Investment Company Act Notices and Orders

See also Investment Company Act Deregistration Notices and Orders.

File Number Date Investment Company Type Release Number Category
812-16029 360 Funds and M3Sixty Capital, LLC Investment Company Act Notice IC-36255
Multi-Manager - Voting & Disclosure
812-15947 Kennedy Lewis Capital Company, et al. Investment Company Act Notice IC-36253
Co-Investment
812-15973 Cliffwater Corporate Lending Fund, et al. Investment Company Act Notice IC-36251
Co-Investment
812-16025 The RBB Fund Trust, et al. Investment Company Act Order IC-36250
Multi-Manager - Voting & Disclosure
812-16023 Alpha Summit Strategic Alternatives Fund, et al. Investment Company Act Order IC-36249
Multi-Class
813-00424 Churchill Asset Management LLC Investment Company Act Notice IC-36248
Employees Securities Company
812-16046 Coatue Innovative Strategies Fund and Coatue Management, L.L.C. Investment Company Act Notice IC-36247
Other
812-16033 Elevation Series Trust and CresAlta Investment Management, Inc. Investment Company Act Notice IC-36246
Other
812-16030 VALIC Company I and The Variable Annuity Life Insurance Company Investment Company Act Notice IC-36245
Multi-Manager - Voting
812-15974 Dawson Private Markets Evergreen Fund, et al. Investment Company Act Notice IC-36244
Co-Investment
813-00425 Franklin Resources, Inc. Investment Company Act Order IC-36243
Employees Securities Company
812-15805 Bluerock Private Real Estate Fund, et al. Investment Company Act Order IC-36242
Co-Investment
812-16037 Datum One Series Trust and Polar Capital LLP Investment Company Act Notice IC-36241
Exchange Traded Funds - Multi-Class
812-16044 Datum One Series Trust and First Sentier Investors (US) LLC Investment Company Act Notice IC-36240
Exchange Traded Funds - Multi-Class
812-16036 Datum One Series Trust and Brandes Investment Partners, L.P. Investment Company Act Notice IC-36239
Exchange Traded Funds - Multi-Class
812-16024 Muzinich Aviation Income Fund (mAIR), et al. Investment Company Act Notice IC-36238
Multi-Class
812-16022 Goehring & Rozencwajg Investment Funds and Goehring & Rozencwajg Associates, LLC Investment Company Act Notice IC-36236
Exchange Traded Funds - Multi-Class
812-15924 Blue Tractor ETF Trust, et al. Investment Company Act Notice IC-36235
Exchange Traded Funds - Active
813-00423 Manulife Investment Management Private Markets (US) LLC, et al. Investment Company Act Notice IC-36234
Employees Securities Company
812-15786 Privacore PCAAM Alternative Growth Fund, et al. Investment Company Act Order IC-36233
Co-Investment
812-15846 World Funds Trust, et al. Investment Company Act Order IC-36232
Multi-Manager - Voting & Disclosure
812-16005 DNP Select Income Fund Inc., et al. Investment Company Act Order IC-36230
Distributions
812-15884 Pear Tree Funds and Pear Tree Advisors, Inc Investment Company Act Order IC-36231
Exchange Traded Funds - Multi-Class
812-15961 CIFC Direct Lending Evergreen Fund, et al. Investment Company Act Order IC-36229
Co-Investment
812-15816 Lord Abbett Private Credit Fund, et al. Investment Company Act Order IC-36226
Co-Investment
812-16028 U.S. Bancorp Asset Management, Inc., et al. Investment Company Act Order IC-36225
Ineligible - Disqualified Firm
812-16027 Third Lake Partners Alternative Yield Strategy Fund and Third Lake Partners, LLC Investment Company Act Notice IC-36220
Multi-Class
812-15993 Nilsine Partners NP1X Fund and Nilsine Partners, LLC Investment Company Act Notice IC-36219
Multi-Class
812-15928 LibreMax Asset-Backed Income Fund, et al. Investment Company Act Order IC-36218
Co-Investment
812-16008 JPMorgan Public and Private Credit Fund, et al. Investment Company Act Order IC-36217
Interval Funds
812-15894 Diameter Credit Company, et al. Investment Company Act Notice IC-36216
Co-Investment
812-16023 AlphaSummit Strategic Alternatives Fund and SteelPeak Wealth, LLC Investment Company Act Notice IC-36215
Multi-Class
812-16025 The RBB Fund Trust and Seven Post Investment Office LP Investment Company Act Notice IC-36214
Multi-Manager - Voting & Disclosure
812-15960 Keystone Private Income Fund, et al. Investment Company Act Order IC-36213
Co-Investment
813-00400 The Goldman Sachs Group, Inc. Investment Company Act Order IC-36212
Employees Securities Company
812-15834 KKR Real Estate Select Trust Inc., et al. Investment Company Act Order IC-36211
Co-Investment
812-15805 Bluerock Private Real Estate Fund, et al. Investment Company Act Notice IC-36210
Co-Investment
812-15904 GoldenTree Opportunistic Credit Fund, et al. Investment Company Act Order IC-36209
Co-Investment
813-00425 Franklin Resources, Inc. Investment Company Act Notice IC-36208
Employees Securities Company
812-15766 Precidian ETF Trust II, et al. Investment Company Act Order IC-36207
Exchange Traded Funds - Active
812-16010 AQR Delphi Long-Short Fund and AQR Capital Management, LLC Investment Company Act Order IC-36206
Multi-Class
812-15998 VegaShares ETF Trust and Vega Capital Partners LLC Investment Company Act Order IC-36205
Multi-Manager - Voting & Disclosure
812-15786 Privacore PCAAM Alternative Growth Fund, et al. Investment Company Act Notice IC-36204
Co-Investment
812-15884 Pear Tree Funds and Pear Tree Advisors, Inc. Investment Company Act Notice IC-36203
Exchange Traded Funds - Multi-Class
812-15961 CIFC Direct Lending Evergreen Fund, et al. Investment Company Act Notice IC-36202
Co-Investment
812-15846 World Funds Trust and LDR Capital Management, LLC Investment Company Act Notice IC-36201
Multi-Manager - Voting & Disclosure
812-16005 DNP Select Income Fund Inc., et al. Investment Company Act Notice IC-36196
Distributions
812-16013 Adams Street Advisors, LLC, et al. Investment Company Act Order IC-36195
Multi-Class
812-16014 G-X Private Equity, et al. Investment Company Act Order IC-36194
Other
812-15583 Third Point Private Capital Partners, et al. Investment Company Act Order IC-36192
Co-Investment
812-15928 LibreMax Asset-Backed Income Fund, et al. Investment Company Act Notice IC-36191
Co-Investment
812-15951 Monachil Credit Income Fund et al. Investment Company Act Order IC-36190
Co-Investment
812-15945 PCM Fund, Inc., et al. Investment Company Act Order IC-36189
Co-Investment
812-15956 Muzinich BDC, Inc., et al. Investment Company Act Order IC-36188
Co-Investment
812-16019 GCM Grosvenor Private Equity Capital Opportunities Fund, et al. Investment Company Act Order IC-36187
Other
812-16003 Franklin Lexington Private Markets Fund, et al. Investment Company Act Order IC-36186
Multi-Class
812-15938 Guggenheim Strategic Opportunities Fund, et al. Investment Company Act Order IC-36185
Co-Investment
812-15980 William Blair Funds, et al. Investment Company Act Order IC-36184
Exchange Traded Funds - Multi-Class
812-15857 Trust for Professional Managers, et al. Investment Company Act Order IC-36183
Exchange Traded Funds - Multi-Class
812-15919 Trust for Professional Managers, et al. Investment Company Act Order IC-36182
Exchange Traded Funds - Multi-Class
812-15817 Tortoise Capital Series Trust, et al. Investment Company Act Order IC-36181
Exchange Traded Funds - Multi-Class
812-15971 RBC Funds Trust, et al. Investment Company Act Order IC-36180
Exchange Traded Funds - Multi-Class
812-15942 ProShares Trust, et al. Investment Company Act Order IC-36179
Exchange Traded Funds - Multi-Class
812-16015 PRIMECAP Odyssey Funds, et al. Investment Company Act Order IC-36178
Exchange Traded Funds - Multi-Class
812-15892 The Payden & Rygel Investment Group, et al. Investment Company Act Order IC-36177
Exchange Traded Funds - Multi-Class
812-15999 Manning & Napier Fund, Inc. and Manning & Napier Advisors, LLC Investment Company Act Order IC-36176
Exchange Traded Funds - Multi-Class
812-16000 Managed Portfolio Series and Leuthold Group, LLC dba Leuthold Weeden Capital Management Investment Company Act Order IC-36175
Exchange Traded Funds - Multi-Class
812-15967 Managed Portfolio Series and Kensington Asset Management, LLC Investment Company Act Order IC-36174
Exchange Traded Funds - Multi-Class
812-15607 Janus Investment Fund and Janus Henderson Investors US LLC Investment Company Act Order IC-36173
Exchange Traded Funds - Multi-Class
812-15691 Investment Managers Series Trust and Advisors Asset Management, Inc. Investment Company Act Order IC-36172
Exchange Traded Funds - Multi-Class
812-15891 FMI Funds, Inc. and Fiduciary Management, Inc. Investment Company Act Order IC-36171
Exchange Traded Funds - Multi-Class
812-15683 First Eagle Funds, et al. Investment Company Act Order IC-36170
Exchange Traded Funds - Multi-Class
812-15943 Brinker Capital Destinations Trust and Orion Portfolio Solutions, LLC Investment Company Act Order IC-36169
Exchange Traded Funds - Multi-Class
812-15665 BondBloxx ETF Trust and BondBloxx Investment Management Corporation Investment Company Act Order IC-36168
Exchange Traded Funds - Multi-Class
812-15995 Artisan Partners Funds, Inc. and Artisan Partners Limited Partnership Investment Company Act Order IC-36167
Exchange Traded Funds - Multi-Class
812-16004 Wasatch Funds Trust, et al. Investment Company Act Order IC-36166
Multi-Manager - Voting & Disclosure
812-16008 JPMorgan Public and Private Credit Fund, et al. Investment Company Act Notice IC-36165
Interval Funds
812-16009 AAM/Wilshire Infrastructure Fund and Advisors Asset Management, Inc. Investment Company Act Order IC-36164
Multi-Class
812-15960 Keystone Private Income Fund, et al. Investment Company Act Notice IC-36162
Co-Investment
812-15893-31 Cion Grosvenor Infrastructure Master Fund, LLC Investment Company Act Order IC-36161
Co-Investment
813-00400 The Goldman Sachs Group, Inc. Investment Company Act Notice IC-36159
Employees Securities Company
812-15585 Saba Capital Income & Opportunities Fund II, et al. Investment Company Act Order IC-36157
Co-Investment
812-15941 Aristotle Pacific Enhanced CLO Income Fund, et al. Investment Company Act Order IC-36156
Co-Investment
812-16028 U.S. Bancorp, et al Investment Company Act Notice IC-36155
Ineligible - Disqualified Firm
812-15834 KKR Real Estate Select Trust Inc., et al. Investment Company Act Notice IC-36154
Co-Investment
812-15905 Alger Next Gen Growth Fund, et al. Investment Company Act Order IC-36152
Co-Investment
812-16001 Man ETF Series Trust and Man Solutions LLC Investment Company Act Order IC-36151
Multi-Manager - Voting & Disclosure
812-15992 Flat Rock Global, LLC, et al. Investment Company Act Order IC-36150
Co-Investment
812-15904 GoldenTree Opportunistic Credit Fund, et al. Investment Company Act Notice IC-36149
Co-Investment
812-15953 The RBB Fund Trust and Opal Capital LLC Investment Company Act Order IC-36148
Multi-Manager - Voting & Disclosure
812-15895 AGL Private Credit Income Fund, et al. Investment Company Act Order IC-36147
Co-Investment
812-16010 AQR Delphi Long-Short Fund and AQR Capital Management, LLC Investment Company Act Notice IC-36146
Multi-Class
812-15766 Precidian ETF Trust II, et al. Investment Company Act Notice IC-36145
Exchange Traded Funds - Active
812-16014 G-X Private Equity and Goldman Sachs Asset Management, L.P. Investment Company Act Notice IC-36144
Other
812-16013 Adams Street Advisors, LLC. et al. Investment Company Act Notice IC-36143
Multi-Class
812-15996 AMG BBH Asset-Backed Credit Fund, LLC, et al. Investment Company Act Order IC-36142
Multi-Class
812–15828 John Hancock GA Mortgage Trust, et al. Investment Company Act Order IC-36141
Co-Investment
812-15956 Muzinich BDC, Inc., et al. Investment Company Act Notice IC-36139
Co-Investment
812-15938 Guggenheim Strategic Opportunities Fund, et al. Investment Company Act Notice IC-36138
Co-Investment
812-15945 PCM Fund, Inc., et al. Investment Company Act Notice IC-36137
Co-Investment
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