SEC Proposed Rules

We encourage the public to submit comments on the following proposed rules during the comment period. For detailed instructions, please read How to Submit Comments. Proposed rules currently available include:

First Quarter

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Release No. Date Details
First Quarter
33-11013 Jan. 13, 2022 Rule 10b5-1 and Insider Trading (Note: This replaces the version initially issued on December 15, 2021.)
Other Rel. No: 34-93782
File No: S7-20-21
Comments Due: 45 after publication in the Federal Register
Comments received are available for this proposal.
See Also: Press Release No. 2021-256; Fact Sheet