SEC Proposed Rules

We encourage the public to submit comments on the following proposed rules during the comment period. For detailed instructions, please read How to Submit Comments. Proposed rules currently available include:

Third Quarter |  Second Quarter |  First Quarter

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Release No. Date Details
Fourth Quarter
33-10425 Oct. 11, 2017 FAST Act Modernization and Simplification of Regulation S-K
Other Release Nos.:  34-81851; IA-4791; IC-32858
File No.:   S7-08-17
Comments Due: 60 days after publication in the Federal Register Comments received are available for this proposal.
Third Quarter
33-10390 July 14, 2017 Covered Securities Pursuant to Section 18 of the Securities Act of 1933 (Conformed to Federal Register version)
File No.:   S7-06-17
Comments Due: August 21, 2017 Comments received are available for this proposal.
Federal Register version (82 FR 33839)
Second Quarter
IA-4697 May 3, 2017 Amendments to Investment Advisers Act Rules to Reflect Changes Made by the Fast Act
File No.:   S7-05-17
Comments Due: June 8, 2017
Comments received are available for this proposal.
Federal Register version (82 FR 21487)
First Quarter
33-10323 Mar. 1, 2017 Inline XBRL Filing of Tagged Data
File No.:   S7-03-17
Comments Due: May 16, 2017
Comments received are available for this proposal.
Federal Register version (82 FR 14282)
34-80130 Mar. 1, 2017 Proposed Amendments to Exchange Act Rule 15c2-12 (Conformed to Federal Register version)
File No.:   S7-01-17
Comments Due: May 15, 2017
Comments received are available for this proposal.
Federal Register version (82 FR 13928)