Investment Advisers Act Applications, Notices and Orders
Jan. 6, 2023
This page lists certain notices, orders, and applications filed under the Investment Advisers Act (IAA) issued after January 1, 2006. For other materials related to the Commission's oversight and regulation of the investment management industry, investment companies (including mutual funds), and investment advisers, see the Division of Investment Management.
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Chronological List
IAA File Number List
Chronological List
| Release No. | Date | Details |
|---|
| 803-00287 | | Order | Jan. 8., 2026 | Parametric Portfolio Associates LLC
(Order Under Section 206A of the Investment Advisers Act of 1940 and Rule 206(4)-5(e) Thereunder Granting an Exemption From Rule 206(4)-5(a)(1) Thereunder) |
| 803-00283 | | Order | Jan. 8., 2026 | True Venture Management, L.L.C.
(Order Under Section 206A of the Investment Advisers Act of 1940 and Rule 206(4)-5(e) Thereunder Granting an Exemption From Rule 206(4)-5(a)(1) Thereunder) |
|
File Number List for 2026
| Release No. | Date | Details |
|---|
| 803-00287 | | Order | Jan. 8., 2026 | Parametric Portfolio Associates LLC
(Order Under Section 206A of the Investment Advisers Act of 1940 and Rule 206(4)-5(e) Thereunder Granting an Exemption From Rule 206(4)-5(a)(1) Thereunder) |
| 803-00283 | | Order | Jan. 8., 2026 | True Venture Management, L.L.C.
(Order Under Section 206A of the Investment Advisers Act of 1940 and Rule 206(4)-5(e) Thereunder Granting an Exemption From Rule 206(4)-5(a)(1) Thereunder) |
|
Last Reviewed or Updated: Jan. 8, 2026
