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Comments on Investment Company Reporting Modernization
[Release Nos. 33-9776, 34-75002, IC-31610; File No. S7-08-15]
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(Click here for meetings with SEC officials)
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| Comments have been received from individuals and entities using the following Letter Type A: 7 |
| Comments have been received from individuals and entities using the following Letter Type B: 234 |
| Comments have been received from individuals and entities using the following Letter Type C: 57 |
| Comments have been received from individuals and entities using the following Letter Type D: 93 |
| Comments have been received from individuals and entities using the following Letter Type E: 43 |
| May 7, 2018 | Paul F. Roye, Senior Vice President, and Timothy W. McHale, Vice President and Senior Counsel; Capital Research and Management Company |
| Apr. 17, 2018 | Edward C. Bernard, Vice Chairman, T. Rowe Price Group, Inc. |
| Feb. 9, 2018 | Ned C. Lautenbach, Chairman, Independent Trustees, Fidelity Equity and High Income Funds |
| Dec. 1, 2017 | Linda Sherry, Director, National Priorities, Consumer Action, and Sally Greenberg, Executive Director, National Consumers League |
| Apr. 24, 2017 | Ned C. Lautenbach, Chairman, Independent Trustees, Fidelity Equity and High Income Funds |
| Oct. 31, 2017 | Charles F. Pohl, Chairman and Chief Investment Officer, Dodge and Cox |
| Oct. 31, 2016 | Ruth E. Kane, Alexandria, Virginia |
| Oct. 5, 2016 | Roy W. Templin |
| Oct. 4, 2016 | Joshua Martin, Director, Environmental Paper Network |
| Oct. 1, 2016 | Diana M. Daniels |
| Sep. 27, 2016 | Jonathan F. Zeschin, Independent Trustee and Board Chair, Matthews Asia Funds |
| Sep. 27, 2016 | Steven J. Paggioli |
| Sep. 21, 2016 | Michael R. Granito, Senior Vice President, Chief Risk Officer, Federated Investors, Inc. |
| Sep. 12, 2016 | Rep. Jared Polis, Member of Congress |
| Sep. 6, 2016 | Tom Quaadman, Executive Vice President, Center for Capital Markets Competitiveness, U.S. Chamber of Commerce |
| Jul. 22, 2016 | Stephen E. Roth, on behalf of the Committee of Annuity Insurers |
| Jul. 8, 2016 | Paul Schott Stevens, President and CEO, Investment Company Institute |
| Jun. 22, 2016 | Senators Mark Kirk and Mark Warner, U.S. Senate |
| Jun. 13, 2016 | Thomas E. Faust, Jr., Chairman and Chief Executive Officer, Eaton Vance Corp. |
| May 26, 2016 | Memorandum from the Division of Economic and Risk Analysis regarding a January 14, 2016, email received from Dr. Richard Evans |
| May 24, 2016 | David B. Smith, Jr., Executive Vice President and General Counsel, Mutual Fund Directors Forum |
| May 10, 2016 | Amy B.R. Lancellotta, Managing Director, Independent Directors Council |
| Apr. 12, 2016 | Linda Sherry, Director, National Priorities, Consumer Action, and Sally Greenberg, Executive Director, National Consumers League |
| Mar. 18, 2016 | Reps. Carolyn B. Malone, Brad Sherman, and Gwen Moore, Members of Congress |
| Mar. 17, 2016 | Al Hemmingsen, CFA, Director of Research, Highland Consulting Associates, Inc. |
| Mar. 14, 2016 | Paul Schott Stevens, President and CEO, Investment Company Institute |
| Feb. 11, 2016 | Leonard E. Belvedere, INVeSHARE, Inc., New York, New York |
| Feb. 2, 2016 | Austrian Association of Investment Fund Management Companies, et al. |
| Jan. 21, 2016 | Dana M. Emery, Chief Executive Officer, Dodge & Cox |
| Jan. 13, 2016 | Rep. John Yarmuth, Member of Congress |
| Jan. 13, 2016 | Ryan Waggener |
| Jan. 13, 2016 | Mark Lemley |
| Jan. 13, 2016 | Edwin Hooker |
| Jan. 13, 2016 | Jack Noonan |
| Jan. 13, 2016 | Chris Gerken |
| Jan. 13, 2016 | Tom Esau |
| Jan. 13, 2016 | Luann Waddell |
| Jan. 13, 2016 | Timothy W. Cameron, Esq., Asset Management Group, Head, and Elisa Nuottajarvi, Asset Management Group, The Asset Managers Forum; Securities Industry and Financial Markets Association |
| Jan. 13, 2016 | H. Ravsten |
| Jan. 13, 2016 | Cathleen A. Driver, Ames, Nebraska |
| Jan. 13, 2016 | Paul F. Roye, Senior Vice President and Rachel V. Nass, Counsel, Capital Research and Management Company |
| Jan. 13, 2016 | John M. Zerr, Managing Director & General Counsel, US Retail, Invesco Management Group, Inc. |
| Jan. 13, 2016 | Dustin T. McDonald, Director, Federal Liaison Center, Government Finance Officers Association, Washington, District of Columbia |
| Jan. 13, 2016 | Stefan Gavell, Executive Vice President and Head of Regulatory, Industry & Government Affairs, State Street Corporation and Phil Gillespie, Executive Vice President and General Counsel, State Street Global Advisors |
| Jan. 13, 2016 | Charles V. Callan, SVP Regulatory Affairs, Broadridge Financial Solutions, Inc. |
| Jan. 13, 2016 | Paul Schott Stevens, President and CEO, Investment Company Institute |
| Jan. 13, 2016 | Brian K. Reid, Chief Economist, Investment Company Institute |
| Jan. 13, 2016 | David Blass, General Counsel, Investment Company Institute |
| Jan. 13, 2016 | Amy B.R. Lancellotta, Managing Director, Independent Directors Council |
| Jan. 13, 2016 | Sir Paul Tucker, Chair, and Sheila Bair, Chair Emeritus, Systemic Risk Council |
| Jan. 13, 2016 | J. Christopher Donahue, President and Chief Executive Officer, and Michael R. Granito, Chief Risk Officer, Federated Investors, Inc. |
| Jan. 13, 2016 | Sridhar Chandrasekharan,, CEO, HSBC Global Asset Management Ltd. and Interim Head of Insurance Manufacturing, HSBC Global Asset Management Limited |
| Jan. 13, 2016 | Clarence McCarthy, Sparks, Nevada |
| Jan. 12, 2016 | Cynthia Lindhout |
| Jan. 12, 2016 | Gary Kasufkin |
| Jan. 12, 2016 | Peter Flottman |
| Jan. 12, 2016 | Teresa Campbell |
| Jan. 12, 2016 | Kevin Pearce |
| Jan. 12, 2016 | Bill Bielski |
| Jan. 12, 2016 | Susan Jarboe |
| Jan. 12, 2016 | Aaron Zansler |
| Jan. 12, 2016 | George Petty |
| Jan. 12, 2016 | Jonathan Rubow |
| Jan. 12, 2016 | Naveed Aslam |
| Jan. 12, 2016 | Sharon Colarusso |
| Jan. 12, 2016 | Mark Tied |
| Jan. 12, 2016 | Jim Bulluck |
| Jan. 12, 2016 | Erin Mortensen |
| Jan. 12, 2016 | Cherise Woods |
| Jan. 12, 2016 | James Pstrzoch |
| Jan. 12, 2016 | Anonymous |
| Jan. 12, 2016 | Anonymous |
| Jan. 12, 2016 | Johanna Derkacz |
| Jan. 12, 2016 | Bob Henning |
| Jan. 12, 2016 | Derry Dominick |
| Jan. 12, 2016 | Kymberly Bennett |
| Jan. 12, 2016 | Christian Weekley |
| Jan. 12, 2016 | Mark Weinfurter |
| Jan. 12, 2016 | Louis J. Pacifico, Letter Carrier, Brooklyn, New York |
| Jan. 12, 2016 | Brooke L. Smith, Henagar, Alabama |
| Jan. 12, 2016 | Ira Rosenberg, Coconut Creek, Florida |
| Jan. 12, 2016 | Michael O'Farrell, Parlin, New Jersey |
| Jan. 11, 2016 | Sharon Adams |
| Jan. 11, 2016 | Anonymous |
| Jan. 11, 2016 | Roy Heffern |
| Jan. 11, 2016 | Robert Hyllested |
| Jan. 11, 2016 | J. Clark |
| Jan. 11, 2016 | Geneva Kubal |
| Jan. 11, 2016 | Henry F. Bedford, PhD, York, Maine |
| Jan. 11, 2016 | David Goldsmith, Asheville, North Carolina |
| Jan. 11, 2016 | Evan Johnson, Retirement Specialist, Fox Lake, Illinois |
| Jan. 10, 2016 | Harvey Blumm |
| Jan. 10, 2016 | Lorraine Kogler |
| Jan. 10, 2016 | Anonymous |
| Jan. 10, 2016 | Jeff Jakubowski |
| Jan. 10, 2016 | Don |
| Jan. 10, 2016 | Anonymous |
| Jan. 10, 2016 | Julia Benson |
| Jan. 10, 2016 | Anthony Wagoner |
| Jan. 10, 2016 | John Dooley |
| Jan. 10, 2016 | Pat Wolph |
| Jan. 10, 2016 | Patricia Hanbury |
| Jan. 10, 2016 | Manuel E. Velosa, Jr. |
| Jan. 10, 2016 | Lisa A. Gioiosa |
| Jan. 10, 2016 | Anonymous |
| Jan. 10, 2016 | Mark Ensign |
| Jan. 10, 2016 | David Lory |
| Jan. 10, 2016 | Dennis J. Pack, Coral Springs, Florida |
| Jan. 10, 2016 | Donald E. Pierce, Letter Carrier, U.S. Postal Service, Ann Arbor, Michigan |
| Jan. 10, 2016 | Yana F. Miller-Farney, Columbus, Ohio |
| Jan. 10, 2016 | Dennis M. Bulowicz, Greenfield, Wisconsin |
| Jan. 10, 2016 | Cheryl Bachmeier |
| Jan. 9, 2016 | Philip R. Kantzler |
| Jan. 9, 2016 | Thomas Szwejkowski |
| Jan. 9, 2016 | Daryl Lee |
| Jan. 9, 2016 | Leah J. Adams |
| Jan. 9, 2016 | Lucy James |
| Jan. 9, 2016 | Lori Jo Otto |
| Jan. 9, 2016 | Johanna Sanchez |
| Jan. 9, 2016 | Forest Redwood |
| Jan. 9, 2016 | Timothy Greene |
| Jan. 9, 2016 | CJ Grayson |
| Jan. 9, 2016 | David Hanke, Appleton, Wisconsin |
| Jan. 9, 2016 | Brian D. Gourilis, Enon, Ohio |
| Jan. 9, 2016 | Ian I. Ishibashi, Kaneohe, Hawaii |
| Jan. 9, 2016 | Antonio Martin |
| Jan. 9, 2016 | Raymond Archut |
| Jan. 9, 2016 | Sharon L McCain, Carrier, USPS, Tustin, California |
| Jan. 9, 2016 | William D. Looman, Omaha, Nebraska |
| Jan. 9, 2016 | Steve Erceg |
| Jan. 9, 2016 | William D. Tankersley, Birmingham, Alabama |
| Jan. 9, 2016 | Alfred Ramos |
| Jan. 9, 2016 | Ron Lester |
| Jan. 9, 2016 | Keene Ferrer |
| Jan. 9, 2016 | John K. Flannigan, South Park, Pennsylvania |
| Jan. 9, 2016 | Traci Wyrick |
| Jan. 9, 2016 | Janet Wey |
| Jan. 9, 2016 | James Thomas |
| Jan. 9, 2016 | Angel Gutierrez |
| Jan. 9, 2016 | John Licata |
| Jan. 9, 2016 | Dennis Sullivan, Centennial, Colorado |
| Jan. 9, 2016 | Jeffrey and Solanda Bender |
| Jan. 9, 2016 | Edward J. heide, Pittsburgh, Pennsylvania |
| Jan. 9, 2016 | Joseph Reseter, Mission Viejo, California |
| Jan. 9, 2016 | David L. Medford |
| Jan. 9, 2016 | Jim Roberts |
| Jan. 9, 2016 | Suzanne Stafford |
| Jan. 8, 2016 | Jim Beavers |
| Jan. 8, 2016 | Mary Cole |
| Jan. 8, 2016 | Julia Cole |
| Jan. 8, 2016 | Thomas Kinn, Waterloo, Iowa |
| Jan. 8, 2016 | Elaine Cole |
| Jan. 8, 2016 | William Cole |
| Jan. 8, 2016 | Michael Skrgic |
| Jan. 8, 2016 | Vernon Hebert |
| Jan. 8, 2016 | Norberto Aviles, Jr., Camden, Delaware |
| Jan. 8, 2016 | Ed M. |
| Jan. 8, 2016 | Michael J. Chevillot, Westland, Michigan |
| Jan. 8, 2016 | Steve M. Frazier |
| Jan. 8, 2016 | Duane Hooch |
| Jan. 8, 2016 | Thomas K Moore, Retired City Letter Carrier, Fairfield, Connecticut |
| Jan. 8, 2016 | Teresa |
| Jan. 8, 2016 | Robert French, Harrison, New Jersey |
| Jan. 8, 2016 | Robert G. Cuba, Bristol, Wisconsin |
| Jan. 8, 2016 | R.N. Brandt II |
| Jan. 8, 2016 | Linda Jannette |
| Jan. 8, 2016 | Martin J. Spielman, Jr. |
| Jan. 8, 2016 | Marsha Rust |
| Jan. 8, 2016 | Jim Conatser |
| Jan. 8, 2016 | Jose D. Garcia, Hesperia, California |
| Jan. 8, 2016 | Craig Cope |
| Jan. 8, 2016 | David J. Fichter, Omaha, Nebraska |
| Jan. 8, 2016 | Vincent R. James, Hoosick Falls, New York |
| Jan. 8, 2016 | Dan Oved |
| Jan. 8, 2016 | Patrick Enderle |
| Jan. 8, 2016 | Joseph Briordy |
| Jan. 8, 2016 | Jim McGinley |
| Jan. 8, 2016 | Steven Wiley |
| Jan. 8, 2016 | John E. McPherson, West Sacramento, California |
| Jan. 8, 2015 | Samantha Williams |
| Jan. 8, 2015 | Scott |
| Jan. 8, 2015 | Edward J. Pszwaro, Jr. |
| Jan. 8, 2015 | Douglas May |
| Jan. 8, 2015 | Linda Sherry, Director, National Priorities, Consumer Action |
| Dec. 29, 2015 | Lawrence D. Wilson, Owner/President LARAN Consulting, LLC, Lake Jackson, Texas |
| Dec. 15, 2015 | Jeff Dillon |
| Dec. 15, 2015 | Katie Deatherage |
| Dec. 10, 2015 | Rep. Bruce Poliquin, et al., Members of Congress |
| Dec. 10, 2015 | Suzette Alexander |
| Dec. 10, 2015 | Lauren Curry |
| Dec. 9, 2015 | James Rakestraw |
| Dec. 9, 2015 | Leslie Russell |
| Dec. 8, 2015 | Desiree Smith |
| Dec. 7, 2015 | Jennifer Valentine |
| Dec. 7, 2015 | Vicki Herman |
| Dec. 7, 2015 | Susan Martin |
| Dec. 7, 2015 | Russell Lindberg |
| Dec. 7, 2015 | Kenneth Bernstein |
| Dec. 5, 2015 | Mark Payne |
| Dec. 1, 2015 | John Rieser |
| Dec. 1, 2015 | Carin Holliday |
| Dec. 1, 2015 | Kenneth Robbins |
| Nov. 30, 2015 | Robert Payne |
| Nov. 27, 2015 | Dean Reed |
| Nov. 27, 2015 | Anonymous |
| Nov. 26, 2015 | Maika Tindall |
| Nov. 26, 2015 | Charles Henning |
| Nov. 24, 2015 | Chad Swihart |
| Nov. 24, 2015 | Matthew Stevens |
| Nov. 23, 2015 | Candace Windell |
| Nov. 23, 2015 | William Ward |
| Nov. 23, 2015 | Michael Roach |
| Nov. 23, 2015 | Jerri Harper |
| Nov. 23, 2015 | Renee McBrayer |
| Nov. 20, 2015 | Kirk Clark |
| Nov. 20, 2015 | Lawrence Erbach |
| Nov. 20, 2015 | Meg Roach |
| Nov. 20, 2015 | Diana Shepherd |
| Nov. 20, 2015 | Cindy Malone |
| Nov. 20, 2015 | Steve Henry |
| Nov. 14, 2015 | Lawrence D. Ness, Reston, Virginia |
| Nov. 12, 2015 | Senator John Boozman, et al., U.S. Senate |
| Nov. 12, 2015 | William Berkley |
| Nov. 12, 2015 | John Swensen |
| Nov. 10, 2015 | Roger Fitton |
| Nov. 10, 2015 | Marshall Brown |
| Oct. 20, 2015 | Richard B. Evans, Ph.D., Associate Professor of Finance, Darden School of Business, University of Virginia, Charlottesville, Virginia |
| Oct. 7, 2015 | Rodney P. Frelinghuysen, Member of Congress |
| Oct. 2, 2015 | Rodney D. Johnson, Chairman, Independent Directors of the BlackRock Equity-Liquidity Funds |
| Oct. 1, 2015 | Becky Johnson, QMS/Quality Supervisor, Glatfelter |
| Sep. 14, 2015 | Scott W. Reed, Vice President/National Sales, V.G Reed & Sons, Inc. |
| Sep. 14, 2015 | Scott W. Reed, Vice President/National Sales, V.G Reed & Sons, Inc. |
| Aug. 24, 2015 | David Oestreicher, Esq., Chief Legal Counsel, T. Rowe Price |
| Aug. 21, 2015 | Daniel Glickenhaus, Scarsdale, New York |
| Aug. 21, 2015 | Benjamin N. Alpert CFA, CAIA, Senior Research Engineer; Scott Cooley, Director of Policy Research; and Sagar Patel, U.S. Database Leader; Morningstar, Inc., Chicago, Illinois |
| Aug. 18, 2015 | James Palmer |
| Aug. 18, 2015 | Remington Murphy |
| Aug. 18, 2015 | Darrell W. Auterson, CEcD, EDFP, President & CEO, York County Economic Alliance |
| Aug. 17, 2015 | Rep. Scott Perry, Member of Congress |
| Aug. 17, 2015 | James A. Dolinar, Chairman, FinREC and Brent Oswald, Chairman, Investment Companies Expert Panel, AICPA |
| Aug. 17, 2015 | Mary Wells |
| Aug. 14, 2015 | Terrance Gallagher, Executive Vice-President, UMB Fund Services, Inc. |
| Aug. 12, 2015 | Clay Smith |
| Aug. 12, 2015 | Sherry Moreland, Chief Operating Officer, Mediant Communications |
| Aug. 12, 2015 | Ben R. Bogner, P.E., Wheaton, Illinois |
| Aug. 12, 2015 | Jim Haigh, Government Relations Consultant, Association of Free Community Papers, Mid-Atlantic Community Papers Association |
| Aug. 12, 2015 | Dechert LLP |
| Aug. 12, 2015 | Joseph A. Franco, Suffolk University Law School |
| Aug. 12, 2015 | Barbara Novick, Vice Chairman, BlackRock and Benjamin Archibald, Managing Director, BlackRock |
| Aug. 12, 2015 | Michael Duncan, Gould Paper Corporation |
| Aug. 12, 2015 | J. Charles Cardona, President, The Dreyfus Corporation |
| Aug. 12, 2015 | David W. Blass, General Counsel, Investment Company Institute |
| Aug. 12, 2015 | David J. Lekich, Senior Vice President and Chief Counsel, Charles Schwab Investment Management, Inc. |
| Aug. 12, 2015 | Greg K. Retzer, Western States Envelope & Label Company |
| Aug. 12, 2015 | John M. Zerr, Senior Vice President, Invesco Advisers, Inc. |
| Aug. 12, 2015 | Michael Jaffe |
| Aug. 11, 2015 | Anthony R. Bucco, Senator, District 25, New Jersey Senate | | Aug. 11, 2015 | J. Charles Cardona, President, The Dreyfus Corporation |
| Aug. 11, 2015 | Charles V. Callan, SVP Regulatory Affairs, Broadridge Financial Solutions, Inc. |
| Aug. 11, 2015 | Ellen Greene, Managing Director, Financial Service Operations, SIFMA |
| Aug. 11, 2015 | Simpson Thacher & Bartlett LLP |
| Aug. 11, 2015 | Timothy W. Cameron, Esq., Head, and Lindsey Weber Keljo, Esq., Vice President
and Assistant General Counsel, Asset Management Group, Securities Industry and Financial Markets Association, Washington, District of Columbia |
| Aug. 11, 2015 | Amy B.R. Lancellotta, Managing Director, Independent Directors Council |
| Aug. 11, 2015 | Anthony M. Hauff, CPA, Chief Financial Officer, Fulghum Fibres, Inc. |
| Aug. 11, 2015 | Susan L. Molinarolo, Ph.D. |
| Aug. 11, 2015 | Robert S. Wise |
| Aug. 11, 2015 | Ginny Johnson |
| Aug. 11, 2015 | Jeremy DePalma, Senior Vice President, Wells Fargo Funds Management, LLC |
| Aug. 11, 2015 | David B Smith, Jr., Executive Vice President and General Counsel, Mutual Fund Directors Forum |
| Aug. 11, 2015 | Stewart D. Gregg, Senior Securities Counsel, Allianz |
| Aug. 11, 2015 | Terrence J. Cullen, Senior Vice President and General Counsel, Pioneer Investments |
| Aug. 11, 2015 | Deloitte & Touche LLP |
| Aug. 11, 2015 | Anthony W Golden, Sales Manager, Lindenmeyr Munroe |
| Aug. 11, 2015 | Maureen A. Gemma, Esq., Vice President, Eaton Vance Management |
| Aug. 11, 2015 | Committee of Annuity Insurers |
| Aug. 11, 2015 | Larry E. Thompson, Vice Chairman and General Counsel, Depository Trust & Clearing Corporation |
| Aug. 11, 2015 | Robert W. Shenberger, Pipe Shop Foreman, GLATFELTER |
| Aug. 11, 2015 | Campbell Pryde, President and CEO, XBRL US, Inc. |
| Aug. 11, 2015 | Peter Bird |
| Aug. 11, 2015 | Brian Hawkinson |
| Aug. 11, 2015 | David Hirschmann, President and Chief Executive Officer, Center for Capital Markets Competitiveness |
| Aug. 11, 2015 | Harvest Investments, Ltd. |
| Aug. 11, 2015 | Anthony R. Bucco, Member of Congress |
| Aug. 11, 2015 | Brett Palmer, President, Small Business Investor Alliance |
| Aug. 11, 2015 | Gary M. Scott, Ph.D. |
| Aug. 11, 2015 | Philip Beyer |
| Aug. 11, 2015 | Donna Podann |
| Aug. 11, 2015 | Terry Griffis |
| Aug. 11, 2015 | Chuck Gherman |
| Aug. 11, 2015 | Randy Eubanks |
| Aug. 11, 2015 | Dennis Pottebaum |
| Aug. 11, 2015 | David DiLorenzo, Fund Treasurer, Senior Vice President, MFS Investment Management |
| Aug. 11, 2015 | Emily Tarter |
| Aug. 11, 2015 | Mortimer J. Buckley, Chief Investment Officer, Vanguard |
| Aug. 11, 2015 | Stefan M. Gavell, Executive Vice President and Head of Regulatory, Industry and Government Affairs, State Street Corporation |
| Aug. 11, 2015 | Paul F.Roye, Senior Vice President, and Rachel V. Nass, Counsel, Capital Research and Management Company |
| Aug. 11, 2015 | Stefan Nowicki, Charlotte, North Carolina |
| Aug. 11, 2015 | Marcus Schüler, Head of Regulatory Affairs, Markit |
| Aug. 11, 2015 | Jason A. Schneider |
| Aug. 11, 2015 | Patrick Rita, Orion Advocates, Washington, District of Columbia |
| Aug. 11, 2015 | Paul W. Soltis, Market Manager, Confluence Technologies, Inc., Pittsburgh, Pennsylvania |
| Aug. 11, 2015 | David T. Hirschmann, President and Chief Executive Officer, Center for Capital Markets Competitiveness, U.S. Chamber of Commerce, Washington, District of Columbia |
| Aug. 11, 2015 | Deborah DeWitt |
| Aug. 11, 2015 | Ari Gabinet, EVP Gen Counsel, OFI Global (OppenheimerFunds), New York, New York |
| Aug. 10, 2015 | Senators Susan M. Collins and Angus S. King, Jr., United States Senate, and Rep. Bruce Poliquin, United States House of Representatives |
| Aug. 10, 2015 | D. Rhett Riddle, Jr., President, Kenmore Envelope Co. Inc. |
| Aug. 10, 2015 | Derek Zbyszinski, CFO, Kenmore Envelope Co. Inc. |
| Aug. 10, 2015 | Scott D. Evans, Vice President Sales, Kenmore Envelope Co. Inc. |
| Aug. 10, 2015 | Andrew Hausman, President, Interactive Data Pricing and Reference Data LLC |
| Aug. 10, 2015 | Kevin W. Cain, Director, Business Development, Fulghum Fibres |
| Aug. 10, 2015 | Steve Samis |
| Aug. 10, 2015 | Becky Dhuse |
| Aug. 10, 2015 | Dorothy Creston |
| Aug. 10, 2015 | Wes Westmoreland |
| Aug. 10, 2015 | William Horst |
| Aug. 10, 2015 | Gerald J. Hace |
| Aug. 10, 2015 | Thomas Snader |
| Aug. 10, 2015 | Thomas Flottman |
| Aug. 10, 2015 | Monty Ferguson |
| Aug. 10, 2015 | MSCI |
| Aug. 10, 2015 | Robert Sunderman, District Sales Manager, All Write Ribbon Inc. |
| Aug. 10, 2015 | Anderson Bjorn |
| Aug. 10, 2015 | Gerard Hartsink, Chairman, Global Legal Entity Identifier Foundation |
| Aug. 10, 2015 | George J. Motta |
| Aug. 10, 2015 | Thomas Scibek |
| Aug. 10, 2015 | Ernst & Young LLP |
| Aug. 10, 2015 | Chuck Gherman |
| Aug. 10, 2015 | Kristin Phillips Hill, Member of Congress |
| Aug. 10, 2015 | Marc R. Bryant, Senior Vice President, Deputy General Counsel, Fidelity Investments |
| Aug. 10, 2015 | Rod Baesman, Chief Executive Officer, Baesman Group, Inc. and Emily Tarter |
| Aug. 10, 2015 | Richard J. Malacina, President & CEO, Investor Services |
| Aug. 10, 2015 | Robert C. Tugwell |
| Aug. 10, 2015 | Eric Vetter |
| Aug. 10, 2015 | James C. Moses, CDR, US Navy |
| Aug. 10, 2015 | Susan Vestal |
| Aug. 10, 2015 | David A. Cawein |
| Aug. 10, 2015 | Fran Garitt, Director, Securities Lending, The Risk Management Association and Jason P. Strofs, Chairman, RMA Executive Committee, The Risk Management Association |
| Aug. 10, 2015 | Ann McCarty |
| Aug. 10, 2015 | Ken Winterhalter, President, Twin Rivers Paper Company |
| Aug. 10, 2015 | James L. Rakestraw |
| Aug. 10, 2015 | Seth Grove, Member of Congress |
| Aug. 10, 2015 | S. Baldwin |
| Aug. 10, 2015 | Deb Hawkinson, President, Forest Resources Association Inc. |
| Aug. 10, 2015 | Tammy Waters |
| Aug. 10, 2015 | Ed Rossini |
| Aug. 10, 2015 | "Roger Buck, Director of Marketing, Flesh Co |
| Aug. 10, 2015 | Michael T. Ruo, Vintage Graphic Solutions, Inc. |
| Aug. 10, 2015 | Barry Melancon, CPA, President and CEO, American Institute of CPAs |
| Aug. 10, 2015 | Brian D. Gale |
| Aug. 10, 2015 | Kurt N. Schacht, CFA, Managing Director, Standards and Financial Market Integrity, CFA Institute and Linda L. Rittenhouse, Director, Capital Markets Policy, CFA Institute |
| Aug. 10, 2015 | Paul Edwards, CDC, President, FormStore Incorporated |
| Aug. 10, 2015 | Jean Marie Affolter, Consultant, Quality-Resource |
| Aug. 10, 2015 | Marc D'Anna |
| Aug. 10, 2015 | Kevin Mullaney, Vice President, PDF Print Communications Inc. |
| Aug. 10, 2015 | Tim L. Markle, Finishing Production Coordinator, Glatfelter |
| Aug. 10, 2015 | Humie M. Olive |
| Aug. 10, 2015 | Tina Howard |
| Aug. 10, 2015 | Roberta Anne DeLeo |
| Aug. 10, 2015 | David D. Goldschmidt, VP, Midland National |
| Aug. 10, 2015 | Craig Timm |
| Aug. 10, 2015 | Roger Kelley, Glatfelter |
| Aug. 10, 2015 | Terry L. Storms |
| Aug. 10, 2015 | Eric W. Smith |
| Aug. 10, 2015 | John O'Connor |
| Aug. 10, 2015 | Lois Lemon, M.A., Master Faculty Specialist, Western Michigan University |
| Aug. 10, 2015 | Dave Schmerzler |
| Aug. 10, 2015 | Francis Donelan, Jr. |
| Aug. 10, 2015 | Robert J. Woods, Executive Director, United Way of York County |
| Aug. 10, 2015 | Karen Foulke |
| Aug. 7, 2015 | Brian Wilmoth |
| Aug. 7, 2015 | Michael Jania, Vice President & General Manager, Diamond Envelope Corporation |
| Aug. 7, 2015 | Todd Clausen |
| Aug. 7, 2015 | Pete J. Stewart, CEO, Forest2Market |
| Aug. 7, 2015 | Gene Plavnik |
| Aug. 7, 2015 | Patricia Linna |
| Aug. 7, 2015 | Thomas M. Mistele, Secretary, Dodge & Cox Funds and Dodge & Cox |
| Aug. 7, 2015 | Ann M. Neubauer, Bridgeport, Connecticut |
| Aug. 7, 2015 | Lisa A. Darling, Sales Manager, Fairfield, Connecticut |
| Aug. 7, 2015 | Rhonda L. Stannard |
| Aug. 7, 2015 | Mary Turek |
| Aug. 7, 2015 | Damian Alloggiamento, Lindenmeyr Munroe |
| Aug. 7, 2015 | Sally Kirby, Chicago, Illinois |
| Aug. 7, 2015 | Doug Caton |
| Aug. 7, 2015 | David R. Brooks |
| Aug. 7, 2015 | Kent Owen, Wisconsin |
| Aug. 7, 2015 | Joanne Rock |
| Aug. 7, 2015 | Kris Lund |
| Aug. 7, 2015 | Kenneth Flajs |
| Aug. 7, 2015 | Debra Welch |
| Aug. 7, 2015 | John Stolarz, Senior Product Manager - Microencapsulation, Glatfelter |
| Aug. 7, 2015 | Phil Mikesell |
| Aug. 7, 2015 | Dennis W. Ewing, Sr., San Antonio, Texas |
| Aug. 7, 2015 | Daniel J. Johnson, Dothan, Alabama |
| Aug. 7, 2015 | Mark Weinfurter, Appleton, Wisconsin |
| Aug. 7, 2015 | Mark A. Heyde, Madison, Wisconsin |
| Aug. 7, 2015 | Doug Delaney |
| Aug. 7, 2015 | Anonymous |
| Aug. 7, 2015 | Ken Michaud |
| Aug. 7, 2015 | Lon E. Pschigoda, II, Director - Pricing and Marketing, Tate & Lyle, Decatur, Illinois |
| Aug. 7, 2015 | David G. Boynton, Jr., Morrisville, North Carolina |
| Aug. 7, 2015 | PricewaterhouseCoopers LLP |
| Aug. 7, 2015 | Donna Benner, Area Training Coordinator, Pulping & Utilities, Glatfelter |
| Aug. 7, 2015 | Richard Skubic |
| Aug. 7, 2015 | David Gerard |
| Aug. 7, 2015 | Anonymous |
| Aug. 7, 2015 | Michele M. Baker, Ph.D. |
| Aug. 7, 2015 | John S. Swift |
| Aug. 7, 2015 | Randy S. Masenheimer, Development Specialist, Glatfelter |
| Aug. 7, 2015 | Paul Noe, Vice President, Public Policy, American Forest & Paper Association |
| Aug. 7, 2015 | James Sandstrom |
| Aug. 7, 2015 | Lori J. Theobald, Chillicothe, Ohio |
| Aug. 6, 2015 | Joe Morrison, President, IWCO Direct |
| Aug. 6, 2015 | Marion A. Porento, Vice-President, Best Cutting Die Company |
| Aug. 6, 2015 | Russ DeFauw, President, Performance Office Papers |
| Aug. 6, 2015 | Ryan McDonnell |
| Aug. 6, 2015 | Bradley Thompson |
| Aug. 6, 2015 | Mary Englund |
| Aug. 6, 2015 | Albert Fariss |
| Aug. 6, 2015 | Richard Lindemann |
| Aug. 6, 2015 | Sandi Neuman |
| Aug. 6, 2015 | Anonymous |
| Aug. 6, 2015 | Travis Grogan |
| Aug. 6, 2015 | Anonymous |
| Aug. 6, 2015 | Brian Bielski |
| Aug. 6, 2015 | Matt McGrory |
| Aug. 6, 2015 | Valerie Price |
| Aug. 6, 2015 | Rick Hansen |
| Aug. 6, 2015 | Cindy Cleghorn |
| Aug. 6, 2015 | Riley Graham |
| Aug. 6, 2015 | Richard J. Murach, Sales Manager, Red Bank, New Jersey |
| Aug. 6, 2015 | Gerry Rosenthal |
| Aug. 6, 2015 | Ryan Magsaysay, National Association of Letter Carriers, Dayton |
| Aug. 6, 2015 | Charles L. Leverich, U.S. Postal Letter Carrier, Huber Heights, Ohio |
| Aug. 6, 2015 | Dorris M. Grilliott, National Association of Letter Carriers, Dayton, Ohio |
| Aug. 6, 2015 | Sandra K. Williams, National Association of Letters Carriers, Dayton, Ohio |
| Aug. 6, 2015 | Roger R. Martin, National Association of Letter Carriers, Huber Heights, Ohio |
| Aug. 6, 2015 | Anonymous |
| Aug. 6, 2015 | Sandra B. Rudolph, National Association of Letter Carriers, Twinsburg, Ohio |
| Aug. 6, 2015 | Paul Bogus |
| Aug. 6, 2015 | Rick B. Wilson, National Association of Letter Carriers, Dayton, Ohio |
| Aug. 6, 2015 | John Beadel |
| Aug. 6, 2015 | Raj Laxman |
| Aug. 6, 2015 | Reyhann A. Hunt, Incorporator, State of Delaware, Hudson, Ohio |
| Aug. 6, 2015 | Roger L. Kies, Jr., Bridgeport, Ohio |
| Aug. 6, 2015 | Robin Snyder |
| Aug. 6, 2015 | Debbi Lambert, Maintenance Clerk, Glatfelter |
| Aug. 6, 2015 | Jiří Król, Deputy Chief Executive Officer, Global Head of Government Affairs, Alternative Investment Management Association Limited, London, UK |
| Aug. 5, 2015 | Alan Jania, President/CEO, Diamond Envelope Corporation |
| Aug. 5, 2015 | Jeanette Dwyer, President, National Rural Letter Carriers' Association |
| Aug. 5, 2015 | Karen E. Hostetter, Community Relations, York County Libraries, York, Pennsylvania |
| Aug. 5, 2015 | Di Hershey, Director of Alumni Relations and Development, Penn State York |
| Aug. 5, 2015 | Anonymous, New York, New York |
| Aug. 5, 2015 | Karla Heberlig, Executive Assistant, Glatfelter, York, Pennsylvania |
| Aug. 5, 2015 | Timothy Freeman, President, Printing Industries Alliance, Amherst, New York |
| Aug. 5, 2015 | Robert Close |
| Aug. 5, 2015 | Steven Skunda |
| Aug. 5, 2015 | Anthony Piccirilli |
| Aug. 5, 2015 | Anonymous |
| Aug. 5, 2015 | Pete Daly |
| Aug. 5, 2015 | Janet S. Laird, Business Application Analyst, P.H. Glatfelter, Wellsville, Pennsylvania |
| Aug. 5, 2015 | Mark D. Eisenhart, Assistant Papermill Superintendent Papermaking, Glatfelter |
| Aug. 5, 2015 | Herbert L. Copley |
| Aug. 5, 2015 | Debbie Banks |
| Aug. 4, 2015 | Michael J. Flynn |
| Aug. 4, 2015 | Scott Palmer |
| Aug. 4, 2015 | Fredric V. Rolando, President, National Association of Letter Carriers |
| Aug. 4, 2015 | Paul V. Hogrogian, National President, National Postal Mail Handlers Union |
| Aug. 4, 2015 | Debbie Johnston |
| Aug. 4, 2015 | Ann Rieser |
| Aug. 4, 2015 | Jack Beard |
| Aug. 4, 2015 | Allen R. Weaver, International Tax Director, Glatfelter |
| Aug. 4, 2015 | Cory Funk |
| Aug. 4, 2015 | Carl Omark |
| Aug. 4, 2015 | John P. Ciszzon |
| Aug. 4, 2015 | Dave Severt, Lead Inst. Tech., Glatfelter Co. |
| Aug. 4, 2015 | Dan Fuhrman, Engineering Supervisor - Mechanical, Glatfelter |
| Aug. 4, 2015 | Aaron Anders, Utilities Maintenance, Glatfelter |
| Aug. 4, 2015 | Shane E. Moore, Pilot Plant Operations, Glatfelter Chillicothe Business Center |
| Aug. 4, 2015 | Russ Wermers, Ph.D., University of Maryland, College Park, Maryland |
| Aug. 3, 2015 | Seth Kursman |
| Aug. 3, 2015 | Margeaux Anderson, Desert Paper and Envelope |
| Aug. 3, 2015 | Thomas S. Howard, Vice President, Government Relations, Domtar |
| Aug. 3, 2015 | Steve Ditmer |
| Aug. 3, 2015 | Ronnie Roush |
| Aug. 3, 2015 | William and Sally Gobrecht |
| Aug. 3, 2015 | Jeanne Connelly, Washington, District of Columbia |
| Aug. 3, 2015 | Ed Phelps, Project Manager, BART/MACT, Glatfelter |
| Aug. 3, 2015 | Garry Hopkins, Safety Advocate, Maint/Stores/Sant., Glatfelter |
| Aug. 3, 2015 | Jessica Siske |
| Aug. 3, 2015 | Bill Prettyman, President/CEO, Wise, Alpharetta, George |
| Aug. 3, 2015 | Pete D. Long, Spring Grove, Pennsylvania |
| Aug. 3, 2015 | Mark A. Buskirk, Electronic Drive Tech, Glatfelter |
| Aug. 3, 2015 | Robert E. Keller, VP of Sales, Advanced Airlaid Material Business Unit, Glatfelter |
| Aug. 3, 2015 | Mark Scott, Sr. Analyst, Energy & Fiber, Glatfelter |
| Aug. 3, 2015 | James Bowers Jr., E/I General Mech./Day Planner, Glatfelter |
| Aug. 3, 2015 | Larry Hensley, Process Engineer, Glatfelter |
| Aug. 3, 2015 | Robert Fetters, Receiving Expediter, Glatfelter |
| Aug. 3, 2015 | Michael L. Messinger, Blade Coater Area Supervisor, Glatfelter |
| Aug. 3, 2015 | Fred A. Tardy, Capsule, Coating & New Product Development, Glatfelter |
| Aug. 3, 2015 | Dan T. Laughman |
| Aug. 3, 2015 | Buck Cydrus, Pulp Mill EI Planner, Glatfelter |
| Aug. 3, 2015 | Jerome J. Singel, Jr. |
| Aug. 3, 2015 | Mark Pitts, Sparks, Maryland |
| Aug. 3, 2015 | Lawrence and Patricia Kiszka, York, Pennsylvania |
| Aug. 3, 2015 | Missy Rohrbaugh, Storeroom Supervisor, Glatfelter |
| Aug. 3, 2015 | Brian Madalinski, 12 System Mechanical Maintenance Supervisor, Glatfelter |
| Aug. 3, 2015 | Patricia Kiszka, Evesham Mortgage Company, Marlton, New Jersey |
| Aug. 3, 2015 | Peggy A. Thiel, Controller, PA Operations, Glatfelter |
| Aug. 3, 2015 | Betsy Davidson, Chillicothe, Ohio |
| Aug. 3, 2015 | Julie Madalinski |
| Aug. 3, 2015 | Sussy Tjandra, Accounting Systems and Consolidations Manager, Glatfelter |
| Aug. 3, 2015 | Scott L. Mingus, Sr. |
| Aug. 3, 2015 | Racquel L. Savage |
| Aug. 3, 2015 | Scott Taylor, Glatfelter |
| Aug. 3, 2015 | Brad Shockey, Integrated Business Planning Manager, Specialty Papers Business Unit, Glatfelter |
| Aug. 3, 2015 | Mark Buskirk |
| Aug. 2, 2015 | Yana Miller-Farney |
| Aug. 1, 2015 | David T. Herrod, Marion, Ohio |
| Jul. 31, 2015 | Karen Hibdon, Bethesda, Maryland |
| Jul. 31, 2015 | Allen R. Lauer, Sr., Legislative Chair for INFED, Ft. Wayne, Indiana |
| Jul. 31, 2015 | Caroline Nealon, Clarksburg, Maryland |
| Jul. 31, 2015 | Mark Pitts, Sparks, Maryland |
| Jul. 31, 2015 | Gretchen Spear, Minneapolis, Minnesota |
| Jul. 30, 2015 | John Pusatera |
| Jul. 30, 2015 | John V. Sims, International Paper, Memphis, Tennessee |
| Jul. 29, 2015 | James C. Minton |
| Jul. 29, 2015 | Mike Pusatera |
| Jul. 29, 2015 | Joseph E. Czarny, Whitehall, Michigan |
| Jul. 29, 2015 | Jacquelyn Mangold, Effort, Pennsylvania |
| Jul. 29, 2015 | George T. Mangold, Effort, Pennsylvania |
| Jul. 29, 2015 | Manuel L. Peralta, Jr., Alexandria, Virginia |
| Jul. 29, 2015 | Brenda R. Fisher, Scott City |
| Jul. 29, 2015 | Terry S. Rohan, Illinois |
| Jul. 29, 2015 | Tom Jones, NALC, Clyde, Texas |
| Jul. 29, 2015 | Barbara Roper, Director of Investor Protection, Consumer Federation of America |
| Jul. 28, 2015 | Luann W. Waddell, Mesa, Arizona |
| Jul. 28, 2015 | Richard Griffin |
| Jul. 28, 2015 | Alfonso Castagno |
| Jul. 28, 2015 | Warren Seidel |
| Jul. 28, 2015 | B.J. Lloyd |
| Jul. 28, 2015 | Pamela R. Colston, Birmingham, Alabama |
| Jul. 28, 2015 | Kevin R. Pearce, Memphis, Tennessee |
| Jul. 28, 2015 | John R. Dyce, President, Ohio State Association of Letter Carriers |
| Jul. 28, 2015 | Tom Jones |
| Jul. 27, 2015 | N. Sheyer |
| Jul. 27, 2015 | Santos Garcia, Madera, California |
| Jul. 27, 2015 | Jami S. Groce, Mason, Michigan |
| Jul. 27, 2015 | Zane Hollenberger, Kennesaw, Georgia |
| Jul. 27, 2015 | Amanda Janulewicz, Worcester, Massachusetts |
| Jul. 27, 2015 | Kenneth J. Janulewicz, Worcester, Massachusetts |
| Jul. 27, 2015 | Michael J. Birkett |
| Jul. 24, 2015 | J. Kemper Matt |
| Jul. 24, 2015 | Richard Schloerb, General Manager, Tension Corporation |
| Jul. 22, 2015 | Allen J. Simon, President, Datatel Resources Corporation |
| Jul. 22, 2015 | Linda Sherry, Consumer Action; John Runyan, Consumers for Paper Options; and Sally Greenberg, National Consumers' League |
| Jul. 20, 2015 | Scott Cooley, Director of Policy Research, Morningstar, Inc. |
| Jul. 20, 2015 | Kathy Watters |
| Jul. 20, 2015 | Thomas G. Umenhofer, Regional Sales Manager, Printing & Imaging Papers, Glatfelter |
| Jul. 20, 2015 | Tim O'Hanlon |
| Jul. 20, 2015 | Bob Broadbear |
| Jul. 17, 2015 | Timothy Hess, Vice President, Sales & Marketing, Specialty Papers Business Unit, Glatfelter |
| Jul. 16, 2015 | Matt Hines, EMA, Des Moines, Iowa |
| Jul. 16, 2015 | Tim Plunk, General Manager, Tension, Fort Worth, Texas |
| Jul. 16, 2015 | Eric Skogseth, EVP, Bay State Envelope, Walpole, Massachusetts |
| Jul. 16, 2015 | John C. Swensen, President, Tri-State Envelope Corp. |
| Jul. 8, 2015 | John C. Adams, Ph.D., Assistant Professor of Finance, University of Texas at Arlington, Arlington, Texas |
| Jul. 6, 2015 | Robert Dehmer, et al., Concerned Citizens of Union County, New Jersey |
| Jul. 6, 2015 | Doug Myers, Chicago, Illinois |
| Jul. 2, 2015 | L. A. Schnase |
| Jun. 24, 2015 | Carol Singer, CPA |
| Jun. 12, 2015 | Marina Joyce |
| Jun. 12, 2015 | Shane Johnson |
| Jun. 12, 2015 | Lydia J. Morgan, CEO, Morgan Printers, Inc. |
| Jun. 12, 2015 | Barry Daniels |
| May 27, 2015 | John Wahh |
| Feb. 9, 2012 | Investor Testing of Selected Mutual Fund Annual Reports |
| May 1, 2008 | Final Report: Focus Groups about Plain English Documents |
| Apr. 1, 2008 | Transcripts: Focus Group Testing Plain English Documents |
Meetings with SEC Officials
(Click here for submitted comments from the public)
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| Aug. 16, 2018 | Memorandum from the Office of Commissioner Robert J. Jackson regarding a June 4, 2018, discussion with representatives of Broadridge |
| Aug. 16, 2018 | Memorandum from the Office of Commissioner Robert J. Jackson regarding a May 29, 2018, discussion with representatives of the CFA |
| Jun. 19, 2018 | Memorandum from the Office of Commissioner Kara M. Stein regarding a June 4, 2018, meeting with a representative of the Consumer Federation of America |
| Jun. 15, 2018 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a May 21, 2018, meeting with representatives of Charles Schwab |
| May 4, 2018 | Memorandum from the Office of Chairman Clayton regarding a March 26, 2018, meeting with representatives of Broadridge Financial Solutions, Inc. ("Broadridge") |
| May 22, 2018 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a May 21, 2018, meeting with representatives of Charles Schwab |
| May 21, 2018 | Memorandum from the Office of Commissioner Hester Pierce regarding a May 21, 2018, meeting with representatives of Consumer Action, et al. |
| May 10, 2018 | Memorandum from the Office of the Chairman regarding a May 8, 2018, meeting with representatives of Fidelity Investments, et al. |
| May 9, 2018 | Memorandum from the Office of Commissioner Hester Peirce regarding a May 8, 2018, meeting with representatives of the Investment Company Institute, et al. |
| Apr. 13, 2018 | Memorandum from the Division of Investment Management regarding an April 4, 2018, meeting with representatives of Broadridge Financial Solutions, Inc. and Hughes Hubbard & Reed LLP |
| Mar. 14, 2018 | Memorandum from the Office of Commissioner Kara M. Stein regarding a February 27, 2018, meeting with representatives of the Investment Company Institute (ICI) |
| Mar. 14, 2018 | Memorandum from the Office of Commissioner Kara M. Stein regarding an October 26, 2017, meeting with representatives of the Investment Company Institute (ICI) |
| Feb. 26, 2018 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a February 26, 2018, meeting with representatives of the Investment Company Institute |
| Nov. 27, 2017 | Memorandum from the Office of the Investor Advocate regarding a November 8, 2017, meeting with representatives of Fidelity Investments |
| Sep. 27, 2017 | Memorandum from the Division of Investment Management regarding a September 25, 2017, meeting with representatives of U.S. Investor Communication Solutions, Broadridge Financial Solutions, Inc., Hubbard & Reed LLP, and Davis Polk & Wardwell LLP |
| Jul. 7, 2017 | Memorandum from the Office of the Investor Advocate regarding a July 6, 2017, meeting with representatives of Broadridge Financial Solutions, Inc. |
| Jun. 22, 2017 | Memorandum from the Office of the Investor Advocate regarding a June 12, 2017, meeting with representatives of Broadridge Financial Solutions, Inc. |
| Jun. 9, 2017 | Memorandum from the Office of the Chairman regarding a June 8, 2017, meeting with representatives of the Investment Company Institute
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| Apr. 4, 2017 | Memorandum from the Office of the Investor Advocate regarding an April 3, 2017, meeting with representatives of the Investment Company Institute |
| Mar. 1, 2017 | Memorandum from the Office of the Investor Advocate regarding a February 22, 2017, meeting with representatives of Broadridge Financial Solutions, Inc. |
| Dec. 9, 2016 | Memorandum from the Division of Investment Management regarding a December 8, 2016, meeting with Congressman Bruce Poliquin |
| Dec. 7, 2016 | Memorandum from the Office of Commissioner Kara Stein regarding a December 7, 2016, meeting with representatives of Broadridge |
| Nov. 16, 2016 | Memorandum from the Office of Commissioner Michael S. Piwowar regarding a November 16, 2016, meeting with representatives of Stone Ridge Asset Management LLC |
| Nov. 10, 2016 | Memorandum from the Office of the Chair regarding a November 9, 2016, meeting with representatives of the Financial Services Roundtable |
| Oct. 6, 2016 | Memorandum from the Office of Commissioner Michael S. Piwowar regarding a September 30, 2016, meeting with representatives of Broadridge Financial Solutions, Inc. |
| Sep. 9, 2016 | Memorandum from the Office of the Chair regarding a September 8, 2016, meeting with representatives of the Committee of Annuity Insurers |
| Sep. 8, 2016 | Memorandum from the Office of the Chair regarding a September 8, 2016, meeting with representatives of the Investment Company Institute |
| Sep. 1, 2016 | Memorandum from the Office of the Chair regarding an August 31, 2016, meeting with representatives of BlackRock, Inc. |
| Aug. 29, 2016 | Memorandum from the Office of Commissioner Kara Stein regarding an August 29, 2016, meeting with representatives of the Committee of Annuity Insurers |
| Aug. 8, 2016 | Memorandum from the Office of the Chair regarding an August 3, 2016, meeting with representatives of Vanguard |
| Aug. 3, 2016 | Memorandum from the Office of Commissioner Michael S. Piwowar regarding an August 3, 2016, meeting with representatives of Vanguard |
| Jul. 15, 2016 | Memorandum from the Division of Investment Management regarding a July 14, 2016, meeting with representatives of BlackRock, Inc. |
| Jul. 13, 2016 | Memorandum from the Division of Investment Management regarding a July 13, 2016, meeting with representatives of the Alternative Investment Management Association and the Managed Funds Association |
| Jun. 15, 2016 | Memorandum from the Division of Investment Management regarding an April 28, 2016 call with representatives of Invesco and Powershares |
| May 23, 2016 | Memorandum from the Office of the Chair regarding a May 12, 2016, meeting with representatives of the Investment Company Institute, Vanguard Group, Capital Research and Management Company, MFS Investment Management, and T. Rowe Price, Inc. |
| May 16, 2016 | Memorandum from the Office of the Investor Advocate regarding a May 12, 2016, meeting with representatives of the Investment Company Institute, MFS Investment Management, Capital Research and Management Company, Vanguard Group, and T. Rowe Price, Inc. |
| May 12, 2016 | Memorandum from the Office of Commissioner Kara Stein regarding a May 12, 2016, meeting with representatives of the Investment Company Institute, T. Rowe Price, Vanguard, MFS Investment Management and Capital Research and Management Company |
| May 12, 2016 | Memorandum from the Office of Commissioner Michael S. Piwowar regarding a May 12, 2016, meeting with representatives of the Investment Company Institute |
| May 12, 2016 | Memorandum from the Division of Investment Management regarding an April 29, 2016, meeting with representatives of the Investment Company Institute, Vanguard Group, Capital Research and Management Company, T. Rowe Price, Inc., and MFS Investment Management |
| May 6, 2016 | Memorandum from the Division of Investment Management regarding a May 4, 2016, meeting with representatives of Credit Suisse |
| May 5, 2016 | Memorandum from the Office of the Chair regarding an April 29, 2016, meeting with representatives of Intercontinental Exchange (ICE) |
| Apr. 26, 2016 | Memorandum from the Office of Commissioner Michael S. Piwowar regarding an April 25, 2016, meeting with representatives of Capital Group |
| Apr. 22, 2016 | Memorandum from the Office of Commissioner Kara Stein regarding an April 20, 2016, meeting with Robert Plaze |
| Apr. 21, 2016 | Memorandum from the Office of Commissioner Michael S. Piwowar regarding an April 19, 2016, meeting with representatives of the Boston Asset Management Association |
| Mar. 31, 2016 | Memorandum from the Division of Investment Management regarding a March 30, 2016, meeting with representatives of Ameriprise Financial, Nationwide, Northwestern Mutual, Prudential Financial, and Sutherland Asbill & Brennan LLP |
| Mar. 30, 2016 | Memorandum from the Office of the Chair regarding an August 14, 2015, meeting with representatives of Broadridge Financial Solutions, Inc. and Davis Polk & Wardwell LLP |
| Mar. 21, 2016 | Memorandum from the Division of Investment Management regarding a March 18, 2016, meeting with representatives of Americans for Financial Reform, the Consumer Federation of America and Vermont Law School |
| Feb. 3, 2016 | Memorandum from the Division of Investment Management regarding a January 28, 2016, meeting with representatives of PIMCO |
| Jan. 15, 2016 | Memorandum from the Office of Commissioner Kara Stein regarding a January 14, 2016, meeting with representatives of BlackRock, Inc. |
| Dec. 15, 2015 | Memorandum from the Office of the Chair regarding a December 10, 2015, meeting with representatives of Broadridge Financial Solutions, Inc. |
| Nov. 23, 2015 | Memorandum from the Division of Investment Management regarding a November 23, 2015, meeting with representatives of Ernst & Young LLP |
| Nov. 20, 2015 | Memorandum from the Office of Commissioner Michael S. Piwowar regarding a November 20, 2015, meeting with representatives of the American Bar Association Business (ABA) Law Section Subcommittee on Investment Companies and Investment Advisers |
| Nov. 18, 2015 | Memorandum from the Division of Investment Management regarding a November 18, 2015, meeting with representatives of RR Donnelley |
| Nov. 17, 2015 | Memorandum from the Division of Investment Management regarding a November 17, 2015, meeting with representatives of the Investment Company Institute |
| Nov. 17, 2015 | Memorandum from the Division of Investment Management regarding a November 5, 2015, meeting with representatives of PricewaterhouseCoopers LLP |
| Nov. 3, 2015 | Memorandum from the Division of Investment Management regarding a November 2, 2015, meeting with representatives of Deloitte & Touche LLP |
| Oct. 29, 2015 | Memorandum from the Division of Investment Management regarding an October 29, 2015, meeting with representatives of KPMG, Deloitte, PwC and the American Institute of CPAs |
| Oct. 22, 2015 | Memorandum from the Division of Investment Management regarding an October 23, 2015, meeting with representatives of the Investment Company Institute |
| Sep. 22, 2015 | Memorandum from the Division of Investment Management regarding a September 18, 2015, meeting with representatives of the Securities Industry and Financial Markets Association and Stradley Ronon Stevens & Young LLP |
| Sep. 21, 2015 | Memorandum from the Office of the Investor Advocate regarding a September 18, 2015, meeting with representatives of Broadridge Financial Solutions, Inc. |
| Aug. 12, 2015 | Memorandum from the Office of Commissioner Luis A. Aguilar regarding an August 12, 2015, meeting with representatives of Broadridge Financial Solutions, Inc. |
| Aug. 12, 2015 | Memorandum from the Office of Commissioner Kara Stein regarding an August 12, 2015, meeting with representatives of Broadridge Financial Solutions, Inc. |
| Aug. 5, 2015 | Memorandum from the Division of Investment Management regarding a July 28, 2015, meeting with representatives of the Securities Industry and Financial Markets Association and Stradley Ronon Stevens & Young LLP |
| Aug. 4, 2015 | Memorandum from the Division of Investment Management regarding an August 4, 2015, meeting with representatives of Broadridge Financial Solutions, Inc. and Davis Polk & Wardwell LLP |
| Jul. 21, 2015 | Memorandum from the Division of Investment Management regarding a July 13, 2015, meeting with representatives of BlackRock |
| Jul. 15, 2015 | Memorandum from the Division of Investment Management regarding a July 14, 2015, meeting with representatives of Morningstar, Inc. |
| Jul. 15, 2015 | Memorandum from the Division of Investment Management regarding a July 9, 2015, meeting with representatives of Broadridge Financial Solutions, Inc. and Davis Polk & Wardwell LLP |
| Jul. 13, 2015 | Memorandum from the Division of Investment Management regarding the attendance of SEC staff at the Investment Company Institute's quarterly Rules Committee meeting on June 17, 2015 |
| Jun. 5, 2015 | Memorandum from the Division of Investment Management regarding the attendance of SEC staff at the Investment Company Institute's quarterly Accounting/Treasurers Committee meeting on June 4, 2015 |
http://www.sec.gov/comments/s7-08-15/s70815.shtml
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