SEC Final Rules

Final rules currently available include:

  First Quarter

Release No. Date Details
First Quarter
33-7424A Jan. 24, 2018 Amendments to Forms and Schedules to Remove Voluntary Provision of Social Security Numbers
Effective Date: January 30, 2018
See also: Final Rule Rel. No. 33-7479
Federal Register version (83 FR 4138)
33-10450 Jan. 5, 2018 Treatment of Certain Communications Involving Security-Based Swaps That May Be Purchased Only By Eligible Contract Participants
Effective Date: January 16, 2018
File No:  S7-09-14
See also: Proposed Rule Rel. No. 33-9643
Federal Register version (83 FR 2046)
IA-4839 Jan. 5, 2018 Exemptions from Investment Adviser Registration for Advisers to Small Business Investment Companies (Conformed to Federal Register version)
Effective Date: March 12, 2018
File No:  S7-05-17
See also: Proposed Rule Rel. No. IA-4697
Federal Register version (83 FR 1296)