Exchange Act Exemptive Notices and Orders

Exemptive notices and orders currently available include:

First Quarter

Release No. Date Details
First Quarter
34-79833 Jan. 19, 2017 Order Extending Certain Temporary Exemptions under the Securities Exchange Act of 1934 in Connection with the Revision of the Definition of “Security” to Encompass Security-Based Swaps and Request for Comment
File No.: S7-27-11 See also:  Release Nos. 34-71485, 34-68864, 34-64795