SEC Concept Releases

The Commission occasionally publishes "concept" releases to solicit the public's views on securities issues so that we can better evaluate the need for future rulemaking. We encourage the public to submit comments on the following concept releases during the comment period. For detailed instructions, please read How to Submit Comments. Concept releases currently available include:

Release No. Date Details
33-10521 Jul. 18, 2018 Concept Release on Compensatory Securities Offerings and Sales (Conformed to Federal Register version)
File No.:   S7-18-18
Comments Due: September 24, 2018
Comments received are available for this proposal.
Federal Register version (83 FR 34958)