Investment Advisers Act Applications, Notices and Orders
Jan. 6, 2023
This page lists certain notices, orders, and applications filed under the Investment Advisers Act (IAA) issued after January 1, 2006. For other materials related to the Commission's oversight and regulation of the investment management industry, investment companies (including mutual funds), and investment advisers, see the Division of Investment Management.
Additional Archives
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Chronological List
IAA File Number List
Chronological List
| Release No. | Date | Details |
|---|
| 803-00283 | | Notice | Dec. 11, 2025 | True Venture Management, L.L.C. (Notice) |
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| 803-00287 | | Notice | Dec. 11, 2025 | Parametric Portfolio Associates LLC (Notice) |
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| 801-66878 | | Order | May 5, 2025 | STOCK MARKETS INSTITUTE, et al. (Order) |
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| 801-57974 | | Notice | Mar. 28, 2025 | Marketocracy Capital Management LLC, et al.(Notice) |
File Number List for 2025| Release No. | Date | Details |
|---|
| 803-00283 | | Notice | Dec. 11, 2025 | True Venture Management, L.L.C. (Notice) | | 803-00287 | | Notice | Dec. 11, 2025 | Parametric Portfolio Associates LLC (Notice) | | 801-66878 | | Order | May 5, 2025 | STOCK MARKETS INSTITUTE, et al. | | 801-57974 | | Notice | Mar. 28, 2025 | Marketocracy Capital Management LLC, et al.(Notice) |
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Last Reviewed or Updated: Dec. 11, 2025
