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Comments on SEC Regulatory Initiatives Under the JOBS Act: Title III — Crowdfunding
See also: Comments on Proposed Rule: Crowdfunding; File No. S7-09-13
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(Click here for meetings with SEC officials)
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| Comments have been received from individuals and entities using the following Letter Type A: 130 |
| Nov. 8, 2015 | Gregory Reid |
| Aug. 18, 2014 | Sherwood Neiss and Jason Best, Co-founders, Crowdfund Capital Advisors LLC, Miami Beach, Florida |
| Oct. 23, 2013 | Dave Angelow, Adjunct Professor Texas State, Austin, Texas |
| Oct. 23, 2013 | Russ Mantel, Clear Lake, Wisconsin |
| Oct. 21, 2013 | Sen. Jeffrey Merkley, et al., U.S. Senate |
| Oct. 8, 2013 | Divina K. Westerfield, Esq., Manager, American Crowdfunding Association Inc., Ellenton, Florida |
| Sep. 27, 2013 | Patrick Donovan, New Jersey |
| Sep. 18, 2013 | Sten Erik Hakanson, Patent Attorney, Stillwater, Minnesota |
| Sep. 10, 2013 | Anthony and Erika Endres, Projectheureka LLC, Cincinnati, Ohio |
| Aug. 14, 2013 | Robert Ramos, Corpus Christi, Texas |
| Jul. 22, 2013 | Paul White, Professional Real Estate Advisors Inc. |
| Jul. 19, 2013 | Mark Norych, Esquire, Executive Vice President, General Counsel, Board Member, Arbitration Resolution Services, Inc., Coral Springs, Florida |
| Jul. 18, 2013 | Sen. Mark Begich, U.S. Senate |
| Jul. 11, 2013 | Howard J. Leonhardt, Founder, Leonhardt Ventures |
| Jul. 9, 2013 | T. W. Kennedy, B.E., Founder: Regulated Funding Portal Industry Assoc., Seal Beach, California |
| Jul. 4, 2013 | John Hamilton, President, City First Enterprises, Washington, District of Columbia |
| Jun. 28, 2013 |
T.W. Kennedy, B.E., C.E.O., CyberIssues.com, Long Beach, California |
| Jun. 26, 2013 | Catherine T. Dixon, Chair, Federal Regulation of Securities Committee, Business Law Section, American Bar Association |
| Jun. 13, 2013 | Zachary Ferguson, Chapel Hill, North Carolina |
| Jun. 13, 2013 | Andrew A. Schwartz, Associate Professor of Law, University of Colorado, Boulder, Colorado |
| May 24, 2013 | Patricia Baker, Executive Director, Old Takoma Business Association |
| May 15, 2013 | Christopher Nunes, Esq, CEO, Holofy, Los Angeles, California |
| Apr. 25, 2013 | Karl M. Sjogren |
| Apr. 24, 2013 | David Rey, Rey Nedia, Los Angeles, California |
| Apr. 24, 2013 | Darryl Aken, RentalCompare, Los Angeles, California |
| Apr. 15, 2013 | Matt R. Morse, Sr., Tualatin, Oregon |
| Mar. 22, 2013 | T.H. Ison, Equistratus, Cincinnati, Ohio |
| Mar. 20, 2013 | Catherine T. Dixon, Chair, Federal Regulation of Securities Committee, American Bar Association |
| Mar. 11, 2013 | Ryan Feit, Co-Founder & CEO, SeedInvest, and Kim Wales, Founder & CEO, Wales Capital; The CrowdFund Intermediary Regulatory Advocates |
| Mar. 8, 2013 | Charles
Sidman,MBA,PhD; Founder, Crowdfunding Investment (CFI) Angels; Founding Board Member, Crowdfund Intermediary Regulatory Advocates(CfIRA)and Crowdfunding Professional Association(CFPA); Public Policy Committee Member, Angel Capital Association(ACA);
Manager, ECS Capital Partners |
| Mar. 2, 2013 | Robert Hoskins, Vice President, Media Relations, Front Page Public Relations |
| Mar. 2, 2013 | Keith Williams, Los Angeles, California |
| Feb. 15, 2013 | Enrico Petazzoni, Bologna, Italy |
| Feb. 14, 2013 | Shante Jones, Vice President, Bedford Stuvyesant Unity Youth Resources, Inc., Brooklyn, New York |
| Feb. 7, 2013 | Paul W. Richter, PW Richter plc, Richmond, Virginia |
| Feb. 7, 2013 | John P. Williams |
| Feb. 1, 2013 | Matt Morse, Sr., Consultant, Tualatin, Oregon |
| Jan. 31, 2013 | Jay Perron, Vice President, Government Relations and Public Policy, International Franchise Association, Washington, District of Columbia |
| Jan. 28, 2013 | Matthew R. Nutting, Esq., Senior Counsel, Coleman & Horowitt, LLP Board Member, National Crowdfunding Association National Attorney Laison for Crowdfunding, Fresno, California |
| Jan. 21, 2013 | CrowdFund Intermediary Regulatory Advocates |
| Jan. 20, 2013 | Kevin J. Tostado, Producer, Tostie Productions, Waltham, Massachusetts |
| Jan. 16, 2013 | Robert B. Nami, President, TechnologyCrowdFund, San Diego, California |
| Jan. 15, 2013 | William Michael Cunningham, AM, MBA, Social Investing Advisor, Washington, District of Columbia |
| Jan. 9, 2013 | Andrea L. Seidt, Commissioner, Ohio Division of Securities, Columbus, Ohio |
| Jan. 4, 2013 | Al Franken, U.S. Senator |
| Jan. 3, 2013 | John Vassilliw, ACFIA, New York |
| Jan. 3, 2013 | John Vassilliw, ACFIA, New York |
| Jan. 2, 2013 | Paul Spinrad |
| Dec. 28, 2012 | Thomas Selz, Jerrold Spiegel, Victoria Cook, Andrew Hurwitz, and Alan Sacks, Frankfurt Kurnit Klein & Selz PC, New York, New York |
| Dec. 26, 2012 | John Vogele |
| Dec. 23, 2012 | Debo Ayeni |
| Dec. 17, 2012 | Prof. Ethan Mollick, The Wharton School, University of Pennsylvania |
| Dec. 15, 2012 | John Vassilliw, New York |
| Dec. 12, 2012 | Michael F. Bennet, U.S. Senator |
| Dec. 10, 2012 | Sen. Jeffrey A. Merkley, et al., U.S. Senate |
| Dec. 5, 2012 | Brian Knight, V.P. for Platform Services, CrowdCheck |
| Dec. 4, 2012 | Kim Wales, Founder, Wales Capital, and Founding Member and Board Member, CrowdFund Intermediary Regulatory Advocates |
| Dec. 3, 2012 | Scott Purcell, Arctic Island, Board Member, CrowdFund Intermediary Regulatory Advocates |
| Nov. 30, 2012 | Charles
L. Sidman, MBA, PhD, Manager, Crowdfunding Investment Angels; Founding Board Member, Crowdfund Intermediary Regulatory Advocates (CfiRA) and Crowdfund Professional Association (CFPA) |
| Nov. 26, 2012 | Kim Wales, Founder, Wales Capital, and Founding Member and Board Member, CrowdFund Intermediary Regulatory Advocates |
| Nov. 24, 2012 | Chris Gomez, Hayward, California |
| Nov. 14, 2012 | Alon Hillel-Tuch, Founder and CFO, RocketHub, New York, New York |
| Nov. 12, 2012 | Christian Gomez, Hayward, California |
| Nov. 8, 2012 | John R. Fahy, Partner, Whitaker Chalk Swindle Schwartz PLLC, Fort Worth, Texas |
| Nov. 8, 2012 | Erin DeSpain, President, BrainThrob Laboratories, Inc., Midlothian, Virginia |
| Nov. 4, 2012 | Michael Black, Brooklyn, New York |
| Oct. 29, 2012 | Chris Tyrrell, Kim Wales, and Charles Sidman, Founding Members, Crowdfund Intermediary Regulatory Advocates |
| Oct. 25, 2012 | Robert A. Muh, Chief Executive Officer, Sutter Securities Inc. |
| Oct. 17, 2012 | Brian G. Hansen, Newport Beach, California |
| Oct. 10, 2012 | Chris Tyrrell, Kim Wales, and Charles Sidman, Founding Members, Crowdfund Intermediary Regulatory Advocates |
| Oct. 4, 2012 | Jerry Carlton, Robert Scott, and John French, Immix Law Group PC, Portland, Oregon |
| Oct. 1, 2012 | Doug Donovan, Entrepreneur, Denver, Colorado |
| Sep. 29, 2012 | Howard J. Leonhardt, CEO, Leonhardt Ventures and CalXStars Business Accelerator, Co-Leader Startup, California, Santa Monica, California |
| Sep. 26, 2012 | Frank H. Moss, Jr., MS, Adjunct Professor of Info Systems & Tech, Serial Entrepreneur, Pasadena, California |
| Sep. 26, 2012 | Neal C. McCane, CFA, Co-Founder, risingtidefunding.com, Lee's Summit, Missouri |
| Sep. 21, 2012 | Paul Tomkinson |
| Sep. 17, 2012 | Henry Frost, Dallas, Texas |
| Sep. 17, 2012 | Charles V. Rossi, President, The Securities Transfer Association, Inc., Hazlet, New Jersey |
| Sep. 14, 2012 | Lon David Varvel, Founding Member, Crowdfund Intermediary Regulatory Advocates |
| Sep. 11, 2012 | Thomas Braun, CFO, Genedyne Corporation |
| Sep. 7, 2012 | Daniel E. LeGaye, The LeGaye Law Firm, P.C., The Woodlands, Texas |
| Sep. 6, 2012 | Brian McDonough, CEO, Santa Monica, California |
| Sep. 4, 2012 | Jacob J. Schumer, Staff Editor, Vanderbilt Journal of Entertainment and Technology Law, Nashville, Tennessee |
| Sep. 4, 2012 | Paul Trowe, Trowe, Replay Games, Austin, Texas |
| Sep. 1, 2012 | Loris Hemlof, Australia |
| Sep. 1, 2012 | Yann Le Jeune, CEO French Crowdfund Platform, Ivry sur Seine, France |
| Sep. 1, 2012 | Frederic Baud, President P2PVenture.org, France |
| Aug. 31, 2012 | Michael Van Steenburg, CEO of VS Technology Inc., San Antonio, Texas |
| Aug. 31, 2012 | Chase Becotte, Florida |
| Aug. 31, 2012 | Brandon Abbey, President and Managing Director, Escrow.com, Rancho Santa Margarita, California |
| Aug. 22, 2012 | Kim Wales, Founding Member, and DJ Paul, Founding Member, Crowdfunding Intermediary Regulatory Advocates |
| Aug. 22, 2012 | Ryan Barnes, Logan, Utah |
| Aug. 21, 2012 | Catherine V. Mott, Founder, BlueTree Allied Angels, Wexford, Pennsylvania |
| Aug. 19, 2012 | Matthew L., Chicago, Illinois |
| Aug. 18, 2012 | T.W. Kennedy, BE, Regulated Funding Portal Industry Associations |
| Aug. 18, 2012 | T.W. Kennedy, BE, Regulated Funding Portal Industry Associations |
| Aug. 17, 2012 | Aleksandr Feldman |
| Aug. 17, 2012 | Richard A. Weintraub, Chief Compliance Officer and Legal Counsel for CommunityLeader, Inc., San Diego, California |
| Aug. 16, 2012 | Kurt N. Schacht, CFA, Managing Director, Standards and Financial Market Integrity, and Linda L. Rittenhouse, Director, Capital Markets Policy, CFA Institute, Charlottesville, Virginia |
| Aug. 16, 2012 | Thomas Braun, CFO, Genedyne Corporation |
| Aug. 16, 2012 | Maurice Lopes, CEO, EarlyShares.com, Inc. |
| Aug. 15, 2012 | Marshall Neel, Esq., Co-Founder, Crowdfunding Offerings, Limited |
| Aug. 9, 2012 | Kim Wales and Christine Landon, Founding Members, Crowdfunding Intermediary Regulatory Advocates (CFIRA) |
| Aug. 8, 2012 | William F. Galvin, Secretary of the Commonwealth of Massachusetts |
| Aug. 7, 2012 | Martin Wright, Wright, London, United Kingdom |
| Aug. 7, 2012 | Martin Wright, United Kingdom |
| Aug. 2, 2012 | Paul M. Gregory, Denver, Colorado |
| Jul. 30, 2012 | Hector Vizcarrondo, Co-founder & CEO, Pearfunds, LLC |
| Jul. 28, 2012 | J. Randy Shipley, Founder, CrowdFund Connect, SocialGravity Inc. |
| Jul. 26, 2012 | Steven A. Cinelli, Founder and CEO, PRIMARQ |
| Jul. 26, 2012 | Paul Spinrad |
| Jul. 25, 2012 | T.W. Kennedy, B.E., Founder, Regulated Funding Portal Industry Association, Long Beach, California |
| Jul. 24, 2012 | David Simpson, CFA |
| Jul. 23, 2012 | EL Mazyck, President, AppleSeedz.com, Miramar, Florida |
| Jul. 23, 2012 | David Simpson, CFA, Dex Offshore Entertainment LLC, Dubai, United Arab Emirates |
| Jul. 18, 2012 | Christine Landon |
| Jul. 18, 2012 | Christine Landon |
| Jul. 16, 2012 | American Sustainable Business Council |
| Jul. 10, 2012 | Maurice Lopes, CEO, EarlyShares.com, Inc. |
| Jul. 3, 2012 | Jack Herstein, President, North American Securities Administrators Association (NASAA) |
| Jun. 30, 2012 | Roy Philipose, Philadelphia, Pennsylvania |
| Jun. 28, 2012 | Robert B. Nami, CEO/President TechnologyCrowdFund, San Diego, California |
| Jun. 28, 2012 | Lamar Whitman, Director, Public Advocacy, CompTIA, Washington, District of Columbia |
| Jun. 28, 2012 | Roy Philipose, Philadelphia, Pennsylvania |
| Jun. 27, 2012 | Ilan L. Moscovitz and John Maxfield, The Motley Fool, Washington, District of Columbia |
| Jun, 26, 2012 | Scott Purcell, Founder, Arctic Island Crowdfunding Portal, Las Vegas, Nevada |
| Jun. 25, 2012 | Mark W. Kanter, Founder, Markay Company, San Diego, California |
| Jun. 24, 2012 | Navid More, Associate Attorney, Sklar Law, P.C., Los Angeles, California |
| Jun. 18, 2012 | Sue Basko, Lawyer, Los Angeles, California |
| Jun. 17, 2012 | Ross Randrup, Managing Member, Verdant Ventures LLC, Sebastopol, California |
| Jun. 15, 2012 | Jouko Ahvenainen and Valto Loikkanen, Co-founders, Grow VC |
| Jun. 14, 2012 | Richard W. Marks, President, EnVironmental Transportation Solutions, LLC, Grosse Pointe Woods, Michigan |
| Jun. 13, 2012 | Stevario Windhom, Macon, Georgia |
| Jun. 12, 2012 | David R. Burton, General Counsel, National Small Business Association, Washington, District of Columbia |
| Jun. 12, 2012 | Rod Turner, CEO and Founder, START.ac CrowdFunding business, San Diego, California |
| Jun. 10, 2012 | Jim Acos, Carpinteria, California |
| June 7, 2012 | Robert B. Nami, CEO/President TechnologyCrowdFund, San Diego, California |
| Jun. 5, 2012 | Candace Klein and Vince Molinari, Crowdfund Intermediary Regulatory Advocates |
| Jun. 5, 2012 | Robert B. Nami, TechnologyCrowdFund, San Diego, California |
| Jun. 4, 2012 | Albert Hartman, CEO, High Tide, Palo Alto, California |
| Jun. 3, 2012 | Mary Ann Skweres, Independent Film Professional, Los Angeles, California |
| Jun. 1, 2012 | Dorian S. Cole, Movie Stream Productions, St. Peters, Missouri |
| May 31, 2012 | Peter Ojo, CEO, VTNGLOBAL |
| May 30, 2012 | Candace S. Klein, Chair, and Vincen R. Molinari, Co-Chair, Crowdfunding Intennediary Regulatory Advocates |
| May 30, 2012 | Robert B. Nami, President/CEO TechnologyCrowdFund.com, San Diego, California |
| May 28, 2012 | John Tally, Raleigh, North Carolina |
| May 26, 2012 | Cary Harwin, President, Co-Founder of FundaGeek.com crowdfunding site, Yucca Valley, California |
| May 25, 2012 | Ward Roberts, Los Angeles, California |
| May 23, 2012 | Caren L. Larkey, Los Angeles, California |
| May 22, 2012 | Mike Stapleton, PPM Logix, Dallas, Texas |
| May 20, 2012 | Stephen Gornick, El Segundo, California |
| May 15, 2012 | Sherwood E. Neiss, Crowdfund Investing Regulatory Advocates (CFIRA), Miami Beach, Florida |
| May 15, 2012 | Karl Hensel, Noblesville, Indiana |
| May 14, 2012 | Andrew D. Stephenson, Esq., Washington, District of Columbia |
| May 11, 2012 | Anthony D. Edwards, Esquire, Founder, Crowdfunding Offerings, Ltd, Silverton, Colorado |
| May 11, 2012 | Marshall Neel, Esquire, Co-Founder, Crowdfunding Offerings, Ltd, Rio Rancho, New Mexico |
| May 11, 2012 | Marshall Neel, Esquire, Co-Founder, Crowdfunding Offerings, Ltd, Rio Rancho, New Mexico |
| May 11, 2012 | Marshall Neel, Esquire, Co-Founder, Crowdfunding Offerings, Ltd, Rio Rancho, New Mexico |
| May 11, 2012 | Anthony D. Edwards, Esquire, Founder, Crowdfunding Offerings, Ltd, Silverton, Colorado |
| May 11, 2012 | Anthony D. Edwards, Esquire, Founder, Crowdfunding Offerings, Ltd., Silverton, Colorado |
| May 11, 2012 | Travis E. Chapman, Esquire, Crowd Startup Capital, Birmingham, Alabama |
| May 11, 2012 | Tony Reynolds, Founder, AKickInCrowd.Com, Columbus, Ohio |
| May 10, 2012 | Fred Pena, Law Student, BYU Law School, Provo, Utah |
| May 7, 2012 | Robert J. Thibodeau, President, CrowdFund Capital Markets, Boston, Massachusetts |
| May 7, 2012 | James Durward, Calgary, Canada |
| May 4, 2012 | Randall Lucas, CEO, Applied Dynamite Inc., Seattle, Washington |
| May 4, 2012 | Dr. Letitia S. Wright , D.C. , Wright Place TV Show, Crowd Funding Expert, Montclair, California |
| May 4, 2012 | Perry D. West, Esq., InitialCrowdOffering.com, Cocoa, Florida |
| May 2, 2012 | William F. Galvin, Secretary of the Commonwealth of Massachusetts |
| May 2, 2012 | Robert Priore, Massachusetts |
| May 2, 2012 | Jonathan Koller, Detroit, Michigan |
| May 1, 2012 | Robert B. Nami, CEO/President TechnologyCrowdFund.com, San Diego, California |
| May 1, 2012 | Kiran Lingam, esq. |
| May 1, 2012 | Elliott Dahan, Managing Partner, The Growth Group, Mountain View, California |
| May 1, 2012 | Larry A. MacDonald, Santa Rosa, California |
| May 1, 2012 | Alon Hillel-Tuch, Co-Founder & CFO, RocketHub.com |
| Apr. 30, 2012 | Sara Hanks, CEO, CrowdCheck, Inc., Alexandria, Virginia |
| Apr. 27, 2012 | H. Bruce Li, Ph.D. P.E., Richardson, Texas |
| Apr. 27, 2012 | Marc A. Greendorfer, Tri Valley Law, PC |
| Apr. 27, 2012 | Shane M. Fleenor, Vim Funding, Inc, creator of Funding Launchpad -- Co-founder and CLO, Denver, Colorado |
| Apr. 27, 2012 | Howard M. Friedman, Professor of Law Emeritus, University of Toledo, Atlanta, Georgia |
| Apr. 26, 2012 | Thomas O. Markel, Jr., Costa Mesa, California |
| Apr. 25, 2012 | Sebastian Sweatman, Board, Vermont Investors Forum, Burlington, Vermont |
| Apr. 25, 2012 | David B. Haynie, Entrepreneurship Faculty, Foothill College CEO, CitySpark.com, Palo Alto, California |
| Apr. 24, 2012 | Kiran Lingam |
| Apr. 24, 2012 | Joe Loofbourrow, Oklahoma City, Oklahoma |
| Apr. 24, 2012 | William J. Mills, JD, BeFounders, Chicago, Illinois |
| Apr. 23, 2012 | Jason Moore, Manager, Washington, District of Columbia |
| Apr. 19, 2012 | John Cones |
| Apr. 19, 2012 | Joelle Scott, Director of Business Intelligence, Corporate Resolutions Inc., New York, New York |
| Apr. 18, 2012 | William L. Whitacre, Esquire, Entertainment Attorney representing Independent Filmmakers, Maitland, Florida |
| Apr. 18, 2012 | Mike Liles, Jr., Attorney-at-Law, Seattle, Washington |
| Apr. 17, 2012 | Mark Litwak, Entertainment Lawyer representing filmmakers and investors, Beverly Hills, California |
| Apr. 17, 2012 | Mike Liles, Jr., Seattle, Washington |
| Apr. 16, 2012 | Kelly A. Maurer, Treasurer, Buffalo First Member, Buffalo Common Wealth LLC Assistant Treasurer, Buffalo Cooperative FCU, Buffalo, New York |
| Apr. 16, 2012 | Brandon W. |
| Apr. 16, 2012 | Harry Shamir, Principal, RDA Co, Plymouth, Massachusetts |
| Apr. 16, 2012 | David E. Simpson, CFA, Dex Offshore Entertainment LLC, Dubai, United Arab Emirates |
| Apr. 15, 2012 | Daniel Isenberg, Ph.D., Professor of Management Practice, Boston, Massachusetts |
| Apr. 15, 2012 | Chad Sykes, Investor Relations Consultant, Houston, Texas |
| Apr. 14, 2012 | Mark Law, CEO, ExpertBeacon.com, Seattle, Washington |
| Apr. 14, 2012 | David E. Simpson, CFA, Founder, CEO of Dex Offshore Entertainment LLC |
| Apr. 13, 2012 | Perry D. West, Esq., Cocoa, Florida |
| Apr. 13, 2012 |
Daniel E. Nelson, PhD, JD, Chairman, Rocketjet Corporation, Orlando, Florida |
| Apr. 13, 2012 | Michael Mace, CEO, Cera Technology, San Jose, California |
| Apr. 12, 2012 | Etienne Maugain |
| Apr. 12, 2012 | Runjan A. Jain |
| Apr. 12, 2012 | Joe Parker, CEO, Longmont, Colorado |
| Apr. 12, 2012 | Robert Romano, Manassas, Virginia |
| Apr. 11, 2012 | Kiran Lingam, Esq. |
| Apr. 11, 2012 | Dan Grady, CEO, Winfiniti, Inc, Spokane, Washington |
| Apr. 11, 2012 | Darrell M. Stafford, CMA, Certified Managerial Accountant, Real Estate Broker,Retired Financial Director, Arroyo Grande, California |
| Apr. 11, 2012 | Marc C. Coan, Developing Registered Funding Portal per JOBS Act, Santa Fe, New Mexico |
| Apr. 11, 2012 | Kraig Fairhurst, Orem, Utah |
Meetings with SEC Officials
(Click here for submitted comments from the public) |
| Oct. 9, 2013 | Memorandum from the Division of Corporation Finance regarding an October 9, 2013, meeting with Robert Salame and Stephen Ferszt |
| Oct. 8, 2013 | Memorandum from the Division of Trading and Markets regarding an October 8, 2013, phone call with representatives of CrowdFund Intermediary Regulatory Advocates |
| Oct. 7, 2013 | Memorandum from the Division of Trading and Markets regarding an October 7, 2013, phone call with representatives of Ellenoff Grossman & Schole LLP |
| Jul. 31, 2013 | Memorandum from the Division of Trading and Markets regarding a July 31, 2013, meeting with representatives of Australian Small Scale Offerings Board and CrowdFund Intermediary Regulatory Advocates |
| Jul. 30, 2013 | Memorandum from the Division of Corporation Finance regarding a July 30, 2013, meeting with representatives of City First Enterprises |
| Jul. 25, 2013 | Memorandum from the Division of Trading and Markets regarding a July 25, 2013, meeting with representatives of CommunityLeader, Inc. and Native American Partnerships, LLC |
| Jun. 12, 2013 | Memorandum from the Division of Trading and Markets regarding a June 12, 2013, meeting with representatives of Cmp.ly |
| May 16, 2013 | Memorandum from the Division of Corporation Finance regarding a May 16, 2013, meeting with a representative of CONNECT |
| May 15, 2013 | Memorandum from the Division of Corporation Finance regarding a May 15, 2013, meeting with a representative of Portfolia |
| Apr. 30, 2013 | Memorandum from the Division of Corporation Finance regarding an April 30, 2013, meeting with representatives of the American Institute of Architects |
| Apr. 15, 2013 | Memorandum from the Division of Trading and Markets regarding an April 15, 2013, meeting with representatives of NACHA |
| Mar. 25, 2013 | Memorandum from the Division of Trading and Markets regarding a March 25, 2013, phone call with representatives of BancBox and SeedInvest |
| Feb. 27, 2013 | Memorandum from the Division of Trading and Markets regarding a February 27, 2013, phone call with representatives of SeedInvest and Ellenoff, Grossman & Schole |
| Feb. 27, 2013 | Memorandum from the Division of Corporation Finance regarding a February 27, 2013, meeting with representatives of Frankfurt Kurnit Klein & Selz |
| Feb. 27, 2013 | Memorandum from the Division of Corporation Finance regarding a February 27, 2013, phone call with a representative of ciValidator Corp. |
| Feb. 19, 2013 | Memorandum from the Division of Trading and Markets regarding a February 19, 2013, meeting with representatives from the crowdfunding industry |
| Feb. 8, 2013 | Memorandum from the Division of Trading and Markets regarding a February 8, 2013, meeting with representatives of FINRA |
| Feb. 4, 2013 | Memorandum from the Division of Trading and Markets regarding a February 4, 2013, meeting with John Vassilliw and Ty Sagalow |
| Feb. 5, 2013 | Memorandum from the Division of Corporation Finance regarding a February 5, 2013, telephone call with Sam Braslau |
| Jan. 31, 2013 | Memorandum from the Division of Corporation Finance regarding a January 31, 2013, meeting with representatives of The InVentures Group, Inc. |
| Jan. 18, 2013 | Memorandum from the Division of Trading and Markets regarding a January 18, 2013, meeting with representatives of CrowdCheck, Inc. |
| Jan. 16, 2013 | Memorandum from the Office of the Chair regarding a January 16, 2013, meeting with representatives of SoMoLend, Grossman, & Schole, and Funding Circle |
| Dec. 19, 2012 | Memorandum from the Division of Trading and Markets regarding a December 12, 2012 meeting with Prof. Ethan Mollick |
| Dec. 5, 2012 | Memorandum from the Division of Corporation Finance regarding a December 5, 2012 meeting representatives of the North American Securities Administrators Association (NASAA) |
| Dec. 3, 2012 | Memorandum from the Division of Corporation Finance regarding a December 3, 2012 meeting representatives of the American Sustainable Business Council |
| Nov. 29, 2012 | Memorandum from the Division of Corporation Finance regarding a November 29, 2012 phone call with representatives of the Startup Channel |
| Nov. 19, 2012 | Memorandum from the Division of Trading and Markets regarding a November 19, 2012 meeting with representatives of FINRA and Gate Technology |
| Nov. 13, 2012 | Memorandum from the Division of Trading and Markets regarding a November 13, 2012 meeting with representatives of SoMoLend, FINRA, and Gate Technology |
| Nov. 13, 2012 | Memorandum from the Division of Trading and Markets regarding a November 8, 2012 telephonic meeting with representatives of CIFRA |
| Oct. 16, 2012 | Memorandum from the Division of Trading and Markets regarding an October 16, 2012 meeting with representatives of FINRA |
| Oct. 16, 2012 | Memorandum from the Division of Corporation Finance regarding an October 12, 2012 meeting with representatives of the CrowdFund Intermediary Regulatory Advocates |
| Oct. 11, 2012 | Memorandum from the Division of Trading and Markets regarding an October 11, 2012 meeting with representatives of Kiva |
| Sep. 27, 2012 | Memorandum from the Division of Corporation Finance regarding a September 11, 2012 meeting with representatives of the Securities Transfer Association |
| Sep. 27, 2012 | Memorandum from the Division of Corporation Finance regarding a September 21, 2012 meeting with representatives of CityFirst Enterprises |
| Sep. 27, 2012 | Memorandum from the Division of Corporation Finance regarding an August 8, 2012 meeting with representatives of CityFirst Enterprises |
| Sep. 20, 2012 | Memorandum from the Division of Trading and Markets regarding a September 20, 2012 meeting with representatives of Indiegogo, Inc. |
| Sep. 20, 2012 | Memorandum from the Division of Trading and Markets regarding a September 20, 2012 meeting with representatives of Kiva |
| Sep. 20, 2012 | Memorandum from the Office of Commissioner Walter regarding a September 20, 2012 meeting with representatives of CityFirst Enterprises |
| Sep. 12, 2012 | Memorandum from the Division of Trading and Markets regarding a September 12, 2012 meeting with representatives of RocketHub |
| Sep. 7, 2012 | Memorandum from the Division of Trading and Markets regarding a September 7, 2012, meeting with representatives of FINRA |
| Aug. 22, 2012 | Memorandum from the Division of Trading and Markets regarding an August 22, 2012, meeting with representatives of Indiegogo, Inc. |
| Aug. 21, 2012 | Memorandum from the Office of Commissioner Paredes regarding an August 16, 2012, meeting with representatives of the National Small Business Association |
| Aug. 10, 2012 | Memorandum from the Office of Legislative and Intergovernmental Affairs regarding an August 10, 2012, meeting with staff of Senator Jeff Merkley |
| Aug. 9, 2012 | Memorandum from the Division of Trading and Markets regarding an August 9, 2012, meeting with representatives of Sprowtt, Inc. |
| Aug. 9, 2012 | Memorandum from the Division of Corporation Finance regarding a July 10, 2012, telephone call with a representative of Operations, Kickstarter |
| Jul. 24, 2012 | Memorandum from the Division of Corporation Finance regarding a July 16, 2012, meeting with a representative of MicroAngels |
| Jul. 17, 2012 | Memorandum from the Division of Trading and Markets regarding a July 17, 2012, meeting with representatives of RocketHub |
| Jun. 27, 2012 | Memorandum from the Division of Corporation Finance regarding a June 25, 2012, phone call with representatives of the Massachusetts Securities Division |
| Jun. 22, 2012 | Memorandum from the Division of Corporation Finance regarding a May 9, 2012, meeting with representatives of the Real Estate Investment Securities Association (REISA) |
| Jun. 19, 2012 | Memorandum from the Division of Corporation Finance regarding a May 29, 2012, meeting with representatives of the North American Securities Administrators Association (NASAA) |
| Jun. 18, 2012 | Memorandum from the Division of Trading and Markets regarding a June 18, 2012, meeting with representatives from crowd funding portals |
| Jun. 13, 2012 | Memorandum from the Division of Trading and Markets regarding a June 13, 2012, meeting with representatives of the American Sustainable Business Council |
| May 24, 2012 | Memorandum from the Division of Trading and Markets regarding a May 24, 2012, meeting with representatives of ECS Captial Partners |
| May 14, 2012 | Memorandum from the Division of Trading and Markets regarding a May 14, 2012, Meeting with representatives of the National Crowdfunding Association |
| Apr. 20, 2012 | Memorandum from the Division of Trading and Markets regarding an April 20, 2012, Meeting with representatives of Crowdfunding Portals |
| Apr. 20, 2012 | Memorandum from the Division of Trading and Markets regarding an April 20, 2012, Telephonic Meeting with representatives from ProFounder |
http://www.sec.gov/comments/jobs-title-iii/jobs-title-iii.shtml
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