Other Commission Orders, Notices, and Information

Archive of other SEC Orders, Notices and Information available include:

First Quarter

Additional Archives

Release No. Date Details
First Quarter
SIPA-180A Jan. 24, 2020 Securities Investor Protection Corporation (Notice of Filing of Proposed Bylaw Change, as Revised by Amendment No. 1, Relating to SIPC Board Compensation; Correction)
File No.: SIPC-2019-01
SIPA-179A Jan. 24, 2020 Securities Investor Protection Corporation (Notice of Filing of Proposed Bylaw Changes Relating to SIPC Member Assessments; Correction)
File No.: SIPC-2019-02
34-88015 Jan. 22, 2020 Order Determining Whistleblower Award Claim
File No.: 2020-6
34-88014 Jan. 22, 2020 Order Determining Whistleblower Award Claim
File No.: 2020-5
33-10747 Jan. 22, 2020 SEC Small Business Capital Formation Advisory Committee (Notice of Meeting)
Other Release No.: 34-88012
File No.: 265-32
34-87956 Jan. 13, 2020 Fixed Income Market Structure Advisory Committee (Notice of Meeting)
File No.: 265-30
34-87918 Jan. 9, 2020 Order Making Fiscal Year 2020 Annual Adjustments to Transaction Fee Rates
33-10740 Jan. 8, 2020 Notice of Annual Inflation Adjustment of Civil Monetary Penalties
Other Release Nos.: 34-87905; IA-5428; IC-33740