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 |
Comments on Indexed Annuities and Certain Other Insurance Contracts
[Release Nos. 33-8933, 34-58022; File No. S7-14-08]
|
| Comments have been received from individuals and entities using the following Letter Type A: 57 |
| Comments have been received from individuals and entities using the following Letter Type B: 33 |
| Comments have been received from individuals and entities using the following Letter Type C: 8 |
| Comments have been received from individuals and entities using the following Letter Type D: 17 |
| Comments have been received from individuals and entities using the following Letter Type E: 6 |
| Comments have been received from individuals and entities using the following Letter Type F: 7 |
| Comments have been received from individuals and entities using the following Letter Type G: 362 |
| Aug. 28, 2008 | Tom Rountree |
| Aug. 28, 2008 | Bruce L. Reicher |
| Aug. 28, 2008 | Marvin R. Reynolds |
| Aug. 28, 2008 | Courtney Juhl |
| Aug. 28, 2008 | Richard M. Sazonoff |
| Aug. 28, 2008 | Everett W. Knell |
| Aug. 28, 2008 | Richard J. Alford |
| Aug. 28, 2008 | Bronislaus Blaszkowski |
| Aug. 28, 2008 | Terry L. Land |
| Aug. 28, 2008 | Martin Ferrell |
| Aug. 28, 2008 | Richard H. Villavaso |
| Aug. 28, 2008 | Michael Baron, Great Plains Diversified Services, Inc. |
| Aug. 28, 2008 | David Hruza |
| Aug. 28, 2008 | Mario Ruiz |
| Aug. 28, 2008 | Bob Page, Page Senior Services, Inc. |
| Aug. 28, 2008 | Jack Chiasson, NAILBA |
| Aug. 28, 2008 | Charles E. Symington, Jr., Senior Vice President, Government Affairs, Independent Insurance Agents and Brokers of America |
| Aug. 28, 2008 | Mike Shipman |
| Aug. 28, 2008 | Craig Anderson |
| Aug. 28, 2008 | Jesse Cortinas |
| Aug. 28, 2008 | Arkady Milgram |
| Aug. 28, 2008 | Tim Ebert |
| Aug. 28, 2008 | David H. Horning |
| Aug. 28, 2008 | Dan Hearns, Oxbow Marketing Company |
| Aug. 28, 2008 | Brent J. Beverly |
| Aug. 28, 2008 | DeWayne C. Soares, Soares and Associates |
| Aug. 28, 2008 | Scott Soares, Soares and Associates |
| Aug. 28, 2008 | Stewart Creelman |
| Aug. 28, 2008 | Paul McMahon |
| Aug. 28, 2008 | Donald W. Dickey |
| Aug. 28, 2008 | Edward J. Mazur, Professional, Investor's Life & Annuity |
| Aug. 28, 2008 | William M. Tibbs |
| Aug. 28, 2008 | Hal Otey, LPL Financial |
| Aug. 28, 2008 | Ed Portillo |
| Aug. 28, 2008 | Thomas C. Block, Ameriprise Financial Services, Inc. |
| Aug. 28, 2008 | Gregory J. Ziegler |
| Aug. 28, 2008 | Amy E. Waddell, Brooks Financial Group |
| Aug. 28, 2008 | Gregory H. Crance |
| Aug. 28, 2008 | Roger D. Gossage |
| Aug. 28, 2008 | Wayne Wilmot |
| Aug. 28, 2008 | Ferne Kornfeld |
| Aug. 28, 2008 | Queen Reed |
| Aug. 28, 2008 | Dennis Michael Traynor |
| Aug. 28, 2008 | William N. Wilson, The Wilson Group |
| Aug. 28, 2008 | Allan W. Hibbard |
| Aug. 28, 2008 | Linda Weinstein, J.P. Perry Insurance |
| Aug. 28, 2008 | Herb Harrison |
| Aug. 28, 2008 | Dennis M. Patrick |
| Aug. 28, 2008 | Rob Powell |
| Aug. 28, 2008 | Bernarda Rosales-Phipps |
| Aug. 28, 2008 | G. Joseph Pasman |
| Aug. 28, 2008 | Thomas E. McGregor, Thomas McGregor & Associates |
| Aug. 28, 2008 | Barbara R. Fleming |
| Aug. 28, 2008 | George P. Marone |
| Aug. 28, 2008 | Scott Douglas Aldinger |
| Aug. 27, 2008 | Melodie K. McAvin |
| Aug. 27, 2008 | William C. Fallon, Sullivan Garrity & Donnelly |
| Aug. 27, 2008 | Ann Baker Ronn |
| Aug. 27, 2008 | David J. Peichert |
| Aug. 27, 2008 | Lex Williamson, Northwestern Mutual Financial Network |
| Aug. 27, 2008 | Richard D. Lamberson |
| Aug. 27, 2008 | Ernie Denmark |
| Aug. 27, 2008 | Timothy Johnston |
| Aug. 27, 2008 | Mel Pine |
| Aug. 27, 2008 | Mark H. Spurgeon |
| Aug. 27, 2008 | Greg Krpalek |
| Aug. 27, 2008 | Robert L. Affronti, FSD Financial Services |
| Aug. 27, 2008 | Destiny Rodriguez |
| Aug. 27, 2008 | William R. Verhagen |
| Aug. 27, 2008 | John L. Johnson |
| Aug. 27, 2008 | Alfred J. Aloisi |
| Aug. 27, 2008 | Michael R. Craigen |
| Aug. 27, 2008 | Jack H. Watkins |
| Aug. 27, 2008 | Thomas Ripperda |
| Aug. 27, 2008 | Robert Mabe |
| Aug. 27, 2008 | Stephen L. Harris |
| Aug. 27, 2008 | Van Biggs |
| Aug. 27, 2008 | Brian Dobbins, Dobbins Financial |
| Aug. 27, 2008 | Sundance Financial |
| Aug. 27, 2008 | John Koehler |
| Aug. 27, 2008 | Bruce J. Brennen |
| Aug. 27, 2008 | Kurt Zimmerman |
| Aug. 27, 2008 | Marty Berger |
| Aug. 27, 2008 | James L. Chrisler, Partner, MVP Financial Services, Inc. |
| Aug. 27, 2008 | Phillip Scheiber |
| Aug. 27, 2008 | David C. McAvoy |
| Aug. 27, 2008 | Judith M. Eppich, Vice President, Sales Administration, Standard Life Insurance Company of Indiana |
| Aug. 27, 2008 | Gerry A. Wiebers |
| Aug. 27, 2008 | Larry A. Kaufman |
| Aug. 27, 2008 | Kara N. Buesnel, Financial Associate, Thrivent Financial for Lutherans |
| Aug. 27, 2008 | June Ponder |
| Aug. 27, 2008 | David Ehlert |
| Aug. 27, 2008 | Donald F. Leverett |
| Aug. 27, 2008 | Paul Garofoli, National Western Life |
| Aug. 27, 2008 | Lee M. Goeres |
| Aug. 27, 2008 | Robert Vandy |
| Aug. 27, 2008 | Daniel S. Barizo |
| Aug. 27, 2008 | Robert Cullen |
| Aug. 27, 2008 | Robert H. Bennethum |
| Aug. 27, 2008 | James M."Mike" Wicksall, CEO and CFO, Financial Independence Group L.L.C |
| Aug. 27, 2008 | Lance D. Perkins |
| Aug. 27, 2008 | Robert Jenkins |
| Aug. 27, 2008 | Gregory S. Jordan |
| Aug. 27, 2008 | Randall R. Norton |
| Aug. 27, 2008 | Daniel Barizo |
| Aug. 27, 2008 | Helen R. Giroux |
| Aug. 27, 2008 | Howard Friedman |
| Aug. 27, 2008 | Ken Kendall, Kendall Financial, LLC |
| Aug. 27, 2008 | Rita A. Kerber |
| Aug. 27, 2008 | Terri Lewis |
| Aug. 27, 2008 | Jay Crowther |
| Aug. 27, 2008 | David Beaty, Investment Advisor Representative, CLU ChFC, NAIFA IA Professional Development Chair, Waterloo, IA
and Paul Zietlow, CLU ChFC, NAIFA IA President, Clive, IA |
| Aug. 27, 2008 | Dan G. Hesse, Financial Associate, Central-South Region, Thrivent Financial for Lutherans |
| Aug. 27, 2008 | Simeon T. Fitzmartin, The Fitzmartin Agency, LLC |
| Aug. 27, 2008 | Martin M. Krause |
| Aug. 27, 2008 | Todd VanDenburg , VanDenburg Financial and Insurance Services |
| Aug. 27, 2008 | Dave Grantham, Prudential |
| Aug. 27, 2008 | Rona Swanson, American National Insurance Company |
| Aug. 27, 2008 | Phillip R. Salvati |
| Aug. 27, 2008 | Mary Hanratty |
| Aug. 27, 2008 | Robert W. Guild |
| Aug. 27, 2008 | William L. Nichols, Chartered Retirement Planning Counselor, First Financial Group of the South, Inc. |
| Aug. 27, 2008 | Hollis O. Inglett |
| Aug. 27, 2008 | Kenneth C. Carrico |
| Aug. 27, 2008 | C.Wayne McCullough |
| Aug. 27, 2008 | Bryan W. Pratt |
| Aug. 27, 2008 | Germaine A. Hoston |
| Aug. 27, 2008 | Jim Bratsakis, Klene and Bratsakis |
| Aug. 27, 2008 | Renee Darata |
| Aug. 27, 2008 | Harld P. Sacco |
| Aug. 27, 2008 | Bert Reames, Bert Reames Insurance Services |
| Aug. 27, 2008 | Roy Muro, Licensed Insurance Agent, CMA Agency, Inc. |
| Aug. 27, 2008 | Jesse Etter |
| Aug. 27, 2008 | Joseph W. Smith |
| Aug. 27, 2008 | James Briggs |
| Aug. 27, 2008 | Dan W. Harris, Senior Managing Partner, Premier Planning Group |
| Aug. 27, 2008 | Edward A. Hely |
| Aug. 27, 2008 | Jon M. Green |
| Aug. 27, 2008 | Norman Joseph |
| Aug. 27, 2008 | Louis H. Drake |
| Aug. 27, 2008 | Ron DiZinno |
| Aug. 27, 2008 | Greg Anderson |
| Aug. 27, 2008 | Daniel Glazier |
| Aug. 27, 2008 | Michael A. Mendonca, Mendonca Insurance Services |
| Aug. 27, 2008 | Heather Hutchinson |
| Aug. 27, 2008 | John P. Crotteau |
| Aug. 27, 2008 | Morty Katz |
| Aug. 27, 2008 | Ahmed Gawad, Regional Manager, Ascencea, LLC, Northridge CA |
| Aug. 26, 2008 | Thomas R. Harrington |
| Aug. 26, 2008 | David Sandberg, Chair, American Academy of Actuaries’ Equity Indexed Annuities Work Group |
| Aug. 26, 2008 | James G. Finneran |
| Aug. 26, 2008 | Alex Holloman |
| Aug. 26, 2008 | Jeffrey Alejos |
| Aug. 26, 2008 | David R. Wickersham, President/CEO, The Leaders Group, Inc. |
| Aug. 26, 2008 | Jeffrey B. Bryant |
| Aug. 26, 2008 | Burt R. Mnnis |
| Aug. 26, 2008 | Tracy Mitchell |
| Aug. 26, 2008 | Michael Musarra, Purity One Investors Inc. |
| Aug. 26, 2008 | Greg Stevens, Stevens Insurance |
| Aug. 26, 2008 | Larry K. Wilkerson |
| Aug. 26, 2008 | Edwin Lichtig, MBA, Owner, GSL Insurance Marketing |
| Aug. 26, 2008 | R. Scott Cramer |
| Aug. 26, 2008 | Craig A. Ramsey |
| Aug. 26, 2008 | Peter G. Young |
| Aug. 26, 2008 | Matt Jaksa, Creative Marketing |
| Aug. 26, 2008 | Dean Stewart |
| Aug. 26, 2008 | Rick Carlson |
| Aug. 26, 2008 | Kenneth Wheeler |
| Aug. 25, 2008 | Kevin L. French |
| Aug. 25, 2008 | Stephen Kelley |
| Aug. 25, 2008 | Edward Auble |
| Aug. 25, 2008 | Roy Panelli |
| Aug. 25, 2008 | Steven Mendelsohn, Custom Benefit Plans, Inc |
| Aug. 25, 2008 | Dayne A. Clayton |
| Aug. 25, 2008 | Anonymous |
| Aug. 25, 2008 | Christopher Duenas |
| Aug. 25, 2008 | Frederick S. Bond |
| Aug. 25, 2008 | Zach J. Engraff |
| Aug. 25, 2008 | Ernest Caponegro, EMC Insurance Agency |
| Aug. 25, 2008 | Anthony Bernardo |
| Aug. 25, 2008 | Steven Sewell |
| Aug. 25, 2008 | Ralph Hicks |
| Aug. 25, 2008 | Mark Spurgeon |
| Aug. 25, 2008 | Alex Kon |
| Aug. 25, 2008 | John Lalley |
| Aug. 25, 2008 | Scott A. Dickerson |
| Aug. 25, 2008 | George W. Walters |
| Aug. 25, 2008 | Frank Bruzzese |
| Aug. 25, 2008 | Ken J. Gallagher |
| Aug. 25, 2008 | Raymond Gniazdowski, Society of Certified Senior Advisors |
| Aug. 25, 2008 | Thomas A. Baker |
| Aug. 25, 2008 | Harold L. Wathan |
| Aug. 25, 2008 | Robert F. Moeller |
| Aug. 25, 2008 | Jay Wilcox |
| Aug. 25, 2008 | Ryan P. Costello |
| Aug. 25, 2008 | Harris L. Klein |
| Aug. 25, 2008 | Frank Jones |
| Aug. 25, 2008 | Edward F. Jolyk |
| Aug. 25, 2008 | James H. Blassingham |
| Aug. 25, 2008 | Mark T. Wilson |
| Aug. 25, 2008 | James R. Fischer |
| Aug. 25, 2008 | Bil Broich |
| Aug. 25, 2008 | Robert Williams |
| Aug. 25, 2008 | Robert R. O'Blennis |
| Aug. 25, 2008 | Marta Nystrom |
| Aug. 25, 2008 | James Clous |
| Aug. 25, 2008 | Dennis G. Williamson |
| Aug. 25, 2008 | Gary Brush |
| Aug. 25, 2008 | Marquis Van De Mark |
| Aug. 25, 2008 | Thomas F. Shumosic |
| Aug. 25, 2008 | Mike Mullan, Annuity Marketing Consultant, Carolina Financial Group |
| Aug. 25, 2008 | Jake W. Yetterberg |
| Aug. 25, 2008 | David A. Cohen, Dressander & Associates, Inc. |
| Aug. 25, 2008 | Eric M. Osterhaus |
| Aug. 25, 2008 | Rene Mordsfeld |
| Aug. 25, 2008 | Maria Stanard |
| Aug. 25, 2008 | William G. Avon |
| Aug. 24, 2008 | Charles Lindner, CLU, ChFC, Lyndhurst, Ohio |
| Aug. 23, 2008 | Ivan R. Green, Humble, Texas |
| Aug. 23, 2008 | David Jones, PhD, Florence, South Carolina |
| Aug. 23, 2008 | Neil Hamilton, Reg. Rep. with Securities America, Logan, Utah |
| Aug. 23, 2008 | Charles E. Main, MBA, RFC, San Diego, California |
| Aug. 23, 2008 | Robert M. Jacobs, Investment Advisor Representative, San Rafael, California |
| Aug. 23, 2008 | Willard R. Brumbaugh, LUTCF, National Associstion of Insurance and Financial Advisors, Apple Valley, California |
| Aug. 23, 2008 | William L. Casper, CLU, San Diego, California |
| Aug. 23, 2008 | Kenneth L. Fletcher, Monroe, Louisiana |
| Aug. 23, 2008 | Walter O. Hollis, Colwich, Kansas |
| Aug. 22, 2008 | Gregory W. Meeks, Tom Price, Melvin L. Watts, Deborah Pryce, Maxine Waters, Steven C. LaTourette, Elijah E. Cummings, John Kline, W. Lacy Clay, Ron Paul, Emmanuel Cleaver, II, Leonard Boswell, David Loebsack, Tom Latham, Joe Crowley, Peter J. Roskam, Bruce L. Braley, and David Scott, Members of Congress |
| Aug. 22, 2008 | Tom Harkin, Member of Congress, U.S. Senate |
| Aug. 22, 2008 | Randolph J. Ashway, Insurance agent, Rowland Heights, California |
| Aug. 22, 2008 | John Westering, Omaha, Nebraska |
| Aug. 22, 2008 | Donald W. Owens, Member, International Association of Registered Financial Consultants, Hamilton, Ohio |
| Aug. 22, 2008 | Michael P. Corry, President, and David J. Stertzer, CEO, Association for Advanced Life Underwriting |
| Aug. 22, 2008 | Joel Gooch, Conroe, Texas |
| Aug. 22, 2008 | Kathleen A. Burke, Brockton, Massachusetts |
| Aug. 22, 2008 | David D. Holland, CFP, CEO, Retiree Adviser Marketing Corporation, Ormond Beach, Florida |
| Aug. 22, 2008 | George B. Lynas, CLU, CHFS, CPA, Member of NAFIA, FINRA, Frisco, Texas |
| Aug. 22, 2008 | Robert M. Eastmann, CEO, Eastmann Financial Group, Boca Raton, Florida |
| Aug. 21, 2008 | Sigrid E.G. Menzel, Houston, Texas |
| Aug. 21, 2008 | Betty Goodwin, Newton, Illinois |
| Aug. 21, 2008 | Gary Sanders, Senior Counsel, Law and Government Relations, National Association of Insurance and Financial Advisors |
| Aug. 21, 2008 | Francis X. McKeown, SHK, School of Hard Knocks, Norwood, Massachusetts |
| Aug. 21, 2008 | Stephen N. Mathieu, CLU, ChFC, RHU, IAR, Member: NH Estate Planning Council, NAIFA, MDRT, Manchester, New Hampshire |
| Aug. 21, 2008 | Dennis Hess |
| Aug. 21, 2008 | James C. Lang, II, West Bridgewater, Massachusetts |
| Aug. 21, 2008 | Rod Bastian, CFP, CLU, ChFC, Bentonville, Arkansas |
| Aug. 21, 2008 | William K. Egan, CLU, Wyoming, Michigan |
| Aug. 20, 2008 | Lawrence P. Bassett |
| Aug. 20, 2008 | Aaron Wilbanks,
President and CEO, Wilbanks Securities, Inc. |
| Aug. 20, 2008 | Rick E Myers, Certified Financial Planner (tm), Grand Rapids, Michigan |
| Aug. 20, 2008 | Cody Foster, Founder, Advisors Excel, Topeka, Kansas |
| Aug. 20, 2008 | Jefferey Waters |
| Aug. 20, 2008 | David W. Johnson, Humboldt, Iowa |
| Aug. 20, 2008 | Dede Boden, Omaha, Nebraska |
| Aug. 20, 2008 | Richard A. Mangiameli, LUTCF, FCC, NAIFA, Omaha, Nebraska |
| Aug. 20, 2008 | Joseph D. Sanchez, Illinois |
| Aug. 20, 2008 | Charles Vercellone |
| Aug. 19, 2008 | David Ireland |
| Aug. 19, 2008 | Jake Wylan, Jr., PIABA member attorney |
| Aug. 19, 2008 | Kumar Venkat |
| Aug. 19, 2008 | Robert E. Mayberry, CLU, CSA, St. Charles, Illinois |
| Aug. 19, 2008 | The Coalition of Fixed Indexed Annuity Writers |
| Aug. 19, 2008 | Adam W. Hamm, North Dakota Department of Insurance |
| Aug. 18, 2008 | Steve C. Lindsay |
| Aug. 18, 2008 | Paula S. Dierenfeld, Executive Director, Federation of Iowa Insurers |
| Aug. 18, 2008 | Ralph S. Tyler, Commissioner, Maryland Insurance Administration |
| Aug. 18, 2008 | M. O. Babin |
| Aug. 18, 2008 | Carl B. Wilkerson, Vice President and Chief Counsel, Securities and Litigation, American Council of Life Insurers |
| Aug. 18, 2008 | Brian P. Kennedy, President, National Conference of Insurance Legislators |
| Aug. 18, 2008 | Donald A. Eichelberger, Eichelberger Associates LLC, Waterlo, Iowa |
| Aug. 18, 2008 | David M. Edwards, CEO, Quantum Wealth Financial Insurance Services, Inc., California |
| Aug. 18, 2008 | Alan Schuh, Registered Investment Advisor, Palm Beach, Florida |
| Aug. 18, 2008 | John Woods |
| Aug. 18, 2008 | Thomas F. Helbig, Chesterfield, Missouri |
| Aug. 18, 2008 | Steven R. DeJohn, CEO, Rolling Meadows, Illinois |
| Aug. 17, 2008 | Jeremiah Hale, Tulsa, Oklahoma |
| Aug. 17, 2008 | Henry F. Fanter, LUTCF, Bartlett, Illinois |
| Aug. 16, 2008 | Matt V. Fiamengo, Reno, Nevada |
| Aug. 16, 2008 | Donald B. Rowell, Ocala, Florida |
| Aug. 15, 2008 | Mark P. Cowdell, CFP, CFP, Certified Financial Planner, RIA |
| Aug. 15, 2008 | Haydn Parry, Salem, Oregon |
| Aug. 15, 2008 | Haydn Parry, Salem, Oregon |
| Aug. 15, 2008 | Douglas L. Peyton, MBA, CLU, CFP, Registered Representative, Davenport, Iowa |
| Aug. 15, 2008 | Mike Farley |
| Aug. 15, 2008 | Courtney A. Juhl, Seattle, Washington |
| Aug. 15, 2008 | Paul J. Fischer, Longwood, Florida |
| Aug. 15, 2008 | Eileen M. Olovson, Insurance Agent, Phoenix, Arizona |
| Aug. 15, 2008 | Frank P. Petrella, Hull, Massachusetts |
| Aug. 15, 2008 | Janice Hart |
| Aug. 15, 2008 | Christopher Hain, Financial Advisor, Wachovia Securities, Merritt Island, Florida |
| Aug. 15, 2008 | John Chang |
| Aug. 15, 2008 | Rod Moore, Registered Rep and Investment Advisor Rep, Ardmore, Oklahoma |
| Aug. 15, 2008 | John Glebe |
| Aug. 14, 2008 | Todd W. Radwick, Member of NAIFA and MDRT, Winthrop, Washington |
| Aug. 14, 2008 | Sandy Praeger, Kansas Insurance Commissioner, NAIC President; Roger A. Sevigny, New Hampshire Insurance Commissioner, NAIC President-Elect; Jane L. Cline, West Virginia Insurance Commissioner, NAIC Vice President; and Susan E. Voss, Iowa Insurance Commissioner, NAIC Secretary-Treasurer |
| Aug. 14, 2008 | Ronald S. Colson, CFP, MBA, President, Colson Financial Group, Inc., Lakewood, Colorado |
| Aug. 14, 2008 | David Shafer, PhD, St. Petersburg, Florida |
| Aug. 14, 2008 | Patrick A. Walloch, Lake Forest, California |
| Aug. 14, 2008 | Terrell F. Sanders, Houston, Texas |
| Aug. 14, 2008 | Danny Harlow, Vancouver, Washington |
| Aug. 14, 2008 | Memorandum from the Division of Investment Management regarding a meeting with representatives of American Council of Life Insurers |
| Aug. 14, 2008 | Anthony Cubellis, Insurance Broker, Bellingham, Washington |
| Aug. 14, 2008 | Joe B. Begalle, Buena Vista, Colorado |
| Aug. 14, 2008 | Ron Angert, insurance agent, Houston, Texas |
| Aug. 14, 2008 | Andrew Sherwood |
| Aug. 14, 2008 | Joseph Weinkle, CLU, NAIFA, SFSP, Pittsburgh, Pennsylvania |
| Aug. 14, 2008 | Olivia Y. Shen-Chow, Potomac, Maryland |
| Aug. 14, 2008 | Frank R. Prazma, CLU, ChFC, Lithia, Florida |
| Aug. 14, 2008 | Scott McClane, Colorado Springs, Colorado |
| Aug. 14, 2008 | David C. Buckner, Mesa, Arizona |
| Aug. 14, 2008 | Joseph Jekel |
| Aug. 14, 2008 | Brian Singer |
| Aug. 13, 2008 | Walter Brown |
| Aug. 13, 2008 | Karen J. Tyler, Securities Commissioner, North Dakota Securities Department |
| Aug. 13, 2008 | Meaghan L. McFadden |
| Aug. 13, 2008 | Richard E. Gless |
| Aug. 13, 2008 | James C. Osburn |
| Aug. 13, 2008 | Mark Schaffer |
| Aug. 13, 2008 | David V. Crump, Employee Benefits Consultng Company |
| Aug. 13, 2008 | James R. Muse |
| Aug. 13, 2008 | T. H. Hanson |
| Aug. 13, 2008 | Dabney Klosterkemper |
| Aug. 13, 2008 | Gary W. Cotter, Cotter Financial |
| Aug. 13, 2008 | Bruce Boteinick |
| Aug. 13, 2008 | Memorandum from the Division of Investment Management regarding a July 24, 2008 meeting with representatives of the American Equity Investment Life Holding Company and American Equity Investment Life Insurance Company |
| Aug. 13, 2008 | Franklin T. Mattingly |
| Aug. 13, 2008 | Thomas E. Reich |
| Aug. 12, 2008 | Larry Boyer |
| Aug. 12, 2008 | Michael R. Corcoran |
| Aug. 12, 2008 | F. Marc Ruiz, SII Investments Inc. |
| Aug. 12, 2008 | Michael Reppen |
| Aug. 12, 2008 | Ryan Marcum |
| Aug. 12, 2008 | Gerard F. Stellwagen |
| Aug. 12, 2008 | Clifford Gaw |
| Aug. 12, 2008 | Joe Malis |
| Aug. 12, 2008 | Maurice Peckinpaugh |
| Aug. 12, 2008 | Don Kitson |
| Aug. 12, 2008 | Roger B. Morgan |
| Aug. 12, 2008 | Patrick T. Lyman |
| Aug. 12, 2008 | Mir Faisal |
| Aug. 12, 2008 | Nancy M. Hensley |
| Aug. 11, 2008 | Ronald Ott |
| Aug. 11, 2008 | David W. Matthews |
| Aug. 11, 2008 | Ron Dodge |
| Aug. 11, 2008 | Louis H. Brownstone, Chairman, California Long Term Care Insurance Services, Inc. |
| Aug. 11, 2008 | Jaime B. Nipple |
| Aug. 11, 2008 | Heather Hutchinson |
| Aug. 11, 2008 | Debbie Gianelli |
| Aug. 11, 2008 | Adrian Eddleman, Founder & Chief Investment Officer, Eddleman & Eddleman, LLC |
| Aug. 11, 2008 | Thomas J. O'Connell |
| Aug. 11, 2008 | Edward J. Poche |
| Aug. 11, 2008 | Ronald W. Johnson |
| Aug. 11, 2008 | Dale K. Ewersen |
| Aug. 11, 2008 | Danielle M. Penrod |
| Aug. 11, 2008 | Ronald H. Ward |
| Aug. 11, 2008 | Norris W. Tingle Jr. |
| Aug. 11, 2008 | Donald S. Loveless |
| Aug. 11, 2008 | Jean M. Casagrande, Streettalk Insurance Agency, LLC |
| Aug. 11, 2008 | Donald Alan,Mercurio |
| Aug. 11, 2008 | L. David Overson |
| Aug. 11, 2008 | Timothy J. Frisby |
| Aug. 11, 2008 | James J. Frazier |
| Aug. 11, 2008 | Arnold Weiner
|
| Aug. 11, 2008 | Tim Smith, CFP, President, The Comprehensive Group |
| Aug. 11, 2008 | Tom Hennenhoefer |
| Aug. 10, 2008 | Joseph M. Gordon |
| Aug. 10, 2008 | Larry E. Ratcliff |
| Aug. 9, 2008 | Helen McCourt |
| Aug. 9, 2008 | Rebecca L. Splawn |
| Aug. 9, 2008 | Rex D. Hill |
| Aug. 9, 2008 | Joel N. Greenberg |
| Aug. 9, 2008 | Michel M. Chateau |
| Aug. 9, 2008 | Daniel W. Greene |
| Aug. 8, 2008 | William H. Dillingham, III, Branch Manager, Forsyth Securities Inc, St. Charles, Missouri |
| Aug. 8, 2008 | Amy Rodriguez |
| Aug. 8, 2008 | Wade H. Mayo, Life Insurance Company of the Southwest |
| Aug. 8, 2008 | Jake Fischer |
| Aug. 8, 2008 | Wayne Guthrie |
| Aug. 8, 2008 | Maria Pazoliotti |
| Aug. 8, 2008 | Nawana E. Ross |
| Aug. 8, 2008 | Renee J. Huddleston |
| Aug. 8, 2008 | John W. Jablonowski |
| Aug. 8, 2008 | Jason R. Jones |
| Aug. 8, 2008 | Z. Jane Riley, Chief Compliance Officer, Certified Securities Compliance Professional® (CSCP™), The Leaders Group, Inc. |
| Aug. 8, 2008 | Richard N. Martin |
| Aug. 8, 2008 | William D. McFadden |
| Aug. 8, 2008 | Cameron S. Dressander |
| Aug. 8, 2008 | John E. de Montel, Arvak Financial Services, Financial Advisor, Princor Registered Representative |
| Aug. 8, 2008 | James Waldorf |
| Aug. 8, 2008 | Doug Group |
| Aug. 7, 2008 | John P. Gruber, Senior Vice President, General Counsel & Secretary, Great American Life Insurance Co. |
| Aug. 7, 2008 | Memorandum from the Chairman's Office regarding a July 25, 2008 meeting with the Iowa Commissioner of Insurance |
| Aug. 7, 2008 | Esfand Dinshaw, Sammons Annuity Group |
| Aug. 7, 2008 | Richard Russo |
| Aug. 7, 2008 | Elizabeth Farley, CPA |
| Aug. 7, 2008 | Jack A. Beckett, Georgetown, Texas |
| Aug. 7, 2008 | Tico Martinez, Personal Financial Representative |
| Aug. 7, 2008 | Claude A. Peters, insurance sales, Germantown, Tennessee |
| Aug. 7, 2008 | Keith R. Mills, Ph.D., Economist., Claremont, California |
| Aug. 7, 2008 | Keith Buchanan |
| Aug. 7, 2008 | Scott Burrell |
| Aug. 7, 2008 | F. Lamar Watson, financial planner, Sarasota, Florida |
| Aug. 7, 2008 | Kenneth F. Cooper, Westlake, Ohio |
| Aug. 7, 2008 | Robin Miura, Suitability Officer, CFC Insurance Marketing, LLC |
| Aug. 7, 2008 | Mark B. Robbins, President, Benefit Architects, Southlake, Texas |
| Aug. 7, 2008 | Ron Meier, CFA, CPA, Retired RIA |
| Aug. 7, 2008 | Tammy Jones, FLMI, ACS, ALB Insurance Marketing |
| Aug. 7, 2008 | Douglas R. Clelan, CLU, Chartered Financial Consultant |
| Aug. 7, 2008 | John G. Wirth, Financial Advisor (RIA), Newark, Delaware |
| Aug. 6, 2008 | John K. Shipman |
| Aug. 6, 2008 | John Turner |
| Aug. 6, 2008 | Dennis S. Dahl |
| Aug. 6, 2008 | Bobbie Messmore |
| Aug. 6, 2008 | Wayne M. Dennis |
| Aug. 6, 2008 | Chris Donovan, CFP(R), Financial Advisor, Bella Vista, Arkansas |
| Aug. 6, 2008 | Tipton W. Huffman, CLU / ChFC, President TWH Annuities Insurance Agency, Inc., Anaheim Hills, California |
| Aug. 6, 2008 | Henry A. Cohen, Los Angeles, California |
| Aug. 6, 2008 | John K. Kaczmar, Redondo Beach, California |
| Aug. 6, 2008 | Tony Steigerwald, SAn Diego, California |
| Aug. 6, 2008 | Scott R. Warren, President, Warren Financial Center, LLC, Binghamton, New York |
| Aug. 6, 2008 | Michael S. Midlam, President and CEO, Asset Marketing Systems Insurance Services, LLC, San Diego, California |
| Aug. 6, 2008 | Joshua Cleary, Columbus, Ohio |
| Aug. 6, 2008 | William D. Thatcher, MSFS, Toledo, Ohio |
| Aug. 6, 2008 | James L. Byrd, Registered Representative, Daphne, Alabama |
| Aug. 6, 2008 | Irene Tsotopoulos |
| Aug. 6, 2008 | Warren E. Bowles, Clearwater, Florida |
| Aug. 6, 2008 | Eric J. Gorman, Skadden, Arps, Slate, Meagher & Flom LLP |
| Aug. 5, 2008 | Michael A. Davis, Orange Park, Florida |
| Aug. 5, 2008 | Stephen E. Roth, Sutherland Asbill & Brennan LLP |
| Aug. 5, 2008 | Kenny Kittrell
|
| Aug. 5, 2008 | Terry Piper |
| Aug. 5, 2008 | David M. Dinn |
| Aug. 5, 2008 | James McCreary |
| Aug. 5, 2008 | Trilby McIntosh |
| Aug. 5, 2008 | Glen McIntosh |
| Aug. 5, 2008 | Michael Sobel |
| Aug. 5, 2008 | Todd F. Gregory |
| Aug. 5, 2008 | Allie Miller, Chief Executive Officer; Jason Konopik, Chief Actuary; Joseph Zuccolotto, Chief Operating Officer; and David Zuccolotto, Vice President International Marketing, AMZ Financial Insurance Services |
| Aug. 5, 2008 | Wayne Weber |
| Aug. 5, 2008 | Mark A. Miller |
| Aug. 5, 2008 | Kathleen T. Gilroy |
| Aug. 5, 2008 | Kenneth Martin |
| Aug. 5, 2008 | Ashok Sanghavi |
| Aug. 5, 2008 | James Sanford |
| Aug. 5, 2008 | Timothy Barth |
| Aug. 5, 2008 | Sarah M. Fuller |
| Aug. 5, 2008 | Marilyn Visakay |
| Aug. 5, 2008 | Carroll W. Hinson |
| Aug. 5, 2008 | Joseph P. Borg, Director, Alabama Securities Commission |
| Aug. 4, 2008 | Joseph E. Fischer Jr., Fischer & Christoff |
| Aug. 4, 2008 | Mel Hamaguchi |
| Aug. 4, 2008 | Kenneth Himmler |
| Aug. 4, 2008 | Michael A. Halterlein Sr. |
| Aug. 4, 2008 | Mark R. Miller |
| Aug. 4, 2008 | Candis L. Kashner |
| Aug. 4, 2008 | William L. Fulcher Jr. |
| Aug. 4, 2008 | Elmer P. Brinkman |
| Aug. 4, 2008 | Warren L. Hahn |
| Aug. 4, 2008 | Michael C. Moore |
| Aug. 4, 2008 | James A. Anthony |
| Aug. 4, 2008 | Philip R. Bergen |
| Aug. 4, 2008 | William Borden |
| Aug. 4, 2008 | Henry W. Banks Jr. |
| Aug. 4, 2008 | Charles W. Markward |
| Aug. 4, 2008 | Steve Rutkowski |
| Aug. 4, 2008 | Joseph W. Phelps |
| Aug. 4, 2008 | Thomas J. Steigerwalt |
| Aug. 4, 2008 | Patrick Thomas |
| Aug. 4, 2008 | Joel R. Adelman |
| Aug. 4, 2008 | Dennis E. McCarty |
| Aug. 4, 2008 | Barry T. Neal |
| Aug. 4, 2008 | Rodney D. Buschman |
| Aug. 4, 2008 | Glenn A. Nitti |
| Aug. 4, 2008 | Francis X. McKeown |
| Aug. 4, 2008 | James Backert |
| Aug. 4, 2008 | Gary Naparstek |
| Aug. 4, 2008 | Virginia J. Traver |
| Aug. 4, 2008 | Scott M. Tober |
| Aug. 4, 2008 | Mike McGrath |
| Aug. 4, 2008 | David Moshinsky |
| Aug. 4, 2008 | Hal Reniger |
| Aug. 4, 2008 | | |
