SEC Final Rules

Final rules currently available include:

Third Quarter |  Second Quarter |  First Quarter

Release No. Date Details
Third Quarter
33-10518 Jul. 10, 2018 Adoption of Updated EDGAR Filer Manual
Effective Date: Upon Publication in the Federal Register
Other Release Nos.: 34-83614; 39-2521; IC-33153
Second Quarter
33-10514 Jun. 28, 2018 Inline XBRL Filing of Tagged Data
Effective Date: 30 days after publication in the Federal Register
File No:  S7-03-17
See also: Proposed Rule Rel. No. 33-10323
IC-33142 Jun. 28, 2018 Investment Company Liquidity Disclosure (Conformed to Federal Register version)
Effective Date: September 10, 2018
File No:  S7-04-18
See also: Proposed Rule Rel. No. IC-33046
Federal Register version (83 FR 31859)
33-10513 Jun. 28, 2018 Amendments to Smaller Reporting Company Definition (Conformed to Federal Register version)
Effective Date: September 10, 2018
File No:  S7-12-16
Other Release No.:  34-83550
See also: Proposed Rule Rel. No. 33-10107
Federal Register version (83 FR 31992)
34-83506 Jun. 25, 2018 Amendments to the Commission’s Freedom of Information Act Regulations (Conformed to Federal Register version)
Effective Date: July 30, 2018
File No:  S7-09-17
Other Release No.:  FOIA-193
See also: Proposed Rule Rel. No. 34-82373
Federal Register version (83 FR 30322)
33-10506 Jun. 5, 2018 Optional Internet Availability of Investment Company Shareholder Reports (Conformed to Federal Register version)
Effective Date: January 1, 2019 with exceptions (see rule)
File No:  S7-08-15
See also: Final Rule Rel. Nos. 33-10442 and 33-10231; Proposed Rule Rel. No. 33-9776
Federal Register version (83 FR 29158)
34-83325 May 24, 2018 Technical Amendments to Rules of Practice and Rules of Organization; Conduct and Ethics; and Information and Requests
Effective Date: June 1, 2018
Federal Register version (83 FR 25365)
33-10486 Apr. 25, 2018 Amendments to Forms and Schedules to Remove Provision of Certain Personally Identifiable Information
(Conformed to Federal Register version)
Effective Date: May 14, 2018
Other Release Nos.: 34-83097; IC-33077
Federal Register version (83 FR 22190)
First Quarter
33-10467 Mar. 8, 2018 Adoption of Updated EDGAR Filer Manual
Effective Date: March 16, 2018
Other Release Nos.: 34-82830; 39-2520; IC-33041
Federal Register version (83 FR 11637)
33-7424A Jan. 24, 2018 Amendments to Forms and Schedules to Remove Voluntary Provision of Social Security Numbers
Effective Date: January 30, 2018
See also: Final Rule Rel. No. 33-7479
Federal Register version (83 FR 4138)
33-10450 Jan. 5, 2018 Treatment of Certain Communications Involving Security-Based Swaps That May Be Purchased Only By Eligible Contract Participants
Effective Date: January 16, 2018
File No:  S7-09-14
See also: Proposed Rule Rel. No. 33-9643
Federal Register version (83 FR 2046)
IA-4839 Jan. 5, 2018 Exemptions from Investment Adviser Registration for Advisers to Small Business Investment Companies (Conformed to Federal Register version)
Effective Date: March 12, 2018
File No:  S7-05-17
See also: Small Entity Compliance Guide; Proposed Rule Rel. No. IA-4697
Federal Register version (83 FR 1296)