial Representative, Sheboygan, Wisconsin
Aug. 25, 2010	John Boyd, CFP
Aug. 25, 2010	Dennis F. Luebbering, Jefferson City, Missouri
Aug. 25, 2010	Shelly M. George, Financial Representative, Glasgow, Montana
Aug. 25, 2010	James Kaufmann
Aug. 25, 2010	Steve Walker, Fargo, North Dakota
Aug. 25, 2010	James Paulson, Portland, Oregon
Aug. 25, 2010	Kenneth C. Carrico, NAIFA, FSP, Waterloo, Illinois
Aug. 25, 2010	Paul L. De Lisio, CLU/ChFC/CFP, Registered Representative/Investment Advisor, Kingston , New York
Aug. 25, 2010	Patrick C. Robison, CLU, ChFC, CLTC, Louisville, Kentucky
Aug. 25, 2010	Joseph Stiles, NAIFA member, Cincinnati, Ohio
Aug. 25, 2010	Jaford D. Burgad, LUTCF,FSS, Fargo, North Dakota
Aug. 25, 2010	David Bausman, San Francisco, California
Aug. 25, 2010	Steven L. Rothschadl, Country Financial Rep., Lena, Illinois
Aug. 25, 2010	William G. Bartel, Retired Engineer, member Financial Planning Association, Leavenworth, Washington
Aug. 25, 2010	Dennis M. Dean, NAIFA, Chicago, Illinois
Aug. 25, 2010	James W Thorpe, Overland Park, Kansas
Aug. 25, 2010	Bob G. Medcalf, NAIFA, Southaven, Mississippi
Aug. 25, 2010	Dan Hagler, CFP
Aug. 25, 2010	Lee A. Bowman, Jr., Sikeston, Missouri
Aug. 25, 2010	Debra A. Smith , mrs., CLU , Beaver Dam, Wisconsin
Aug. 25, 2010	Richard A. Ray, SVP, Hamilton Capital Management, Columbus, Ohio
Aug. 25, 2010	John V. Picone, CFP, Bonita Springs, Florida
Aug. 25, 2010	Michael F. Louis, Boca Raton, Florida
Aug. 25, 2010	Michael E. Theis, ChFC, hastings, Nebraska
Aug. 25, 2010	Thomas A. Gore, CFP(r), Chapin, South Carolina
Aug. 25, 2010	Roy D. Walters, CFP(tm), CFP(tm), houston, Texas
Aug. 25, 2010	Dale F. Rettenmeier, Registered Rep., Cedar Rapids, Iowa
Aug. 25, 2010	James P. Keenan, Sterling, Illinois
Aug. 25, 2010	John MacDougall, First Command Financial Planning, Northfield, Massachusetts
Aug. 25, 2010	Eric Mote, CFP, Financial Planning Association (FPA), National Association of Personal Financial Advisors (NAPFA), Cedar Rapids, Iowa
Aug. 25, 2010	Dean J. Rosko, national Association of Insurance and Financial Advisors, Clearwater, Florida
Aug. 25, 2010	Thomas J. Sendek, Financial Adviser, Monroeville, Pennsylvania
Aug. 25, 2010	Philip K. Selden, Chief Compliance Officer, United Advisors LLC, Sylvania, Ohio
Aug. 25, 2010	Joseph J. McCusker, Sr., Managing Member, Celtic Consulting Services, Inc., Denver, Colorado
Aug. 25, 2010	Neil Dinndorf, Career Development Chair, FPA Southern Wisconsin, Madison, Wisconsin
Aug. 25, 2010	John C. Daniel, Financial Representative, Atlanta, Georgia
Aug. 25, 2010	Abigail Hollar, Junior Financial Planner, with Cynthia L. Conger, CPA, PA, Little Rock, Arkansas
Aug. 25, 2010	Brett M. Sause, LUTCF, LTCP, CLTC, NAIFA-Anne Arundel, President, Annapolis, Maryland
Aug. 25, 2010	Harvey Tegeler, Registered Representative, Questar Capital Corp., Westminster, Maryland
Aug. 25, 2010	Dennis C. Gero, Financial Advisor, Northampton, Massachusetts
Aug. 25, 2010	Raymond N. Bergen, CFP, Forest Hills, New York
Aug. 25, 2010	Elizabeth W. Jetton, CFP(R), Executive Faculty, California Lutheran University Sr. Advisor, RTD Financial Advisors Inc., Atlanta, Georgia
Aug. 25, 2010	William P. Harmon, CPA/PFS, CFP, Partner, Fortenberry Ballard, PC, Brandon, Mississippi
Aug. 25, 2010	Cameron W. McElhany, New York Life, Colorado Springs, Colorado
Aug. 25, 2010	David G Grabner, Mr., Glen Arm, Maryland
Aug. 25, 2010	Jerry P Moorehead, Jackson, Mississippi
Aug. 25, 2010	Ben A Mandel, IAR and RR at Securian Financial Group, San Antonio, Texas
Aug. 25, 2010	Sammy D Tally, CFP, BFT Financial Group, CCO, Bedford, Texas
Aug. 25, 2010	Phillip M Cook, CFP, CLU, Blue Bell, Pennsylvania
Aug. 25, 2010	Joseph Bonfiglio, CFP, EA, CLU, Adjunct Professor , CFP Certification Program, Fairleigh Dickinson University, Holmdel, New Jersey
Aug. 25, 2010	Jerome A Lindberg, CLU AEP, Syracuse, New York
Aug. 25, 2010	Mark O Flaherty, CFP(r), Financial Planning Association, Norfolk, Virginia
Aug. 25, 2010	Jim R McQuillan, President, Financial Services Business, Minneapolis , Minnesota
Aug. 25, 2010	Chad R Huff, New York Life/Huff Financial Group, Fairfield, Iowa
Aug. 25, 2010	Lorne T Hargis, Jr, National Association of Insurance and Financial Advisors, Maplewood, New Jersey
Aug. 25, 2010	Sharla Rountree, CFPtm, Lakewood, Colorado
Aug. 25, 2010	Thomas A Cosgrove, Financial Consultant, Traverse City, Michigan
Aug. 25, 2010	Thomas Sokoloski, Glastonbury, Connecticut
Aug. 25, 2010	Christina Rosario, Weston, Florida
Aug. 25, 2010	Bruce R. Heling, CFP CPA, President, Heling Associates, Inc., Brookfield, Wisconsin
Aug. 25, 2010	Arlene A. Myers, Financial Consultant, Thrivent Financial for Lutherans, Cottage Grove, Minnesota
Aug. 25, 2010	Larry Hereth, Lawrenceburg, Indiana
Aug. 25, 2010	John T. Cozart, Houston
Aug. 25, 2010	Herb Montgomery, CFP, Financial Planning Association, Orleans, Massachusetts
Aug. 25, 2010	C. Richard Herrold, CFP
Aug. 25, 2010	Mark A. Griffin, Burlington, North Carolina
Aug. 25, 2010	Steven L. Dick, CFP, ChFC, President, Strong Heritage Financial Group, Greeneville, Tennessee
Aug. 25, 2010	Robert D. Hamilton, Financial Planner, Columbus, Ohio
Aug. 25, 2010	Dennis J. Hebert, Liverpool, New York
Aug. 25, 2010	Sydney Khedouri, CLU
Aug. 25, 2010	James E. Counts, President, Counts Financial Services, Frederick, Maryland
Aug. 25, 2010	Robert B. MacTough, Jr., Certified Financial Planner, San Antonio, Texas
Aug. 25, 2010	Edwin S. Landis, Financial Consultant, Landis Financial Services, Annapolis, Maryland
Aug. 25, 2010	Franklin J. Yensel, London, Ohio
Aug. 25, 2010	Timothy A. Francis, Financial Services Professional, Troy, Ohio
Aug. 25, 2010	Dallas Bokop, NAIFA, Harbeson, Delaware
Aug. 25, 2010	Brad Hartman, Registered Investment Advisor
Aug. 25, 2010	Peter L. Wolff, LUTCF,FSS, Newark, Delaware
Aug. 25, 2010	Larry J. Winkelhake, CLU, ChFC, Senior Financial Services Representative, Milwaukee, Wisconsin
Aug. 25, 2010	Edward Bartholic, CFP, Denver, Colorado
Aug. 24, 2010	Philip V. Oppenheimer
Aug. 24, 2010	Jongjoon Kim, M.A.
Aug. 24, 2010	Richard R. Tabert, Financial Representative, Dickinson, North Dakota
Aug. 24, 2010	Barry A. Cook, Phoenix, Arizona
Aug. 24, 2010	Gil Armour, CFP, SagePoint Financial, San Diego, California
Aug. 24, 2010	Loretta Anderson, Sparrows Point, Maryland
Aug. 24, 2010	Marcia P. Friedman, COO, Edgewater, Maryland
Aug. 24, 2010	Thomas E. Lin, Los Angeles, California
Aug. 24, 2010	Richard M. Slavin, Insurance and Financial Planner, W. Hollywood, California
Aug. 24, 2010	Don A. Reader, Chartreed Life Underwriter, Chartered Financial Consultant, Registered Health Underwriter, Rancho Cucamonga, California
Aug. 24, 2010	Margaret Wilkerson, Registered Representative, Oklahoma City, Oklahoma
Aug. 24, 2010	Charlotte F. Crawford, Green Valley, Arizona
Aug. 24, 2010	Dennis R. Farrar, Delray Beach, Florida
Aug. 24, 2010	Barbara Woith, Great Falls, Montana
Aug. 24, 2010	charles A. Sawicki, Charlotte, North Carolina
Aug. 24, 2010	Jackie K. Snow, Summerfield, North Carolina
Aug. 24, 2010	Cat Fraser, Colchester, Vermont
Aug. 24, 2010	Eric Smith, CFP, AIF, Washington
Aug. 24, 2010	Bruce A. Tannahill, Vice President, Business Estate Planning, Western Reserve Life Assurance Co. of Ohio, St. Petersburg, Florida
Aug. 24, 2010	Dennis Wong, CLU, ChFC, Honolulu, Hawaii
Aug. 24, 2010	John Souther
Aug. 24, 2010	Gerald L. Newton, NAIFA, Society of Financial Services Progessionals, Pomona, California
Aug. 24, 2010	James T. Menezes, President, Pacific Benefit Consultants, Eugene, Oregon
Aug. 24, 2010	Richard R. Hurth, CFP, Oak Lawn, Illinois
Aug. 24, 2010	Judith I. Weisman, CFP, EA, MBA, Walnut Creek, California
Aug. 24, 2010	Chad C. Courtois, New Iberia, Louisiana
Aug. 24, 2010	John W. Fiege, CFP, FPA, NAPFA, RIA in Virginia, Onancock, Virginia
Aug. 24, 2010	Thomas E. Wagener, CFP(R), Financial Advisor, Portland, Oregon
Aug. 24, 2010	Richard W. Kagawa, CFP, MSFS, Huntington Beach, California
Aug. 24, 2010	M. Paul DeFelice, CLU, ChFC, MSFS, NAIFA, Rochester, New York
Aug. 24, 2010	Lee H. Hoffman, Bremerton, Washington
Aug. 24, 2010	Robert L. Hamman, President of First Asset Financial Inc., Salina, Kansas
Aug. 24, 2010	Paula J. Wiiken, Certified Financial Planner Practitioner, Petaluma, California
Aug. 24, 2010	Ron F. Ondik, Financial Advisor, Mt Pleasant, Pennsylvania
Aug. 24, 2010	Dennis H. Vogt, CFP, Woodinville, Washington
Aug. 24, 2010	Steven Sant, CFP, Managing Partner - Sant, McMahon Sparks, LLC, Lynnwood, Washington
Aug. 24, 2010	Nancy Lininger, Compliance Consultant, The Consortium, Camarillo, California
Aug. 24, 2010	David Romero, Registered Representative, Shreveport, Louisiana
Aug. 24, 2010	Anne E. Graves, NAIFA, Fredericksburg, Virginia
Aug. 24, 2010	Gary J. Deardorff, CFP,CEP,RFC, Glendale, Arizona
Aug. 24, 2010	David J. Gasparik, CLU, ChFC, FPA and Society of Financial Professionals, Ossining, New York
Aug. 24, 2010	Connie C. Smith, Mrs., NAIFA, Monterey, California
Aug. 24, 2010	John M. Comer, CFP, Principal, Comer Consulting, Adjunct professor Univ. St. Thomas and Minnesota State University Mankato, Plymouth, Minnesota
Aug. 24, 2010	Michael B. Hansen, CFP at Frontier Wealth Strategies, Walnut Creek, California
Aug. 24, 2010	R. Farabaugh, NAIFA -Greater Harrisburg, Harrisburg, Pennsylvania
Aug. 24, 2010	Steven G. White, NAIFA, San Angelo, Texas
Aug. 24, 2010	Steven C. Colson, ChFC, CSA, RFC, LUTCF, Society of Certified Senior Advisors, College Station, Texas
Aug. 24, 2010	Richard Fort, Scottsdale, Arizona
Aug. 24, 2010	Bryan K. Burris, CFP Financial Planning Assoc. , Morrison, Colorado
Aug. 24, 2010	Charles T. Boster, Nyssa, Oregon
Aug. 24, 2010	Joseph Nill, CLU, ChFC, CLTC, Glenview, Illinois
Aug. 24, 2010	Walter Lee Martin, Jr., Registered Rep., New Orleans, Louisiana
Aug. 24, 2010	Diane L. Moore, IAR, Bulverde, Texas
Aug. 24, 2010	George T. Coene, Registered Representative, Redondo Beach, California
Aug. 24, 2010	Michael P. Abdoo, Amarillo, Texas
Aug. 24, 2010	David Spinner
Aug. 24, 2010	John L. Norman, Senior Vice-President for Ackley Financial Group, Inc., Addison, Texas
Aug. 24, 2010	Lee H. Schillinger, Hollywood, Florida
Aug. 24, 2010	Lawrence E. Lounds, CLU, ChFC, President, Security First Benefits Corporation, Flint, Michigan
Aug. 24, 2010	James W.Frye, NAIFA
Aug. 24, 2010	Jeffrey G. Meyers, Overland Park, Kansas
Aug. 24, 2010	Howard J. Rappaport, San Antonio, Texas
Aug. 24, 2010	Joseph Chalom, Coral Springs, Florida
Aug. 24, 2010	Robert C. Anderson, CPA, Registered Rep. with NYLIFE Securities LLC, Nampa, Idaho
Aug. 24, 2010	Joel Willliamson, Austin, Texas
Aug. 24, 2010	Michelle R. Coble, Chartered Retirement Plan Specialist, Oklahoma City, Oklahoma
Aug. 24, 2010	Derrick Kim, Mililani, Hawaii
Aug. 24, 2010	John F. Ridoux, Louisville, Kentucky
Aug. 24, 2010	Edward J. Kelly, MBA,CLF, Williston Park, New York
Aug. 24, 2010	Matthew J. Grace, Financial Advisor, Washington, District of Columbia
Aug. 24, 2010	Daniel Richards, Managing Director, Northwestern Mutual, Idaho Falls, Idaho
Aug. 24, 2010	Judy L. Gregory, Enid, Oklahoma
Aug. 24, 2010	Scott A. Wolf, Managing Director, Northwestern Mutual, Edina, Minnesota
Aug. 24, 2010	David J. Grantham, CFP, FINRA, NAIFA CFP Board, Bradenton, Florida
Aug. 24, 2010	Paul Dougherty, Hyattsville, Maryland
Aug. 24, 2010	Chiu Tsen Lu-Coberly, Registered Representative, Fresno, California
Aug. 24, 2010	George H. Harsh, Registered Representative, Overland Park, Kansas
Aug. 24, 2010	Ronald P. Friddle, MBA, Rockville, Maryland
Aug. 24, 2010	James Mbithi, Horsham, Pennsylvania
Aug. 24, 2010	David S. Kudzma, Salisbury, Maryland
Aug. 24, 2010	Delmer Regehr, Inman, Kansas
Aug. 24, 2010	Eric P. Strom, Beaverton, Oregon
Aug. 24, 2010	Edel Blumberg, NAIFA, Reisterstown, Maryland
Aug. 24, 2010	Ruben D. Lozoya, Farmers Insurance Group, Beaumont, Texas
Aug. 24, 2010	Barry G. Hartman, LUTCF, NAIFA, Missoula, Montana
Aug. 24, 2010	Ted N. Tasky, NAIFA, Chicago, Illinois
Aug. 24, 2010	Connie S. Walenta, Concordia, Kansas
Aug. 24, 2010	David J. Mills, CLU ChFC, Lafayette, Indiana
Aug. 24, 2010	Michael P. Gugliemini, LUTCF, York, Pennsylvania
Aug. 24, 2010	Timothy C. Allen, CSA, MM, NAIFA member, San Antonio, Texas
Aug. 24, 2010	Russell S. Andrews, ChFC, Fianacial Rep, Northwestern Mutual Financial Network, Syracuse, New York
Aug. 24, 2010	Larry L. Quigley, Kearney, Missouri
Aug. 24, 2010	Cindy M. Huber, Decorah, Iowa
Aug. 24, 2010	Richard P. Terhune, Jr., Development Manager, New York Life, Southern CT General Office, Stratford, Connecticut
Aug. 24, 2010	David M. Breedlove, ChFC, NAIFA, Tyler, Texas
Aug. 24, 2010	Katrina T. Franklin, Northwestern Mutual, Atlanta, Georgia
Aug. 24, 2010	Robert E. Caldwell, CLU, ChFC, Addison , Texas
Aug. 24, 2010	Ron Angarella, Chief Operating Officer, RD Marketing Group
Aug. 24, 2010	James R. Humphrey, LUTCF, CSA, Grand Haven, Michigan
Aug. 24, 2010	Carl Camillo, NAIFA, SFSP, EPC, FPA
Aug. 24, 2010	Gail A. Wetzork, C, CLU, ChFC, American Society of Financial Service Providers, National Association of Insurance Advisors, Alameda, California
Aug. 24, 2010	Charles M. Weinstein, Investment Adviser Representative, Deer Park, New York
Aug. 24, 2010	Jim LeMessurier, SYRACUSE, New York
Aug. 24, 2010	Peter T. Palion, CFP, President, Master Plan Advisory, Inc., Long Island, New York
Aug. 24, 2010	Patric Hofman, Bismarck, North Dakota
Aug. 24, 2010	Robert L. Avery, II, CFP, Financial Planner, Denver, Colorado
Aug. 24, 2010	Brett J. Hoffman, CPA, AIF, Executive Vice President, The Insurance Exchange, Inc., Rockville, Maryland
Aug. 24, 2010	Jonna Strauss, Investment Advisor Represenative, Medford, Oregon
Aug. 24, 2010	Ryan Schulte, Laguna Niguel, California
Aug. 24, 2010	Duane M. Toney, CPA, AICPA, NAIFA, Society of FSP, MDRT, Salt :Lake City, Utah
Aug. 24, 2010	Dan R. Elser, CLU, ChFC, Billings, Montana
Aug. 24, 2010	Larry D. Newman, ChFC, Lexington, Kentucky
Aug. 24, 2010	Paul Steven Buchanan, LUTCF, Gastonia, North Carolina
Aug. 24, 2010	Kevin Palmieri, CFS
Aug. 24, 2010	Thomas J. Maus, CLU, ChFC, Representative New England Securties, Gurnee, Illinois
Aug. 24, 2010	R. Terry Lawson, NAIFA Member, Augusta, Georgia
Aug. 24, 2010	Antonio Buentello, CLU, ChFC, San Antonio, Texas
Aug. 24, 2010	Paul Hinrichs, LUTCF, Financial Representative, Yuma, Arizona
Aug. 24, 2010	Bob Sukolsky
Aug. 24, 2010	Richard M. Denton, CLU, ChFC, AEP, Ipswich, Massachusetts
Aug. 24, 2010	Raymond J. Straub, Jr, Syracuse, New York
Aug. 24, 2010	Joseph W. Dobbs, Northwestern Mutual Financial Rep., Fargo, North Dakota
Aug. 24, 2010	Jim Lammers, Omaha NAIFA Board Member, Omaha, Nebraska
Aug. 24, 2010	Mark A. Cecil, CFP, Bethesda, Maryland
Aug. 24, 2010	Lanny Kuehl, New York Life
Aug. 24, 2010	Sharon D. Ward, Norwalk, Ohio
Aug. 24, 2010	Gwendolyn J. Tibbals, Poughkeepsie, New York
Aug. 24, 2010	Joe E. Still, CLU, MDRT, Nacogdoches, Texas
Aug. 24, 2010	Martin J. Coursey, CLU, CHFC, Farmington, Connecticut
Aug. 24, 2010	Oliver K. Kneisley, CLU, ChFC, Montgomery, Texas
Aug. 24, 2010	Theresa Crosby, Louisiana
Aug. 24, 2010	Robert J. Wernecke, Scottsdale, Arizona
Aug. 24, 2010	Larry A. Dietz, CLU, ChFC, South Bend, Indiana
Aug. 24, 2010	Luke C. Finchem, Grand Haven, Michigan
Aug. 24, 2010	Todd Henderson, Worthington, Minnesota
Aug. 24, 2010	Robert R. Loesch, Brenham, Texas
Aug. 24, 2010	Alan J. Stearley, The Gaudreau Group, Inc., Wilbraham, Massachusetts
Aug. 24, 2010	Mark D. Gronert, Thrivent Financial For Lutherans, San Leandro, California
Aug. 24, 2010	Rodney C. Shipe, CFP, National Association of Insurance and Financial Advisors, Plantation, Florida
Aug. 24, 2010	Robert R. Schroth, Hermiston, Oregon
Aug. 24, 2010	Cord H. Neal, Fairfield, California
Aug. 24, 2010	Bill Driscoll, CLUChFC, New York Life Insurance Company Agent for 40+ years, Plymouth, New Hampshire
Aug. 24, 2010	Ricky G. Crabtree, Burlington, North Carolina
Aug. 24, 2010	John P. Steele, LUTCF, Manhattan, Montana
Aug. 24, 2010	Sanford G. Seide, Lewiston, New York
Aug. 24, 2010	Michael Loftus
Aug. 24, 2010	Robert S. Helleen, New Hope, Minnesota
Aug. 24, 2010	Ronald M. Goss, Sr, Insurance Agentand Financial Advisor for New York Life Ins. Co., Cartersville, Georgia
Aug. 24, 2010	Dan R. Elser, CLU, ChFC, Billings, Montana
Aug. 24, 2010	Mark A. Reed, NAIFA, Salem, Oregon
Aug. 24, 2010	K. Larry Hastie, M.B.A., Ph.D., Managing Director, Retirement Income Solutions, Ann Arbor, Michigan
Aug. 24, 2010	Peter Acquaro, JR, Houston, Texas
Aug. 24, 2010	Lynn A. Thomas, LUTCF, Prospect, Ohio
Aug. 24, 2010	Jerald K. Holloway, Mr, BALU, FINRA, Meridian, Idaho
Aug. 24, 2010	Gregory V. Cismoski, Omaha, Nebraska
Aug. 24, 2010	Walden J. Rooney, South Burlington, Vermont
Aug. 24, 2010	Robert L. Spinks, Managing Partner of The Spinks Group, Jackson, Mississippi
Aug. 24, 2010	Barton C. Pasco, ChFC, CLU, Richmond, Virginia
Aug. 24, 2010	Art H. Thompson, CLU, CHfC, LUTCF, PRESQUE ISLE, Maine
Aug. 24, 2010	Robert J. Poindexter, Shreveport, Louisiana
Aug. 24, 2010	Aaron P. Roush, Financial Advisor, Findlay, Ohio
Aug. 24, 2010	Rebecca A. Ferguson, Financial Representative with COUNTRY Financial, Oklahoma City, Oklahoma
Aug. 24, 2010	Scott Cleveland, CLU, Boise, Idaho
Aug. 24, 2010	Joseph K. Kaiser, CLU, Small Business Owner, Indianapolis, Indiana
Aug. 24, 2010	Patricia L. Berry, Kailua -Kona, Hawaii
Aug. 24, 2010	William A. Ballesteros, CEO, Ballesteros Family Insurance Services, Inc, Morro Bay, California
Aug. 24, 2010	Jason T. Beckendorf, Investment Adviser Representative, Blaine, Minnesota
Aug. 24, 2010	Jason A. Black, Partner at New York Life Insurance Company, Dublin, Ohio
Aug. 24, 2010	Troy J. Shreve, NAIFA, Lincoln, Nebraska
Aug. 24, 2010	James L. Mcinnes, Okeechobee, Florida
Aug. 24, 2010	Dennis D. Carlton, Omak, Washington
Aug. 24, 2010	Jimmy D. Auvil, Montgomery, Alabama
Aug. 24, 2010	James M. Herrington, CFP, ChFC, NAIFA, FPA, SFSP, Augusta, Georgia
Aug. 24, 2010	Dean A. Hempel, Registered Representative since 1994, Seymour, Tennessee
Aug. 24, 2010	Fred N. Huff, Sr, Jackson, Mississippi
Aug. 24, 2010	Craig R. Forbes, New Rochelle, New York
Aug. 24, 2010	Garry Helyer, CLU, ChFC, Adjunct professor of Finance, Connecticut
Aug. 24, 2010	Alan F. Rosenbeg, Founder, Wealth Initatives, Newark, Delaware
Aug. 24, 2010	Kyle B. Walker, LUTCF, Springfield, Missouri
Aug. 24, 2010	Michael J. Axton, CLUChFC, NAIFA, Lauarel, Mississippi
Aug. 24, 2010	James P. Grogan, Managing Direct or the Northwestern Mutual Life, Milwaukee, Wisconsin
Aug. 24, 2010	James Stuart Neff, II, Independent Agent, Annapolis, Maryland
Aug. 24, 2010	Robert J. Stoltman, NAIFA member since 1982, Little Falls, Minnesota
Aug. 24, 2010	George R. Ray, Registered Rep w/ AXA/Equitable, Pensacola, Florida
Aug. 24, 2010	Blair Broussard, Thibodaux, Louisiana
Aug. 24, 2010	William M. Burke, Fort Lauderdale, Florida
Aug. 24, 2010	Carrington B. Day, CLTC, Harbor Springs, Michigan
Aug. 24, 2010	Daniel L. Austin, CLU, Windsor, Colorado
Aug. 24, 2010	Nancy R. Nunez, MBA, Dallas, Texas
Aug. 24, 2010	Larry D. Burch, FIC, Edmond, Oklahoma
Aug. 24, 2010	Michael D. McCoy, NAIFA, Gurnee, Illinois
Aug. 24, 2010	Donald L. Haisman, CFP, CFP - Registered investment Advisor and Member - Financial Planning Association (FPA), Fort Myers, Florida
Aug. 24, 2010	Kurt D Ferris, Registered Rep NY Life, Oswego, New York
Aug. 24, 2010	Rona S. Rosenberg, New Windsor, New York
Aug. 24, 2010	Judy Borden, Northwestern Mutual Financial Network, Kalamazoo, Michigan
Aug. 24, 2010	Joe Meyer, CLUChFC, Napoleon, Ohio
Aug. 24, 2010	Tracy L. Lippel, Newark, Delaware
Aug. 24, 2010	Mark S. Gluckner, NAIFA Chattanooga, TN, Chattanooga, Tennessee
Aug. 24, 2010	Sam Shada, Ft Collins, Colorado
Aug. 24, 2010	Frankie A. Crowe, ChFC, MSFS, CLU, Indianapolis, Indiana
Aug. 24, 2010	Jerri W. Batts, Financial Consultant, AXA Advisors, LLC, Wilson, North Carolina
Aug. 24, 2010	Donald J. Stone, El Paso, Illinois
Aug. 24, 2010	David G. Walter, New York Life, Miami, Florida
Aug. 24, 2010	Lee Ninneman, Appleton, Wisconsin
Aug. 24, 2010	LEO O WHITLOW, JR, President - NAIFA, Richmond, Virginia
Aug. 24, 2010	Ronald T. Fullmer, Fianancial Professional, Salt Lake City, Utah
Aug. 24, 2010	Connie D. Marcum, Registered Representative, clarksville, Indiana
Aug. 24, 2010	Fred W Lancaster, Albuquerque, New Mexico
Aug. 24, 2010	Drew Jones, Belmont, North Carolina
Aug. 24, 2010	David L. Rees, NAIFA - Allstate Insurance Company, Marion, Indiana
Aug. 24, 2010	Greg Scherschel, Columbus, Indiana
Aug. 24, 2010	James L. Yost, CLU, ChFC, Life Insurance and Mutual Funds Sales and Service, Grand Rapids, Michigan
Aug. 24, 2010	John P. Posani, Esquire, Columbus, Ohio
Aug. 24, 2010	walter d holley, jr, President holley agency, olivette, Missouri
Aug. 24, 2010	Michael P. Casey, Sr., investment advisor representative, Richmond, Virginia
Aug. 24, 2010	Jerry Mathis, Principal, M A R Financial Group, San Antonio, Texas
Aug. 24, 2010	Dean Forman, M.S.CFPCEBS, CEO/President GFBB Benefits, Roseville, California
Aug. 24, 2010	Daniel Johnson
Aug. 24, 2010	Donna C. Rettig, Advisor for Country Financial, Tucson, Arizona
Aug. 24, 2010	Calvin Taketa, NAIFA Hawaii, Mililani, Hawaii
Aug. 24, 2010	Thomas L. Littleton, CLU, LUTCF, Nacogdoches, Texas
Aug. 24, 2010	Bill King, Brownwood, Texas
Aug. 24, 2010	Jeffrey M. Orth, ChFC, CASL, Gilory, California
Aug. 24, 2010	Brandon R. Paulseen, Partner, Paulseen Financial Group, Wichita, Kansas
Aug. 24, 2010	Marc V. Lewis, NAIFA, Smyrna, Tennessee
Aug. 24, 2010	Robert J. Pollinger, CLU, ChFC, MSFS, President Elect, The San Diego Chapter of The Society of Financial Services Professionals - President Del Mar Financial Partners, Inc. - Member of The San Diego Chapter of NAIFA and The Financial Planning Association, San Diego, California
Aug. 24, 2010	Richard Vonderlage, Registered Representative, Omaha, Nebraska
Aug. 24, 2010	Jason Rucker, Cambridge Financial Services, Gilbert, Arizona
Aug. 24, 2010	Christopher B. Neff, Eureka, Illinois
Aug. 24, 2010	Gary Wolf, Las Vegas, Nevada
Aug. 24, 2010	Christi Daughenbaugh, Sunnyvale, Texas
Aug. 24, 2010	Don Lee, Insurance Representative/Registered Representative, Great Falls, Montana
Aug. 24, 2010	Greg R. Wagner, Cross Plains, Wisconsin
Aug. 24, 2010	Robert D. Dollar, Modern Woodmen of America, Stockbridge, Georgia
Aug. 24, 2010	Algis A Liskunas, Sarasota, Florida
Aug. 24, 2010	Mario A. Giovannucci, Registered Investment Advisor, Bristol, Connecticut
Aug. 24, 2010	Logan T. Cox, Reg Rep 20years, Beaverton, Oregon
Aug. 24, 2010	Larry B. Rash, CLU, Orlando, Florida
Aug. 24, 2010	Archer A. Jordan, NAIFA member, ABC (Alternative Benefits Consultant), Alexandria, Virginia
Aug. 24, 2010	Timothy J. Kraayenbrink, Fort Dodge, Iowa
Aug. 24, 2010	Craig R Schillig, Registered Reprsentative, Bettendorf, Iowa
Aug. 24, 2010	Rhett Coatney, Registered Representative with COUNTRY Financial, Lanark, Illinois
Aug. 24, 2010	Olin K. Barkdull, CFP, National Association of Insurance and Financial Advisors, National Association of Health Underwriters, Idaho Falls, Idaho
Aug. 24, 2010	Robert M Kelly, Kennewick, Washington
Aug. 24, 2010	Sherry R Leriger, Fremont, Nebraska
Aug. 24, 2010	George P. Gallagher, LUTCF, Registered Representative, NYLIFE Securities, Waltham, Massachusetts
Aug. 24, 2010	David S. Cochran, Life Insurance Agent, Glen Allen, Virginia
Aug. 24, 2010	Roger C. Kruse, CFP �, Minneapolis, Minnesota
Aug. 24, 2010	Larry E. Botts, Lexington, Kentucky
Aug. 24, 2010	John H. Akoury, CFP(R), Boston, Massachusetts
Aug. 24, 2010	Susan D. Fristoe, Tallahassee, Florida
Aug. 24, 2010	Ronald G. Rodgers, Redmond, Washington
Aug. 24, 2010	Glenn D. Blackwell, Mooresville, Indiana
Aug. 24, 2010	Leslie S. Radwany, Jr., CLU. ChFC, Akron, Ohio
Aug. 24, 2010	William R. McNabola, PhD, Registered Representative, IAR, NAIFA, Newark, Delaware
Aug. 24, 2010	Robert Sanders, III, NAIFA, Richmond, Virginia
Aug. 24, 2010	Robert J. Hanten, Orono, Minnesota
Aug. 24, 2010	Michael S. Farrell, CLUChFC, Yorktown Hts, New York
Aug. 24, 2010	Marcus Stone, Financial Advisor, Austin, Texas
Aug. 24, 2010	Robert M. Webb, Registered Rep, Marion, Ohio
Aug. 24, 2010	Pamela Smith, CLU, LUTCF, MEMPHIS, Tennessee
Aug. 24, 2010	Loretta Mills, Registered Representative, Omaha, Nebraska
Aug. 24, 2010	Janelle J. Fuhrmann, CFP and Managing Partner for 100+ advisors, Appleton, Wisconsin
Aug. 24, 2010	Henry K. Roe, CLU ChFC, MDRT and NAIFA, Marseilles, Illinois
Aug. 24, 2010	Lorraine A. JordanCluChfc
Aug. 24, 2010	Theodore A. Malette, CLU, Scarborough, Maine
Aug. 24, 2010	Jeffrey S. Cornelius, Knoxville, Tennessee
Aug. 24, 2010	Bert L. Reames, CLU, American Society Financial Service Professionals, Daytona Beach, Florida
Aug. 24, 2010	Mark W. Hicks, Clu ChFC Naifa, FSP, MDRT, cleveland, Ohio
Aug. 24, 2010	Benjamin M. Bloom, LUTCF, CLTC, Agent, MassMutual Life Insurance Co., Walnut Creek, California
Aug. 24, 2010	Dernnis Cuccinelli, Edison, New Jersey
Aug. 24, 2010	John O. Todd, III, NAIFA member, San Diego, California
Aug. 24, 2010	Jeffrey J. Brusa, Lodi, California
Aug. 24, 2010	James F. Linenger, Farmington Hills, Michigan
Aug. 24, 2010	Jay C. McCluskey, MBA.Clu.ChFC.MSFS., Dallas, Texas
Aug. 24, 2010	Anthony J. Schau, CFP, Member Society of Financial Planning, Regional Director of NAIFA, Iowa City, Iowa
Aug. 24, 2010	Robert T. Lynch, Registered Representative, Thornwood, New York
Aug. 24, 2010	Charles E. Thompson, Lexington, Kentucky
Aug. 24, 2010	Margaret R. Beck, CLU, ChFC, CEBS, Redding, California
Aug. 24, 2010	Jonathan D. Haymes, Haymes Insurance Agency Inc., Nixa, Missouri
Aug. 24, 2010	Norman J. Politziner, CFP, Member of NAIFA, Highland Park, New Jersey
Aug. 24, 2010	Brad K. Bittner, Lutcf, Weatherly, Pennsylvania
Aug. 24, 2010	Francis J. Pickett, CLU, ChFC, Los Alamitos, California
Aug. 24, 2010	Robert O. Smith, JD ChFC, Trustee, NAIFA, Grand Rapids, Michigan
Aug. 24, 2010	Michael J Lanspery, Registered Representative, New Windsor, New York
Aug. 24, 2010	Susan D. Wier, President, First American Advisory, LLC, Bloomington, Indiana
Aug. 24, 2010	Sandra Henderson, V. P. Plan Financial, Fresno, California
Aug. 24, 2010	Marc A. Bregman, NAIFA, Lodi, California
Aug. 24, 2010	Samuel E. Terry, Jr., Agent, Farm Bureau Insurance Companies, Floyd, Virginia
Aug. 24, 2010	Subir Grewal, Principal, Washington Square Capital Management, New York, New York
Aug. 24, 2010	Greg H. Marchand, CFP, Webster, Massachusetts
Aug. 24, 2010	David L. Towry, Sr, CLU, Salem, Oregon
Aug. 24, 2010	Paul A. Stern, Houston, Texas
Aug. 24, 2010	Sandra Reiseman, Reg. Rep., Miami, Florida
Aug. 24, 2010	Richard Bowers, CLU LUTCF, Mukwonago, Wisconsin
Aug. 24, 2010	Richard Gurdjian, CLU, ChFC, Adrian, Michigan
Aug. 24, 2010	Carl Ferguson, Insurance Agent, Green Camp, Ohio
Aug. 24, 2010	Tom Dice, Managing Executive and Registered Investment Advisor, Mitchell, South Dakota
Aug. 24, 2010	John Kendall, Miami, Florida
Aug. 24, 2010	Brian Carroll, Managing Director, Blue Line Financial, LLC, Waltham, Massachusetts
Aug. 24, 2010	Peter Borowski, Financial Planner for 33 years, Englewood, Florida
Aug. 24, 2010	Floyd White, Jr., NAIFA Registered Rep and Insurance Agent, Las Vegas, Nevada
Aug. 24, 2010	Michael Klein, CFP, Mesa, Arizona
Aug. 24, 2010	Pamela Walton, CLU ChFC, MS, San Antonio, Texas
Aug. 24, 2010	Don R. Yates, Bosque Farms, New Mexico
Aug. 24, 2010	Phillip L. Adamczyk, CLU, ChFC, CMFC, Tallahassee, Florida
Aug. 24, 2010	Aeramy K. Porter, Wichita, Kansas
Aug. 24, 2010	Stewart J. Weissman, Encinitas, California
Aug. 24, 2010	Ron Adams, CLU, RFC, CCPS, NAIFA, Fair Oaks, California
Aug. 24, 2010	Steve Aycock, CFP, Financial Planner- Aycock Financial Group, Austin, Texas
Aug. 24, 2010	Mark L. Niswonger, Financial Services Professional, Erie, Pennsylvania
Aug. 24, 2010	Monte Merken, DFP, LUTCF, Local Faculty, American College, LUTC Moderator, West Hills, California
Aug. 24, 2010	Qayyum A. Raheem , LUTCF, Elgin , Illinois
Aug. 24, 2010	Wayne L. Crowther, Sylvania, Ohio
Aug. 24, 2010	Jeff Marsh, Financial Adviser, Eagle Strategies, LLC, Torrington, Wyoming
Aug. 24, 2010	Paul Harris, CLU, ChFC, CASL
Aug. 24, 2010	Robert Lund, Duluth, Minnesota
Aug. 24, 2010	Robert J. Effner, Sr., St Charles, Illinois
Aug. 24, 2010	Roland J. Basinski, CLU, ChFC, NAIFA, SFSP, Denville, New Jersey
Aug. 24, 2010	Ralph L Jarman, Jr, Insurance Agent, Kinston, North Carolina
Aug. 24, 2010	Jonathan Haugen, Bismarck, North Dakota
Aug. 24, 2010	Gretchen M. Rehm, NAIFA, North Mankato, Minnesota
Aug. 24, 2010	Otis W. O'Quin, Publisher, Baton Rouge, Louisiana
Aug. 24, 2010	Walter Schmieder, Princor Financial Services, Financial Advisor, St. Louis, Missouri
Aug. 24, 2010	Kurby S. Steffen, Agent, Farm Bureau Financial Services, Morris, Minnesota
Aug. 24, 2010	Paul Westhoven CASL CLU ChFC LUTCF, NAIFA, Greenwood Village , Colorado
Aug. 24, 2010	Scott Kieper, CLU, ChFC, Avon, Connecticut
Aug. 24, 2010	Larry Brown, Westchester, Ohio
Aug. 24, 2010	Albert J. Guida , Jr., CLU, Las Vegas, Nevada
Aug. 24, 2010	Sharon S. Walls, Salina, Kansas
Aug. 24, 2010	Terry Cornelius
Aug. 24, 2010	Amy D. La Grange, Iowa City, Iowa
Aug. 24, 2010	David M. Lively, Sr., Financial representative, Kingsport, Tennessee
Aug. 24, 2010	Charles R. Woodson, St Louis Park, Minnesota
Aug. 24, 2010	David Sewell, NAIFA, Phoenix, Arizona
Aug. 24, 2010	Ryan M. Utecht, St. Paul, Minnesota
Aug. 24, 2010	Aaron Buck
Aug. 24, 2010	Sonya L. Barclay, Registered Representative, Walnut Street Securities, Inc., Williamsport, Pennsylvania
Aug. 24, 2010	Lyle Cooper, Layton, Utah
Aug. 24, 2010	Brian D. Lipinski, Pittsburgh, Pennsylvania
Aug. 24, 2010	Clifford S. Webster, CFP, CLU, agent for Northwestern Mutual Investment Services, Boston, Massachusetts
Aug. 24, 2010	Stanly McAfee, Waterbury, Nebraska
Aug. 24, 2010	Kenneth D. Cochran, CHFC, Tampa, Florida
Aug. 24, 2010	Mark Smith, Newark, Ohio
Aug. 24, 2010	Jerry D. Jackson, LUTCF, Peoria, Illinois
Aug. 24, 2010	Jim Tosco
Aug. 24, 2010	Dalia Badajos, Newport Beach, California
Aug. 24, 2010	Daniel R. Liebers, Deerfield, Illinois
Aug. 24, 2010	Randy J. Wesselius, National Association of Insurance and Financial Advisors, Yakima, Washington
Aug. 24, 2010	Quinn Hogan, Wealth Mgt Advisor, Northwestern Mutual Life, Manchester, New Hampshire
Aug. 24, 2010	Myron D. Hammond, Lynnwood, Washington
Aug. 24, 2010	Tracy Francis, Reg Rep, Lexington, Kentucky
Aug. 24, 2010	Todd Johnson, Professional Association Executive for Financial Advisors, Minneapolis, Minnesota
Aug. 24, 2010	Ruth C. Carter, NIAFA, NTSAA, LUTCF, American College, El Paso, Texas
Aug. 24, 2010	Jerry Hubner, CLU ChFC LUTCF , South Bend, Indiana
Aug. 24, 2010	Chad Reynolds, Financial Representative Northwestern Mutual, Indianapolis, Indiana
Aug. 24, 2010	Dennis J. Bledsoe
Aug. 24, 2010	Robert Buxman, NAIFA-Oregon, Political Involvement Chair, Portland, Oregon
Aug. 24, 2010	Joseph D. Cochran, Sr., Fort Wayne, Indiana
Aug. 24, 2010	Mark Legaspi, Port Jefferson Station, New York
Aug. 24, 2010	Roderick Carr, Boise, Idaho
Aug. 24, 2010	Hallene J. Minter, FAYETTEVILLE, Georgia
Aug. 24, 2010	David J. Jansen, Certified Financial Planner, Dubuque, Iowa
Aug. 24, 2010	Gerard S. Luczak, Rocky Hill, Connecticut
Aug. 24, 2010	Neal Thomas, CLU ChFC, Lincoln, Nebraska
Aug. 24, 2010	Brad Foy, Financial Planner, Wilmington, Delaware
Aug. 24, 2010	Glenn Dombras, Registered Rep, Medford, Oregon
Aug. 24, 2010	Karen S. Wilson, registered representative, State Farm VP Management Corp, Godfrey, Illinois
Aug. 24, 2010	Rajan U. Mistry, Financial Services Professional, Bakersfield, California
Aug. 24, 2010	Michael Sarver, Akron, Ohio
Aug. 24, 2010	Dorletta Stroh, LUTCF, Registered Representative, Dickinson, North Dakota
Aug. 24, 2010	James K. Hartman, Agency Manager, Galesburg, Illinois
Aug. 24, 2010	Brett Romine, Financial Representative at Country Financial, Naperville, Illinois
Aug. 24, 2010	Kevin D. Samuelson, Northwestern Mutual Financial Services, Salt Lake City, Utah
Aug. 24, 2010	Tom Hegna, Fountain Hills, Arizona
Aug. 24, 2010	Jerry A. Schutte, Grand Rapids,, Michigan
Aug. 24, 2010	Kevin J. Murphey, Ph.D, Hixson, Tennessee
Aug. 24, 2010	Donald F. Vendetti, Jr, Financial Advisor, Baystate Financial Services, South Dennis, Massachusetts
Aug. 24, 2010	Mitch Arnold, CLU, Longwood, Florida
Aug. 24, 2010	Stephen D. Home, Financial Planner MetLife, San Jose, California
Aug. 24, 2010	Donna Patton, CLU, ChFC, Financial Advisor, Principal Financial Group, Fairway, Kansas
Aug. 24, 2010	Thomas McCarty, New York Life, Charleston, South Carolina
Aug. 24, 2010	Richard J. Zeitler, Brandon, Florida
Aug. 24, 2010	James Jackson, IV, Agent, Auburn, Maine
Aug. 24, 2010	Lawrence J. Fowler, Jr., Agent, Nationwide Financial, Norwich, Connecticut
Aug. 24, 2010	Adam Weeman, CFP, Sioux Falls, South Dakota
Aug. 24, 2010	Robert M Danner, Jr, CLU,ChFC Northwestern Mutual Financial Network, Macon, Georgia
Aug. 24, 2010	Leonard Dayton
Aug. 24, 2010	Douglas M. Osborne, CPA, Billings, Montana
Aug. 24, 2010	Gerald S. Flowers, Insurance Sales, Norwalk, Connecticut
Aug. 24, 2010	Clark Ulrich, Ogden, Utah
Aug. 24, 2010	Marc R. DiDomenico, CFP, Costa Mesa , California
Aug. 24, 2010	Gary P. Kallio, CFP, Bothell, Washington
Aug. 24, 2010	Kendall S. Koens, Financial Representative, Thrivent Financial for Lutherans, Rochester, Minnesota
Aug. 24, 2010	David Ion, Registered Rep., Los Osos, California
Aug. 24, 2010	Kenny Divelbiss, Oklahoma City, Oklahoma
Aug. 24, 2010	Lowell G Nelson, Agent, Cedar City, Utah
Aug. 24, 2010	Tyler J. Vongsawad, CLU, ChFC, Board Member, Utah Valley Estate Planning Council, Provo, Utah
Aug. 24, 2010	Mark A. Bourdo
Aug. 24, 2010	Paul Roa, CLU, ChFC, Williamsburg, Virginia
Aug. 24, 2010	Al Stelling, NAIFA member, Neligh, Nebraska
Aug. 24, 2010	Michael Hixson, Montana
Aug. 24, 2010	Edward W. Macaulay, LUTCF, Registered Representative, Exeter, California
Aug. 24, 2010	Jeff Biggs, NAIFA, Topeka, Kansas
Aug. 24, 2010	R. Carey Mountcastle, III, Indianapolis, Indiana
Aug. 24, 2010	Richard E. Prince, CLU, ChFC, CFP, Financial Advisor, Northwestern Mutual, Atlanta, Georgia
Aug. 24, 2010	Calvin M. Sievers, Financial Consultant, Rapid City, South Dakota
Aug. 24, 2010	Brian R. Emswiler, Eden Prairie, Minnesota
Aug. 24, 2010	Warren W. Kearns, NAIFA, Torrington, Wyoming
Aug. 24, 2010	Michael J Bernard, FIC, Vice President, NAIFA Sanford, NC Chapter, West End, North Carolina
Aug. 24, 2010	Ken Ebert, Salina, Kansas
Aug. 24, 2010	Michael B. Hoffman, Medota Heights, Minnesota
Aug. 24, 2010	David Saltzman
Aug. 24, 2010	Gregory P. Daigle, JD, CLU, NAIFA-Louisiana State President, Lafayette, Louisiana
Aug. 24, 2010	Steve Gifford, Mt. Olivet, Kentucky
Aug. 24, 2010	David B. Manuel, CLU, ChFC
Aug. 24, 2010	Jerrold J Borrowman, Chartered Financial Consultant, Sandy, Utah
Aug. 24, 2010	Donald E. Morris, Jr., CLU, Oakland, California
Aug. 24, 2010	Michael L. Pickerill, Peoria, Illinois
Aug. 24, 2010	Elyse Dornhecker, Financial Representative, Northwestern Mutual, Duluth, Minnesota
Aug. 24, 2010	Gregory D. Goeders, Eagan, Minnesota
Aug. 24, 2010	George A. Webb, CLU ChFC, Poca Valley Financial Services, Charleston, West Virginia
Aug. 24, 2010	Susan L. Cathey, Tennessee
Aug. 24, 2010	Frank Kolovic, NAIFA, AHIA, Westchester County Bar Association., Bronx, New York
Aug. 24, 2010	Gary L. Watkins, President, Banyan Capital Management, Atlanta, Georgia
Aug. 24, 2010	Michael J. Steele, MBA, CLU, ChFCX, Hiawatha, Iowa
Aug. 24, 2010	William K McGreevy, CLU, LUTCF, Sioux Falls, South Dakota
Aug. 24, 2010	Cindy A. Gettel, Parkville, Missouri
Aug. 24, 2010	Brett P. Welch, President, Western Wisconsin NAIFA, La Crosse, Wisconsin
Aug. 24, 2010	Gordon Smith, Tucson, Arizona
Aug. 24, 2010	David P. Neuman, Stoltmann Law Offices, P.C., Chicago, Illinois
Aug. 23, 2010	J. Hardy
Aug. 23, 2010	Phillip G. Bracey
Aug. 23, 2010	Steven J. Stanganelli, CFP, Principal, Clear View Wealth Advisors, LLC Member, FPA-MA, Amesbury, Massachusetts
Aug. 23, 2010	Ricardo L. Gomez, Agent, New YorkLife, Tucson, Arizona
Aug. 23, 2010	Katie Beilke, Appleton, Wisconsin
Aug. 23, 2010	Curt R. Stauffer, Chief Investment Officer, EHD Advisory Services, Inc., Lancaster, Pennsylvania
Aug. 23, 2010	Stephen O. Rothschild, CLU, ChFC, CRC, RFC, President, Rothshild Sale, St. Louis, Missouri
Aug. 23, 2010	Michael S. Tumer, CFP, President, Bayhill Advisors Inc, Davis, California
Aug. 23, 2010	Robert J. Latimer, LUTCF, Marshall, Missouri
Aug. 23, 2010	Ian Swanson, Arlington, Virginia
Aug. 23, 2010	Douglas K. Flink, CLU, ChFC, Minneapolis, Minnesota
Aug. 23, 2010	Barbara C. Archer, CFP,CLU, FPA, NAIFA, EPC, St. Louis, Missouri
Aug. 23, 2010	Leslie a pECK, ChFC CLU, Springfield, Missouri
Aug. 23, 2010	Scott Bombeck, CFP, President, Acanthus Associates, Holmes, Pennsylvania
Aug. 23, 2010	Rob Hendrickson, CLU, ChFC, CASL, Management Associate, New York Life, Springfield, Missouri
Aug. 23, 2010	Kimball R. Doxey, NAIFA, SFSP, Salt Lake City, Utah
Aug. 23, 2010	Z. Jane Riley
Aug. 23, 2010	Mark B. Severs, CFP, Lebanon, New Hampshire
Aug. 23, 2010	Gary L. Brockett, CFP, ChFC, CEO, Sirak-Brockett Agency, Ltd., Canton, Ohio
Aug. 23, 2010	Brett A Kuntze, stocktrader, Antioch, California
Aug. 23, 2010	Thomas H. Staebler, CLU, Registered Representative, Westerville, Ohio
Aug. 23, 2010	James O. Mitchel, Ph.D., Glastonbury, Connecticut
Aug. 23, 2010	Robert P. Burke, President and CEO, Commonwealth Financial Partners, LC, Virginia Beach, Virginia
Aug. 23, 2010	Robert D. Sheahan, Naifa, Mosinee, Wisconsin
Aug. 23, 2010	Michael Morris, CLU, ChFC, Springfield, Missouri
Aug. 23, 2010	Dan Lehner, Columbus, Ohio
Aug. 23, 2010	Tim Lukasek, Manitowoc, Wisconsin
Aug. 23, 2010	Joseph Curotto, St. Louis, Missouri
Aug. 23, 2010	Brent Mirgon, Zanesville, Ohio
Aug. 23, 2010	Wesley A. Engeseth, National Association of Insurance and Financial Advisors, Denham Springs, Louisiana
Aug. 23, 2010	Donald E. Glaser, St. Marys, Ohio
Aug. 23, 2010	Cynthia Jo Johns, Kearney, Missouri
Aug. 23, 2010	Justin Nichols, CFP�, Manhattan, Kansas
Aug. 23, 2010	Andrew Bird, Financial Advisor, Northwestern Mutual Financial Network, Milwaukee, Wisconsin
Aug. 23, 2010	David W. Stangohr, Lees Summit, Missouri
Aug. 23, 2010	Alexander L. Lavold, Financial Representative, Northwestern Mutual Financial Network, Milwaukee, Wisconsin
Aug. 23, 2010	William M. Boyle, Milwaukee, Wisconsin
Aug. 23, 2010	Richard B. McKernan, NAIFA, Columbia, Missouri
Aug. 23, 2010	Cynthia L. Bong, Registered Representative, Hartland, Wisconsin
Aug. 23, 2010	Patrick R. Houlihan, St. Louis, Missouri
Aug. 23, 2010	Richard A. Koob, CLU ChFC, AEP, NAIFA, Waukesha, Wisconsin
Aug. 23, 2010	Carl C. Ferguson, LUTCF, Life Insurance Agent, NAFIA, Green Camp, Ohio
Aug. 23, 2010	Jeff Stupar, Milwaukee, Wisconsin
Aug. 23, 2010	Daniel L Frey, II, MWA Financial Services, Horicon, Wisconsin
Aug. 23, 2010	Bret Ohlhausen, State Farm Insurance Agent, Kansas City, Missouri
Aug. 23, 2010	Romeo Raabe, Green Bay, Wisconsin
Aug. 23, 2010	Robert A. Jones, Ellisville, Missouri
Aug. 23, 2010	Lori Henson, St. Louis, Missouri
Aug. 23, 2010	Donald J. Chauvin, Houma, Louisiana
Aug. 23, 2010	Anne C. Gibson, MBA, CFP, Owner, Gibson Financial Solutions, LLC, Ellsworth, Maine
Aug. 23, 2010	William A. Grigat, CFP, Ormond Beach, Florida
Aug. 22, 2010	Pete Brown
Aug. 22, 2010	Warren Mackensen
Aug. 22, 2010	James Mccurdy
Aug. 22, 2010	Stephen Mcneely
Aug. 22, 2010	M. Wayne Neff
Aug. 22, 2010	Patrick Ogorman
Aug. 22, 2010	Dick Purcell
Aug. 21, 2010	George Debnam
Aug. 21, 2010	Linda Law
Aug. 21, 2010	Regina Mastrogiacomo
Aug. 21, 2010	Mark Nehra
Aug. 20, 2010	Ann B. Ennis, CLU, ChFC, Vice President, Financial Institution Services,The Newport Group
Aug. 20, 2010	Teri Bergstrom
Aug. 20, 2010	Eleanor Blaylock
Aug. 20, 2010	Daryl Braun
Aug. 20, 2010	Lesh Brown
Aug. 20, 2010	Terry Burke
Aug. 20, 2010	Charles Clawson
Aug. 20, 2010	Jamie Cox
Aug. 20, 2010	Richard Dennie
Aug. 20, 2010	Donald Devost
Aug. 20, 2010	Gordon Ellis
Aug. 20, 2010	Felix Garcia
Aug. 20, 2010	Jeffrey Grewe
Aug. 20, 2010	David Harden
Aug. 20, 2010	Jerald Hoffner
Aug. 20, 2010	Phillip Jacobson
Aug. 20, 2010	Gregory Keil
Aug. 20, 2010	Bert Leboeuf
Aug. 20, 2010	Brad Maruschak
Aug. 20, 2010	Ray May
Aug. 20, 2010	Juli McNeely
Aug. 20, 2010	Ted Roberts
Aug. 20, 2010	Jay Rogers
Aug. 20, 2010	Wayne Schmidt
Aug. 20, 2010	Stephen Simendinger
Aug. 20, 2010	Thomas Slaughter, Jr.
Aug. 20, 2010	Kevin St.Pe
Aug. 20, 2010	James Thom
Aug. 20, 2010	Lorne Wiggins
Aug. 20, 2010	Patrick Wippel
Aug. 20, 2010	Erik Wolfers
Aug. 20, 2010	Keith Wolff
Aug. 20, 2010	Charles Wood
Aug. 19, 2010	Wayne K. Merkel
Aug. 19, 2010	Gary A. Morris
Aug. 19, 2010	Bruce D. White, MS, CFP, Pleasanton, California
Aug. 19, 2010	Robert Albers
Aug. 19, 2010	Barry Boscoe, Brighton Advisory Group
Aug. 19, 2010	Richard Almeida
Aug. 19, 2010	Faith Bautista
Aug. 19, 2010	David Bonney
Aug. 19, 2010	Jeffrey Broadhurst
Aug. 19, 2010	Mary Lynne Dahl Dahl
Aug. 19, 2010	Tim Deitemeyer
Aug. 19, 2010	Margaret Doviak
Aug. 19, 2010	Jason Eaton
Aug. 19, 2010	Mark Essenfeld
Aug. 19, 2010	John Farlow
Aug. 19, 2010	Ronald Hamilton
Aug. 19, 2010	Roger Harmon
Aug. 19, 2010	Daniel Burke
Aug. 19, 2010	Geoffrey P. Kasse
Aug. 19, 2010	Aaron Jackson
Aug. 19, 2010	John Lanpher
Aug. 19, 2010	Diane Maloney
Aug. 19, 2010	William Mcelroy
Aug. 19, 2010	Jerome Miller
Aug. 19, 2010	Darby Minnick
Aug. 19, 2010	Sue Harford Ferdig, Wealth Management Group of Silicon Valley
Aug. 19, 2010	Bruce Murphy
Aug. 19, 2010	Isaac Ortiz
Aug. 19, 2010	Robert Pennartz
Aug. 19, 2010	Jason R.
Aug. 19, 2010	William Ryan
Aug. 19, 2010	Margery Schiller
Aug. 19, 2010	Francis St. Onge
Aug. 19, 2010	Sharen Stoner
Aug. 19, 2010	Susan Todaro
Aug. 19, 2010	Bernard Van Eperen
Aug. 19, 2010	Faye M. Osborn, NAIFA NE President, Lincoln, Nebraska
Aug. 19, 2010	Susan Collier
Aug. 18, 2010	Jeff A. Thompson
Aug. 18, 2010	James M. Danford, III, Financial Advisor, Waddell Reed, Inc., Columbia, South Carolina
Aug. 18, 2010	Eric C. LaBay, Portfolio Consultant, Broomfield, Colorado
Aug. 18, 2010	John J. John, CFP, Financial Advisor, Fallston, Maryland
Aug. 18, 2010	David M. Kover, CFP, Financial Planning Association, Chicago, Illinois
Aug. 18, 2010	Elfredia V. Hawthorne, Springfield, Illinois
Aug. 18, 2010	Kevin Tucker, Certified Financial Planner, Topeka, Kansas
Aug. 18, 2010	Lawrence Friedrichs, CPA, CFP, Mesa, Arizona
Aug. 18, 2010	Mark L. Prendergast, CPA, Huntington Beach, California
Aug. 18, 2010	Joseph G. Descant, CFP, Certified Financial Planner professional, Alexandria, Louisiana
Aug. 18, 2010	Dominick J. Vetrano, President - Fountainhead Financial, LLC, Chicago, Illinois
Aug. 18, 2010	Cameron M. Thornton, Principal, Cameron Thornton Associates, Burbank, California
Aug. 18, 2010	Howard Pressman, Certified Financial Planner, Financial Planning Assoc., Washington, District of Columbia
Aug. 18, 2010	Kenneth L. Kesler, Registered Representative, Missouri City, Texas
Aug. 18, 2010	Mary M. Beauchamp, CFP, Principal, LiveOak, LLC, Norfolk, Virginia
Aug. 18, 2010	Peter Melsness
Aug. 18, 2010	Frederick Miller, Ph D, CFP, CEO, Sensible Financial Planning and Management, LLC, Waltham, Massachusetts
Aug. 18, 2010	Lodie V. Biggs, III, CLU ChFC, MIllington, Tennessee
Aug. 18, 2010	Steven Roberts, Agetn, State Farm Insurance, Pocatello, Idaho
Aug. 18, 2010	Robert C. Standard, CFP, Sugar Land, Texas
Aug. 18, 2010	Ken Young, NAIFA-SAV, Savannah, Georgia
Aug. 18, 2010	Michael J. Schussele, RFC, CPA, Springfield, Illinois
Aug. 18, 2010	Valentine F. Lynch, CFP, Bowie, Maryland
Aug. 18, 2010	Larry E. Ribstein, Professor of Law, University of Illinois College of Law, Champaign, Illinois
Aug. 18, 2010	Michael Finke, Ph.D., Associate Professor of Financial Planning, Lubbock, Texas
Aug. 18, 2010	David G. Strege, Owner of RIA firm Syverson Strege and Company, West Des Moines, Iowa
Aug. 18, 2010	Roger S. McCullough, CLU, NAIFA, Fort Dodge, Iowa
Aug. 18, 2010	Jim Laneve, CFP, Lynchburg, Virginia
Aug. 18, 2010	Keith Henderson, CFP, Springfield, Virginia
Aug. 18, 2010	Paul Buckwalter, Lancaster, Pennsylvania
Aug. 18, 2010	Alice W. Hallford, Daphne, Alabama
Aug. 18, 2010	Phillip Howard, San Antonio, Texas
Aug. 18, 2010	John L. Olsen, CLU, ChFC, AEP, Kirkwood, Missouri
Aug. 18, 2010	John R. Burch, CFP, Certified Financial Planner, Helena, Alabama
Aug. 18, 2010	Scott R. Koesterer, CFP, Phoenix, Arizona
Aug. 18, 2010	Barbara R. Fleming, CFP, Wilmington, North Carolina
Aug. 18, 2010	John W. Spooner, CFP�, Owner, JWS Financial, Stanhope, New Jersey
Aug. 18, 2010	Allan W. Cornman, CFP, President, Legacy Financial, Inc., Orwigsburg, Pennsylvania
Aug. 18, 2010	Anthony DeFranco, Jr., CPA, South Orange, New Jersey
Aug. 18, 2010	Michael A. Bush, Colorado Springs, Colorado
Aug. 18, 2010	Nancy Atkins Ferriss, CFP
Aug. 18, 2010	Kevin O. Ekstrom, CFP, Vestal, New York
Aug. 18, 2010	Richard P. Hohol, EA, CFP(R), Adjunct Faculty, DePaul University, Bloomingdale, Illinois
Aug. 18, 2010	Donald G. Wheeler, Sr., Member of FPA, Duxbury, Massachusetts
Aug. 18, 2010	David P. Robinson, CFP, Austin, Texas
Aug. 18, 2010	Keith M. Gillies, CFP, MBA, National Association of Insurance and Financial Advisors, LaPlace, Louisiana
Aug. 18, 2010	Glenn A Hottin, CFP, Registered Representative, Cambridge Investment Research, Inc, New Haven, California
Aug. 18, 2010	Randy W. Christensen, CFP(r), NAPFA, Garrett Planning Network, Nipomo, California
Aug. 18, 2010	Benjamin Gurwitz, San Antonio, Texas
Aug. 18, 2010	Celeste Friend, CFP, Chattanooga, Tennessee
Aug. 18, 2010	Richard P. Shanahan, Certified Financial Planner, Branford, Connecticut
Aug. 18, 2010	Bobbie D. Munroe, CFP, Owner, Fraser Financial, Atlanta, Georgia
Aug. 18, 2010	John Bowsman, Jacksonville, Florida
Aug. 18, 2010	Brian E. Bartkus, CFP, Bedford, Massachusetts
Aug. 18, 2010	Matthew G. Clark, CLU,ChFC, Dublin, Ohio
Aug. 18, 2010	Joseph R. Accurso, Certified Financial Planner, Washington, District of Columbia
Aug. 18, 2010	John A. LeMieux, CFP, CIMA, Principal, Anton LeMieux Financial Group, Falmouth, Maine
Aug. 18, 2010	Timothy A. Knotts, CFP(R), Principal, The Hogan-Knotts Financial Group, Red Bank, New Jersey
Aug. 18, 2010	James G. Beall, President, and Colleen M. Giffin, Vice President, Beall Financial Planning, Inc., Macon, Georgia
Aug. 18, 2010	James H. Cross, West Des Moines, Iowa
Aug. 18, 2010	Robert Giaccone, CFP (R)
Aug. 18, 2010	Wesley D. Previant, CFP(R), Los Angeles, California
Aug. 18, 2010	Paul E. Artof, CFP, Certified Financial Planner, Westlake Village, California
Aug. 18, 2010	David S. Alexander, Noblesville, Indiana
Aug. 18, 2010	Curtis L. Catlin, CFP, Naples, Florida
Aug. 18, 2010	James F. Ludwick, Owner, MainStreet Financial Planning, Inc., Odenton, Maryland
Aug. 18, 2010	Luke Xiong, CFP
Aug. 18, 2010	Richard A. Johnson, CFP, President CCO, Marian Financial Services, Inc., Jacksonville, Florida
Aug. 18, 2010	Joel Bickmore, Warner Robins, Georgia
Aug. 18, 2010	Michael P Murray, CFP, New Albany, Indiana
Aug. 18, 2010	Maria E. Lagomasino, Chief Executive Officer, GenSpring Family Offices, Palm Beach Gardens, Florida
Aug. 18, 2010	Bryan M. Totri, CFP, National Association of Personal Financial Advisors (NAPFA), Roswell, Georgia
Aug. 18, 2010	Kevin P. Carbin, Jr., CFP, Brunswick, Maine
Aug. 18, 2010	Carol Stephens, Peachtree City, Georgia
Aug. 18, 2010	Clifford Faintych, CFP, ChFC, Goshen, New York
Aug. 18, 2010	Ronald E. Gould, CFP
Aug. 18, 2010	Jeffrey B. Froman, CFP, Financial Advisor, Ameriprise Financial, Inc., Greenville, South Carolina
Aug. 18, 2010	Chad Teders, Vice President, Monroe Bank, Bloomington, Indiana
Aug. 18, 2010	Thomas G. Cloud, Jr., NAPFA, Kingdom Advisors, Marietta, Georgia
Aug. 18, 2010	Lawrence W. Hoffman, II, CFP(R), ChFC(R), RFC, CDFA(TM), , International Association of Registered Financial Consultants, Association of United States Army, Financial Planning Association, Columbus, Georgia
Aug. 18, 2010	Robert A. Lieb, CFP, State College, Pennsylvania
Aug. 18, 2010	William J. Frederick, CFP, Buffalo, New York
Aug. 18, 2010	Timothy Gardner, Franklinville, New Jersey
Aug. 18, 2010	Richard D. Seaver, Financial Advisor, Valeo Financial Advisors, LLC, Indianapolis, Indiana
Aug. 18, 2010	Joseph P. Williams, Jr., President, Williams Financial Services, Inc., Coral Springs, Florida
Aug. 18, 2010	Gail J. Parker, CFP, National Association of Personal Financial Advisors, Portland, Oregon
Aug. 18, 2010	William M. Kaiser, CFP, Kennett Square, Pennsylvania
Aug. 18, 2010	John H. Kroeger, CFP, Phoenix, Arizona
Aug. 17, 2010	Norman Winer, National Benefits Group, Minnetonka, Minnesota
Aug. 17, 2010	Tracy A. Miller, CFP, Portfolio LLC, Oklahoma City, Oklahoma
Aug. 17, 2010	Rick P Cecchetti, Grantham, New Hampshire
Aug. 17, 2010	William W. Palmer, III, CFP(r), Financial Planning Association, Englewood, Colorado
Aug. 17, 2010	Alan B. Jonas, CFP(R), Assocate Member,Trusts Estates Section, State Bar of CA, San Rafael, California
Aug. 17, 2010	Carol Lewis, Register Investment Advisor and Certified Financial Planner, centennial, Colorado
Aug. 17, 2010	Brian D. Frederick, CFP, Seattle, Washington
Aug. 17, 2010	William Reynolds, Investment Advisor, Fort Collins, Colorado
Aug. 17, 2010	James F. Watkins, Jr., CFP, President-Watkins Financial Limited, Leawood, Kansas
Aug. 17, 2010	Roger A. Key, CFP, Client Advisor, SunTrust Bank, Atlanta, Georgia
Aug. 17, 2010	Judy C. Hagar, CFP, Wolters, Hagar & Pratt, Financial Planning, Inc., San Diego, California
Aug. 17, 2010	John McTague, Financial Advisor, Freehold, New Jersey
Aug. 17, 2010	Stephen P. Barnes, CFA, CFP, Shareholder, Barnes Investment Advisory, Inc., Phoenix, Arizona
Aug. 17, 2010	Laura A. Jacobs, San Jose, California
Aug. 17, 2010	Worth D. Ketchem, Certified Financial Planner tm, Charleston, South Carolina
Aug. 17, 2010	Benjamin Lupu , CFP, Certified Financial Planner, Studio City , California
Aug. 17, 2010	T. Taylor Payne, CPA/PFS, CFP�, President, Payne Wealth Partners, Inc., Evansville, Indiana
Aug. 17, 2010	Rodney K Roath, CPA, CFP, President, Money Matters, Inc., Minneapolis, Minnesota
Aug. 17, 2010	Mark C. Logan, CFP, Bellingham, Washington
Aug. 17, 2010	Amanda Strembicke, CFP, Huntsville, Alabama
Aug. 17, 2010	Matthew J. Fannin, CFP, Santa Rosa, California
Aug. 17, 2010	J. Jeffrey Lambert, CFP(R), Director, UC Davis Personal Financial Planning Cetificate, Davis, California
Aug. 17, 2010	Artie Green, CFP�, Sunnyvale, California
Aug. 17, 2010	Harold R. Evensky, President, Evensky & Katz, Coral Gables, Florida
Aug. 17, 2010	Charlene K. Morton, CPA, CFP, CSA, Financial Planner/Tax Accountant, Broomfield, Colorado
Aug. 17, 2010	Lance D. Parker, CFA, CFP, San Diego, California
Aug. 17, 2010	Todd Douma, CFP, Phoenix, Arizona
Aug. 17, 2010	Lori J. Miller, CFP, FPA, NAIFA, Wheaton, Illinois
Aug. 17, 2010	Cornelius H Van Zutphen, Jr, Financial Planning Association, National Assocition of Personal Financial Advisors, Mesa, Arizona
Aug. 17, 2010	John A. Brinkerhoff, MSFS, CFP, Financial Planning Association, Adjunct Professor, University of Utah and University of Virginia, Clearfield, Utah
Aug. 17, 2010	John Lefferts, CFP, CLU, ChFC, Dallas, Texas
Aug. 17, 2010	Thomas J. Cooper, CFP, Investment Adviser, Naples, Florida
Aug. 17, 2010	Jeffrey N. Cotney, JD, CFP, Gardendale, Alabama
Aug. 17, 2010	Richard W. Hall, Sandia Park, New Mexico
Aug. 17, 2010	James E Ison, Registered Rep for First Allied Securities, Inc., Wausau, Wisconsin
Aug. 17, 2010	Kyle Herman, NAIFA, Bismarck, North Dakota
Aug. 17, 2010	Charles A. Massie, CPA,CFP, FICPA, NACVA, CFP Board, Fort Myers, Florida
Aug. 17, 2010	Larry Mahoney, CFP(tm)
Aug. 17, 2010	Jack Van Curen, Financial Planning Association, Lake Wylie, South Carolina
Aug. 17, 2010	Joyce Rolfes, CFP, CPA, President, Five Peaks Financial Consulting Reg Prin, United Planners Financial Services of America, LP, Phoenix, Arizona
Aug. 17, 2010	Reginald L. Jensen, CFP, ChFC, CLU, Independent, San Jose, California
Aug. 17, 2010	Chris Cooper, MSFS, CFP, CLU, ChFC, EA, San Diego, California
Aug. 17, 2010	Afolabi C. Odejimi, Certified Financial Planner Practitioner, Phoenix, Arizona
Aug. 17, 2010	Robert E. Fletcher, CFP, CIMA, Vice President, Madison Investment Advisors, Madison , Wisconsin
Aug. 17, 2010	Mitchell F. Keil, CFP, FPA, Fountain Valley, California
Aug. 17, 2010	Robert S. Mattei, CFP, R. S. Mattei Company, Inc., Shreveport, Louisiana
Aug. 17, 2010	Mark W. Opila, CFP, Hasbrouck Heights, New Jersey
Aug. 17, 2010	Randolph Elder, Registered Investment Advisor, Loomis, California
Aug. 17, 2010	Larry E. Gabbitas, Financial Planner, Boise, Idaho
Aug. 17, 2010	Bill B. Bauman, Destin, Florida
Aug. 17, 2010	Robert W. Martino, Jr., Ameriprise Financial, Hauppauge, New York
Aug. 17, 2010	Nate J. Wenner, Principal, Wipfli Hewins Investment Advisors, Minneapolis, Minnesota
Aug. 17, 2010	John A. Brinkerhoff, MSFS, CFP, Financial Planning Association, Adjunct Professor, University of Utah and Universtiy of Virginia, Clearfield, Utah
Aug. 17, 2010	Kurt Kechely, Lincoln, Nebraska
Aug. 17, 2010	Jeff Vistica, CFP(R) Certificant, Carlsbad, California
Aug. 17, 2010	John H. Smith , IV, CFP�, CLU�, CDFA , Mobile, Alabama
Aug. 17, 2010	Kevin P. Ellis, President, Kyle Financial Services, Inc., Milwaukee, Wisconsin
Aug. 17, 2010	Kalvin Sid, MBA, San Mateo, California
Aug. 17, 2010	Eric D. Bruck, CFP, Presdent, Financial Planning Association of Los Angeles, Los Angeles, California
Aug. 17, 2010	Mark S. Sievers, Fairfield, California
Aug. 17, 2010	Carol L. Balagur, CFP, Financial Planning Association, Certified Financial Planner, Farmington Hills, Michigan
Aug. 17, 2010	Vincent Schiavi, CPA, CFP, PFS, AICPA, FPA, NAPFA, Delaware
Aug. 17, 2010	Joseph G. Descant, CFP, Certified Financial Planner professional, Alexandria, Louisiana
Aug. 17, 2010	Robert S. Krim, CFP, Managing Partner of KML Associates, LLC, Little Silver, New Jersey
Aug. 17, 2010	Lora Simonsgaard, CFP, Woodland Hills, California
Aug. 17, 2010	Lynn S. Evans, CFP, S. Abington Township, Pennsylvania
Aug. 17, 2010	Josh Webskowski, CFP�, Certified Financial Planner , Rockford, Minnesota
Aug. 17, 2010	Michael C. Valdez, CFP, CLU, REBC, AIF, Partner, Triangulum Financial Partners, Tampa, Florida
Aug. 17, 2010	David B. Yeske, DBA, CFP, Distinguished Adjunct Professor, Ageno School of Business, Golden Gate University / Managing Director, Yeske Buie Inc, San Francisco, California
Aug. 17, 2010	David C Partheymuller, CFP, RIA, Lakewood, Colorado
Aug. 17, 2010	Milton G. Lefton, CFP, Chicago, Illinois
Aug. 17, 2010	David W. Bowen, Certified Financial Planner Board of Standards, Tucson, Arizona
Aug. 17, 2010	Burton F. Williamson, MBA, CFP�, President, Chief Wealth Strategiest, PlanPrep LLC, San Diego, California
Aug. 17, 2010	John M. Smith, CFP, Certified Financial Planner, San DIego, California
Aug. 17, 2010	Shirley J. Aumack, CFP, EA, Financial Network Investment Corporation, Edison, New Jersey
Aug. 17, 2010	Joseph S. Codrick, CFP, Ligonier, Pennsylvania
Aug. 17, 2010	Matthew Silverhardt, CFP, Philadelphia, Pennsylvania
Aug. 17, 2010	William B. Wixon, CFP, MBA, CFP, Plymouth, Minnesota
Aug. 17, 2010	David Demming, CFP, Hudson, Ohio
Aug. 17, 2010	Sterling Neblett, CFP, Wealth Management Advisor, Falls Church, Virginia
Aug. 17, 2010	Kristen RM Lanning, CFP(R), Illinois
Aug. 17, 2010	William C. Hahn, Jr., CFP, Financial Advisor, Morristown, New Jersey
Aug. 17, 2010	M. Jay Wertz, CFP, Director, Wealth Advisory Services, Johnson Investment Counsel, Cincinnati, Ohio
Aug. 17, 2010	Dwight R. Erskine, II, CFP, Effingham, Illinois
Aug. 17, 2010	David C. Smith, Medford, Oregon
Aug. 17, 2010	Gaetan Scalzo, President, Claremont Financial Group, California
Aug. 17, 2010	James F. Seramba, Greensboro, North Carolina
Aug. 17, 2010	Anthony White, Financial Planner, Fort Myers, Florida
Aug. 17, 2010	Charles F. Steege, CFP(r), Investment Advisor Representative, SFG Investment Advisors, Inc., Doylestown, Pennsylvania
Aug. 17, 2010	Frank I. Kintzle, Investment Advisor, Cedar Rapids, Iowa
Aug. 17, 2010	Jon Beyrer
Aug. 17, 2010	Douglas R. Thorne, CPA, CFP, CPA, San Francisco, California
Aug. 17, 2010	Robert T. Adams, Palo Alto, California
Aug. 17, 2010	Gary W. Sutton, CPA, CFPr, Medford, Oregon
Aug. 17, 2010	Mark Lazar, CFP, Professor of Finance, University of Utah, Sandy, Utah
Aug. 17, 2010	Virgil A. Folden, III, Fredericksburg, Virginia
Aug. 17, 2010	Gary Liberty, Leawood, Kansas
Aug. 17, 2010	Alvin W. Gebhart, CFP, Fallbrook, California
Aug. 17, 2010	Samuel R. Reid, III, Portsmouth, New Hampshire
Aug. 17, 2010	Kevin Hitz, Allstate Financial Services, LLC, Fort Wayne, Indiana
Aug. 17, 2010	Deana S. Butler, Hurst, Texas
Aug. 17, 2010	Charles R. Green, Hurst, Texas
Aug. 17, 2010	Stuart Armstrong, CFP, Centinel Financial Group, Boston, Massachusetts
Aug. 17, 2010	Ronald G. Pray, Chartered Life Underwriter, Chartered Financial Consultant, Gilroy, California
Aug. 17, 2010	John Gugliotta, Jr., Jr., CPA CFP, Bethlehem, Pennsylvania
Aug. 17, 2010	Kyle L. Miller, OSJ Branch Manager/Investment Adviser Representative, Omaha, Nebraska
Aug. 17, 2010	Robert L Harwood, Rocklin, California
Aug. 17, 2010	Kirk E. Harrington, Loup City, Nebraska
Aug. 17, 2010	Charles G. Nahatis, CLU, ChFC, Registered Representative, Gloucester, Massachusetts
Aug. 17, 2010	Maureen A. Strong, LUTCF, New York Life Insurance Company, New Windsor, New York
Aug. 17, 2010	Warren W. Wolpa
Aug. 17, 2010	Leslie E. Streitfeld, Cherry Hill, New Jersey
Aug. 17, 2010	Keith A. Deras, Registered Representative, Omaha, Nebraska
Aug. 17, 2010	Greg Sanchez, State Farm Insurance Companies, Grand Island, Nebraska
Aug. 17, 2010	Jeff B. Cornelius, Registered Representative, Cozad, Nebraska
Aug. 17, 2010	Shaun P. Shannon
Aug. 17, 2010	Todd O. Sander, Chartered Life Underwriter, Chartered Financial Consultant, Columbus, Nebraska
Aug. 17, 2010	Bruce Skedd, Naperville, Illinois
Aug. 16, 2010	Bradford H. Tharp, Canal Winchester, Ohio
Aug. 16, 2010	Chester Good, District Manager, Lincoln, Nebraska
Aug. 16, 2010	Lynette Krie, Insurance Agent-NAIFA, Wayne, Nebraska
Aug. 16, 2010	David C. Allen, Sr., Agent and Registered Representative, Austin, Texas
Aug. 16, 2010	Marian A. Hedrick, CLU, Agent, New York Life Insurance Company, Fort Wayne, Indiana
Aug. 16, 2010	Nicole L. Simon, State Farm Insurance Agent, Lincoln, Nebraska
Aug. 16, 2010	Steven M. Kalata, Patchogue, New York
Aug. 16, 2010	Michael J. Gilliam, LUTCF, Chesterfield, Missouri
Aug. 16, 2010	E.J. Nusbaum, Nusbaum Insurance and Financial Services Inc, Colorado Springs, Colorado
Aug. 16, 2010	Dennis M. Axman, Sr,, The American College Alumni Board, Jacksonville, Florida
Aug. 16, 2010	Brad A Bosh, Agent, Norfolk, Nebraska
Aug. 16, 2010	William D Beadles, State Farm Agent, CLU, CASL ChFC, former CFPr, Colorado Springs, Colorado
Aug. 16, 2010	Thomas L. Wilkinson, President, Heritage Financial Services, LLC, Omaha, Nebraska
Aug. 16, 2010	Mike Griffin, Lincoln, Nebraska
Aug. 16, 2010	Tom Strand, Grand Island, Nebraska
Aug. 16, 2010	Terrence L Taege, Ralston, Nebraska
Aug. 16, 2010	Randy Rhodes, Grand Island, Nebraska
Aug. 16, 2010	Kenny Divelbiss, Norman, Oklahoma
Aug. 16, 2010	Randall Smith, Plano, Texas
Aug. 16, 2010	Gary P. Klein, ChFC, President of Regal Wealth Group, Seal Beach, California
Aug. 16, 2010	Donald M. Kohnstamm, CLU, ChFC, CASL, AEP, Buffalo, New York
Aug. 16, 2010	Patrick J. Flynn, Investment Advisory Representative, Schuyler, Nebraska
Aug. 16, 2010	Stanton C Selbst, Securities industry trainer, White Plains, New York
Aug. 16, 2010	Louis Cook, CLTC, LUTCF, CSA, Staten Island, New York
Aug. 16, 2010	Jerry R. Neill, CLU, ChFC, CFP, Lake Quivira, Kansas
Aug. 16, 2010	Stephen Keller, CFP, Sarasota, Florida
Aug. 16, 2010	Allen Swartz, CLU ChFC, Melrose, Massachusetts
Aug. 16, 2010	Robert M. Nelson, Register rep, Ameritas Investment Corp (AIC) Broker-Dealer, Omaha, Nebraska
Aug. 16, 2010	William F. Baldwin, CLU,ChFC, Portland, Oregon
Aug. 16, 2010	Michael Eric Sales, CFP, Financial Planner, Fayetteville, Arkansas
Aug. 16, 2010	David Singleton, Premier Agent, Prudential Financial, Wichita , Kansas
Aug. 16, 2010	George A. Wall, NAIFA, SFSP, Salt Lake City, Utah
Aug. 16, 2010	Charles F. Driscoll, CLU, AEP, Society of Financial Services Professionals, St. Louis, Missouri
Aug. 16, 2010	Robert F. Richardson, President, Bob Richardson Assoc., Inc., Brownsville, Texas
Aug. 16, 2010	Greg Karchikian, Los Angeles, California
Aug. 16, 2010	Scott Vincini, CFP, Trumbull, Connecticut
Aug. 16, 2010	Alan M. Manzie, CEO / Manzie Financial Group, Inc., Virginia Beach, Virginia
Aug. 16, 2010	Terry T Uchida, Cardiff, California
Aug. 16, 2010	Dennis B. Lerner, CLU Chfc, Registered Rep, Big Rapids, Michigan
Aug. 16, 2010	David Bach, Sacramento, California
Aug. 16, 2010	John C Forney, CLU ChFC AIF, Altoona, Pennsylvania
Aug. 16, 2010	G. Bradley
Aug. 16, 2010	Victor J. Eendl, President, Wendl Financial, Saint Louis, Missouri
Aug. 16, 2010	William Brooksby, Owner, Brooksby Financial Services, Victorville, California
Aug. 16, 2010	Michael J. Simmons, IAR, Litchfield, Illinois
Aug. 16, 2010	Michael A. Thompson CLU, Charlotte, North Carolina
Aug. 16, 2010	David H. Horan, Past President of Central New York Chapter of SFSP, Syracuse, New York
Aug. 16, 2010	Adam Kilbourn, CFP, CLU, President, NAIFA of Southern Nevada, Las Vegas, Nevada
Aug. 16, 2010	Mark Thiel, Belle Fourche, South Dakota
Aug. 16, 2010	Richard L. Canoy, Bellingham, United States Minor Outlying Islands
Aug. 16, 2010	Michael J. Simmons, IAR, Springfield, Illinois
Aug. 16, 2010	Kenneth J. Shepherd, Bozeman, Montana
Aug. 16, 2010	Todd D. Hruby, Lincoln, Nebraska
Aug. 16, 2010	Jason J. Peplinski, MBA, FSS, LUTCF, Lincoln, Nebraska
Aug. 16, 2010	Joseph J. Montesano, III, Broussard, Louisiana
Aug. 16, 2010	Robert S Johnson, CLU, ChFC, Registered Representative, Park Avenue Securities, Jamestown, New York
Aug. 16, 2010	Monica Meyers, Youngsville, Louisiana
Aug. 16, 2010	Kirk C. Swartzbaugh, AALU, NAIFA, Omaha, Nebraska
Aug. 16, 2010	Mary Preister, Acworth, Georgia
Aug. 16, 2010	Kenneth R. Pittz, Hastings, Nebraska
Aug. 16, 2010	Darrin L. Brumbaugh, CLU,ChFC, Financial Advisor, Northwestern Mutual Financial Network, York, Nebraska
Aug. 16, 2010	Jerry J. Gardner, NAIFA Member , LUTCF, FIC, Williston, North Dakota
Aug. 16, 2010	Ronald E. Ruff, CPA, MDRT, AICPA, OSCPA , Lancaster, Ohio
Aug. 16, 2010	Terence R. McTigue, CLU, ChFC, CASL, Eden Prairie, Minnesota
Aug. 16, 2010	Daniel J. Korpalski, Southfield, Michigan
Aug. 16, 2010	Richard W. Walsh, Hebron, Nebraska
Aug. 16, 2010	Sharon Herrick, Northwestern Mutual Financial Network, Fort Smith, Arkansas
Aug. 16, 2010	Barbara Black, Charles Hartsock Professor of Law, University of Cincinnati College of Law, Cincinnati, Ohio
Aug. 16, 2010	Hank Tanaka, Retired Computer Analyst, Johns Island, South Carolina
Aug. 16, 2010	Joseph L Dovi, CLU, ChFC, RHU, LUTCF, Commack, New York
Aug. 15, 2010	Ian Miller, Attorney
Aug. 15, 2010	Jim H Link, President, Brookfield, Wisconsin
Aug. 14, 2010	James S. Leggott, Elwood, Nebraska
Aug. 14, 2010	John Hawkes, Consumer Advocacy Association, Milford, Connecticut
Aug. 13, 2010	James B. Eichberg, CPA, Arbitrator/Mediator FINRA, NFA, Denver, Colorado
Aug. 13, 2010	Mike Lawrence
Aug. 13, 2010	Robert D. Jenkins, Past President, NAIFA Salt Lake Utah, West Jordan, Utah
Aug. 13, 2010	John Lincoln
Aug. 13, 2010	Ronald S. Pearson, AEP, CFP, Beach Financial Advisory Service, Virginia Beach, Virginia
Aug. 13, 2010	Vince E. Henzel, Senior Financial Representative, Lincoln, Nebraska
Aug. 13, 2010	Brad A. Carlson, Registered Representative, Central City, Nebraska
Aug. 13, 2010	Bill E. Thompson, College Station, Texas
Aug. 13, 2010	Isaiah J. Lapsley, Sr, Registered Represenative, West Bloomfield, Michigan
Aug. 13, 2010	Dennis G. Amstuz, ChFC, Minden, Nebraska
Aug. 13, 2010	Ronald Hill
Aug. 13, 2010	(George) Edward Easley, Jr., State Farm Agent, Beatrice, Nebraska
Aug. 13, 2010	Debra Jans, NAIFA, Bismarck, North Dakota
Aug. 13, 2010	Robin T. Hisch, Gothenburg, Nebraska
Aug. 13, 2010	Timothy J. Brungardt, Norfolk, Nebraska
Aug. 13, 2010	Dan Kalina, Alexandria, Minnesota
Aug. 13, 2010	T. Jay DiBacco, National Association of Insurance and Financial Advisors General Agents and Managers Association International, Omaha, Nebraska
Aug. 13, 2010	Mark Emsick, NAIFA, State Farm Insurance, Elkhorn, Nebraska
Aug. 13, 2010	Joseph W. Cirencione, LUTCF, CLTC, Geneva, New York
Aug. 13, 2010	David M. Koll, NAIFA, Omaha, Nebraska
Aug. 13, 2010	Shawn K. Petersen, Thrivent Financial, Omaha, Nebraska
Aug. 13, 2010	Mark S. Ryan, Registered Rep, Albany, New York
Aug. 13, 2010	F. Nicholas Kelley, CLU, Immediate Past President NAIFA Nebraska, Omaha, Nebraska
Aug. 13, 2010	Andrea Loussedes, Poughkeepsie, New York
Aug. 12, 2010	Grant Belinger
Aug. 12, 2010	Paul Katz, AEP,CLU,CHFC,MSFS, Financial Services Representative, White Plains, New York
Aug. 12, 2010	Gregory Wolff
Aug. 12, 2010	Mark Rosen, CLU, Chairman, National Association of Independent Life Brokerage Agencies (NAILBA), Fairfax, Virginia
Aug. 12, 2010	Diana Farr, Transamerica Financial Advisors, Garden City, Kansas
Aug. 12, 2010	Daniel R. McGrain, Financial Consultant, AXA Advisors, LLC, Omaha, Nebraska
Aug. 12, 2010	Robert E. Thompson, CLU, ChFC, NAIFA, Lincoln, Nebraska
Aug. 12, 2010	Jara L. Carlson, Registered Rep. with Farmers Financial Services, Beatrice, Nebraska
Aug. 12, 2010	David B. Goldfarb, CLU, CFBS, Representative, MML Investors Services, Inc., Jackson, Michigan
Aug. 12, 2010	Nathan Silva, Registered Representative, Ameritas, Omaha, Nebraska
Aug. 12, 2010	Paul Sherburne, Professional Trainer for Insurance/Financial Services, Lincoln, Nebraska
Aug. 12, 2010	Barry L. Carlson, Central City, Nebraska
Aug. 12, 2010	Kevin L. Baumberger, Omaha, Nebraska
Aug. 12, 2010	Randy Richter, McCook, Nebraska
Aug. 12, 2010	Alicia K. Richards, Omaha, Nebraska
Aug. 12, 2010	Barbara Kreifels, Registered Representative, Agent with New York Life and NYLIFE Securities, Lincoln, Nebraska
Aug. 12, 2010	Marlin D. Wells, CLU, ChFC, Roswell, New Mexico
Aug. 12, 2010	Jack B. Kearns, Scottsbluff, Nebraska
Aug. 12, 2010	Matthew R. Pawloski, Insurance FInancial Service Sales Agent, Kearney, Nebraska
Aug. 12, 2010	Charles G. Severin, CLU, ChFC, Lincoln, Nebraska
Aug. 12, 2010	Robert A. Swanson, Jr., Sales Manager, Ameritas Financial Services, Lincoln, Nebraska
Aug. 12, 2010	Joshua Sirek, Pierce, Nebraska
Aug. 12, 2010	Gerald R Kuhlmann, Grand Island, Nebraska
Aug. 12, 2010	Andrea R. Maleki, Small Business Owner, State Farm Insurance, Omaha, Nebraska
Aug. 12, 2010	Bradley G. Stelling, York, Nebraska
Aug. 12, 2010	Corey R. Pride, Addison, Texas
Aug. 12, 2010	Scott J. Silbert, New York, New York
Aug. 12, 2010	Corey L. Poulosky, Lincoln, Nebraska
Aug. 12, 2010	Troy E. Blaine, Agency Manager, Farm Bureau Financial Services, La Vista, Nebraska
Aug. 12, 2010	Dusty Cook, Omaha, Nebraska
Aug. 12, 2010	Mark A. Brungardt, Financial Advisor, Securian Financial Services, Omaha , Nebraska
Aug. 12, 2010	Gary W Roberts, Financial Advisor, Lincoln, Nebraska
Aug. 12, 2010	Monty Walker, Columbus, Nebraska
Aug. 12, 2010	Jeri L. Regan, CLU, Member, Society of Financial Service Professionals and National Association of Insurance and Financial Advisors, Omaha, Nebraska
Aug. 12, 2010	Ruth K. Wassinger, Omaha, Nebraska
Aug. 12, 2010	Thomas A. Ostler, Omaha, Nebraska
Aug. 12, 2010	Charmaine Uhrig, Scottsbluff, Nebraska
Aug. 12, 2010	Ronald H. Wilhelm, MBA, CLU, ChFC, Nebraska Financial Inc., Lincoln, Nebraska
Aug. 12, 2010	Ryan Swinton, CLU, RHU, Vice President, Midlands Financial Benefits, Lincoln, Nebraska
Aug. 12, 2010	Barbara Cook, Omaha, Nebraska
Aug. 12, 2010	Sean P. Swanson, Partner, New York Life, Omaha, Nebraska
Aug. 12, 2010	Norman J. Herian, Agent, Norfolk, Nebraska
Aug. 12, 2010	Gregory V. Cismoski, Omaha, Nebraska
Aug. 12, 2010	Lori Gartner, Kearney, Nebraska
Aug. 12, 2010	Benjamin D. Conover, Financial Advisor, Norfolk, Nebraska
Aug. 12, 2010	Nicholas P. Boylan, Financial Representative, Montvale, New Jersey
Aug. 12, 2010	Brian D. Lauer, President, Lauer Financial Services Inc, Waterford, Wisconsin
Aug. 12, 2010	Joseph Gurgone, Lombard, Illinois
Aug. 12, 2010	Gary DeVilbiss, Postville, Iowa
Aug. 12, 2010	Scott W. Rivard, Pittsford, New York
Aug. 12, 2010	David J. Hartley, Elkader, Iowa
Aug. 12, 2010	Richard L. Budelman, Financial Services Representative, Rockville Centre, New York
Aug. 12, 2010	David N. Stafford, EA, CLU, ChFC and Registered Rep with Lincoln Financial, Littleton, New Hampshire
Aug. 12, 2010	Eneas P. Freyre, Cos Cob, Connecticut
Aug. 12, 2010	Jason M. Soland, Decorah, Iowa
Aug. 12, 2010	Martin D. Coulter, Williamsville, New York
Aug. 12, 2010	Maureen E. Foley, New York, New York
Aug. 12, 2010	Arthur K. Gruber, CLU, Nanuet, New York
Aug. 12, 2010	Jeffrey S Baron, CASL, ChFC, CLTC, CLU, MBA, Financial Advisor, Boston, Massachusetts
Aug. 12, 2010	Sweeta Khona, Melville, New York
Aug. 11, 2010	Mark Mendenhall, CLU, ChFC, North Platte, Nebraska
Aug. 11, 2010	Lawrence M. Tomczak, CLU, ChFC, MDRT life time member, Toledo, Ohio
Aug. 11, 2010	Stephanie Ford, Professor of Marketing and International Business, Toledo, Ohio
Aug. 11, 2010	James A. Yocum, CPA LUTCF, Peoria, Illinois
Aug. 11, 2010	Thomas J. Haggerty, New York, New York
Aug. 11, 2010	Les Roth, Reistered Rep (New York Life), Melville, New York
Aug. 11, 2010	Michael Akapnitis, Huntington, New York
Aug. 11, 2010	Fabiano Borsato, Registered Representative, New York Life, New York, New York
Aug. 11, 2010	Lawrence J. Thaull, CLU, ChFC, CLTC, Rye Brook, New York
Aug. 11, 2010	Bradford J Maier, LUTCF, Babylon, New York
Aug. 10, 2010	Thomas J. Von Riesen, SilverStone Group
Aug. 11, 2010	Robert T. Lynch, Regestered Reprsentive, Thornwood, New York
Aug. 11, 2010	Eileen J. Trott, CFP, Rochester, New York
Aug. 11, 2010	Earl Adler, CLU, Pres. EACO, Inc., Fort Lee, New Jersey
Aug. 11, 2010	Stephen M. Grey, CLU, ChFC, Clifton PArk, New York
Aug. 11, 2010	John P. Enright, CRPC, Syracuse, New York
Aug. 11, 2010	Edward J. Kelly, MBA,CLF, Williston Park, New York
Aug. 11, 2010	Gwendolyn J. Tibbals, Poughkeepsie, New York
Aug. 11, 2010	Gregory Ronneburger, AXA Advisors Divisional Vice President, Syracuse, New York
Aug. 11, 2010	Stephen J. Woodard, Senior Marketing Analyst, Goldman Sachs, Albany, New York
Aug. 11, 2010	Ronald G. Langus, New York City, New York
Aug. 11, 2010	Aaron Shelden, Rye, New York
Aug. 11, 2010	Charles A Casano, NAIFA, Westhampton Beach, New York
Aug. 11, 2010	Edward J. Vespa, CLU, ChFC, CLTC, Insurance, Syracuse, New York
Aug. 11, 2010	Warren Kalmenson, Hempstead, New York
Aug. 11, 2010	J. Herbert Scheer, CLU, ChFC, NAIFA Financial Planners, Estate Analysts, Society of Financial Professionals, Amherst, New York
Aug. 11, 2010	Russell S. Andrews, CLU, ChFC, Financial Rep., Northwestern Mutual Financial network, Syracuse, New York
Aug. 11, 2010	Chrisoula B. Georgakopoulos, New York, New York
Aug. 11, 2010	Anthony Izzo, Melville, New York
Aug. 11, 2010	Charles DF Cohn, Financial Consultant, New York, New York
Aug. 11, 2010	John Peter Benet, CFP CLU, Registered Rep, Financial Advisor, Insurance Agent, New York, New York
Aug. 11, 2010	Frank Kolovic, Bronx, New York
Aug. 11, 2010	Pat Mahardy
Aug. 11, 2010	Earl S. Prolman, New York Life Insurance, Nashua, New Hampshire
Aug. 11, 2010	Mack H. Rideout, CLU, LUTCF, CLTC, Salt Lake City, Utah
Aug. 11, 2010	Maximilian A. Ruszkowski, NAIFA, Crystal Lake, Illinois
Aug. 11, 2010	Abe Puretz, NAIFA
Aug. 11, 2010	Paula Rosa, Glastonbury, Connecticut
Aug. 11, 2010	Thomas Kennett, COO, LOGe Solutions LLC, Newport Beach, California
Aug. 11, 2010	Georgia G. Bruggeman, CFP, Holliston, Massachusetts
Aug. 11, 2010	Keith L. Griffin, Esq., Griffin Law Firm, LLC, Indianapolis, Indiana
Aug. 11, 2010	Casey T. Smith, Marietta, Georgia
Aug. 10, 2010	Rick Wilcox, Certified Financial Planner, Brunswick, Maine
Aug. 10, 2010	Henry Keith de Noble, President, H. Keith de Noble Insurance, Little Rock, Arkansas
Aug. 10, 2010	Steven C. Patterson, MDRT, Sandusky, Ohio
Aug. 10, 2010	David W Macbeth, Certified Trust and Financial Advisor, Provo, Utah
Aug. 10, 2010	J. R. Jones, Assistant General Agent, Intermountain Financial Group/MassMutual, Salt Lake City, Utah
Aug. 10, 2010	Anonymous
Aug. 10, 2010	Charles O. Goodwin, Jr., Irvine, California
Aug. 10, 2010	Gary T. Wolff, Registered Representative/ValMark Securities, Manchester, Connecticut
Aug. 10, 2010	Michael Harris, Investment Solutions Representative, Country Financial, Carbondale, Illinois
Aug. 10, 2010	Bott CFP, Frisco, Texas
Aug. 10, 2010	Ronald E. Mischke, NAIFA, Sheridan, Wyoming
Aug. 10, 2010	Julian H Good, Jr., New Orleans, Louisiana
Aug. 10, 2010	Dan Campana, CPA
Aug. 10, 2010	Kenneth R. Wink, Summit Financial Consulting, LLC, a Michigan Registered Investment Advisory Firm, Clinton Township, Michigan
Aug. 10, 2010	Kevin Draeger, Normal, Illinois
Aug. 10, 2010	Larry C. Clayton, Member Of Society Of Financial Services Professionals, Memphis, Tennessee
Aug. 10, 2010	Joseph D. Salem, Registered Representative, Cleveland, Ohio
Aug. 10, 2010	Joseph A. Herkert, Past State President of National Association of Financial Advisors, Cedarburg, Wisconsin
Aug. 10, 2010	Barry Delp, NAIFA, Davenport, Iowa
Aug. 10, 2010	David Klein, Financial Representative, Northwestern Mutual, Minnetonka, Minnesota
Aug. 9, 2010	Bradley Schlafer, NAIFA National Association of Financial and Investment Advisors, Appleton, Wisconsin
Aug. 9, 2010	Bruce H. McFadden, Monroe, Connecticut
Aug. 9, 2010	Sil L. Arata, Jr., Registered Representative, Vancouver, Washington
Aug. 9, 2010	Andrew Cosgrove, Director of Investments, Bluestone Financial Advisors, Bethesda, Maryland
Aug. 9, 2010	John A. Forbing, Pomona, California
Aug. 9, 2010	Charles E. Sorensen, II, Logan, Utah
Aug. 9, 2010	Suzette Moline, Registered Representative, EquiTrust Marketing Services, LLC, Sundance, Wyoming
Aug. 9, 2010	David C. Willis, CASL, CLU, ChFC, Springfield, Oregon
Aug. 9, 2010	Christen Gibbons, Chartered Financial Consultant and Chartered Life Underwriter, Ithaca, New York
Aug. 9, 2010	Stuart L. Friedman, C.L.U, ChFC, Irvine, California
Aug. 9, 2010	Carson Stephens, NAIFA, Bastrop, Texas
Aug. 9, 2010	Fred Manas, Brooklyn, New York
Aug. 9, 2010	Shelly Squier, Life Underwriter Training Council Fellow, Corporation for Long Term Care Certified, Finanacial Advisor, Van Dyne, Wisconsin
Aug. 9, 2010	Richard C. Loomis, CLU,ChFC,CMFC,AEP, Sandy, Utah
Aug. 9, 2010	David Jensen, MBA, FIC, Greenville, Wisconsin
Aug. 9, 2010	Cory Weiser, CIMA, CRPC, Sayreville, New Jersey
Aug. 9, 2010	Robert L. Belvedere, Sr., Rockville Centre, New York
Aug. 9, 2010	Nathan M. Perlmutter, CLU, ChFC, President and Chief Executive Officer, Forest Hills Financial Group, Inc., New York, New York
Aug. 9, 2010	Douglas A. Walker, NAIFA member, Freeport, Illinois
Aug. 9, 2010	Ronald H Bane, Baltimore, Maryland
Aug. 9, 2010	Rollin G. Radwick, Edmonds, Washington
Aug. 9, 2010	Derek D. Bohne, CLU, ChFC, Account Executive, The Harford, West Jordan, Utah
Aug. 9, 2010	William T. Burnham, CLU, ChFC, Million Dollar Round Table, NAIFA, Jackson, Mississippi
Aug. 9, 2010	Steven Grimes, Royal Oak, Michigan
Aug. 9, 2010	Gerald S. Jackson, Bend, Oregon
Aug. 9, 2010	Joseph P. Miller, NAIFA, Galena, Illinois
Aug. 9, 2010	Ronald S. Schmidt, St. Cloud, Minnesota
Aug. 9, 2010	Bob G. Medcalf, Mr., NAIFA/Insurance, Southaven, Mississippi
Aug. 9, 2010	Anne M Rubeo, Elmsford, New York
Aug. 9, 2010	Renee A. Montenyohl, Aiken, South Carolina
Aug. 9, 2010	Peter C Paizis, New York, New York
Aug. 9, 2010	Brian Sauser
Aug. 9, 2010	David A. Niezgoda, Insurance Agent, Ellisville, Mississippi
Aug. 9, 2010	Michelle A. Fuller, Hattiesburg, Mississippi
Aug. 9, 2010	John A. Cammarano, NAIFA, clarence Center, New York
Aug. 9, 2010	Steven B. Caruso, Maddox Hargett & Caruso, P.C., New York, New York
Aug. 9, 2010	John Chiodini
Aug. 9, 2010	R. Johnson, CFP, Oak Brook, Illinois
Aug. 9, 2010	Wendell R. Verdell, Dresden, Tennessee
Aug. 9, 2010	John O'Connor, CFA Charterholder, Minnetonka, Minnesota
Aug. 9, 2010	J.C. Otterbein, Registered Representative, Farmington Hills, Michigan
Aug. 9, 2010	Terry L. Anderson, CLU, RIA, LIC, Houghton Lake, Michigan
Aug. 9, 2010	Edward J. Vespa, CLU, ChFC, CLTC, Syracuse, New York
Aug. 9, 2010	Dean Purdy
Aug. 9, 2010	Robert J. Baker, CLU, ChFC, NAIFA, Villa Park, Illinois
Aug. 9, 2010	Wes Snell, CLU, ChFC
Aug. 9, 2010	Turner S. Thompson, Jr., Farmington Hills, Michigan
Aug. 8, 2010	Steve Mengyan
Aug. 8, 2010	James B. Ryan, CLU,ChFC,LUTCF, Irwin, Pennsylvania
Aug. 8, 2010	Paul G. Ewell, Bluffdale, Utah
Aug. 8, 2010	Paul Faidley, ChFC, Registered Representative, John Hancock Financial Network, Ft. Worth, Texas
Aug. 8, 2010	Doug C. Thompson, Edwardsville, Illinois
Aug. 8, 2010	George R. Louderbough, Albuquerque, New Mexico
Aug. 8, 2010	Dennis A. Prentice, Financial Planner Client Advocate, Oswego, Illinois
Aug. 7, 2010	Greg Nelson, Sandy, Utah
Aug. 7, 2010	Richard B Hanson, LUTCF, Streator, Illinois
Aug. 7, 2010	Gary Tsoumas, Vice President, Strategic Wealth Management Group LLC, Brookfield, Wisconsin
Aug. 7, 2010	Terry K. Headley, Omaha, Nebraska
Aug. 7, 2010	Milt V. Bauguess, CLU, CHFC, MDRT, NAIFA, Tallahassee, Florida
Aug. 7, 2010	Laurie A. Adams, CFP, President, NAIFA-Illinois, Peoria Heights, Illinois
Aug. 7, 2010	Dennis Canfield, Northwestern Mutual Investment Services, Chicaco, Illinois
Aug. 7, 2010	Kevin L. Corkery, Registered Rep., Investment Advisor Representative, Oneonta, New York
Aug. 7, 2010	Chris Cousins, ChFC, Farmington Hills, Michigan
Aug. 7, 2010	Charles A. Duff, Ohio
Aug. 7, 2010	Kenneth A. Grace, West Bloomfield, Michigan
Aug. 6, 2010	R Allan Hamilton, III, Springfield, Illinois
Aug. 6, 2010	Meghann McKenna
Aug. 6, 2010	Brian J. Foecke, LUTCF, Burlington, Iowa
Aug. 6, 2010	Scott D. Colby, CLU/ChFC, Past President, NAIFA Kansas, Wichita, Kansas
Aug. 6, 2010	Louisa Lee, Brooklyn, New York
Aug. 6, 2010	Guy E. Baker, President, Million Dollar Round Table, Irvine, California
Aug. 6, 2010	David D. Kaestner, Atkins, Iowa
Aug. 6, 2010	Robert H. Perry, CLU,ChFC, Member NAIFA, MDRT, New York Life Financial Professional, Salt Lake City, Utah
Aug. 6, 2010	Daniel B. Wells, Cardiff, California
Aug. 6, 2010	Edward A. Tyng, ChFC, CLTC, Virginia Beach, Virginia
Aug. 6, 2010	Jeffery J. Johnston, CLU, NAIFA, Yakima, Washington
Aug. 6, 2010	David J. Casper, CLU, CFP, CHFC, AEP, CASL, Vernon Hills, Illinois
Aug. 6, 2010	Bruce W. Bowen, CLU, Agent/Registered Representative, American Fork, Utah
Aug. 6, 2010	James H. Blassingham, CLU, Financial Advisor, AXA Advisors, Norfolk, Virginia
Aug. 6, 2010	Gordon D. Schuster, Agent, FSS, LUTCF, Wenatchee, Washington
Aug. 6, 2010	Kevin D. Lindblom, CLU, ChFC, LUTCF, CLTC, Cedar Rapids, Iowa
Aug. 6, 2010	Frederic S. Scarpulla, Registered Representative, Rochester, New York
Aug. 6, 2010	Alexander Collins, Certified Financial Planner, Seattle, Washington
Aug. 6, 2010	Micah Patterson, MBA, Kaysville, Utah
Aug. 6, 2010	Kurt K Webb, Life Insurance Agent, Ogden, Utah
Aug. 6, 2010	Robert J. Crane, CFP, Certified Financial Planner, Oceanside, California
Aug. 6, 2010	William P. Hagerty, CHFC, CLU., Roseville, California
Aug. 6, 2010	Taylor Kjar, Financial Representative, Clearfield, Utah
Aug. 6, 2010	Steven Herweyer, Treasurer Capital District Chapter of National Association of Insurance and Financial Advisors, Scotia, New York
Aug. 6, 2010	Sherry Goodman, New York Life, Annapolis, Maryland
Aug. 6, 2010	Jason L. Moehring, CFP, Blaine, Minnesota
Aug. 6, 2010	Irv Flamer, Old Westbury, New York
Aug. 6, 2010	Phil Weimmer, NAP, Elgin, Illinois
Aug. 6, 2010	Marvin C Stockett, CPA, Registered Representative, New England Securities, Jackson, Mississippi
Aug. 6, 2010	Wayne L. Warren, MDRT and NAIFA, Broken Bow, Oklahoma
Aug. 6, 2010	Terry A. Donahe, Investment Advisor, Portland, Oregon
Aug. 6, 2010	Jeffrey L. Allison, ChFC, CLU, NAIFA, FPA, E. Providence, Rhode Island
Aug. 6, 2010	Richard D. Dean, MDRT, Plano, Texas
Aug. 6, 2010	Allen D. Hardy, Philadelphia, Mississippi
Aug. 6, 2010	Vicki Tuua, Insurance Financial Services, Salt Lake City, Utah
Aug. 6, 2010	Paul Felix, New York, New York
Aug. 6, 2010	Gary Cutshall, Chuckey, Tennessee
Aug. 6, 2010	H. Larry Fortenberry, CPA,CLU,CHFC, Jackson, Mississippi
Aug. 6, 2010	Tim N. Weimer, Wheaton, Illinois
Aug. 6, 2010	Dennis W. Peters, Morris, Illinois
Aug. 6, 2010	Dirk A. Bargen, Investment Advisor Representative for Ameritas Investment Corp, Columbus, Nebraska
Aug. 6, 2010	Armand R. Capdevielle, CLU ChFC, NAIFA, Woodridge, Illinois
Aug. 6, 2010	David W. Piper, Financial Planner, Oak Lawn, Illinois
Aug. 6, 2010	Lowell G. Nelson, Cedar City, Utah
Aug. 6, 2010	Paul B. Crouch, Lake Forest, Illinois
Aug. 6, 2010	Michael Caron, LUTCF, NAIFA, Syracuse, New York
Aug. 6, 2010	William E. Wrenshall, IV, Owner, Branch 579 Walnut Street Securities, Sewickley, Pennsylvania
Aug. 6, 2010	Martin K. Green, Jr, CLU, ChFC, NYLIAC, Raleigh, North Carolina
Aug. 6, 2010	Robert Alese, CLU ChFC, Smithtown, New York
Aug. 6, 2010	Robert J. Sweiss, National Association of Insurance Financial Advisors, Burbank, Illinois
Aug. 6, 2010	Tim Ebert, CLU,ChFC, Registered Rep, MML Investors Services, Inc., Winston-Salem, North Carolina
Aug. 6, 2010	Michael S. Perinelli, Metlife, Staten Island, New York
Aug. 6, 2010	Zachary A. Nielson, NAIFA Member, Eden, Utah
Aug. 6, 2010	Kristi Smith, FSS, LUTCF, NAIFA, Taylorsville, Utah
Aug. 6, 2010	Jeffrey M. Owens, President, Business Planning Group, Clackamas, Oregon
Aug. 6, 2010	Kirby A. Wisler, Cumming, Georgia
Aug. 6, 2010	Carlos Cabarcas
Aug. 6, 2010	George W. Hasse, Las Vegas, Nevada
Aug. 6, 2010	Michael J. Sedam, Princeton, New Jersey
Aug. 6, 2010	Ashley A. O'Kurley, CFP�, FPA, MDRT, Miami, Florida
Aug. 6, 2010	Robert D. Davey, CFP, CLU, ChFC, Financial Advisor, Northwestern Mutual, West Hartford, Connecticut
Aug. 6, 2010	Alex Shibicky, CLU, ChFC, Wealth Management Advisor, Skokie, Illinois
Aug. 6, 2010	Maria M. Ochoa, CLU, ChFC, Agent, Registered Rep, New York Life, Charlotte, North Carolina
Aug. 6, 2010	Steven C. Lindsay, FIC, Regional Financial Associate, Georgetown, Texas
Aug. 6, 2010	Jason R. Jones, CPA, MBA, Providence, Utah
Aug. 6, 2010	Glenn R. Harms, State Farm Insurance, Agency Executive and Reg Representative, Morris, Illinois
Aug. 6, 2010	Chris M. Naugle, CLTC, Williamsville, New York
Aug. 6, 2010	Thomas J. Maus, CLU, ChFC, NAIFA, Gurnee, Illinois
Aug. 6, 2010	George C. Behr, CPCU, Grayslake, Illinois
Aug. 6, 2010	Thomas J. Gilliam, Sr., President, Carillon Group, Chesterfield, Missouri
Aug. 6, 2010	Walter B. Sundberg, LUTCF, NAIFA, Elgin, Illinois
Aug. 6, 2010	Abraham Fuchs, Boca Raton, Florida
Aug. 6, 2010	James Peters
Aug. 6, 2010	Ben Caton, South Jordan, Utah
Aug. 6, 2010	Richard T. Meunier, Financial Rep, Thrivent Financial for Lutherans, Hamburg, New York
Aug. 6, 2010	Michael C. Kunzler, CFP, Provo, Utah
Aug. 6, 2010	John Haas, CLU, ChFC, Allstate Personal Financial Representatve, Eagle, Pennsylvania
Aug. 6, 2010	Kyle Paterik, Senior Financial Consultant, Dow and Associates Insurance, Los Angeles, California
Aug. 6, 2010	Sean E. Westover, Financial Advisor, Salt Lake City, Utah
Aug. 6, 2010	Michael Rosenberg
Aug. 6, 2010	Gary Montague, Financial Representative, Northwestern Mutual, San Francisco, California
Aug. 6, 2010	Donna K. Reilley, Sr. Financial Planner with Metlife, CLU, ChFC,LUTCF, Bettendorf, Iowa
Aug. 6, 2010	Ferdinand A. Ruplin, ChFC, Lake Success, New York
Aug. 6, 2010	Max E. Davenport, NAIFA, GAMA, West Dundee, Illinois
Aug. 6, 2010	Steven E Jakubczak
Aug. 6, 2010	Dale A. Blankenship, LUTCF, Springfield, Illinois
Aug. 6, 2010	Tammy L. Butts, CLU, Deerfield, Illinois
Aug. 6, 2010	Larry A. Winter, CFP, ChFC, Thrivent Financial for Lutherans Wealth Advisor, Thousand Oaks, California
Aug. 6, 2010	Pat VanDeVelde, Winchester, Illinois
Aug. 6, 2010	Kenneth R. Bakula, CFP, CLU, ChFC, Appleton, Wisconsin
Aug. 6, 2010	Carl L. Kickham, President, Mass Financial Group Inc., Chesterfield, Missouri
Aug. 6, 2010	Davis Green, Austin, Texas
Aug. 6, 2010	Rick L. Rodhouse, Pleasant Hill, Illinois
Aug. 6, 2010	Jason E. Brooks
Aug. 6, 2010	Kerry L. Schepers, LUTCF, LUTCF , Maquoketa, Iowa
Aug. 6, 2010	Thomas F Levasseur, CLU, MS Ed., MDRT, NAIFA, SFSP, Chamber of Commerce, Dover, NH, Dover, New Hampshire
Aug. 6, 2010	Jasper E. Parrella, CLU,ChFC, Member, Society of Financial Service Professionals, Princeton, New Jersey
Aug. 6, 2010	James DiSerio, CFP, Stockton, California
Aug. 6, 2010	Albert J. Pignatello, Jr., Insurance Agent, Kent, Connecticut
Aug. 6, 2010	Craig M., Registered Representative, Virginia
Aug. 6, 2010	Jeffrey D. Van Strien, CLU ChFC, Grand Rapids, Michigan
Aug. 6, 2010	Jack Farrell, CLU,ChFC, Middlefield, Connecticut
Aug. 6, 2010	Seth Richardson, Gonzales, Louisiana
Aug. 6, 2010	David C. Crandall, Napoleon, Ohio
Aug. 6, 2010	Jack L. Gilliam, Registered Rep with Pruco Securities, Carthage, Missouri
Aug. 6, 2010	brandon jordan, CFP, NAIFA, Atlanta, Georgia
Aug. 6, 2010	John E. Clinch, CLU, Grand Island, Nebraska
Aug. 6, 2010	Edward D. Hinds, CFP, Paso Robles, California
Aug. 6, 2010	Peirce C. Ward, III, Insurance agent, Charlotte, North Carolina
Aug. 6, 2010	James P. McGoldrick, CLU, ChFC, Horsham, Pennsylvania
Aug. 6, 2010	Scott W. Branuum, CLU, Wichita, Kansas
Aug. 6, 2010	M. Marie-McVay, Williamsville, New York
Aug. 6, 2010	Lawrence Shafier, Prudential Premier Agent, New York, New York
Aug. 6, 2010	Charles K. Jones, Falls Church, Virginia
Aug. 6, 2010	Philip Reiter, Northwestern Mutual Financial Network
Aug. 6, 2010	Patricia L. Krarup, Licensed financial advisor. Member MDRT and NAIFA, Janesville, Wisconsin
Aug. 6, 2010	Doug W. Lovejoy, Arlington, Texas
Aug. 6, 2010	James A. Freudenberger, Stillwater, Oklahoma
Aug. 6, 2010	Donald J Scaro, CLU
Aug. 6, 2010	Michael S. Immel, NAIFA, MDRT, Fond du Lac , Wisconsin
Aug. 6, 2010	Frank Ramey, LUTCF, Warrenton, Virginia
Aug. 6, 2010	Bruce A. Matthews, Scottsdale, Arizona
Aug. 6, 2010	Matthew E. Schiff, Blue Bell, Pennsylvania
Aug. 6, 2010	Gerald Zawisza, MBA, CLU, Las Vegas, Nevada
Aug. 6, 2010	John C. Goodenough, Menlo Park, California
Aug. 6, 2010	Harry A. Shepler, Chartered Financial Consultant, Bedford, New Hampshire
Aug. 6, 2010	Robert Ramos, CFP, ChFC, CASL, member Financial Planning Association
Aug. 6, 2010	David R. Wilson, CLU, Oneonta, Alabama
Aug. 6, 2010	Ronald Smith, Sr., Society Of Financial Services Professionals, Powhatan, Virginia
Aug. 6, 2010	Scott R. Lebin, President, Managed Economics for Doctors, Inc., Geneva, Illinois
Aug. 6, 2010	Jon H. Roth, FIC, NAFIA, Downingtown, Pennsylvania
Aug. 6, 2010	Donald B. Meissner, West Falls, New York
Aug. 6, 2010	Lawrence M. Limbach, New York Life, Huntley, Illinois
Aug. 6, 2010	Peter S. Monferdini, Morton, Illinois
Aug. 6, 2010	John T. Cozart, Houston, Texas
Aug. 6, 2010	Kent E. Moss, CLU ChFC, Tampa, Florida
Aug. 6, 2010	William L. Creekmore II, CLU, New York Life Insurance Co., Ocean Isle, North Carolina
Aug. 6, 2010	Wes Morris, NAIFA, Kingsport, Tennessee
Aug. 6, 2010	Michael Berardi, NAIFA, Bala Cynwyd, Pennsylvania
Aug. 6, 2010	Steve Schildt, Financial Representative
Aug. 6, 2010	Lawrence J. Ganim, Bridgeport, Connecticut
Aug. 6, 2010	Richard J. DiPasquale
Aug. 6, 2010	Jody Balaban
Aug. 6, 2010	William V Hall, Jerome, Idaho
Aug. 6, 2010	Albert R. Elliott, PhD,CLU,ChFC, NAIFA, Statesboro, Georgia
Aug. 6, 2010	Ryan Smith, ChFC, CASL, National Association of Insurance and Financial Advisors, Argus Financial Consultants, Rockford, Michigan
Aug. 5, 2010	Paul R. Zietlow, Insurance and Security Sales, Des Moines, Iowa
Aug. 5, 2010	David M. Schuman, CLU, Registered Representative, Farmers Financial Solutions, LLC, Yuma, Arizona
Aug. 5, 2010	Sylvia C. Fontanilla, Skokie, Illinois
Aug. 5, 2010	John M. Wilbanks, LUTCF, San Diego, California
Aug. 5, 2010	Ronen Ben-Dov, Tucson, Arizona
Aug. 5, 2010	Sean Sebold, CFA, CFP, President, Sebold Capital Management, Naperville, Illinois
Aug. 5, 2010	Kendall Schlake, LUTCF, Fairbury, Nebraska
Aug. 5, 2010	Michael J. Wilcox, LUTCF
Aug. 5, 2010	Michael S. Wiswell, Massachusetts Mutual Life Insurance Company, Springfield, Massachusetts
Aug. 5, 2010	Howard G Cohen, CLU, ChFC, LUTCF, CLTC, Financial Services, Fort Lauderdale, Florida
Aug. 5, 2010	Christopher E Jaccard, CFP�, CFA, La Jolla, California
Aug. 5, 2010	Julie Hetland, NAIFA, Minneapolis, Minnesota
Aug. 5, 2010	John M. Grover, III, Wichita, Kansas
Aug. 5, 2010	Ronald T. Staebell, ChFC, Sioux Falls, South Dakota
Aug. 5, 2010	John A Vita, Jr., NAIFA, Clifton Park, New York
Aug. 5, 2010	Luke Dean, Professor of Finance, William Paterson University, Wayne, New Jersey
Aug. 5, 2010	Raymond L. Paul, CLU ChFC, Rockford, Illinois
Aug. 5, 2010	Bruce P. Donlan, MML Investors Services, Inc, Springfield, Massachusetts
Aug. 5, 2010	Michael Steadman
Aug. 5, 2010	Thomas Chiappetti
Aug. 5, 2010	Maureen Kominar
Aug. 4, 2010	Mike Struebing
Aug. 4, 2010	Ralph S. Saul
Aug. 4, 2010	Brian Urie
Aug. 4, 2010	J. Mark Gardner
Aug. 4, 2010	Frederick Nyberg
Aug. 4, 2010	Harry Dorman
Aug. 4, 2010	Connie Marcum
Aug. 4, 2010	Gary Havir
Aug. 4, 2010	Phil McCarty
Aug. 4, 2010	William Hunter
Aug. 4, 2010	JOY MORSE
Aug. 4, 2010	Walter World
Aug. 4, 2010	Tom Maenpaa
Aug. 4, 2010	Mark Middelton
Aug. 4, 2010	Jo Ann Marling
Aug. 4, 2010	Scott Coenen
Aug. 4, 2010	Donald Krizan
Aug. 4, 2010	jack mussey
Aug. 4, 2010	Julie Veltus
Aug. 4, 2010	Gary Sandifer
Aug. 4, 2010	Kathleen Adams-Brosterman
Aug. 4, 2010	Adam Keller
Aug. 4, 2010	Richard Reiser
Aug. 4, 2010	Joseph Newman
Aug. 4, 2010	Daniel Moericke
Aug. 4, 2010	Jim Keung
Aug. 4, 2010	John Finigan
Aug. 4, 2010	Jill Tokarczyk
Aug. 4, 2010	Robert Krupp
Aug. 4, 2010	Marty Dooley
Aug. 4, 2010	Patricia Potts
Aug. 4, 2010	Thomas Dzik
Aug. 4, 2010	steven penn
Aug. 4, 2010	Joe Mueller
Aug. 4, 2010	Sean McDermott
Aug. 4, 2010	Anne Marie Albertine
Aug. 4, 2010	John Lloyd
Aug. 4, 2010	Gregory Latini
Aug. 4, 2010	Odded Beraha
Aug. 3, 2010	Steve Petersen
Aug. 3, 2010	Eddie Anderson
Aug. 3, 2010	Peter Cox
Aug. 3, 2010	Tom Carsten
Aug. 3, 2010	Alva Watson
Aug. 3, 2010	Donald Schleicher
Aug. 3, 2010	Douglas M. Osborne
Aug. 3, 2010	Anthony Lofaso
Aug. 3, 2010	David Bianchi
Aug. 3, 2010	Michael Rivkin
Aug. 3, 2010	Steve
Aug. 3, 2010	Paul Wieda
Aug. 3, 2010	Mike Latta
Aug. 3, 2010	Steven Powell
Aug. 3, 2010	David Rudert
Aug. 3, 2010	Peter J.Chepucavage, Executive Director, CFAW General Counsel, Plexus Consulting LLC
Aug. 3, 2010	Fred Chemidlin
Aug. 3, 2010	Mark Mcgahee
Aug. 3, 2010	Anonymous
Aug. 3, 2010	Jonathan Lafferty
Aug. 3, 2010	Thomas Guebert
Aug. 3, 2010	Stuart Zieman
Aug. 3, 2010	Jorin Johnson
Aug. 3, 2010	Richard Hartwig Ii
Aug. 3, 2010	Beverly Barr
Aug. 3, 2010	Kalman Kovach
Aug. 3, 2010	Ronald Brayman
Aug. 3, 2010	Mark Dwight
Aug. 3, 2010	Craig Jackson
Aug. 3, 2010	Marylin Myers
Aug. 3, 2010	David Beaty
Aug. 3, 2010	Eric Howell
Aug. 3, 2010	Mark Miehe
Aug. 3, 2010	Ron Arneson
Aug. 3, 2010	Terence Nolan
Aug. 3, 2010	Russell Arman
Aug. 3, 2010	Teofilo Gonzalez
Aug. 3, 2010	Dylan Leblanc
Aug. 3, 2010	Stephen Karp
Aug. 3, 2010	Jeff Burum
Aug. 3, 2010	Ryan C.
Aug. 3, 2010	Colleen O'connell
Aug. 3, 2010	Karen Hawley
Aug. 3, 2010	William Heiting
Aug. 3, 2010	Robert Erkel
Aug. 3, 2010	Charles Edris
Aug. 3, 2010	Jason Middaugh
Aug. 3, 2010	Larry Berger
Aug. 3, 2010	John Gallagher, III
Aug. 3, 2010	John Hinkle
Aug. 3, 2010	Stephanie Walsh
Aug. 3, 2010	Edward Smith
Aug. 3, 2010	Roger Ruth
Aug. 2, 2010	George Mares
Aug. 2, 2010	Robert Sink
Aug. 2, 2010	Bruce Bessner
Aug. 2, 2010	Scott Johnson
Aug. 2, 2010	Irene Diamond
Aug. 2, 2010	Laura Degolier
Aug. 2, 2010	Christopher Hirschfeld
Aug. 2, 2010	Roger Mcdowell
Aug. 2, 2010	James Sheridan
Aug. 2, 2010	Cindy Tanouye
Aug. 2, 2010	Christopher Rister
Aug. 2, 2010	Donald Meyer
Aug. 2, 2010	Ray Smith
Aug. 2, 2010	Michael Kleen
Aug. 2, 2010	Lawrence Fowler
Aug. 2, 2010	Jeffrey Meyers
Aug. 2, 2010	Scott Anderson
Aug. 2, 2010	Edward Marion
Aug. 2, 2010	Kevin Frost
Aug. 2, 2010	Jason Rucker
Aug. 2, 2010	James Space
Aug. 2, 2010	Jason Rucker
Aug. 2, 2010	Kris Lanzer
Aug. 2, 2010	Angela Envick
Aug. 2, 2010	Robert Thurmond
Aug. 2, 2010	Amy La Grange
Aug. 2, 2010	Jesse Shepard
Aug. 2, 2010	Debbie Homan
Aug. 2, 2010	Craig Jackson
Aug. 2, 2010	Taylor Kjar
Aug. 2, 2010	Johan Gjenvick
Aug. 2, 2010	Sean Mccann
Aug. 2, 2010	Barry Cook
Aug. 2, 2010	Victor Berry
Aug. 2, 2010	Paula Guerin
Aug. 2, 2010	Richard Terhune
Aug. 2, 2010	Thomas Baird
Aug. 2, 2010	Le Roy Sundbom
Aug. 2, 2010	Richard Murphy
Aug. 2, 2010	Matthew Meeker
Aug. 2, 2010	Greg Baker
Aug. 2, 2010	Adam Solano
Aug. 2, 2010	Earl Prolman
Aug. 2, 2010	D. Phillips
Aug. 2, 2010	Ronald Ivanick
Aug. 2, 2010	Dennis Huston
Aug. 2, 2010	Michael Frailey
Aug. 2, 2010	Joseph Catanzaro
Aug. 2, 2010	Henry Lehn
Aug. 2, 2010	Richard Wilkins
Aug. 2, 2010	Larry Taylor
Aug. 2, 2010	Terry Uchida
Aug. 2, 2010	Sandra Reiseman
Aug. 2, 2010	Raimundo Molina
Aug. 2, 2010	Lynda Turner
Aug. 2, 2010	Stephen Robey
Aug. 2, 2010	Randall Melquist
Aug. 2, 2010	Michael Middleton
Aug. 2, 2010	Kristi Schaeffer
Aug. 2, 2010	Doris Passalacqua
Aug. 2, 2010	Roger Ruden
Aug. 2, 2010	Christie Mueller
Aug. 2, 2010	Michael Walters
Aug. 2, 2010	Gene Elder
Aug. 2, 2010	John Power
Aug. 2, 2010	Debra Jans
Aug. 2, 2010	Cyndie Barone
Aug. 2, 2010	Chuck Drobny
Aug. 2, 2010	Brad Gordon
Aug. 2, 2010	Carrie Griffin
Aug. 2, 2010	Charles Mcdaniels
Aug. 2, 2010	Donald Robbins
Aug. 2, 2010	Gordon Smith
Aug. 2, 2010	Andrew Beierwaltes
Aug. 2, 2010	William Hanzlik
Aug. 2, 2010	Jonathan Lewis
Aug. 2, 2010	Stephen Tarbe
Aug. 2, 2010	Marshall Gifford
Aug. 2, 2010	Richard Ehrlich
Aug. 2, 2010	Robert Mcmahon
Aug. 2, 2010	John Thomas
Aug. 2, 2010	Michael Simmons
Aug. 2, 2010	Anthony Karabas
Aug. 2, 2010	Ken Gamelin
Aug. 2, 2010	W. Craig Gibson
Aug. 2, 2010	James Woodall
Aug. 2, 2010	Darin Lowder
Aug. 2, 2010	Craig Hardy
Aug. 2, 2010	Mark Sorlie
Aug. 2, 2010	Eric Hess
Aug. 2, 2010	Tim Deitemeyer
Aug. 2, 2010	Jimmy Auvil
Aug. 2, 2010	Wade Scott
Aug. 2, 2010	Richard Allen
Aug. 2, 2010	Brian Worrell
Aug. 2, 2010	Shanna Watson
Aug. 2, 2010	Nelson Lewis
Aug. 2, 2010	Alfred Stelling
Aug. 2, 2010	James Johnson
Aug. 2, 2010	Christian Hauter
Aug. 2, 2010	Wayne Hagen
Aug. 2, 2010	Gina Wells
Aug. 2, 2010	Lanny Kuehl
Aug. 2, 2010	Thomas Sokoloski
Aug. 2, 2010	William Mcgreevy
Aug. 2, 2010	Dick Nolan
Aug. 2, 2010	Leonard Mirabile
Aug. 2, 2010	Joseph Bradley
Aug. 2, 2010	Kelsey Steuber
Aug. 2, 2010	James Brown
Aug. 2, 2010	Cory Juma
Aug. 2, 2010	Terry Boulter
Aug. 2, 2010	Robert Rifkin
Aug. 2, 2010	Allen Zutz
Aug. 2, 2010	Cameron Reeves
Aug. 2, 2010	William Russell, II
Aug. 2, 2010	Ted Kaminski
Aug. 2, 2010	Charles Derrick
Aug. 2, 2010	Brian Dawson
Aug. 2, 2010	Stephen Burnthall
Aug. 2, 2010	Stephen Owings
Aug. 2, 2010	Michael Gorectke
Aug. 2, 2010	Richard Pertzborn
Aug. 2, 2010	John Mize
Aug. 2, 2010	Michael Ross
Aug. 2, 2010	E. Stallat
Aug. 2, 2010	Richard Cote
Aug. 2, 2010	Floyd Ward
Aug. 2, 2010	John Enright
Aug. 2, 2010	Robert Johnson
Aug. 2, 2010	Thomas Komara
Aug. 2, 2010	Thomas Gearhart
Aug. 2, 2010	Ed Batchelder
Aug. 2, 2010	William Cooper
Aug. 2, 2010	Lewie Shealy
Aug. 2, 2010	Kevin St. Germain
Aug. 2, 2010	Barry Swanson
Aug. 2, 2010	Shelby Mcintosh
Aug. 1, 2010	Steven Hartman
Aug. 1, 2010	Kenny Divelbiss
Aug. 1, 2010	Paul Graves
Aug. 1, 2010	Edward Jenkins
Aug. 1, 2010	Rennae Padderud
Aug. 1, 2010	Von Edman
Aug. 1, 2010	Dale Goff
Aug. 1, 2010	Jeffrey Malicki
Aug. 1, 2010	Timothy Allen
Aug. 1, 2010	Ronald Church
Aug. 1, 2010	Roger Gossage
Aug. 1, 2010	Joanne Madar
Aug. 1, 2010	Joel Oppenheim
Aug. 1, 2010	Terri Landry
Aug. 1, 2010	Tom Ostrosky
Aug. 1, 2010	Michael Palet
Aug. 1, 2010	Chad Tredway
Aug. 1, 2010	Thomas Miller
Aug. 1, 2010	Tim Moran
Aug. 1, 2010	Robert Recchia
Aug. 1, 2010	Mark Derosa
Aug. 1, 2010	James Paddock
Aug. 1, 2010	Ausrin Bustamante
Aug. 1, 2010	Walter Trammell
Aug. 1, 2010	George Poppe
Aug. 1, 2010	Wayne Mchargue
Aug. 1, 2010	Randel Blake
Aug. 1, 2010	Christine Aguilar
Aug. 1, 2010	Barbara Fukushima
Aug. 1, 2010	Matt Mccoy
Aug. 1, 2010	Judith Schoon
Aug. 1, 2010	Brian Isham
Aug. 1, 2010	Jonathan Spacher
Aug. 1, 2010	Ralph Sabbagh
Jul. 31, 2010	Howard Rosenblatt
Jul. 31, 2010	Darrick Munsch
Jul. 31, 2010	Michael Lugo
Jul. 31, 2010	Margo Colvin
Jul. 31, 2010	Shannon Shriver
Jul. 31, 2010	Brian Kelly
Jul. 31, 2010	Brandon Brooke
Jul. 31, 2010	Brian Sandberg
Jul. 31, 2010	John Hood
Jul. 31, 2010	Arnold Kaminer
Jul. 31, 2010	Dale Whiting
Jul. 31, 2010	Paul Johnson
Jul. 31, 2010	Joseph Radovic
Jul. 31, 2010	Davey Gaddy
Jul. 31, 2010	Philip Lukins
Jul. 31, 2010	Dennis Young
Jul. 31, 2010	Brian Ness
Jul. 31, 2010	Scott Bombeck
Jul. 31, 2010	Dean Purdy
Jul. 31, 2010	Cesare Vodopia
Jul. 31, 2010	Lee Defelice
Jul. 31, 2010	Todd Gaswick
Jul. 31, 2010	Robert Roth
Jul. 31, 2010	Shane Swanson
Jul. 31, 2010	Peter Smith
Jul. 31, 2010	Charles Samfilippo
Jul. 31, 2010	Jonathon Sanning
Jul. 31, 2010	Vance Feiler
Jul. 31, 2010	Bryan Merillat
Jul. 31, 2010	John Cozart
Jul. 31, 2010	Stephen Fitzsimmons
Jul. 31, 2010	Peter Wolff
Jul. 31, 2010	W. David Hicks
Jul. 31, 2010	Stanley Prajzner
Jul. 30, 2010	Donald Ryther
Jul. 30, 2010	Scott Fries
Jul. 30, 2010	Donald Gottfried
Jul. 30, 2010	Barbara Hinebaugh
Jul. 30, 2010	Mark Gash
Jul. 30, 2010	Philip Maness
Jul. 30, 2010	Ronald Schmitz
Jul. 30, 2010	George Barzizza
Jul. 30, 2010	Robert Veres
Jul. 30, 2010	Robert Veres
Jul. 30, 2010	Mark Derby
Jul. 30, 2010	David Hegland
Jul. 30, 2010	Greg Beal
Jul. 30, 2010	Jimmy Alexander
Jul. 30, 2010	Norman Kohn
Jul. 30, 2010	Fred Rask
Jul. 30, 2010	William Fris
Jul. 30, 2010	Don Sibold
Jul. 30, 2010	Barry Estell
Jul. 30, 2010	Barry Johnson
Jul. 30, 2010	Allan Laird
Jul. 30, 2010	Ronald Tine
Jul. 30, 2010	David Fent
Jul. 30, 2010	Gregory Lentz
Jul. 30, 2010	Shawn Wilkins
Jul. 30, 2010	Rex Shipp
Jul. 30, 2010	Dirk Milestone
Jul. 30, 2010	Scott Trigg
Jul. 30, 2010	Jared Traum
Jul. 30, 2010	Seth Krasne
Jul. 30, 2010	William Waterworth
Jul. 30, 2010	Barry Mcbride
Jul. 30, 2010	Justin Frisco
Jul. 30, 2010	Kenneth Davis
Jul. 30, 2010	Robert Frank
Jul. 30, 2010	Stephen Harris
Jul. 30, 2010	Mark Jensen
Jul. 30, 2010	Lawrence Hesse
Jul. 30, 2010	Jeffrey Ranz
Jul. 30, 2010	Brenda Brink
Jul. 30, 2010	John Bounds
Jul. 30, 2010	Troy Dollyhigh
Jul. 30, 2010	Burton Vitale
Jul. 30, 2010	Thomas Stremski
Jul. 30, 2010	Brian Daniels
Jul. 30, 2010	Samuel Firman
Jul. 30, 2010	Michael Mitchell
Jul. 30, 2010	Phyllis Thompson-Jones
Jul. 30, 2010	Orion Marx
Jul. 30, 2010	Brett Welch
Jul. 30, 2010	Bryan Shilcutt
Jul. 30, 2010	Jesse Hauptrief
Jul. 30, 2010	Wayne Hillman
Jul. 30, 2010	Sally Lujuana Bull
Jul. 30, 2010	Joseph Cates
Jul. 30, 2010	Vicki Viso
Jul. 30, 2010	Keith Hennessey
Jul. 30, 2010	David Caplan
Jul. 30, 2010	Tom Kilton
Jul. 30, 2010	John Martin
Jul. 30, 2010	William Gibson
Jul. 30, 2010	Charles Ieuter
Jul. 30, 2010	Rona Swanson
Jul. 30, 2010	Kevin Gillaspie
Jul. 30, 2010	Mark Carbaugh
Jul. 30, 2010	Peter Bondioli
Jul. 30, 2010	Brenda Speer
Jul. 30, 2010	Johnny White
Jul. 30, 2010	William Blankenship
Jul. 30, 2010	Randolph Sandusky
Jul. 30, 2010	Douglas Franklin
Jul. 30, 2010	George Coxhead
Jul. 30, 2010	David Rees
Jul. 30, 2010	Richard Hoberman
Jul. 30, 2010	Eugene Beerbohm
Jul. 30, 2010	Edward Soper
Jul. 30, 2010	Joseph Murnane
Jul. 30, 2010	Steve Nimmer
Jul. 30, 2010	Jonathan Phelan
Jul. 30, 2010	Tom Dunn
Jul. 30, 2010	Thomas Mccaffrey
Jul. 30, 2010	David Armstrong
Jul. 30, 2010	Russell Pinney
Jul. 30, 2010	Paul Rhodes
Jul. 30, 2010	Robert Thompson
Jul. 30, 2010	Troy Schoonover
Jul. 30, 2010	Michael Thompson Clu
Jul. 30, 2010	Ryan May
Jul. 30, 2010	Steven Summa
Jul. 30, 2010	B. Hudnall
Jul. 30, 2010	John Mileham
Jul. 30, 2010	Thomas Brophy
Jul. 30, 2010	Brian O'laughlin
Jul. 30, 2010	Sherry Leriger
Jul. 30, 2010	James Toler
Jul. 30, 2010	Mark Nelson
Jul. 30, 2010	Terrence Wolf
Jul. 30, 2010	Murray Stewart
Jul. 30, 2010	Jeffrey Basch
Jul. 30, 2010	James Denny
Jul. 30, 2010	Lyle Hill
Jul. 30, 2010	James Stearn
Jul. 30, 2010	Tony Pulley
Jul. 30, 2010	Charles Haines
Jul. 30, 2010	Matthew Echelmeier
Jul. 30, 2010	Brian Blink
Jul. 30, 2010	K. Moss
Jul. 30, 2010	Holly Karasinski
Jul. 30, 2010	Lee Rawiszer
Jul. 30, 2010	Daniel Kanter
Jul. 30, 2010	Barbara Freilich
Jul. 30, 2010	Bob Armstrong
Jul. 30, 2010	Jason Auricchio
Jul. 30, 2010	Ronald Goldman
Jul. 30, 2010	Richard Denton
Jul. 30, 2010	Belinda Roberts
Jul. 30, 2010	John Tuttle
Jul. 30, 2010	Ted Tasky
Jul. 30, 2010	Lee Hoffman
Jul. 30, 2010	Ronald Fullmer
Jul. 30, 2010	Kolleen Edwards
Jul. 30, 2010	Joseph Nill
Jul. 30, 2010	Jeff Biggs
Jul. 30, 2010	David Middaugh
Jul. 30, 2010	George Villa
Jul. 30, 2010	Sherry Flynn
Jul. 30, 2010	Frederick Russell
Jul. 30, 2010	Sean Kelly
Jul. 30, 2010	Joe Still
Jul. 30, 2010	Edward Weinberg
Jul. 30, 2010	Robert Nockleby
Jul. 30, 2010	Ernestine Cohn
Jul. 30, 2010	John Bicket
Jul. 30, 2010	David Dinn
Jul. 30, 2010	Stanley Fortier
Jul. 30, 2010	Thomas Littleton
Jul. 30, 2010	Frank Kolovic
Jul. 30, 2010	Rick Strevey
Jul. 30, 2010	Warren Kalmenson
Jul. 30, 2010	Thomas Schreiner
Jul. 30, 2010	Edgardo Asuncion
Jul. 30, 2010	Tom Hoffman
Jul. 30, 2010	Heidi Halus
Jul. 30, 2010	Dan Chambers
Jul. 30, 2010	Kalevi Kotkas
Jul. 30, 2010	Paul Morton
Jul. 30, 2010	William Fisher
Jul. 30, 2010	John Ingraham
Jul. 30, 2010	Andrew Hunt
Jul. 30, 2010	Steve Swann
Jul. 30, 2010	Mark Mohr
Jul. 30, 2010	James Muccigrosso
Jul. 30, 2010	Gerry Corrigan
Jul. 30, 2010	Mark Tan
Jul. 30, 2010	Robert Land
Jul. 30, 2010	Bryon Holz
Jul. 30, 2010	Linda Gordon
Jul. 30, 2010	Michael Kaplan
Jul. 30, 2010	Eugene Hinders
Jul. 30, 2010	Roger Gainer
Jul. 30, 2010	Frederick Dawson
Jul. 30, 2010	Darlene Tucker
Jul. 30, 2010	Marc Didomenico
Jul. 30, 2010	Michael Wahl
Jul. 30, 2010	David Henderson
Jul. 30, 2010	Francis Mesina
Jul. 30, 2010	Don Quinn
Jul. 30, 2010	Duwayne Mews
Jul. 30, 2010	Shawn Mckeen
Jul. 30, 2010	Floyd Cotton
Jul. 30, 2010	Edward Harris
Jul. 30, 2010	Randy Kilgore
Jul. 30, 2010	Anthony Hill
Jul. 30, 2010	Robert Dibley
Jul. 30, 2010	Gary Smith
Jul. 30, 2010	John Demboski
Jul. 30, 2010	Thomas Haunty
Jul. 30, 2010	Robert Pollinger
Jul. 30, 2010	J. Edward Mcclendon
Jul. 30, 2010	John Troutman
Jul. 30, 2010	Martin Berger
Jul. 30, 2010	Stanley Hefner
Jul. 30, 2010	Timothy Ellen
Jul. 30, 2010	Patricia Mann
Jul. 30, 2010	Kristy Cavanaugh
Jul. 30, 2010	Tim Doozan
Jul. 30, 2010	James Greco
Jul. 30, 2010	Jeremy Ripperger
Jul. 30, 2010	Bruce Bowen
Jul. 30, 2010	David Wilson
Jul. 30, 2010	Albert Brodbeck
Jul. 30, 2010	Thomas Newton
Jul. 30, 2010	Gary Braden
Jul. 30, 2010	Michael Youtz
Jul. 30, 2010	Connie Wiedeman
Jul. 30, 2010	Brad Childs
Jul. 30, 2010	Lyndel Hale
Jul. 30, 2010	George Jacobs
Jul. 30, 2010	Gregory Massey
Jul. 30, 2010	David Darner
Jul. 30, 2010	Peter Sullivan
Jul. 30, 2010	Ronald Ivanick
Jul. 30, 2010	Geoff Luchetta
Jul. 30, 2010	Rondol L. Davidson, Registered Representative, Greensboro, North Carolina
Jul. 30, 2010	Joe B. Jones, Lawrence, Kansas
Jul. 30, 2010	Brian Falconer, LUTCF, Taunton, Massachusetts
Jul. 30, 2010	Timothy M. Craig, Okeechobee, Florida
Jul. 30, 2010	Thomas P. McCarty, New York Life, Charleston, South Carolina
Jul. 30, 2010	Rodney I. Berger, Insurance Agent, Berger Benefit Connections, Dubuque, Iowa
Jul. 30, 2010	Mark Spears, CLU, ChFC, State Trustee of NAIFA, Ohio, Lima, Ohio
Jul. 30, 2010	Jerry Hubner, CLU, ChFC, LUTCF, South Bend, Indiana
Jul. 30, 2010	Dixie D Smith, Carmel by the Sea, California
Jul. 30, 2010	Janice Ruth Nickell, LUTCF, Registed Account Representative, Walnut Cove, North Carolina
Jul. 30, 2010	Richard O. Zimmer, MBA, NAIFA, Mercer County Estate Planning Council, several Chambers of Commerce, Monroe Twp, New Jersey
Jul. 30, 2010	Robert A. Jenner, Kimball, Nebraska
Jul. 30, 2010	Mark A. Griffin, Burlington, North Carolina
Jul. 30, 2010	Howard Sharp, Registered Rep and Member Of NAIFA, Brigham City, Utah
Jul. 30, 2010	Lawrence Yingling, Clarksville, Tennessee
Jul. 30, 2010	Richard K. Friedstrom, Agent, New York Life Insurance Company, Topeka, Kansas
Jul. 30, 2010	Teresa M. Anderson, Assistant to Financial Planners, Indianapolis, Indiana
Jul. 30, 2010	Michael P. McGovern, Jr., National Association of Insurance and Financial Advisors, Rockford, Michigan
Jul. 30, 2010	Bruce A. Kruse, LUTCF, Kearney, Nebraska
Jul. 30, 2010	Elisha Aharon, San Francisco, California
Jul. 30, 2010	Larry P. Weatherford, Jr., Summerville, South Carolina
Jul. 30, 2010	John Houillon, NAIFA member, Aurora, Illinois
Jul. 30, 2010	James G. Peterson, Plymouth, Minnesota
Jul. 30, 2010	Warren W. West, CLU, ChFC, Senior Financial Services Representative, Registered Representative, Financial Advisor, St. Peter, Minnesota
Jul. 30, 2010	Gerry Impelman, CLU, Owner, Impelman Insurance Investment Services, L.L.P., San Antonio, Texas
Jul. 30, 2010	Adam Weeman, CFP, Financial Planner, Sioux Falls, South Dakota
Jul. 30, 2010	Robert O. Smith, J.D. ChFC, Grand Rapids, Michigan
Jul. 30, 2010	Howard D. Crissey, Jr., CEO, Benefit Resource Group, Dallas, Texas
Jul. 30, 2010	Steven J. Stremski, West Saint Paul, Minnesota
Jul. 30, 2010	Lisa A. Skinner, Agency Supervisor, Herman, Nebraska
Jul. 30, 2010	John R. Falgoust, National Association of Insurance and Financial Advisors, Metairie, Louisiana
Jul. 30, 2010	Robert D. Kinnally, Jr., Investment Advisory Representative, Lincoln Financial Securities, San Antonio, Texas
Jul. 30, 2010	John B. Setzler, Financial Advisor, Hickory, North Carolina
Jul. 30, 2010	Gerald S Haynie, Winston-Salem, North Carolina
Jul. 30, 2010	Robert Sukolsky, CLU, Indialantic, Florida
Jul. 30, 2010	Gerald S. Haynie, Winston-Salem, North Carolina
Jul. 30, 2010	Clarence M. Releford, Owner, Releford Agency, Murfreesboro, Tennessee
Jul. 30, 2010	Roger A. Hubley, CFP, CHFC, NAIFA, Marco Island, Florida
Jul. 30, 2010	Scott A. Jeffries, CLU,CFP, Atlanta, Georgia
Jul. 30, 2010	Neal Kloke, Registered Representive, Bellingham, Washington
Jul. 30, 2010	James J. Van Ham, Licensed Securities Representative, Lisle, Illinois
Jul. 30, 2010	Robert B. Lyons, CLU, ChFC, Financial Services Professional, Registered Rep, ING Financial Partners, Amarillo, Texas
Jul. 30, 2010	Joseph S. Burgess, Financial Advisor, Minneapolis, Minnesota
Jul. 30, 2010	Todd W. Swanson, CLU, ChFC, CLTC, Society Of Financial Service Professionals member, Maple Grove, Minnesota
Jul. 30, 2010	Michael P. Austin, CFP, Baton Rouge, Louisiana
Jul. 30, 2010	Bradford K Bittner, Weatherly, Pennsylvania
Jul. 30, 2010	Stephen D. DeClerck, Country Financial, Vandalia, Illinois
Jul. 30, 2010	Alan J. Stearley, NAIFA, Wilbraham, Massachusetts
Jul. 30, 2010	M. Albert Burke, JD, CLTC, Statesboro, Georgia
Jul. 30, 2010	Charles F. Driscoll, CLU, AEP, Society of Financial Services Professionals, St. Louis, Missouri
Jul. 30, 2010	Warren W. Kearns, Wyoming
Jul. 30, 2010	Thomas Clay, NAIFA, Pasadena, Texas
Jul. 30, 2010	Waylon F. Peterson, Senior Vice President, TCU Investment, Trust and IRA Services, South Bend, Indiana
Jul. 30, 2010	Linda J. Hayes, Akron, Colorado
Jul. 30, 2010	Allen T. Laya, MSFS, ChFC, Registered Representative, Palatine, Illinois
Jul. 30, 2010	Mike Losik, III, NAIFA, Salina, Kansas
Jul. 30, 2010	David Ion, Los Osos, California
Jul. 30, 2010	Stephen L. Howard, Registered Rep, State Farm Mutual Funds, Omaha, Nebraska
Jul. 30, 2010	Ronald E. Windham, Dallas, Texas
Jul. 30, 2010	Laurence Schiffman, Financial Advisor
Jul. 30, 2010	Elwood B. Syverson, LUTCF, Mauston, Wisconsin
Jul. 30, 2010	David Moffett, Bemidji, Minnesota
Jul. 30, 2010	Larry R. Lee, Lake Forest, California
Jul. 30, 2010	Truman M Reed, Registered Representative, Sweetwater, Texas
Jul. 30, 2010	Jaesung Son, NAIFA, Fort Lee, New Jersey
Jul. 30, 2010	Lance S. Hemmer, National Association of Fianancial Advisors, Hemmer & Associates, Inc, President., Jacksonville, Florida
Jul. 30, 2010	Nicholas Kralj, Registered Representative, Portland, Oregon
Jul. 30, 2010	John Waugh, Aledo, Illinois
Jul. 30, 2010	Kevin P. Condon, Ph.D., CFP , EVP, Advisor Services Myfinancialadvice, Inc., Boulder, Colorado
Jul. 30, 2010	A. Christopher Engle, LUTCF, CFP, ChFC, Financial Planning Association, National Association of Insurance and Financial Advisors, Argus Financial Consultants, Ada, Michigan
Jul. 30, 2010	Lance G Kroesch, Georgetown, Texas
Jul. 30, 2010	Thomas Brown
Jul. 30, 2010	Richard C. LaMaster, CFP, Mission Hills, Kansas
Jul. 30, 2010	Geoffrey Kanner, North Haven, Connecticut
Jul. 30, 2010	Michael J. Ables, Los Osos, California
Jul. 30, 2010	Matthew J. Grace, Financial Representative, Washington, District of Columbia
Jul. 30, 2010	Gregg Mahoney, Investment Adivsor, Milton, Georgia
Jul. 30, 2010	Gary P. Kallio, CFP, Past President, NAIFA Seattle/Eastside, Bothell, Washington
Jul. 30, 2010	David C. Crandall, Financial Consultant, Napoleon, Ohio
Jul. 30, 2010	Jim C. Harris, Reg. Rep, CLU, Houston, Texas
Jul. 30, 2010	Fredric V. Collins, ChFC, Managing Partner, The New York Life Insurance Company, Charleston, South Carolina
Jul. 30, 2010	Pooja Hemnani, Washington , District of Columbia
Jul. 30, 2010	Glenn S. Newlin, Blissfield, Michigan
Jul. 30, 2010	Cory L. Chew, Los Angeles, California
Jul. 30, 2010	Joe L. Bartkoski, Jr, Financial Advisor, Gladstone, Missouri
Jul. 30, 2010	Linda L. Morton, Cortez, Colorado
Jul. 30, 2010	Gayle A. Dax-Conroy, VP, Rood Dax Adv. Insurance Services, Inc., Sacramento, California
Jul. 30, 2010	Glenn S. Newlin, Blissfield, Michigan
Jul. 30, 2010	Derrick P. Morton, CLU, ChFC, Edmond, Oklahoma
Jul. 30, 2010	Eduardo R. Fabregas, Dallas, Texas
Jul. 30, 2010	Bernard M. Baudin, Jr., President NAIFA of Greater New Orleans, New Orleans, Louisiana
Jul. 30, 2010	Tomas E. Allred, Farm Bureau Insurance Agent, Worland, Wyoming
Jul. 30, 2010	Jerry D. Jackson, Peoria, Illinois
Jul. 30, 2010	Glynn Walker, Abilene, Texas
Jul. 30, 2010	Joseph C. LeBlanc, CLU, Memphis , Tennessee
Jul. 30, 2010	Donald F. White, Jr, CEO, Treasure Coast Financial, Stuart FL, Stuart, Florida
Jul. 30, 2010	Kelly Harris, Society of Financial Service Professionals, Salt Lake City, Utah
Jul. 30, 2010	Sheila R McCampbell, CFP CLU ChFC, Wealth Mgmt Advisor, Northwestern Mutual, Fort Wayne, Indiana
Jul. 30, 2010	Robert A. DiCola, CLU, ChFC, National Association of Insurance Financial Advisors, Society of Financial Services Profiessionals, Leechburg, Pennsylvania
Jul. 30, 2010	Victor W. Kirsch, AXA Advisor, Minneapolis, Minnesota
Jul. 30, 2010	Gregory S. Anderson, CLU, Sr. Financial Representative, Northwestern Mutual Life, White Bear Lake, Minnesota
Jul. 30, 2010	William J. Small, LUTCF, Financial advisor, Hazleton, Pennsylvania
Jul. 30, 2010	Gary Engelmann, Brainerd, Minnesota
Jul. 30, 2010	Ron Mallam, CLU, Kearney, Nebraska
Jul. 30, 2010	Mitchell R. Owen, Financial Advisor, Eagle Strategies, LLC, Bala Cynwyd, Pennsylvania
Jul. 30, 2010	Craig R. Schillig, Registered Representative, Davenport, Iowa
Jul. 30, 2010	Paul B. Crouch, Lake Forest, Illinois
Jul. 30, 2010	Charles W. Bowden, CLU, ChFC, NAIFA, FSP, Smithville, New Jersey
Jul. 30, 2010	Mark A. Miller, LUTCF, Principal, Eau Claire, Wisconsin
Jul. 30, 2010	William H. Diersen, Appleton, Wisconsin
Jul. 30, 2010	Anthony F. Boquet, CLU, ChFC, CASL, LUTCF, Vice President, Sales / Marketing, The American College, Franklin, Tennessee
Jul. 30, 2010	Louis J. Stallings, Company Benefits Plus, LLC, San Angelo, Texas
Jul. 30, 2010	James J. Tyrpak, ChFC, Williamsville, New York
Jul. 30, 2010	Robert T. Lynch, Regestered Reprsentive, Thornwood, New York
Jul. 30, 2010	Lester M Halstead, Jr., MFP, CFP, CSNP, Saint George, Utah
Jul. 30, 2010	Charles A. Smith, CEO, Financial Services Firm, St. Marys, Georgia
Jul. 30, 2010	David W Teche, LUTCF, CFE, NAIFA Member, Lincoln, Nebraska
Jul. 30, 2010	Donald C. Marriott, ChFC, National Association of Insurance and Financial Advisors, Canandaigua, New York
Jul. 30, 2010	Mark Vahala, CLU, CLTC, NAIFA, Dallas, Texas
Jul. 30, 2010	Chad Franks, New York Life/NYLIFE Securities
Jul. 30, 2010	Benjamin Smedley
Jul. 30, 2010	James R. Clark, CLU, Richardson, Texas
Jul. 30, 2010	Michael J. Clark, Napa, California
Jul. 30, 2010	Brian Emswiler, LTCIS, Eden Prairie, Minnesota
Jul. 30, 2010	Kurt W. Kushner, CFP(R), Archbald, Pennsylvania
Jul. 30, 2010	Howard B. Brachfeld, CLU,ChFC,CMFC
Jul. 30, 2010	Bob G. Medcalf, Mr., OneAmerica, Walls, Mississippi
Jul. 30, 2010	Philip Nassar, CLU, CHFC, Mohegan Lake, New York
Jul. 30, 2010	Thomas J O'Connor, CFP, Monrovia, California
Jul. 30, 2010	John K. Simons, Registered Representative, NYLIFE Securities, Artesia, New Mexico
Jul. 30, 2010	Francisco Correa, Jr., Personal Financial Representative, Allstate, Grapevine, Texas
Jul. 30, 2010	Anthony T. Izzo, Melville, New York
Jul. 30, 2010	John J. Fallon, CLU, Registered Rep, Orlando, Florida
Jul. 30, 2010	Marvin R. Reynolds, ChFC, Kaysville, Utah
Jul. 30, 2010	Philip R. Engelmann, Financial Representative, Miami, Florida
Jul. 30, 2010	Richard G. Ek, National Association of Insurance and Financial Advisors, Everett, Washington
Jul. 30, 2010	Johnathan T. West, MLGA Registered Rep, Hurricane, Utah
Jul. 30, 2010	Rose L. Goheen, President NAIFA Tidewater, Virginia Beach, Virginia
Jul. 30, 2010	Hollis O. Inglett, Jr., Registered Representative, Daytona Beach, Florida
Jul. 30, 2010	Wayne Lunday, National Association of Insurance and Financial Advisors, Castle Rock, Washington
Jul. 30, 2010	Michael E Wallace, CLU, Missoula, Montana
Jul. 30, 2010	Linda K. Posati, LUTCF, Greenville, Michigan
Jul. 30, 2010	Rhoda Sherman, CFP, N. Bethesda, Maryland
Jul. 30, 2010	David A. Mccay, NAIFA, Bowling Green, Kentucky
Jul. 30, 2010	Kelly Demmo
Jul. 30, 2010	Timothy L. Jordening, Registered Rep, Scottsbluff, Nebraska
Jul. 30, 2010	Adam Mosbach, Scottsdale, Arizona
Jul. 30, 2010	Garry S. Burry, CLTC, Louisville, Kentucky
Jul. 30, 2010	Wesley G. Lentz, JD, CFP, Kalamazoo, Michigan
Jul. 30, 2010	Brian M. Duggan, CFP, Wealth Management Advisory/CFP(R) Northwestern Mutual , Troy, Michigan
Jul. 30, 2010	Eugene H. Pint, Chfc,Clu,Lutcf,Csa, Waterloo, Iowa
Jul. 30, 2010	Brandon J. Penland, Sylva, North Carolina
Jul. 30, 2010	Jerome J. Kanter, J.D., Huntington Woods, Michigan
Jul. 30, 2010	Larry Brown, Westchester, Ohio
Jul. 30, 2010	Bradley E. Meister CFP ChFC, CFP, ChFC, Napoleon, Ohio
Jul. 30, 2010	Melody S. Merritt, Iowa City, Iowa
Jul. 30, 2010	Pat Srebnick, CFP
Jul. 30, 2010	Bruce A. Holliday, CLU, RR-New Yok Life, Gulf Breeze, Florida
Jul. 30, 2010	Jackson P. Calhoun, Jr., Charted Life Underwriter, Forest, Mississippi
Jul. 30, 2010	John F. Ridoux, Louisville, Kentucky
Jul. 30, 2010	Kathryn I. Duclo, LUTCF, Financial Planner, Manteca
Jul. 30, 2010	Matthew S. Huntington, Insurance and financial services, Aurora, Colorado
Jul. 30, 2010	Mark A. Peterson, Superior, Wisconsin
Jul. 30, 2010	Lisa M. Mancinelli, CLU CPCU, Hollidaysburg, Pennsylvania
Jul. 30, 2010	Jeffery W. Heileson, ChFC, Orange, California
Jul. 30, 2010	Brian P. Nauman, Registered Representative, Davenport, Iowa
Jul. 30, 2010	Shaun P. Shannon
Jul. 30, 2010	Wayne R. Pietri, Next Financial Services, Insurance /investment sales, Louisiana
Jul. 30, 2010	Phil C. Richards, CLU CFP, Adjunct Professor Emeritus, Carlson School, Miami, Florida
Jul. 30, 2010	Gwendolyn G. Shaw, NAIFA, Calumet Park, Illinois
Jul. 30, 2010	Darrel D. Peck
Jul. 30, 2010	Spencer F. Mack, CLU, ChFC, Orem, Utah
Jul. 30, 2010	Austin A. Kanter, ChFC, CLU, Reg Rep, Southfield, Michigan
Jul. 30, 2010	C.J. Bruno, Securian Financial, Metairie, Louisiana
Jul. 30, 2010	Thomas H. Craft, CLU, ChFC, Past President of NAIFA Tulsa, Tulsa, Oklahoma
Jul. 30, 2010	Eric M. Kaestner, Cedar Rapids, Iowa
Jul. 30, 2010	Orval H. Cullen, Damascus, Maryland
Jul. 30, 2010	Richard DeVita, Charlotte, North Carolina
Jul. 30, 2010	Claron S. Clark, Alvin, Texas
Jul. 30, 2010	Carolyn Shelby, CLTC, Canyon Country, California
Jul. 30, 2010	Brian Jacobsen, National Association of Insurance and Financial Advisors, Fremont, Nebraska
Jul. 30, 2010	Laura Jansen, New York Life Insurance Company, Milwaukee, Wisconsin
Jul. 30, 2010	Cort Otterbein, Insurance and Investment Professional, Farmington Hills , Michigan
Jul. 30, 2010	Steve Way, Principal Way Financial, Walnut Creek, California
Jul. 30, 2010	Angelo Giannosa, Financial Advisor, Modesto, California
Jul. 30, 2010	Timothy E. Cardwell, NAIFA member, Homer, Louisiana
Jul. 30, 2010	Philip Goodman, Manhasset , New York
Jul. 30, 2010	Gregory Bendinger, West Des Moines, Iowa
Jul. 30, 2010	Eric M. Duhigg, Financial Representative, Country Financial, Fargo, North Dakota
Jul. 30, 2010	Rick D. Breinin, Insurance Agent Registered Rep, Lees Summit, Missouri
Jul. 30, 2010	Anthony P. Bertasi, Jr., Memphis, Tennessee
Jul. 30, 2010	Douglas E. Scott, Columbus, Ohio
Jul. 30, 2010	Rick D. Breinin, Insurance Agent Registered Rep, Lees Summit, Missouri
Jul. 30, 2010	Carl A. Peterson, Cherokee, Iowa
Jul. 30, 2010	George D. Roberts, CLU, Sioux Falls, South Dakota
Jul. 30, 2010	Guy F Alford, III, National Association of Insurance Financial Advisors, Westminster, Maryland
Jul. 30, 2010	David B. Manuel
Jul. 30, 2010	John R. Dean, Willmar, Minnesota
Jul. 30, 2010	Bradley J Woolcott, Agent for Country Financial, Marion, Illinois
Jul. 30, 2010	Pennilou P. Foust, Greensboro, North Carolina
Jul. 30, 2010	James E. Creeden, Sr., Cincinnati, Ohio
Jul. 30, 2010	Kelly J. Wade, Cottonwood Heights, Utah
Jul. 30, 2010	Bradford J. von Grote, Index Funds Advisors, Irvine, California
Jul. 30, 2010	Kevin C. Paulsen, CFP(R), RPA, Financial Advisor, Evanston, Illinois
Jul. 30, 2010	Rick Balmaseda, CFP, Wells Fargo Advisors, Danbury, Connecticut
Jul. 30, 2010	Chuck Johnson, Newburyport, Massachusetts
Jul. 30, 2010	Daryle L. Owen, Laceyville, Pennsylvania
Jul. 30, 2010	Stephen R. Smith, Aberdeen, North Carolina
Jul. 30, 2010	Dr. Charles Durand (Williams-Durand)
Jul. 29, 2010	Curtis T. Mohr, CLU, ChFC, MSFS, Registered Rep, Royal Alliance Associates, Pasco, Washington
Jul. 29, 2010	Jay D. Franklin, CFA, Risk Manager, Index Funds Advisors, Irvine, California
Jul. 29, 2010	Brendan E Connelly, Fee-Only Investment Advisor, Madison, Wisconsin
Jul. 29, 2010	Joseph B. Celso, PMP, Project Management Professional, Plano, Texas
Jul. 29, 2010	John W. Gruber, Living With Money LLC, Fairport, New York
Jul. 29, 2010	Douglas E. Bergman, San Franciso, California
Jul. 29, 2010	Frank A. Busalacchi, Society of Financial Services Professionals, National Association of Insurance and Financial Advisers, President of Integrity Wealth Management, Waukesha, Wisconsin
Jul. 29, 2010	Robert J. Klosterman, CEO, White Oaks Wealth Advisors, Minneapolis, Minnesota
Jul. 29, 2010	Kshitij Deshmukh, Ph.D., Tulsa, Oklahoma
Jul. 29, 2010	Steven F. Wertime, Ph.D., Financial Planning Association, Falls Church, Virginia
Jul. 29, 2010	Steven Lewis
Jul. 29, 2010	Diana DeCharles, CFP, Financial Planner, Registered Principal, Shreveport, Louisiana
Jul. 29, 2010	Rozanna Patane, NAPFA member, York Harbor, Maine
Jul. 29, 2010	Charles E. Fuller, AVP Technology Solutions, Princeton Junction, New Jersey
Jul. 29, 2010	Roy S. Gilbert, JD, CLU, ChFC , Private Wealth Advisor, Syosset, New York
Jul. 28, 2010	Charles D. Rigsby, CFP, broker
Jul. 28, 2010	David D. Bonebrake, CFP(R), Eugene, Oregon
Jul. 28, 2010	John F. Evans, MBA, CPA, CFP, CRPC, Erie, Pennsylvania
Jul. 28, 2010	Craig L. Martin, The Family Wealth Consulting Group, San Jose, California
Jul. 28, 2010	Stan Mock, CFP, College of Financial Planning, Financial Planning Association, National Association of Financial and Insurance Professionals, Boise, Idaho
Jul. 28, 2010	Michael A. Derflinger, Jr., Ameriprise Financial, Columbus, Ohio
Jul. 28, 2010	William H Kirby, President, Kirby Group, Inc., Reno, Nevada
Jul. 28, 2010	John C. Girvin, CFP, Dayton, Ohio
Jul. 28, 2010	Matthew R. Claeys, Portland, Oregon
Jul. 28, 2010	John O'Reilly
Jul. 28, 2010	Alan I. Blume, Neptune, New Jersey
Jul. 28, 2010	Jane Terry, Santa Fe, New Mexico
Jul. 28, 2010	Jearl W Meeks, CPA, CFP(r), Tulsa, Oklahoma
Jul. 28, 2010	Neil Sanders, Saugus, Massachusetts
Jul. 28, 2010	Michael W. Dwyer, Financial Advisor, Northumberland, Pennsylvania
Jul. 28, 2010	Gary Montgomery, President, Wealth Security LLC, Austin, Texas
Jul. 28, 2010	Alistair Kelly, Hermitage, Pennsylvania
Jul. 28, 2010	Philip H. Luccock, CFP, FPA, Greenwood Village, Colorado
Jul. 28, 2010	John E Cress, CFP, Certified Financial Planner, Manitowoc, Wisconsin
Jul. 28, 2010	Don L Hanke, Hopewell, Virginia
Jul. 28, 2010	Charles B. Keeling, Former (retired) Registered Investment Advisor, Raleigh, North Dakota
Jul. 28, 2010	David J. Witz, Charlotte, North Carolina
Jul. 28, 2010	Michael D. Freker, CFP, member of FPA, Carnegie, Pennsylvania
Jul. 28, 2010	John Rutski, Reno, Nevada
Jul. 28, 2010	Matthew Wochos, Investment Advisory/Insurance Agent
Jul. 28, 2010	Carolyn L. Williams, CPA, AICPA, SCACPA, Simpsonville, South Carolina
Jul. 28, 2010	Larry Schneider, CFP, Ameriprise Financial, Linwood, New Jersey
Jul. 28, 2010	Eric E. Haas, CIO, Altruist Financial Advisors LLC, Holland, Michigan
Jul. 28, 2010	Thomas C. Grant, CLU, ChFC, Farmington, Connecticut
Jul. 28, 2010	William T. McLarty, Jr., Mobile, Alabama
Jul. 28, 2010	Blake T. Todd, Partner, Crowell Weedon Co, Fresno, California
Jul. 28, 2010	Barry Rosenbaum, M. D., Atlanta, Georgia
Jul. 28, 2010	Franklin Miller, PhD, retired
Jul. 28, 2010	Mary L. Gibson, CFP, San Juan Bautista, California
Jul. 28, 2010	Elliott Weir, III, Certified Financial Planner, Austin, Texas
Jul. 28, 2010	Timothy R. Smith, Eagle, Idaho
Jul. 28, 2010	James E. Stephan, Registered Representative and Registered Investment Advisor, Rochester, Minnesota
Jul. 28, 2010	Frank M. Arnall, III, Registered Principal, United Planners' Financial Services, Winter Park, Florida
Jul. 28, 2010	Raymond A. Rodriguez, Partner, Private Group Wealth Management, LLC, Corpus Christi, Texas
Jul. 28, 2010	Glenn R. Mars, CFP, President, MarsJewett Financial Group,Inc., Bellevue, Washington
Jul. 28, 2010	Gregory Scrydloff, CFP, College of Financial Planning, Bronx, New York
Jul. 28, 2010	Frank R. Prazma, CLU ChFC, Prazma Financial Services, Lithia, Florida
Jul. 28, 2010	Herbert S. Schechter, CPA, Minnetonka, Minnesota
Jul. 28, 2010	Thomas W. Wood, CFP, Great Falls, Virginia
Jul. 28, 2010	Joseph J McCusker, RIA, FPA, RIA, Denver, Colorado
Jul. 28, 2010	Michael Ernst, Financial Advisor, Morgan Stanley Smith Barney, Boulder, Colorado
Jul. 28, 2010	Thomas M. Nowak, CFP, Principal, Quantum Financial Planning LLC, Grayslake, Illinois
Jul. 28, 2010	Lawrence J. Minogue, Jr., Atlanta, Georgia
Jul. 28, 2010	Patricia O. Lebrun, MBA, President, Lebrun Investment Management, Inc., Rapid City, South Dakota
Jul. 28, 2010	Norman Frager, Chesterfield, Missouri
Jul. 28, 2010	David J Gordon, CIMA, CFP, JD, Deerfield, Illinois
Jul. 28, 2010	Donna T. Gebhart, Investment Advisor Representative, Fallbrook, California
Jul. 28, 2010	Allan Moskowitz, CFP, AIF, Financial Planning Association, Social Investment Forum, San Pablo, California
Jul. 28, 2010	Jeffrey Kilpatrick, General Principal and RIA, Newport Securities Corp., Temecula, California
Jul. 28, 2010	Raymond N. Seakan, RIA, Las Vegas, Nevada
Jul. 28, 2010	Charles Auerbach, Certified Financial Planner, Financial Advisor, Cordova, Tennessee
Jul. 28, 2010	Jim Rathje, Bettendorf, Iowa
Jul. 28, 2010	Henry Seegers, Great Neck, New York
Jul. 28, 2010	John M. Smith, CFP, San Diego, California
Jul. 28, 2010	Edward D. Hinds, III, Financial Planning Association, Society of Financial Services Professionals, Paso Robles, California
Jul. 28, 2010	William M Topkis, ChFC, President, Topkis Financial Advisors LLC, Wilmington, Delaware
Jul. 28, 2010	Robert V. Bolen, CFA, CFP, President, Bolen Dodson Associates, Brentwood, Tennessee
Jul. 28, 2010	Steven W. Kaye, CFP, Certified Fiancial Planner, watchung, New Jersey
Jul. 28, 2010	Paul F. Rodgers, CFA, CFA Society
Jul. 28, 2010	Daryle L. Owen, Laceyville, Pennsylvania
Jul. 28, 2010	Raymond Glathorn, retired, Valparaiso, Indiana
Jul. 27, 2010	Bruce D. Oakes, Securities Arbitration Attorney, St. Louis, Missouri
Jul. 27, 2010	Clay Williams, Columbia, South Carolina
Jul. 27, 2010	Jeffrey M. Swarts, Independent Investor, Danville, Ohio
Jul. 27, 2010	Frederick A. Van Den Abbeel, Executive Vice President, Trade, PMR, Inc., Saint Petersburg, Florida
Jul. 27, 2010	Scott M. Kellett, Lydian Bank and Trust, Naples, Florida
Jul. 27, 2010	David M. Sobel, Esq., EVP / CCO, Abel/Noser Corp.
Jul. 27, 2010	Michael F. Starshak, Princeton, Wisconsin
Jul. 27, 2010	Michael F. Starshak, Princeton, Wisconsin
Jul. 20, 2010	Donald Creech, CFP, Port Orchard, Washington
Meetings with SEC Officials (Click here for submitted comments from the public)
Oct. 25, 2012	Memorandum from the Division of Trading and Markets regarding a meeting with representatives of the Association for Advanced Life Underwriting
Sep. 11, 2012	Memorandum from the Office of the Chairman regarding a September 11, 2012, meeting with representatives of the Institute for the Fiduciary Standard
Jul. 26, 2012	Memorandum from the Office of the Chairman regarding a July 26, 2012, meeting with representatives of the Certified Financial Planner Board of Standards, the Financial Planning Association, and the National Association of Personal Financial Advisors
May 17, 2012	Memorandum from the Division of Investment Management regarding a May 15, 2012, meeting with representatives of AARP, CFP Board, Consumer Federation of America, Financial Planning Association, Fund Democracy, Investment Adviser Association, and NAPFA
Apr. 27, 2012	Memorandum from the Office of Commissioner Walter regarding an April 12, 2012 meeting with representatives of the Institute for the Fiduciary Standard
Apr. 10, 2012	Memorandum from the Division of Trading and Markets regarding an April 10, 2012 meeting with representatives of the Institute for the Fiduciary Standard
Mar. 12, 2012	Memorandum from the Office of Commissioner Luis A. Aguilar regarding a November 30, 2011, meeting with representatives of Wells Fargo Advisors and First Clearing, LLC
Feb. 22, 2012	Memorandum from the Office of the Chairman regarding a February 21, 2012, meeting with representatives of SIFMA
Feb. 10, 2012	Memorandum from the Division of Investment Management regarding a February 7, 2012, meeting with representatives of the Financial Services Institute
Sep. 29, 2011	Memorandum from the Office of the Chairman regarding a September 29, 2011, telephone call with a representative of the Consumer Federation of America
Sep. 13, 2011	Memorandum from the Division of Trading and Markets regarding a September 9, 2011, meeting with representatives of the Institute for the Fiduciary Standard
Sep. 9, 2011	Memorandum from the Office of the Chairman regarding a September 9, 2011, meeting with representatives of the Institute for the Fiduciary Standard
Aug. 25, 2011	Memorandum from the Division of Investment Management regarding an August 25, 2011, meeting with representatives of the Financial Services Institute
Aug. 9, 2011	Memorandum from the Division of Trading and Markets regarding an August 9, 2011, meeting with representatives of AARP, the Certified Financial Planner Board of Standards, Inc., the Consumer Federation of America, Financial Planning Association, Fund Democracy, the Investment Adviser Association, the National Association of Personal Financial Advisors, and the North American Securities Administrators Association
Ju1. 28, 2011	Memorandum from the Division of Trading and Markets regarding a July 28, 2011, meeting with representatives of the Association for Advanced Life Underwriting
Ju1. 27, 2011	Memorandum from the Division of Investment Management regarding a July 27, 2011, meeting with representatives of the Securities Industry and Financial Markets Association
Ju1. 14, 2011	Memorandum from the Division of Trading and Markets regarding a July 14, 2011, meeting with representatives of the American Council of Life Insurers
Ju1. 12, 2011	Memorandum from the Division of Investment Management regarding a July 7, 2011, meeting with representatives of the Public Investors Arbitration Bar Association
Jun. 23, 2011	Memorandum from the Office of the Chairman regarding a June 23, 2011, meeting with representatives of SIFMA
Jun. 17, 2011	Memorandum from the Division of Investment Management regarding a June 17, 2011, meeting with representatives of Wells Fargo Advisors
Jun. 16, 2011	Memorandum from the Division of Trading and Markets regarding a June 16, 2011 meeting with representatives of the American Bankers Association
Jun. 16, 2011	Memorandum from the Division of Investment Management regarding a June 16, 2011 meeting with representatives of the Committee for the Fiduciary Standard
Jun. 15, 2011	Memorandum from the Office of the Chairman regarding a June 15, 2011, meeting with the Board of Directors of the Bond Dealers of America
Jun. 15, 2011	Memorandum from the Office of the Chairman regarding a June 15, 2011, meeting with representatives of the Financial Services Institute and LPL Financial
Jun. 1, 2011	Memorandum from the Division of Investment Management regarding a June 1, 2011 meeting with representatives of Primerica
May 17, 2011	Memorandum from the Office of the Chairman regarding an May 17, 2011 meeting with representatives from the Financial Planning Coalition
May 16, 2011	Memorandum from the Office of the Chairman regarding an May 16, 2011 meeting with representatives from the Association of Institutional Investors
Apr. 7, 2011	Memorandum from the Office of the Chairman regarding an April 5, 2011 meeting with members of the Board of SIFMA
Apr. 4, 2011	Memorandum from the Office of Commissioner Aguilar regarding a March 31, 2011 meeting with representatives of the CFA Institute
Apr. 1, 2011	Memorandum from the Division of Trading and Markets regarding a March 23, 2011 meeting with representatives of the Financial Services Roundtable
Mar. 31, 2011	Memorandum from the Division of Trading and Markets regarding a March 31, 2011 meeting with representatives of SIFMA
Mar. 29, 2011	Memorandum from the Division of Trading and Markets regarding a March 29, 2011 meeting with representatives of Wells Fargo Advisors
Mar. 23, 2011	Memorandum from the Division of Investment Management regarding a March 23, 2011, meeting with representatives of the Financial Services Roundtable
Mar. 23, 2011	Memorandum from the Office of the Chairman regarding a March 22, 2011, meeting with representatives of the Financial Services Institute
Mar. 18, 2011	Memorandum from the Office of the Chairman regarding a March 16, 2011, meeting with representatives of the American Bankers Association
Mar. 14, 2011	Memorandum from the Division of Investment Management regarding a March 11, 2011, meeting with representatives of ACLI
Mar. 9, 2011	T. Timothy Ryan, Jr., President and CEO, SIFMA
Mar. 9, 2011	Memorandum from the Division of Trading and Markets regarding a March 9, 2011 meeting with representatives of Credit Suisse
Mar. 4, 2011	Memorandum from the Office of Commissioner Aguilar regarding a February 18, 2011 meeting with representatives of State Farm and Arnold & Porter
Mar. 4, 2011	Memorandum from the Office of Commissioner Aguilar regarding a January 18, 2011 meeting with representatives of Financial Services Institute
Mar. 4, 2011	Memorandum from the Office of Commissioner Aguilar regarding a January 18, 2011 meeting with representatives of LPL Financial
Mar. 1, 2011	Memorandum from the Division of Investment Management regarding a March 1, 2011 meeting with representatives of the Industry and Financial Markets Association ("SIFMA")
Mar. 1, 2011	Memorandum from the Office of Commissioner Casey regarding a March 1, 2011 meeting with representatives of the Bond Dealers of America
Feb. 23, 2011	Memorandum from the Division of Investment Management regarding a February 23, 2011 meeting with representatives of the Bond Dealers of America
Jan. 6, 2011	Memorandum from the Division of Investment Management regarding a January 5, 2011 meeting with representatives of Primerica
Dec. 21, 2010	Memorandum from the Office of Commissioner Walter regarding a November 2, 2010 meeting with representatives of the Investment Advisers Association
Dec. 21, 2010	Memorandum from the Office of Commissioner Walter regarding a November 4, 2010 meeting with representatives of the North American Securities Administrators Association
Dec. 21, 2010	Memorandum from the Office of Commissioner Walter regarding a November 1, 2010 meeting with representatives of FINRA
Dec. 21, 2010	Memorandum from the Office of Commissioner Walter regarding a December 10, 2010 meeting with representatives of State Farm VP Management Corp.
Dec. 21, 2010	Memorandum from the Office of Commissioner Walter regarding a November 23, 2010 meeting with representatives of Wells Fargo Advisors
Dec. 20, 2010	Memorandum from the Division of Investment Management and the Office of Commissioner Walter regarding a December 16, 2010 meeting with representatives of the National Association of Insurance and Financial Advisors ("NAIFA")
Dec. 17, 2010	Memorandum from the Office of Commissioner Troy A. Paredes regarding a December 17, 2010 meeting with representatives of the Financial Planning Coalition
Dec. 17, 2010	Memorandum from the Office of Commissioner Kathleen L. Casey regarding a December 17, 2010 meeting with representatives of the Certified Financial Planner Board of Standards, Inc., the Financial Planning Association and the National Association of Personal Financial Advisors
Dec. 15, 2010	Memorandum from the Office of Commissioner Kathleen L. Casey regarding a December 15, 2010 meeting with representatives of the National Association of Insurance and Financial Advisors
Dec. 14, 2010	Memorandum from the Office of Commissioner Elisse B. Walter regarding a December 10, 2010 meeting with representatives of the Financial Planning Coalition
Dec. 14, 2010	Memorandum from the Office of Commissioner Elisse B. Walter regarding a November 30, 2010 meeting with representatives of TD Ameritrade
Dec. 10, 2010	Memorandum from the Division of Investment Management regarding a December 10, 2010 meeting with representatives of the Committee for the Fiduciary Standard, Yale School of Management, and Boston University School of Law
Dec. 10, 2010	Memorandum from the Office of Commissioner Casey regarding a December 10, 2010 meeting with representatives of State Farm VP Management Corp.
Dec. 7, 2010	Memorandum from the Office of Commissioner Walter regarding a November 17, 2010 meeting with representatives of the Association for Advanced Life Underwriting
Nov. 30, 2010	SEC IA-BD Study Group Meeting Notebook, Public Investors Arbitration Bar Association
Nov. 30, 2010	Memorandum from the Division of Trading and Markets regarding a November 30, 2010 meeting with representatives of the Public Investors Arbitration Bar Association
Nov. 23, 2010	Memorandum from the Office of the Chairman regarding a November 23, 2010 meeting with representatives of Wells Fargo Advisors
Nov. 17, 2010	Memorandum from the Office of Commissioner Casey regarding a November 17, 2010 meeting with representatives of the Association for Advanced Life Underwriting
Nov. 16, 2010	Thomas M. Selman, Executive Vice President, Regulatory Policy, FINRA
Nov. 16, 2010	Memorandum from the Division of Investment Management regarding a November 16, 2010 meeting with representatives of Ameriprise
Nov. 15, 2010	Memorandum from the Office of Commissioner Aguilar regarding a November 15, 2010 meeting with representatives of the Investment Adviser Association
Nov. 15, 2010	Memorandum from the Office of Commissioner Aguilar regarding a November 15, 2010 meeting with representatives of the Financial Planning Coalition
Nov. 15, 2010	Memorandum from the Office of Commissioner Casey regarding a November 15, 2010 meeting with representatives of the Investment Adviser Association
Nov. 15, 2010	Memorandum from the Division of Trading and Markets regarding a November 15, 2010 meeting with representatives of UBS
Nov. 12, 2010	Memorandum from the Division of Trading and Markets regarding a November 10, 2010 meeting with representatives of TD Ameritrade
Nov. 4, 2010	Memorandum from the Office of the Chairman regarding a November 4, 2010 meeting with representatives of the North American Securities Administrators Association
Nov. 2, 2010	Memorandum from the Division of Investment Management regarding an October 25, 2010 meeting with representatives of the Association of Institutional Investors
Nov. 2, 2010	Memorandum from the Office of the Chairman regarding a November 2, 2010 meeting with representatives of the Investment Advisers Association
Nov. 1, 2010	Memorandum from the Office of Commissioner Luis A. Aguilar regarding a November 1, 2010 meeting with representatives of FINRA
Oct. 29, 2010	Memorandum from the Office of the Chairman regarding an October 29, 2010 meeting with representatives of Edward Jones
Oct. 28, 2010	Memorandum from the Office of Commissioner Aguilar regarding an October 27, 2010 meeting with representatives of the Bond Dealers of America
Oct. 28, 2010	Memorandum from the Division of Investment Management regarding an October 27, 2010 meeting with representatives of the Bond Dealers of America
Oct. 27, 2010	Memorandum from the Division of Trading and Markets regarding an October 27, 2010 meeting with representatives of the Financial Planning Coalition
Oct. 27, 2010	Memorandum from the Office of Commissioner Casey regarding an October 27, 2010 meeting with representatives of the Bond Dealers of America
Oct. 27, 2010	Memorandum from the Office of Commissioner Walter regarding an October 27, 2010 meeting with representatives of the Bond Dealers of America
Oct. 18, 2010	Memorandum from the Office of Commissioner Aguilar regarding a October 7, 2010 meeting with Representative of the Securities Industry and Financial Markets Association
Oct. 13, 2010	Memorandum from the Office of Commissioner Walter regarding a October 4, 2010 meeting with Representative of the Advanced Practice Advisors
Oct. 13, 2010	Memorandum from the Office of Commissioner Walter regarding a October 4, 2010 meeting with Representative of the Financial Services Institute
Oct. 13, 2010	Memorandum from the Office of Commissioner Casey regarding an October 13, 2010, meeting with representatives of United Services Automobile Association
Oct. 12, 2010	Memorandum from the Division of Investment Management regarding an October 12, 2010, meeting with representatives of Charles Schwab
Oct. 12, 2010	Memorandum from the Division of Trading and Markets regarding an October 12, 2010, meeting with representatives of FINRA
Oct. 8, 2010	Memorandum from the Office of the Chairman regarding an October 8, 2010, meeting with representatives of the Securities Industry and Financial Markets Association
Oct. 8, 2010	Memorandum from the Office of the Chairman regarding an October 6, 2010, meeting with representatives of the Financial Services Forum
Oct. 8, 2010	Memorandum from the Office of the Chairman regarding an October 1, 2010, meeting with representatives of the Financial Services Roundtable
Oct. 7, 2010	Memorandum from the Office of Commissioner Elisse B. Walter regarding an October 7, 2010 meeting with representatives from the Securities Industry and Financial Markets Association
Oct. 7, 2010	Memorandum from the Office of Commissioner Casey regarding an October 7, 2010, meeting with representatives of the Securities Industry and Financial Markets Association
Oct. 5, 2010	Memorandum from the Division of Investment Management regarding an October 5, 2010, meeting with representatives of Association for Advanced Life Underwriting
Oct. 5, 2010	Memorandum from the Division of Trading and Markets regarding an October 5, 2010, meeting with representatives of State Farm
Oct. 4, 2010	Memorandum from the Office of Commissioner Casey regarding an October 4, 2010, meeting with representatives of the Financial Services Institute
Sep. 30, 2010	Memorandum from the Division of Trading and Markets regarding a September 30, 2010, meeting with representatives of Edward Jones
Sep. 28, 2010	Memorandum from the Division of Investment Management regarding a September 28, 2010, meeting with representatives of Morgan Stanley Smith Barney
Sep. 28, 2010	Memorandum from the Division of Trading and Markets regarding a September 28, 2010, meeting with representatives of the Financial Services Institute
Sep. 27, 2010	Memorandum from the Office of Commissioner Elisse B. Walter regarding a September 15, 2010, meeting with representatives of SIFMA
Sep. 24, 2010	Memorandum from the Division of Investment Management regarding a September 24, 2010, meeting with representatives of the North American Securities Administration Association
Sep. 23, 2010	Memorandum from the Office of the Chairman regarding a September 23, 2010, meeting with representatives of Fund Democracy and the CFA
Sep. 23, 2010	Memorandum from the Division of Trading and Markets regarding a September 23, 2010, meeting with representatives of Fund Democracy and the CFA
Sep. 22, 2010	Memorandum from the Office of the Chairman regarding a September 22, 2010, meeting with representatives of Bank of America
Sep. 21, 2010	Memorandum from the Division of Investment Management regarding a September 21, 2010, meeting with representatives of the American Council of Life Insurers
Sep. 21, 2010	Memorandum from the Division of Investment Management regarding a September 21, 2010, meeting with representatives of the Investment Adviser Association
Sep. 14, 2010	Memorandum from the Division of Trading and Markets regarding a September 14, 2010, meeting with representatives of the Securities Industry and Financial Markets Association
Sep. 14, 2010	Memorandum from the Division of Investment Management regarding a September 14, 2010, meeting with representatives of TIAA-CREF
Sep. 2, 2010	Memorandum from the Office of Commissioner Walter regarding a September 2, 2010, meeting with representatives of Edward Jones
Aug. 31, 2010	Memorandum from the Office of Commissioner Aguilar regarding an August 31, 2010, meeting with representatives of SIFMA
Aug. 30, 2010	Memorandum from the Office of Commissioner Troy A. Paredes regarding a meeting with representatives of SIFMA
Aug. 26, 2010	Memorandum from the Division of Investment Management regarding an August 26, 2010, meeting with representatives of Wells Fargo Advisors
Aug. 11, 2010	Memorandum from the Office of Commissioner Paredes regarding a meeting with representatives of Gibson Dunn and Crutcher, LLP

http://www.sec.gov/comments/4-606/4-606.shtml

Comments on Duties of Brokers, Dealers, and Investment Advisers

[Release Nos. 34-69013; IA-3558; File No. 4-606]

Submitted Comments

Meetings with SEC Officials

Comments on Study Regarding Obligations of Brokers, Dealers, and Investment Advisers

[File No. 4-606]

Submitted Comments

Meetings with SEC Officials

Modified: 04/27/2017