Other Commission Orders, Notices, and Information
Archive of other SEC Orders, Notices and Information available include:
Additional Archives
2020 | 2019 | 2018 | 2017 | 2016 | 2015 | 2014 | 2013 | 2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998 | 1997 | 1996 | 1995
| Release No. | Date | Details |
|---|---|---|
| First Quarter | ||
| SIPA-180A | Jan. 24, 2020 | Securities Investor Protection Corporation (Notice of Filing of Proposed Bylaw Change, as Revised by Amendment No. 1, Relating to SIPC Board Compensation; Correction)
File No.: SIPC-2019-01 |
| SIPA-179A | Jan. 24, 2020 | Securities Investor Protection Corporation (Notice of Filing of Proposed Bylaw Changes Relating to SIPC Member Assessments; Correction) File No.: SIPC-2019-02 |
| 34-88015 | Jan. 22, 2020 | Order Determining Whistleblower Award Claim
File No.: 2020-6 |
| 34-88014 | Jan. 22, 2020 | Order Determining Whistleblower Award Claim
File No.: 2020-5 |
| 33-10747 | Jan. 22, 2020 | SEC Small Business Capital Formation Advisory Committee (Notice of Meeting)
Other Release No.: 34-88012 File No.: 265-32 |
| 34-87956 | Jan. 13, 2020 | Fixed Income Market Structure Advisory Committee (Notice of Meeting)
File No.: 265-30 |
| 34-87918 | Jan. 9, 2020 | Order Making Fiscal Year 2020 Annual Adjustments to Transaction Fee Rates |
| 33-10740 | Jan. 8, 2020 | Notice of Annual Inflation Adjustment of Civil Monetary Penalties
Other Release Nos.: 34-87905; IA-5428; IC-33740 |