Other Commission Orders, Notices, and Information

Archive of other SEC Orders, Notices and Information available include:

First Quarter

Additional Archives

2015 | 2014 | 2013 | 2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998 | 1997 | 1996 | 1995

Release No.	Date	Details
First Quarter
33-9713A	Feb. 20, 2015	Advisory Committee on Small and Emerging Companies (Amended Notice of Meeting) Other Release Nos.: 34-74158A File No.:  265-27 Submit comments on 265-27
34-74277	Feb. 13, 2015	Proxy Voting Roundtable File No.:  4-681 Comments received are available. Submit comments on 4-681
33-9724	Feb. 11, 2015	Advisory Committee on Small and Emerging Companies (Notice of Meeting) Other Release No.: 34-74260 File No.:  265-27 Comments Due:  March 2, 2015 Submit comments on 265-27
34-74239	Feb. 10, 2015	Contract Standard for Contractor Workforce Inclusion and Request for Public Comment File No.:  S7-02-15 Comments Due: April 14, 2015 Submit comments on S7-02-15
33-9721	Feb. 4, 2015	Order Approving Public Company Accounting Oversight Board Budget and Annual Accounting Support Fee for Calendar Year 2015 Other Release Nos.: 34-74203
33-9713	Jan. 28, 2015	Advisory Committee on Small and Emerging Companies (Notice of Meeting) Other Release Nos.: 34-74158 File No.:  265-27 Submit comments on 265-27 See also:  Amended Notice of Meeting
33-9712	Jan. 27, 2015	Oppenheimer & Co. Inc. (Order Under Rule 506(d) of the Securities Act of 1933 Granting a Waiver of the Rule 506(d)(1)(ii) Disqualification Provision) File No.:  3-16361 See also:  Order Instituting Proceedings: Rel. No. 33-9711
34-74116	Jan. 22, 2015	Automated Matching Systems Exchange, LLC (Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Grant or Deny a Limited Volume Exemption from Registration as a National Securities Exchange Under Section 5 of the Securities Exchange Act of 1934) File No.:  10-214 See also:  Notice: Rel. No. 34-73911 Comments received are available.
34-74115	Jan. 22, 2015	BATS Y-Exchange, Inc. (Order Granting an Extension to Limited Exemption From Rule 612(c) of Regulation NMS in Connection with the Exchange's Retail Price Improvement Program) File No.:  SR-BYX-2012-019
33-9707	Jan. 21, 2015	Investor Advisory Committee Meeting: Notice of Meeting of Securities and Exchange Commission Dodd-Frank Investor Advisory Committee Other Release Nos.: 34-74106 File No.:  265-28 Submit comments on 265-28
34-74092	Jan. 20, 2015	Equity Market Structure Advisory Committee: Notice of Federal Advisory Committee Establishment File No.:  265-29 Comments received are available. Submit comments on 265-29
34-74057	Jan. 15, 2015	Order Making Fiscal Year 2015 Annual Adjustments to Transaction Fee Rates
33-9698	Jan. 15, 2015	UBS AG: Order Under Rule 405 of the Securities Act of 1933, Granting a Waiver from Being an Ineligible Issuer Other Release Nos.: 34-74061 File No.: 3-16338

http://www.sec.gov/rules/other.shtml