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SEC Meetings and Other Events
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SEC Meetings and Other Events
Closed Meeting
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SEC Meetings and Other Events
2026 Compliance Outreach Program Regional Seminar for Investment Advisers and Investment Companies (New York)
The SEC's New York Regional Office is hosting a virtual compliance outreach seminar for New York-area investment advisers and investment companies. SEC examinations and enforcement staff will discuss a range of topics, and the event will feature a panel on new registrant exams.
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The Office of Public Affairs maintains SEC.gov and the agency's intranet with the ultimate goal of keeping the SEC transparent, relatable, and accountable to taxpayers and employees alike.