SEC Interpretive Releases
The Commission occasionally provides guidance on topics of general interest to the business and investment communities by issuing "interpretive" releases, in which we publish our views and interpret the federal securities laws and SEC regulations. Below are brief descriptions of and links to recent "interpretive" releases.
Additional Archives
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| Release No. | Date | Details |
|---|---|---|
| 34-78102 | June 17, 2016 | Commission Interpretation Regarding Automated Quotations Under Regulation NMS
File No.: S7-03-16 Effective Date: June 23, 2016 See also: Interpretation Release No. 34-77407 Federal Register version (81 FR 40785) |
| 33-10062 | April 4, 2016 | Certain Natural Gas and Electric Power Contracts
File No.: S7-05-16 |
| 34-77407 | March 18, 2016 | Notice of Proposed Commission Interpretation Regarding Automated Quotations Under Regulation NMS
File No.: S7-03-16 Comments Due: April 14, 2016 Comments received are available for this proposal. See also: Interpretation Release No. 34-78102 Federal Register (81 FR 15660): HTML | PDF | Text | XML |