August 27, 2010
PLEASE LEAVE THE REGISTERED REPS GUIDELINES AS THEY ARE. WE DO NOT NEED ANY MORE REGULATIONS IMPOSED ON BROKER-DEALERS AND REGISTERED REPS TRYING TO SERVE CLIENTS. MORE REGULATION WILL JUST CAUSE MORE PROBLEMS IN DEALING WITH PEOPLE THAT DON'T UNDERSTAND THE SYSTEM. I FEEL THAT THE GUIDELINES IN PLACE NOW ARE SUFFIENT TO MONITOR THE ACTIONS OF BROKER-DEALERS AND REGISTERED REPS FOR THE GOOD OF INVESTERS.
THANKS
DENNIS CUEVAS