SEC Proposed Rules

We encourage the public to submit comments on the following proposed rules during the comment period. For detailed instructions, please read How to Submit Comments. Proposed rules currently available include:

Second Quarter |  First Quarter

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Release No. Date Details
Third Quarter
34-86304 Jul. 3, 2019 Customer Margin Rules Relating to Security Futures
File No: S7-09-19
Comments Due: 30 days from the date of publication in the Federal Register
Second Quarter
34-85823 May 10, 2019 Proposed Rule Amendments and Guidance Addressing Cross-Border Application of Certain Security-Based Swap Requirements (Conformed to Federal Register version)
File No: S7-07-19
Comments Due: July 23, 2019
Comments received are available for this proposal.
Federal Register version (84 FR 24206)
34-85814 May 9, 2019 Amendments to the Accelerated Filer and Large Accelerated Filer Definitions (Conformed to Federal Register version)
File No: S7-06-19
Comments Due: July 29, 2019
Comments received are available for this proposal.
Federal Register version (84 FR 24876)
33-10635 May 3, 2019 Amendments to Financial Disclosures about Acquired and Disposed Businesses  (Conformed to Federal Register version)  
File No: S7-05-19
Other Release Nos.: 34-85765; IC-33465
Comments Due: July 29, 2019
Comments received are available for this proposal.
Federal Register version (84 FR 24600)
First Quarter
33-10619 Mar. 20, 2019 Securities Offering Reform for Closed-End Investment Companies (Conformed to Federal Register version)
File No: S7-03-19
Other Release Nos.: 34-85382; IC-33427
Comments Due: June 10, 2019
Comments received are available for this proposal.
See Also: Proposed Form N-2
Federal Register version (84 FR 14448)
33-10607 Feb. 19, 2019 Solicitations of Interest Prior to a Registered Public Offering  (Conformed to Federal Register version)  
File No: S7-01-19
Comments Due: April 29, 2019
Comments received are available for this proposal.
Federal Register version (84 FR 6713)
33-10605 Feb. 14, 2019 Reopening of Comment Period for Updated Disclosure Requirements and Summary Prospectus for Variable Annuity and Variable Life Insurance Contracts (Conformed to Federal Register version)  
File No: S7-23-18
Comments Due: March 15, 2019
Comments received are available for this proposal.
Federal Register version (84 FR 5393)
See Also: Proposed Rule Rel. No. 33-10569