|
|
 |
Other Commission Orders, Notices, and Information
Archive of other SEC Orders, Notices and Information available include:
First Quarter
Additional Archives
2014 | 2013 | 2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998 | 1997 | 1996 | 1995
| Release No. |
Date |
Details |
| First Quarter |
| 33-9550 |
Feb. 21, 2014 |
Credit Suisse Group AG (Order Under Rule 602(e) of the Securities Act of 1933 Granting a Waiver of the Rule 602(c)(3) Disqualification Provision) |
| 34-71533 |
Feb. 12, 2014 |
Daniel Covello (Order Approving Application for Relief from a Statutory Disqualification) |
| 34-71550 |
Feb. 12, 2014 |
Order Making Fiscal Year 2014 Annual Adjustments to Transaction Fee Rates |
| 33-9546 |
Feb. 5, 2014 |
Order Approving Public Company Accounting Oversight Board Budget and Annual Accounting Support Fee for Calendar Year 2014
Other Release Nos.: 34-71494 |
| 34-71466 |
Feb. 3, 2014 |
Draft 2014-2018 Strategic Plan for Securities and Exchange Commission
Comments Due: March 10, 2014
 Submit comments on Draft Strategic Plan |
| 33-9516 |
Jan. 23, 2014 |
List of Rules to be Reviewed Pursuant to the Regulatory Flexibility Act
Other Release Nos.: 34-71370, 39-2494, IC-30890
File No.: S7-02-14
Comments Due: 30 days after publication in the Federal Register
Submit comments on S7-02-14 |
| 33-9517 |
Jan. 23, 2014 |
Mobile Vault, Inc. (Order Denying Withdrawal of Registration Statement Under the Securities Act of 1933)
Registration No.: 333-189796
|
| 33-9510 |
Jan. 13, 2014 |
Dodd-Frank Investor Advisory Committee (Notice of Meeting; Corrected to indicate EST instead of EDT)
Other Release No.: 34-70847
File No.: 265-28
Comments Due: January 31, 2014
Comments received are available.
Submit comments on 265-28
|
| 34-71276 |
Jan. 10, 2014 |
Order Declaring Effective a Minor Rule Violation Plan for Topaz Exchange, LLC
File No.: 4-669
See also: Notice Rel. No. 34-70927 |
| SIPA-172 |
Jan. 9, 2014 |
Rules of the Securities Investor Protection Corporation
Effective Date: February 18, 2014
File No.: SIPC-2012-01
See also: Notice: Rel. No. SIPA-171 |
http://www.sec.gov/rules/other.shtml
|
