Other Commission Orders, Notices, and Information

Archive of other SEC Orders, Notices and Information available include:

Second Quarter |  First Quarter

Additional Archives

2014 | 2013 | 2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998 | 1997 | 1996 | 1995

Release No.	Date	Details
Second Quarter
33-9569	Apr. 3, 2014	FASB (Order Regarding Review of FASB Accounting Support Fee for 2014 Under Section 109 of the Sarbanes-Oxley Act of 2002) Other Release No.:  34-71852
34-71849	Apr. 3, 2014	Order Determining Whistleblower Award Claim File No.:  2014-3
First Quarter
33-9567	Mar. 28, 2014	Dodd-Frank Investor Advisory Committee (Notice of Meeting) Other Release No.:  34-71829 File No.:  265-28 Comments Due:  April 10, 2014 Comments received are available. Submit comments on 265-28
33-9563	Mar. 21, 2014	Notice of Semiannual Regulatory Agenda Other Release Nos.: 34-71771, IA-3803, IC-30989 File No.: S7-04-14 Comments Due: 30 days after publication in the Federal Register Submit comments on S7-04-14
33-9562	Mar. 14, 2014	Cybersecurity Roundtable (Notice of roundtable discussion; request for comment) Other Release Nos.: 34-71742; IA-3799 File No.: 4-673 Comments Due: May 2, 2014 Comments received are available. Submit comments on 4-673
33-9558	Mar. 12, 2014	Jefferies LLC, (formerly known as Jefferies & Company, Inc.) (Order Under Rule 602(e) of the Securities Act of 1933 Granting a Waiver of the Rule 602(c)(3) Disqualification Provision)
33-9550	Feb. 21, 2014	Credit Suisse Group AG (Order Under Rule 602(e) of the Securities Act of 1933 Granting a Waiver of the Rule 602(c)(3) Disqualification Provision)
34-71533	Feb. 12, 2014	Daniel Covello (Order Approving Application for Relief from a Statutory Disqualification)
34-71550	Feb. 12, 2014	Order Making Fiscal Year 2014 Annual Adjustments to Transaction Fee Rates
33-9546	Feb. 5, 2014	Order Approving Public Company Accounting Oversight Board Budget and Annual Accounting Support Fee for Calendar Year 2014 Other Release Nos.: 34-71494
34-71466	Feb. 3, 2014	Draft 2014-2018 Strategic Plan for Securities and Exchange Commission Comments Due: March 10, 2014   Submit comments on Draft Strategic Plan
33-9516	Jan. 23, 2014	List of Rules to be Reviewed Pursuant to the Regulatory Flexibility Act Other Release Nos.: 34-71370, 39-2494, IC-30890 File No.: S7-02-14 Comments Due: 30 days after publication in the Federal Register Submit comments on S7-02-14
33-9517	Jan. 23, 2014	Mobile Vault, Inc. (Order Denying Withdrawal of Registration Statement Under the Securities Act of 1933) Registration No.:  333-189796
33-9510	Jan. 13, 2014	Dodd-Frank Investor Advisory Committee (Notice of Meeting; Corrected to indicate EST instead of EDT) Other Release No.:  34-70847 File No.:  265-28 Comments Due:  January 31, 2014 Comments received are available. Submit comments on 265-28
34-71276	Jan. 10, 2014	Order Declaring Effective a Minor Rule Violation Plan for Topaz Exchange, LLC File No.: 4-669 See also:  Notice Rel. No. 34-70927
SIPA-172	Jan. 9, 2014	Rules of the Securities Investor Protection Corporation Effective Date: February 18, 2014 File No.: SIPC-2012-01 See also:  Notice: Rel. No. SIPA-171

http://www.sec.gov/rules/other.shtml