SEC Final Rules

Final rules currently available include:

First Quarter

Release No. Date Details
First Quarter
IA-4698 May 4, 2017 Technical Amendments to Form ADV and Form ADV-W
Effective Date: July 1, 2017
Federal Register version (82 FR 21472)
33-10332 Mar. 31, 2017 Inflation Adjustments and Other Technical Amendments under Titles I and III of the JOBS Act (Technical Amendments; Interpretation)
Effective Date: April 12, 2017
Other Release No.: 34-80355
File No.: S7-09-16
Federal Register version (82 FR 17545)
34-80295 Mar. 22, 2017 Amendment to Securities Transaction Settlement Cycle
Effective Date: 60 days after publication in the Federal Register
Compliance Date: September 5, 2017
File No.: S7-22-16
See also: Small Entity Compliance Guide; Proposed Rule Rel. No. 34-78962
Federal Register version (82 FR 15564)
33-10324 Mar. 13, 2017 Adoption of Updated EDGAR Filer Manual
Effective Date: March 9, 2017
Other Release Nos.: 34-80182; 39-2516; IC-32527
Federal Register version (82 FR 15993)
33-10322 Mar. 1, 2017 Exhibit Hyperlinks and HTML Format
Effective Date: September 1, 2017
Other Release No.: 34-80132
File No.: S7-19-16
See also: Proposed Rule Rel. No. 33-10201
Federal Register version (82 FR 14130)
33-10295 Jan. 26, 2017 Adoption of Updated EDGAR Filer Manual
Effective Date: February 8, 2017
Other Release Nos.: 34-79878; 39-2514; IC-32452
Federal Register version (82 FR 9680)
33-10276 Jan. 6, 2017 Adjustments to Civil Monetary Penalty Amounts
Effective Date: January 18, 2017
Other Release Nos.: 34-79749; IA-4599; IC-32414
Federal Register version (82 FR 5367)