Exchange Act Exemptive Notices and Orders

Exemptive notices and orders currently available include:

First Quarter

Release No. Date Details
First Quarter
34-87943 Jan. 10, 2020 Order Extending Temporary Exemptions from Exchange Act Section 8 and Exchange Act Rules 8c-1, 10b-16, 15a-1, 15c2-1 and 15c2-5 in Connection with the Revision of the Definition of “Security” to Encompass Security-Based Swaps
File No.: S7-27-11