August 3, 2010
To whom it may concern:
I believe that current regulatory over sight by FINRA and SEC rules have served my clients properly and with excellent efficiency. The processes implemented by my broker/dealer for over site of my practice have been successful. I do not see the need for additional regulation that will jeopardize my ability to serve current and new clients because cost for such regulation will impact who I can serve. The government may be able to borrow money without having to worry about paying it back when it expands its operations, but I'm not given the same consideration for my private practice
Your careful consideration for these new rules is greatly appreciated.