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SEC Interpretive Releases

The Commission occasionally provides guidance on topics of general interest to the business and investment communities by issuing "interpretive" releases, in which we publish our views and interpret the federal securities laws and SEC regulations. Below are brief descriptions of and links to recent "interpretive" releases.

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*Release No.*	*Date*	*Details*
33-9681	Nov. 13, 2014	Forward Contracts with Embedded Volumetric Optionality *Other Release No.:* 34-73584 *File No.:* S7-16-11 *See also:* Proposed Rule Release No. 33-9204 and Correction Release No. 33-9204A Comments received are available for this proposal. Federal Register (79 FR 69073): HTML \| PDF \| text \| XML
34-72472	Jun. 25, 2014	Application of "Security-Based Swap Dealer" and "Major Security-Based Swap Participant" Definitions to Cross-Border Security-Based Swap Activities *File No.:* S7-02-13 *Effective Date:* September 8, 2014 *See also:* Proposed Rule Release No. 34-69490 Federal Register (79 FR 47277): HTML \| PDF \| text \| XML

http://www.sec.gov/rules/interp.shtml

SEC Interpretive Releases

Additional Archives

Modified: 01/23/2015