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Exchange Act Exemptive Notices and Orders

Additional Archives

Exemptive notices and orders currently available include:

Release No. Date Details
34-74609 Mar. 30, 2015 Order Granting an Extension to Limited Exemption From Rule 612(c) of Regulation NMS In Connection With the Exchange’s Retail Liquidity Program Until September 30, 2015
File No.: SR-NYSEArca-2013-107
See also: Incoming Letter
34-74507 Mar. 13, 2015 Order Granting an Extension to Limited Exemptions From Rule 612(c) of Regulation NMS In Connection With the Exchanges’ Retail Liquidity Programs Until September 30, 2015
See also: Incoming Letter
34-74348 Feb. 20, 2015 Order Granting Limited Exemptions from Exchange Act Rule 10b-17 and Rules 101 and 102 of Regulation M to AccuShares S&P GSCI Spot Fund, AccuShares S&P GSCI Agriculture and Livestock Spot Fund, AccuShares S&P GSCI Industrial Metals Spot Fund, AccuShares S&P GSCI Crude Oil Spot Fund, AccuShares S&P GSCI Brent Oil Spot Fund, AccuShares S&P GSCI Natural Gas Spot Fund, and AccuShares Spot CBOE VIX Fund, Pursuant to Exchange Act Rule 10b-17(b)(2) and Rules 101(d) and 102(e) of Regulation M
See also: Incoming Letter

 

http://www.sec.gov/rules/exorders.shtml


Modified: 03/31/2015