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Comments on Proposed Rule: Crowdfunding

[Release No. 33-9470; File No. S7-09-13]

See also: Comments on JOBS Act, Title III; Crowdfunding


Comments have been received from individuals and entities using the following Letter Type A: 20
Comments have been received from individuals and entities using the following Letter Type B: 10
Comments have been received from individuals and entities using the following Letter Type C: 7

Submitted Comments

(Click here for meetings with SEC officials)
Aug. 28, 2014 Joy Thompson
Aug. 27, 2014 Earl Brown, CEO, JumperCard
Aug. 26, 2014 David Johnson, Chief Executive Officer, tempCFO, Inc.
Aug. 26, 2014 Arthur T. Ling, Denver, Colorado
Aug. 23, 2014 Samuel Bussmann
Aug. 24, 2014 Kelly G. Beach
Aug. 23, 2014 Matt Webster
Aug. 23, 2014 Roberto
Aug. 22, 2014 Nathan Wolf, Fort Collins, Colorado
Aug. 22, 2014 Tristan M. Marroquin, Palmdale, California
Aug. 22, 2014 Anonymous
Aug. 22, 2014 Brian Allman, CEO, Plan B
Aug. 22, 2014 Doug Washburn, Baltimore, Maryland
Aug. 22, 2014 Sean Dryke
Aug. 22, 2014 Christopher Thompson, Founder & CEO, TriplePulse, Santa Monica, California
Aug. 22, 2014 Peter Einstein, Co-Founder / President & Chief Visionary Officer, The CrowdFunding Network, Inc.
Aug. 22, 2014 Tristan Sopp
Aug. 22, 2014 Eve Picker, President & co-founder, smallchange.com
Aug. 22, 2014 Peter Schoffelen
Aug. 21, 2014 Chris Tyrrell, Chairman, Crowdfund Intermediary Regulatory Advocates, New York, New York
Aug. 21, 2014 Stephen Drimmer
Aug. 21, 2014 Mohamed Ahmad
Aug. 21, 2014 Craig Denlinger, CPA, CrowdfundCPA
Aug. 18, 2014 Sherwood Neiss and Jason Best, Co-founders, Crowdfund Capital Advisors LLC, Miami Beach, Florida
Aug. 15, 2014 Steve Palley, CEO, ApplyMap
Aug. 15, 2014 Bill Kemp, Founder/CEO, United Space Structures
Aug. 13, 2014 Rod N. Blanchard
Aug. 11, 2014 Mandy Calara, Founder, CrowdFranchise
Aug. 11, 2014 Damon D'Amore, WayFounder.com
Aug. 8, 2014 Rep. Jared Polis, Member of Congress, et al.
Aug. 7, 2014 Robert N. Grosshandler, Founder, iGive.com
Aug. 6, 2014 Manolis E. Sfinarolakis, CFIRA, CFPA, NLCFA, New Britain, Connecticut
Aug. 2, 2014 Leslie Lackman, PhD, Professor, Los Angeles, California
Jul. 29, 2014 Kamie Zaracki, Chief Executive Officer, et al., BetterInvesting
Jul. 25, 2014 Robert Grosshandler, Founder, iGive; Member, the CNBC-YPO Chief Executive Network
Jul. 25, 2014 Ron Miller, CEO, StartEngine, Los Angeles, California
Jul. 22, 2014 Kevin J. Tostado, Manager, Tostie Productions, LLC, Waltham, Massachusetts
Jul. 16, 2014 Jason Coombs, Co-Founder and CEO, Public Startup Company, Inc.
Jul. 12, 2014 Bernie Navarro
Jul. 1, 2014 James J. Angel, Ph.D., CFA, Visiting Associate Professor, The Wharton School, University of Pennsylvania
Jun. 14, 2014 Kristopher R. Craw, J.D., Denver, Colorado
Jun. 3, 2014 Alexandra D. Jolland, Ph.D., CEO and founder of PIARCS, PBC, Boulder, Colorado
May 28, 2014 Catherine T. Dixon, Chair, Federal Regulation of Securities Committee, Business Law Section, American Bar Association
May 19, 2014 Christian Heller, Chicago, Illinois
May 19, 2014 Christian Heller, Chicago, Illinois
May 6, 2014 Pierce Louis, Dirt Hugger LLC, Hood River, Oregon
Apr. 29, 2014 Jeffrey A. Merkley, United States Senator
Apr. 24, 2014 Scott Purcell and Kim Wales, CrowdFund Intermediary Regulatory Advocates
Apr. 11, 2014 Mark Henry, Founder, Otherworld Pictures
Apr. 11, 2014 James Vann, Greenfield, Missouri
Apr. 10, 2014 Recommendation of the Investor Advisory Committee: Crowdfunding Regulations
Mar. 31, 2014 Bruce Mahurin, Rockwall, Texas
Mar. 12, 2014 Kim Wales, CEO, Wales Capital
Mar. 5, 2014 Americans for Financial Reform
Mar. 2, 2014 Kim Wales, CEO, Wales Capital
Feb. 28, 2014 James O. Mason, Founder/CEO, Menlo Park Social Media Crowdfunding Incubator
Feb. 28, 2014 Sten E. Hakanson, Stillwater, Minnesota
Feb. 27, 2014 Samuel S. Guzik, Guzik and Associates, Los Angeles, California
Feb. 26, 2014 Brian Rodgers, President, Rodgers & Reichle, Inc, Austin, Texas
Feb. 24, 2014 Patrick E. Donohue, Minneapolis, Minnesota
Feb. 22, 2014 Jason Coombs, Co-Founder and CEO, Public Startup Company, Inc.
Feb. 21, 2014 Ian Echterling, Entrepreneur
Feb. 20, 2014 Samuel S. Guzik, Guzik and Associates, Los Angeles, California
Feb. 18, 2014 Jason W. Parsont
Feb. 17, 2014 Gary Tucker
Feb. 15, 2014 Charles E. Marsala
Feb. 14, 2014 Rutheford B. Campbell, Jr., Spears-Gilbert Professor of Law, University of Kentucky
Feb. 11, 2014 Jason Coombs, Co-Founder and CEO, Public Startup Company, Inc.
Feb. 11, 2014 Samuel S. Guzik, Guzik and Associates, Los Angeles, California
Feb. 11, 2014 Anthony M. Tate, Hillside Technological Innovation LLC, Cedar Rapids, Iowa
Feb. 10, 2014 Seyfarth Shaw LLP, New York, New York
Feb. 7, 2014 Kit Hayes, Campaign Director, Peers.org
Feb. 7, 2014 Jason Coombs
Feb. 7, 2014 Anonymous
Feb. 6, 2014 Douglas R. Slain, Managing Partner, Private Placement Advisors LLC
Feb. 6, 2014 Chris Tyrell, Chairman, and Kim Wales, Executive Board Member, CFIRA, New York, New York
Feb. 6, 2014 Robert Carbone, CFIRA Board Member, CrowdBouncer, CEO, New York, New York
Feb. 5, 2014 Alexander "Sasha" Gimpelson
Feb. 5, 2014 James J. Angel, Ph.D., CFA, Visiting Associate Professor, The Wharton School, University of Pennsylvania
Feb. 5, 2014 Ethan R. Mollick, Edward B. and Shirley R. Shils Assistant Professor of Management, Wharton School, University of Pennsylvania, Phildelphia, Pennsylvania
Feb. 5, 2014 Gregory S. Fryer, Esq., Partner, Verrill Dana, LLP, Portland, Maine
Feb. 4, 2014 Daryl Bryant, Board Member, et al., CFIRA, New York, New York
Feb. 4, 2014 Cassie Mills, Communications Associate, Small Business Majority
Feb. 3, 2014 Andrea Seidt, President, North American Securities Administrators Association, Inc. (NASAA)
Feb. 3, 2014 Brandon J. Rees, Acting Director, Office of Investment, AFL-CIO
Feb. 3, 2014 John Berlau, Senior Fellow, Finance and Access to Capital, Competitive Enterprise Institute
Feb. 3, 2014 Todd Feinstein, Feinstein Law, P.A.
Feb. 3, 2014 Jonathan Miller, Board Member, et al., CFIRA, New York, New York
Feb. 3, 2014 Kim Wales, Founder and CEO, Wales Capital, New York, New York
Feb. 3, 2014 Katie Vlietstra, Vice President of Government Relations Public Affairs, The National Association for the Self-Employed, Washington, District of Columbia
Feb. 3, 2014 Rodney S. Sampson, CEO, Kingonomics
Feb. 3, 2014 Brian Farnkoff, Editor-in-Chief, Journal of Contemporary Health Law and Policy
Feb. 3, 2014 Frederic C. Schultz, Esq. and Alastair Onglingswan, Esq., Owners of CrowdStockz.com., CrowdStockETFs.com., and CrowdStockFunds.com
Feb. 3, 2014 Mathew Dellorso, CEO, WealthForge Holdings, Inc., Richmond, Virginia
Feb. 3, 2014 Jason Coombs, Co-Founder and CEO, Public Startup Company, Inc.
Feb. 3, 2014 Sean Osterday & Peter Wild, Vest Inc., San Francisco, California
Feb. 3, 2014 Craig Denlinger, CPA, Denver, Colorado
Feb. 3, 2014 Andrew M. Hartnett, Missouri Commissioner of Securities
Feb. 3, 2014 Alexander Gimpelson, Chest Nut Hill, Massachusetts
Feb. 3, 2014 Alexander Gimpelson, Chest Nut Hill, Massachusetts
Feb. 3, 2014 Ron Busby, President, US Black Chambers, Inc., Washington, District of Columbia
Feb. 3, 2014 Margaret A. Wilson, Professor of Technology Commercialization, Austin, Texas
Feb. 3, 2014 Charles Belle, Ken Priore, and Timothy Yim, Hackers/Founders
Feb. 3, 2014 Max Silverman, COO, Seed & Spark
Feb. 3, 2014 Jeff Thomas, JD, CPA, Chair of Business and Associate Professor, Charlotte, North Carolina
Feb. 3, 2014 R. Kevin Saunders, Staff Editor, Vanderbilt Journal of Entertainment Technology Law, Nashville, Tennessee
Feb. 3, 2014 The American Institute of Certified Public Accountants
Feb. 3, 2014 Connie E. Evans, President & CEO, Association for Enterprise Opportunity
Feb. 3, 2014 Todd O. McCracken, President, National Small Business Association
Feb. 3, 2014 Faye Morton, General Counsel, Oklahoma Department of Securities
Feb. 3, 2014 John Hamilton, President, City First Enterprises, Washington, District of Columbia
Feb. 3, 2014 David T. Bellaire, Esq., Executive Vice President & General Counsel, Financial Services Institute
Feb. 3, 2014 Claudia Viek, CEO, California Association for Micro Enterprise Opportunity
Feb. 3, 2014 Barbara Kasoff, President, Women Impacting Public Policy
Feb. 3, 2014 Frank Altman, President and CEO, Community Reinvestment Fund, USA
Feb. 3, 2014 Jeannine Jacokes, CEO, Partners for the Common Good, Washington DC, District of Columbia
Feb. 3, 2014 Sam Graves, Chairman, U.S. House of Representatives, Committee on Small Business, Washington, District of Columbia
Feb. 3, 2014 Marsha Bailey, Chair, Association of Women's Business Centers
Feb. 3, 2014 Karen Kerrigan, President & CEO, Small Business & Entrepreneurship Council
Feb. 3, 2014 William A. Jacobson, Clinical Professor of Law, Cornell Law School, and Director, Cornell Securities Law Clinic, Ithaca, New York
Feb. 3, 2014 Adam J. Gomolin, General Counsel, Inkshares, Inc.
Feb. 3, 2014 Kiran Lingam, Esq., General Counsel, SeedInvest, New York, New York
Feb. 3, 2014 Tom Quaadman, Vice President, Center for Capital Markets Competitiveness, U.S. Chamber of Commerce
Feb. 3, 2014 Charles Sidman, MBA, PhD, President and Chair, for the Board of, the Crowdfunding Professional Association
Feb. 3, 2014 Joanna Schwartz, CEO, EarlyShares.com, Inc.
Feb. 3, 2014 William F. Galvin, Secretary of the Commonwealth of Massachusetts
Feb. 3, 2014 Ntxhi Song, Student, Johnson and Wales University Charlotte , Charlotte, North Carolina
Feb. 3, 2014 Mohit Bhansali, Chief Operating Officer, Equity Stock Transfer LLC, New York, New York
Feb. 3, 2014 Daniel S. Gorfine, Director, Financial Markets Policy, and Staci Warden, Executive Director, Center for Financial Markets, Milken Institute, Washington, District of Columbia
Feb. 3, 2014 Martin (Jay) J. McHale, Jr., President, US Equity Services, Computershare, Canton, Massachusetts
Feb. 3, 2014 Dan Danner, President and CEO, National Federation of Independent Business
Feb. 3, 2014 Ernst & Young LLP
Feb. 3, 2014 Alon Hillel-Tuch and Jed Cohen, RocketHub, New York, New York
Feb. 3, 2014 Carrie Devorah, The Center For Copyrights Integrity
Feb. 3, 2014 Andrew D. Stephenson, Brian Knight, and Matthew Bahleda
Feb. 3, 2014 Michael J. Hogan, President & Chief Executive Officer, FOLIOfn Investments, Inc., McLean, Virginia
Feb. 3, 2014 William Michael Cunningham, M.B.A., M.A., Social Investing Advisor, Washington, District of Columbia
Feb. 3, 2014 L. David Varvel and Ellenor Varvel, Founders, Tiny Cat Loans
Feb. 3, 2014 Jay Wittner, President Kickstarter Coaching, Bradenton, Florida
Feb. 3, 2014 Mercer Bullard, President and Founder, Fund Democracy, Associate Professor, University of Mississippi School of Law, Oxford, Mississippi
Feb. 3, 2014 Kurt N. Schacht, CFA, Managing Director, Standards and Financial Market Integrity, and Linda L. Rittenhouse, Director, Capital Markets, CFA Institute
Feb. 3, 2014 Phil Johnston
Feb. 3, 2014 Mark C. Healy, President and Chief Executive Officer, American Stock Transfer & Trust Company, Brooklyn, New York
Feb. 3, 2014 Jeff Thomas, JD, CPA, Chair of Business and Associate Professor, Johnson & Wales University, Charlotte, North Carolina
Feb. 3, 2014 Graham R. Laub, Chair, and Katayun I. Jaffari, Vice Chair, Securities Regulation Committee of the Business Law Section, Philadelphia Bar Association, Philadelphia, Pennsylvania
Feb. 3, 2014 Margot Brandenburg, Chair, Brooklyn Cooperative Federal Credit Union, New York, New York
Feb. 3, 2014 David R. Burton, Senior Fellow in Economic Policy, The Heritage Foundation
Feb. 3, 2014 McGladrey LLP
Feb. 3, 2014 Andrew A. Schwartz, Associate Professor of Law, University of Colorado, Boulder, Colorado
Feb. 3, 2014 Robert C. Carbone, Founder & CEO, CrowdBouncer, Inc., Buffalo, New York
Feb. 3, 2014 William Michael Cunningham, Social Investing Advisor, Washington, District of Columbia
Feb. 3, 2014 Runan Zhang, Esq. , Law Offices of Runan Zhang, Washington, District of Columbia
Feb. 3, 2014 Alicia Robb, Ph.D, Senior Fellow, and Dane Stangler, Vice President, Research & Policy, Ewing Marion Kauffman Foundation
Feb. 3, 2014 Elan Amram
Feb. 3, 2014 Elan Amram
Feb. 3, 2014 George Surgeon, President and CEO, GSJ Advisors, Ltd., Chicago, Illinois
Feb. 2, 2014 Brian R. Knight, VP, CrowdCheck, Inc.
Feb. 2, 2014 Mary E. Juetten, Founder & CEO, Traklight.com, Phoenix, Arizona
Feb. 2, 2014 Bruce Dobb, Concerned Capital - A Social Benefit Corp., Los Angeles, California
Feb. 2, 2014 Barbara Roper, Director of Investor Protection, Consumer Federation of America
Feb. 2, 2014 Sara Hanks, CEO, CrowdCheck, Inc., Alexandria, Virginia
Feb. 1, 2014 Robert Ball
Jan. 31, 2014 Mary Juetten, Board Member, et al., CFIRA, New York, New York
Jan. 31, 2014 Nicholas Tommarello, CEO, Wefunder, Cambridge, Massachusetts
Jan. 31, 2014 Matthew R. Nutting, Esq., Executive Director, National Legal Director, Crowdpassage.com, Sacramento, California
Jan. 31, 2014 Matthew R. Nutting, Esq., Executive Director, National Legal Director, Crowdpassage.com, Sacramento, California
Jan. 31, 2014 Matthew R. Nutting, Esq., Executive Director, National Legal Director, Crowdpassage.com, Sacramento, California
Jan. 31, 2014 J. Bradford McGee and John P. Callaghan, Founders, iCrowd, LLC, Rye, New York
Jan. 31, 2014 Elizabeth R. Makris, Finkelstein Thompson LLP
Jan. 31, 2014 David L. Ledford, Senior Vice President, Housing Finance & Regulatory Affairs, National Association of Home Builders
Jan. 31, 2014 Steve Mayer, PeoplePowerFund.com, Miami, Florida
Jan. 31, 2014 Steven G. Nelson, President and Chairman of Continental Stock Transfer Trust Company, New York, New York
Jan. 30, 2014 Sang H. Lee, CEO, Return on Change, New York, New York
Jan. 30, 2014 Jonathan Frutkin, The Frutkin Law Firm, Scottsdale, Arizona
Jan. 29, 2014 James. P. Lennane, ex24. Inc.
Jan. 29, 2014 Douglas Brown, Start-up business owner, Alexandria, Virginia
Jan. 29, 2014 Russell M. Frandsen, Esquire, The Business Legal Group Executive Committee of the Caltech Entrepreneurs Forum, Pasadena, California
Jan. 29, 2014 Kendall Almerico, Crowdfunding Expert, Attorney and CEO, Fund Hub and ClickStartMe, Tampa, Florida
Jan. 29, 2014 Daniel F. Zahlis, Founder, Product Architect, Active Agenda LLC, Clovis, California
Jan. 28, 2014 Judd E. Hollas, Founder and CEO, EquityNet, LLC
Jan. 28, 2014 Robert McManus, The 11 Wells Spirits Company, St. Paul, Minnesota
Jan. 27, 2014 Todd M. Lippiatt, CEO, Propellr, LLC, New York, New York
Jan. 27, 2014 Todd M. Lippiatt, CEO, Propellr, LLC, New York, New York
Jan. 27, 2014 Joy Schoffler, Board Member, and Kim Wales, Executive Board Member, CFIRA, New York, New York
Jan. 27, 2014 Alan A. Tabor, Co-Founder, Mountain Hardwear, San Francisco, California
Jan. 27, 2014 Bill Senner, Stalt, Inc.
Jan. 27, 2014 Jonathan R. Wilhelm, San Jose, California
Jan. 27, 2014 Eduardo Vidal, Houston, Texas
Jan. 27, 2014 Diana Greer, San Francsico, California
Jan. 27, 2014 David M. Ellenbogen, Ormond Beach, Florida
Jan. 27, 2014 Sanjay Sawhney
Jan. 27, 2014 J. Robert Brown, Jr., Professor of Law, Univeristy of Denver, Sturm College of Law, Denver, Colorado
Jan. 27, 2014 Monica L. Borrell, Portland
Jan. 27, 2014 Christopher R. York, CEO, NaviGantt, Arlington Heights, Illinois
Jan. 26, 2014 Kim Wales, Founder and CEO, Wales Capital, and Executive Board Member, CFIRA, New York, New York
Jan. 26, 2014 Kim Wales, Executive Board Member, et al., CFIRA, New York, New York
Jan. 26, 2014 Kim Wales, Executive Board Member, and Chris Tyrrell, Chairman, CFIRA, New York, New York
Jan. 26, 2014 T. W. Kennedy, BE, CEO, Regulated Funding Portal Industry Association, Seal Beach, California
Jan. 25, 2014 Anonymous
Jan. 25, 2014 Mike Moyer, Adjunct Associate Professor of Entrepreneurship at the University of Chicago Booth School of Business, Adjunct Lecturer of Entrepreneurship at Northwestern University, Illinois
Jan. 24, 2014 Naval Ravikant, CEO, AngelList
Jan. 23, 2014 Salli A. Marinov, President and Chief Executive Officer, First American Stock Transfer, Inc.
Jan. 23, 2014 Andrew D. Stephenson, Research Manager, CrowdCheck, Inc., Alexandria, Virginia
Jan. 22, 2014 Jarone V. Price, CEO, 7thenterprise International Inc., Memphis, Tennessee
Jan. 22, 2014 Kiran Lingam, General Counsel, SeedInvest, New York, New York
Jan. 22, 2014 Michael D. Gill, III, Esquire, Alexandria, Virginia
Jan. 21, 2014 Kiran Lingam, Esq., General Counsel, SeedInvest, New York, New York
Jan. 21, 2014 Terry Reed, J.D., Okemos, Michigan
Jan. 21, 2014 Alex M. Langrell, Camp Pendelton, California
Jan. 20, 2014 Kim Wales, Executive Board Member, and Chris Tyrrell, Chairman, CFIRA, New York, New York
Jan. 20, 2014 Kara Kennedy, Executive Director, ClearTrust, LLC
Jan. 20, 2014 J. Michael Kirkland, President, New York State Society of Certified Public Accountants (NYSSCPA)
Jan. 20, 2014 Louis C. Grassi, CPA, CFE, Managing Partner, Grassi and Co., New York, New York
Jan. 20, 2014 Steve Mahoney, Managing Director, Highlands Ranch, Colorado
Jan. 19, 2014 Freeman White, Board Member, et al., CFIRA, New York, New York
Jan. 19, 2014 Darrell Smith
Jan. 17, 2014 Stephen M. Kann
Jan. 17, 2014 David Benway, Chief Executive Officer, Verinvest Corporation
Jan. 17, 2014 Frank Scruggs
Jan. 17, 2014 Michael J. Sewell, Esq., Attorney, St. Louis, Missouri
Jan. 16, 2014 Winslow Sargeant, Ph.D., Chief Counsel for Advocacy, and Dillon Taylor, Assistant Chief Counsel Advocacy, SBA Office of Advocacy
Jan. 16, 2014 David M. Freedman, Editorial Advisor, The Value Examiner magazine (NACVA), Highland Park, Illinois
Jan. 16, 2014 Sean Shepherd, Founder & Chief Executive Officer, CrwdCorp, LLC
Jan. 16, 2014 Javier E. Benavente, Small Business Owner, Entrepreneur, Tampa, Florida
Jan. 15, 2014 Matthew J. Blevins, Vice President, Empire Stock Transfer Inc.
Jan. 15, 2014 Carylyn K. Bell, President, Corporate Stock Transfer, Inc.
Jan. 15, 2014 Daryl H. Bryant, CEO, StartupValley, Inc., Saddle Brook, New Jersey
Jan. 15, 2014 Charles E. Williams, MBA, EA, Founder and Managing Director, Pioneer Realty Capital, Mansfield, Texas
Jan. 15, 2014 Everette Phillips, Entrepreneur, Newport Beach, California
Jan. 13, 2014 Thell M. Woods, Kalamazoo, Michigan
Jan. 12, 2014 Jim C. Shaw, Jazz Gas, Cheektowaga, New York
Jan. 10, 2014 Matthew McCulley
Jan. 9, 2014 Dennis Winters, Esq., Attorney, Laguna Beach, California
Jan. 9, 2014 Sara Hanks, CEO, CrowdCheck, Inc., Virginia
Jan. 8, 2014 Manny Fernandez, Co-Founder and CEO of www.DreamFunded.com, San Francisco, California
Jan. 7, 2014 Carl Kelso, Research Engineer, Lockheed Martin, Colorado
Jan. 7, 2014 Growthfountain LLC
Jan. 7, 2014 John R. Fahy and Wayne M. Whitaker, Whitaker Chalk Swindle & Schwartz PLLC
Jan. 6, 2014 Mark Harrison, Ph.D.
Jan. 6, 2014 Michael C. Knudsen, San Diego, California
Jan. 2, 2014 Brett A. Mlinarich, Los Angeles, California
Jan. 2, 2014 Bryan Healey, CEO, Joinvestor, Providence, Rhode Island
Dec. 31, 2013 Scott Purcell, Arctic Island LLC, Las Vegas, Nevada
Dec. 22, 2013 Mannis Kishon, San Diego, California
Dec. 18, 2013 Muhammad A. Qizilbash, Alexandria, Virginia
Dec. 18, 2013 Charles V. Rossi, Chairman, STA Board Advisory Committee, The Securities Transfer Association, Inc., Hazlet, New Jersey
Dec. 17, 2013 Raj Patel
Dec. 17, 2013 Joshua S. Levine, Co-Founder and CEO, Sharewave, LLC., New York, New York
Dec. 17, 2013 Jeffrey L. Tucker, CEO, The Raindance Group, Carlton, Minnesota
Dec. 15, 2013 Jason Coombs, Co-Founder and CEO, Public Startup Company, Inc.
Dec. 14, 2013 Randy A. Shipley, CrowdFundConnect Incorporated, Chicago, Illinois
Dec. 12, 2013 Olawale Ayeni, MBA, and Bolaji Olutade, Ph.D., The African Network, Oakland, California
Dec. 10, 2013 Lyle Thompson, Entrepreneur, Thousand Oaks, California
Dec. 10, 2013 Zak Wear, Richmond, California
Dec. 10, 2013 Tood Haylock, Sebring, Florida
Dec. 10, 2013 Roger Doctor, New York, New York
Dec. 6, 2013 Scott Purcell, Arctic Island LLC, Las Vegas, Nevada
Dec. 6, 2013 Scott Purcell, Arctic Island LLC, Las Vegas, Nevada
Dec. 6, 2013 Scott Purcell, Arctic Island LLC, Las Vegas, Nevada
Dec. 5, 2013 Anonymous
Dec. 4, 2013 Scott Purcell, Arctic Island LLC, Las Vegas, Nevada
Dec. 4, 2013 Scott Purcell, Arctic Island LLC, Las Vegas, Nevada
Dec. 4, 2013 Scott Purcell, Arctic Island LLC, Las Vegas, Nevada
Dec. 3, 2013 Matt R. Morse, Sr., Oregon
Dec. 3, 2013 Heather Duke
Dec. 2, 2013 Vic Reichman, Esquire, Denver, Colorado
Nov. 30, 2013 Jordan Benjamin, Middlebury, Vermont
Nov. 30, 2013 Jason Zeman
Nov. 30, 2013 Kathleen Konecek, Oldsmar, Florida
Nov. 30, 2013 Herwig G. Konings, CEO, Accredify LLC, Miami, Florida
Nov. 26, 2013 John Mark Wendler, CPA, Funderbuddies
Nov. 25, 2013 Anonymous
Nov. 25, 2013 Chad E. Odhner, Villanova, Pennsylvania
Nov. 24, 2013 Adam Cole
Nov. 19, 2013 Robert J. Duke, Corporate Counsel, The Surety & Fidelity Association of America
Nov. 18, 2013 Justin A. Ritter, Esquire, Associate Attorney, Spinella, Owings & Shaia, P.C., Richmond, Virginia
Nov. 17, 2013 Anthony and Erika Endres, Projectheureka LLC
Nov. 14, 2013 Sherouk Omara
Nov. 13, 2013 Jeremy Gibb
Nov. 13, 2013 Yonatan Moskowitz
Nov. 13, 2013 Jonathan Schatz
Nov. 13, 2013 Anonymous
Nov. 13, 2013 Matthew Platkin
Nov. 12, 2013 Randy Shain, Founder/EVP, BackTrack Reports, New York, New York
Nov. 12, 2013 Peter J. DeMarco, Student, Stanford Law School, Stanford, California
Nov. 11, 2013 Vincent Crowley, Palo Alto, California
Nov. 10, 2013 Richard D. Greenfield , Esq, Greenfield Goodman LLC, New York, New York
Nov. 10, 2013 Leo M. Bullock, IV, Panama City Beach, Florida
Nov. 9, 2013 Anonymous
Nov. 8, 2013 Mack Taylor, Sparks, Nevada
Nov. 8, 2013 Peter Tafara, New Port Richey, Florida
Nov. 8, 2013 Brenda L. Hamilton, Hamilton & Associates Law Group, P.A.
Nov. 6, 2013 Todd R. Hyatt, New Lenox, Illinois
Nov. 4, 2013 Oren Rosenthal, Attorney, Los Angeles, California
Nov. 4, 2013 Jordan Berg Powers, Worcester, Massachusetts
Nov. 4, 2013 Scott Purcell, Founder, CEO, Arctic Island LLC, Las Vegas, Nevada
Nov. 3, 2013 M.A.V., Sarasota
Nov. 1, 2013 Darrell W. Nether
Oct. 31, 2013 Faith Bautista, President and CEO, National Asian American Coalition
Oct. 31, 2013 Kevin G. Smith, Electrical Engineer, Houston, Texas
Oct. 31, 2013 Louise Luster, Eagle, Idaho
Oct. 30, 2013 Gabriel M. Lopossa, Rochester, Washington
Oct. 30, 2013 Frederick C. Young, Perfect Circle Solutions
Oct. 30, 2013 Robert L. Farese, Jr, Nashua, New Hampshire
Oct. 30, 2013 Rosemary Meling
Oct. 29, 2013 David B. Kopp, CEO, Yudek, Inc., Pasadena, California
Oct. 29, 2013 Frank L. Dantonio, Managing Principal, Multistate Tax Service, LLC, Westerville, Ohio
Oct. 29, 2013 Fred Bushroe
Oct. 28, 2013 Edward B. Stieglitz, Rocky Mount, North Carolina
Oct. 27, 2013 Sam H.
Oct. 27, 2013 David M. Cromwell, Yale School of Management, Adjunct Professor of Entrepreneurship, New Haven, Connecticut
Oct. 27, 2013 Steven M. Sander, CEO, Atlanta, Georgia
Oct. 26, 2013 Dobey Gavn, African American Business Opportunities Communities Corp/President/CEO, Detroit, Michigan
Oct. 25, 2013 Paul M Niederer, CEO ASSOB Equity Funding Platform Australia, Robina, Australia
Oct. 25, 2013 Jeff Sarles
Oct. 25, 2013 Ben Barnes, Director of Tribal Gaming, Miami Nation Enterprises, Miami, Oklahoma
Oct. 25, 2013 Don Cole
Oct. 25, 2013 Mordechai Clapman, New York, New York
Oct. 24, 2013 Terry L. Taylor
Oct. 24, 2013 Rebecca Ramsey
Oct. 24, 2013 Robert C. Guinto, Jr., President, Non Profit Capital Management, LLC, Boston, Massachusetts
Oct. 24, 2013 Idrus R. Syed, MBA, Seattle, Washington
Oct. 24, 2013 Charles J. Hamman, Chicago, Illinois
Oct. 24, 2013 Ubon Isang, Executive, Generation Enterprise Corporation, St Paul, Minnesota
Oct. 24, 2013 Ryan S. Taylor, Crowdfunder
Oct. 24, 2013 Wendi C. Hawley, MA, ATR-BC, CEO, TraceFind Technologies, Inc., Columbia City, Oregon
Oct. 24, 2013 Robert Shatz, CEO, CarbonTech Global LLC, Tucson, Arizona
Oct. 23, 2013 Trevor Vossberg, Chicago, Illinois
Oct. 23, 2013 Dileep Agnihotri, PhD, Entrepreneur and CEO of a start-up - Advanced Hydro Inc., Pflugerville, Texas
Oct. 23, 2013 Scott Purcell, CapSchedule.com, LLC, Las Vegas, Nevada
Oct. 23, 2013 Russ Mantel, Clear Lake, Wisconsin

Meetings with SEC Officials

(
Click here for submitted comments from the public)
Aug. 26 2014 Memorandum from the Division of Corporation Finance regarding an August 26, 2014, meeting with a representative of CrowdTrust, Inc.
Jul. 16, 2014 Memorandum from the Office of Commissioner Kara Stein regarding a July 16, 2014, telephone call with representatives of StartEngine, LLC
Jun. 27, 2014 Memorandum from the Office of Commissioner Michael S. Piwowar regarding a June 27, 2014, telephone call with a representative of StartEngine
May 9, 2014 Memorandum from the Office of Commissioner Kara Stein regarding a May 7, 2014, meeting with representatives of The Heritage Foundation
May 8, 2014 Memorandum from the Division of Corporation Finance regarding a May 8, 2014, meeting with a representative of the Department of Business & Industry of the State of Nevada
Apr. 24, 2014 Memorandum from the Division of Corporation Finance regarding an April 23, 2014, telephone call with staff of Senator Jeff Merkley
Apr. 23, 2014 Memorandum from the Division of Corporation Finance regarding an April 23, 2014, meeting with representatives of VerInvest Corporation
Apr. 23, 2014 Memorandum from the Division of Trading and Markets regarding an April 23, 2014, meeting with representatives of SparkMarket
Apr. 22, 2014 Memorandum from the Division of Corporation Finance regarding an April 22, 2014, meeting with representatives of Wefunder
Apr. 9, 2014 Memorandum from the Office of Commissioner Luis A. Aguilar regarding an April 9, 2014, meeting with representatives of City First Enterprises
Mar. 28, 2014 Memorandum from the Office of Commissioner Kara Stein regarding a March 28, 2014, call with Andrew Green, counsel for Senator Merkley
Mar. 27, 2014 Memorandum from the Division of Corporation Finance regarding a March 26, 2014, meeting with representatives of the Crowdfunding Professional Association
Mar. 26, 2014 Memorandum from the Division of Corporation Finance regarding a March 26, 2014, meeting with representatives of City First Enterprises
Mar. 26, 2014 Memorandum from the Office of Commissioner Kara Stein regarding a March 25, 2014, meeting with representatives of City First Enterprises
Feb. 25, 2014 Memorandum from the Division of Trading and Markets regarding a February 25, 2014, meeting with representatives of the CFA Institute
Feb. 19, 2014 Memorandum from the Division of Corporation Finance regarding a February 19, 2014, meeting with representatives of Guzik & Associates and Seyfarth Shaw LLP
Feb. 10, 2014 Memorandum from the Division of Corporation Finance regarding a February 10, 2014, meeting with representatives of Guggenheim Partners
Jan. 31, 2014 Memorandum from the Office of the Chair regarding a January 26, 2014, meeting with representatives of the Corporate Directors Forum
Jan. 28, 2014 Memorandum from the Division of Trading and Markets regarding a January 28, 2014, meeting with representatives of Carter Ledyard & Milburn LLP
Jan. 21, 2014 Memorandum from the Division of Trading and Markets regarding a January 17, 2014, meeting with representatives of Vest
Jan. 16, 2014 Memorandum from the Division of Trading and Markets regarding a January 16, 2014, meeting with representatives of the University of California, Berkeley
Dec. 10, 2013 Memorandum from the Office of Commissioner Luis A. Aguilar regarding a December 9, 2013, meeting with representatives of the North American Securities Administrators Association
Dec. 3, 2013 Memorandum from the Office of Commissioner Michael S. Piwowar regarding a November 26, 2013 meeting with J. Robert Brown
Nov. 22, 2013 Memorandum from the Division of Trading and Markets regarding a November 22, 2013 meeting with representatives of CrowdFund Intermediary Regulatory Advocates
Nov. 20, 2013 Memorandum from the Division of Corporation Finance regarding a November 20, 2013 meeting with representatives of CrowdFund Intermediary Regulatory Advocates
Nov. 19, 2013 Memorandum from the Division of Trading and Markets regarding a November 19, 2013 meeting with representatives of RocketHub
Nov. 20, 2013 Memorandum from the Office of Commissioner Kara Stein regarding a November 20, 2013, conference call with representatives of The National Asian American Coalition
Nov. 7, 2013 Memorandum from the Division of Trading and Markets regarding a November 6, 2013 meeting with representatives of the Securities Transfer Association, Inc.

 

http://www.sec.gov/comments/s7-09-13/s70913.shtml

Modified: 08/28/2014