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(Click here for meetings with SEC officials)
|
| Aug. 18, 2023 | Anonymous |
| Aug. 18, 2023 | Lynn Turner |
| Aug. 8, 2023 | Rebekah Goshorn Jurata, General Counsel, American Investment Council |
| Jul. 24, 2023 | Jennifer W. Han, Executive Vice President, Chief Counsel & Head of Global Regulatory Affairs, Managed Funds Association |
| Jul. 6, 2023 | Bill Huizenga, Chairman, Subcommittee on Oversight and Investigations, House Financial Services Committee and Steve Womack, Chairman,
Subcommittee on Financial Services and General Government House Appropriations Committee |
| May. 25, 2023 | Committee on Capital Markets Regulation |
| May. 15, 2023 | United States Senators Sherrod Brown, Jack Reed, Tina Smith, Sheldon Whitehouse, Richard J. Durbin, Elizabeth Warren, Ron Wyden, and Tammy Baldwin |
| May. 9, 2023 | Anonymous |
| May. 8, 2023 | Americans for Financial Reform Education Fund, AFL-CIO, American Federation of Teachers, Center for Economic and Policy Research, Communications Workers of America, Consumer Federation of America, Interfaith Center on Corporate Responsibility, National Education Association, National Employment Law Project, Professor Laura K. Olson, Lehigh University, Public Citizen, Private Equity Stakeholder Project, and SOC Investment Group |
| May 3, 2023 | United States Representative Steven Horsford |
| Apr. 26, 2023 | Institutional Limited Partners Association |
| Apr. 12, 2023 | Committee on Capital Markets Regulation |
| Mar. 27, 2023 | Michael McGirr, CFA, Director of Private Equity, MassPRIM |
| Mar. 17, 2023 | Yaron Nili, Associate Professor of Law, University of Wisconsin Law School, and Kobi Kastiel, Professor of Law, Tel Aviv University |
| Mar. 10, 2023 | Anonymous |
| Mar. 9, 2023 | Jen Choi, CEO, Institutional Limited Partners Associations (ILPA) |
| Feb. 27, 2023 | Alreisbrah, Enagic Affiliate |
| Feb. 21, 2023 | 29 Organizations and Individuals |
| Jan. 23, 2023 | Power Ten Management I LLC, Partner |
| Jan. 12, 2023 | Tyler Gellasch, President and CEO, Healthy Markets Association |
| Dec. 22, 2022 | William W. Clayton, Associate Professor, BYU Law School |
| Dec. 13, 2022 | Jase Auby, CIO, Teacher Retirement System of Texas |
| Dec. 14, 2022 | Senator Tim Scott and Senator Bill Hagerty |
| Dec. 4, 2022 | Anonymous, Private Investor |
| Dec. 3, 2022 | Deborah Prutzman, CEO, The Regulatory Fundamentals Group LLC |
| Nov. 23, 2022 | Jennifer W. Han, Executive Vice President, Chief Counsel & Head of Global Regulatory Affairs, Managed Funds Association |
| Nov. 16, 2022 | Cameron |
| Nov. 4, 2022 | U.S. Senator Thom Tillis |
| Nov. 1, 2022 | New York City Bar Association's Compliance Committee |
| Oct. 31, 2022 | Steven Scott, Retired |
| Oct. 30, 2022 | James |
| Oct. 30, 2022 | Silence Dogood |
| Oct. 30, 2022 | Eric Marsh, business owner |
| Oct. 30, 2022 | Crypto_Lucy |
| Oct. 30, 2022 | crypto_lucy |
| Oct. 30, 2022 | Joe Hernandez |
| Oct. 30, 2022 | Joseph Krugel |
| Oct. 26, 2022 | Taj Reilly |
| Oct. 26, 2022 | NRS, a ComplySci Company, National Regulatory Services |
| Oct. 24, 2022 | Attorneys General of the states of Montana, Louisiana, Alabama, Mississippi, Alaska, Ohio, Arizona, Oklahoma, Arkansas, South Carolina, Georgia, South Dakota, Indiana, Texas, Kansas, Utah, Kentucky, and West Virginia |
| Oct. 18, 2022 | Alex Hanson-Michelson |
| Oct. 17, 2022 | Hal S. Scott, President, Committee on Capital Markets Regulation |
| Oct. 17, 2022 | Stephane Ferreira |
| Oct. 17, 2022 | James Flanagan |
| Oct. 13, 2022 | Jose Miranda |
| Oct. 13, 2022 | Jose Miranda |
| Oct. 13, 2022 | Brandon Gilbreath |
| Oct. 13, 2022 | Derek Donnell Porter |
| Oct. 13, 2022 | David Jaggard |
| Oct. 13, 2022 | Andres Loubriel, Digital Sales |
| Oct. 13, 2022 | Jose Miranda |
| Oct. 13, 2022 | Derek Donnell Porter, EQ Verde |
| Oct. 13, 2022 | Jose Miranda |
| Oct. 13, 2022 | Andres Loubriel, Digital Sales |
| Oct. 12, 2022 | Mauricio Gonzalez |
| Oct. 10, 2022 | Individual |
| Sep. 29, 2022 | Timothy P. Terry, Secretary, Private Investor Coalition |
| Sep. 29, 2022 | Jason Savard |
| Sep. 26, 2022 | Susan Bakhtiari |
| Sep. 14, 2022 | Diane Baranowitz |
| Sep. 12, 2022 | Sandra Peters |
| Sep. 7, 2022 | Jirí Król, Deputy CEO, Global Head of Government Affairs, AIMA |
| Aug. 31, 2022 | William Willoughby, Small Business Analyst |
| Aug. 31, 2022 | Laurel Kilgour |
| Aug. 27, 2022 | Sam Johnston, Business Owner |
| Aug. 26, 2022 | Tracy Luce |
| Aug. 26, 2022 | Bobby Franklin, President and CEO, National Venture Capital Association |
| Aug. 21, 2022 | Dave Hall |
| Aug. 21, 2022 | Clayton Moore |
| Aug. 19, 2022 | Chelsea Gudgeon, Research Scientist, Alpine Immune Sciences, Inc. |
| Aug. 19, 2022 | Anonymous |
| Aug. 18, 2022 | Brandon Gill New, Director & Co-Head, Multi-Strategy Investing & Digital Assets,
Capital Markets, OPSEU Pension Plan Trust Fund |
| Aug. 18, 2022 | Louis Priven, MBA |
| Aug. 18, 2022 | Matt Twist |
| Aug. 18, 2022 | Donald Judy, Attorney |
| Aug. 18, 2022 | Brian N. |
| Aug. 17, 2022 | Chris Tobe |
| Aug. 17, 2022 | S. Eisert |
| Aug. 17, 2022 | Sahar Massachi |
| Aug. 17, 2022 | Glenn France |
| Aug. 17, 2022 | Bryan |
| Aug. 17, 2022 | Mark Foote, Web Developer |
| Aug. 17, 2022 | Daniel Sullivan |
| Aug. 17, 2022 | Zac Wood |
| Aug. 17, 2022 | Barb C. |
| Aug. 17, 2022 | Karen Davidson |
| Aug. 17, 2022 | Patrick Maier |
| Aug. 17, 2022 | Kamal Al-Salihi |
| Aug. 17, 2022 | Anonymous |
| Aug. 17, 2022 | B. Dayle Brown |
| Aug. 17, 2022 | Austin Damiani |
| Aug. 17, 2022 | Marc Moskowitz |
| Aug. 17, 2022 | Frederick S. Mandler |
| Aug. 17, 2022 | Sara Ines Calderon |
| Aug. 9, 2022 | HedgeMark Advisors, LLC, Innocap Investment Management Inc., and Lyxor Asset Management Inc. |
| Aug. 4, 2022 | Senator Sherrod Brown and Senator Jack Reed |
| Jul. 30, 2022 | Craig Martin, President, Family Wealth Consulting Group |
| Jul. 28, 2022 | Jonathan Grabel, CIO, Los Angeles County Employees Retirement Association (LACERA) |
| Jul. 27, 2022 | Rebekah Goshorn Jurata, General Counsel, American Investment Council |
| Jun. 24, 2022 | CFA Institute |
| Jun. 22, 2022 | Canada Pension Plan Investment Board |
| Jun. 17, 2022 | Small Business & Entrepreneurship Council |
| Jun. 15, 2022 | Nate Regan |
| Jun. 15, 2022 | Timothy P. Terry, Secretary, Private Investor Coalition |
| Jun. 15, 2022 | Jai Ramaswamyz, Chief Legal Officer, Andreessen Horowitz and Scott Walker, Chief Compliance Officer, Andreessen Horowitz |
| Jun. 14, 2022 | Tech Council Ventures |
| Jun. 14, 2022 | True Ventures |
| Jun. 13, 2022 | George T. Lee |
| Jun. 13, 2022 | Lindsey Weber Keljo, Esq., Head, Asset Management Group, Securities Industry and Financial Markets Association |
| Jun. 13, 2022 | Structured Finance Association |
| Jun. 13, 2022 | Americans for Financial Reform Education Fund |
| Jun. 13, 2022 | LaSalle Investment Management |
| Jun. 13, 2022 | Correlation Ventures |
| Jun. 13, 2022 | Seth Magaziner, General Treasurer of Rhode Island, For the Long Term and Michael W. Frerichs, Illinois State Treasure, For the Long Term |
| Jun. 13, 2022 | University System of Maryland Foundation |
| Jun. 13, 2022 | David York, Top Tier Capital Partners, LLC |
| Jun. 13, 2022 | Global Infrastructure Investor Association |
| Jun. 13, 2022 | Jennifer W. Han, Managed Funds Association |
| Jun. 13, 2022 | American Investment Council |
| Jun. 13, 2022 | Pathway Capital Management, LP |
| Jun. 13, 2022 | The Alaska Permanent Fund Corporation, Chief Investment Officer, Alaska Permanent Fund Corporation |
| Jun. 2, 2022 | German Private Equity and Venture Capital Association e.V. |
| Jun. 1, 2022 | The Delois Albert Brassell Estate and the Robert James Brassell Estate |
| May 27, 2022 | Anzu Partners LLC, et al. |
| May 25, 2022 | PROOF Management, LLC |
| May 25, 2022 | David Rapp |
| May 23, 2022 | J. Scott Colesanti, LL.M., Professor of Legal Writing, Hofstra University School of Law |
| May 23, 2022 | Anonymous |
| May 12, 2022 | Michael W. Frerichs, Illinois State Treasurer |
| May 10, 2022 | Tim Swast |
| May 10, 2022 | Federated Hermes, Inc. |
| May 9, 2022 | Tim Swast |
| May 4, 2022 | Christopher Iacovella, CEO, American Securities Association |
| May 3, 2022 | Stephen John Berger, Managing Director, Global Head of Government and Regulatory Policy, Citadel |
| May 3, 2022 | Marcie Frost, Chief Executive Officer, California Public Employees' Retirement System |
| May 1, 2022 | 20,090 petition signatures from Americans for Financial Reform |
| Apr. 29, 2022 | The Fixed Income Investor Network |
| Apr. 28, 2022 | Federal Regulation of Securities Committee of the Business Law Section of the American Bar Association |
| Apr. 27, 2022 | Illinois Federation of Teachers |
| Apr. 26, 2022 | Alternative Investment Management Association |
| Apr. 26, 2022 | Canaras Capital Management LLC |
| Apr. 26, 2022 | Marcus Glover, General & Managing Partner, Lockstep Ventures |
| Apr. 26, 2022 | Brett Palmer, President, Small Business Investor Alliance |
| Apr. 26, 2022 | Anonymous |
| Apr. 25, 2022 | James A. Overdahl, Ph.D., Partner, Delta Strategy Group* |
| Apr. 25, 2022 | National Venture Capital Association |
| Apr. 25, 2022 | NCREIF PREA Reporting Standards |
| Apr. 25, 2022 | Brian Cartwright, Jay Clayton, Joseph A. Grundfest, Paul G. Mahoney, Harvey L. Pitt, Adam Pritchard, James S. Spindler, Robert B. Stebbins, J.W. Verret, and Charles Whitehead |
| Apr. 25, 2022 | National Conference on Public Employee Retirement Systems (NCPERS) |
| Apr. 25, 2022 | California Alternative Investments Association, Connecticut Hedge Fund Association, New York Alternative Investment Roundtable Inc., Palm Beach Hedge Fund Association, and Southeastern Alternative Funds Association |
| Apr. 25, 2022 | Alternative Investment Management Association and Alternative Credit Council |
| Apr. 25, 2022 | Predistribution Initiative |
| Apr. 25, 2022 | Elizabeth Jones |
| Apr. 25, 2022 | Investment Adviser Association |
| Apr. 25, 2022 | Melanie Senter Lubin, NASAA President, Maryland Securities Commissioner |
| Apr. 25, 2022 | Houlihan Lokey, Inc. |
| Apr. 25, 2022 | Sullivan & Cromwell LLP |
| Apr. 25, 2022 | Elliot Ganz, General Counsel of the Loan Syndications and Trading Association |
| Apr. 25, 2022 | 2,084 United for Respect supporters |
| Apr. 25, 2022 | Committee on Capital Markets Regulation |
| Apr. 25, 2022 | Dechert LLP |
| Apr. 25, 2022 | Craig Bowers, Co-Founder, CozDev LLC |
| Apr. 25, 2022 | Kristi Leo, President, Structured Finance Association, Structured Finance Association |
| Apr. 25, 2022 | Darren Eng, Executive Director, Los Angeles Venture Association |
| Apr. 25, 2022 | Anthony Cimino, Head of Policy and Regulatory Affairs, Carta, Inc. |
| Apr. 25, 2022 | Bill Huizenga, Member of Congress and French Hill, Member of Congress |
| Apr. 25, 2022 | Americans for Financial Reform Education Fund |
| Apr. 25, 2022 | LandSpire Group |
| Apr. 25, 2022 | Mitch Ackles, Global President, Hedge Fund Association |
| Apr. 25, 2022 | DaMareo Cooper and Analilia Mejia, Center for Popular Democracy |
| Apr. 25, 2022 | Charitable DAF Fund, L.P. |
| Apr. 25, 2022 | PricewaterhouseCoopers LLP |
| Apr. 25, 2022 | KPMG LLP |
| Apr. 25, 2022 | John McCally, Senior Managing Director and General Counsel, Churchill Asset Management, Teachers Insurance and Annuity Association of America and Jennifer Johnson, Vice President and Associate General Counsel, Teachers Insurance and Annuity Association of America |
| Apr. 25, 2022 | Gurpreet Manku, Deputy Director General and Director of Policy, British Private Equity and Venture Capital Association |
| Apr. 25, 2022 | Anastasia Titarchuk, Chief Investment Officer and Deputy Comptroller for Pension Investment and Cash Management, Comptroller of the State of New York |
| Apr. 25, 2022 | Shamin Walsh, Managing Director, BAM Ventures |
| Apr. 25, 2022 | Scott Cosentine |
| Apr. 25, 2022 | Andrew |
| Apr. 25, 2022 | Mitchell Li, MD, Founder, Take Medicine Back |
| Apr. 25, 2022 | Melissa Cropper, President, OFT; Julie Sellers, President, Cincinnati Federation of Teachers; and Elizabeth Jones, President, Retired Cincinnati Federation of Teachers |
| Apr. 25, 2022 | Ropes & Gray LLP |
| Apr. 25, 2022 | Kathryn H. Ruemmler, Chief Legal Officer & General Counsel, The Goldman Sachs Group, Inc. |
| Apr. 25, 2022 | Haynes and Boone, LLP |
| Apr. 25, 2022 | National Association of Private Fund Managers |
| Apr. 25, 2022 | Scott Skie, Chief Operating Officer, Baird Capital, a division of Robert W. Baird & Co. Incorporated |
| Apr. 25, 2022 | Irene Tung, Senior Researcher and Policy Analyst, NELP |
| Apr. 25, 2022 | Tatiana Mulry, Tim Arnold and Marshall Smith, Steamwork Ventures, LLC |
| Apr. 25, 2022 | Akin Gump Strauss Hauer & Feld LLP |
| Apr. 25, 2022 | Jennifer W. Han, Executive Vice President, Chief Counsel & Head of Global Regulatory Affairs, Managed Funds Association |
| Apr. 25, 2022 | Kurt N. Schacht, CFA Senior Advocacy Advisor, CFA Institute and Karyn D. Vincent, CFA, CIPM Senior Head, Global Industry Standards, CFA Institute |
| Apr. 25, 2022 | Schulte Roth & Zabel LLP |
| Apr. 25, 2022 | Gaurav Vasisht, Executive Director and Chief Executive Officer, New York State Insurance Fund |
| Apr. 25, 2022 | Marieke Spence, Executive Director, Impact Capital Managers, Inc. |
| Apr. 25, 2022 | Jiri Krol, Deputy CEO, Global Head of Government Affairs, AIMA |
| Apr. 25, 2022 | National Association of Private Fund Managers |
| Apr. 25, 2022 | Jobn L. Thornton, Co-Chair, Hal S. Scott President and Glenn Hu, Co-ChairCommittee on Capital Markets Regulation |
| Apr. 25, 2022 | Whitney Holland, President, American Federation of Teachers New Mexico |
| Apr. 25, 2022 | Dalia Thornton, Director, Research Collective Bargaining Services, American Federation of State, County and Municipal Employees |
| Apr. 25, 2022 | George T. Lee Carrington, Coleman, Sloman & Blumenthal, L.L.P., Evan Hall, Haynes and Boone, LLP and J. Kevin Boardman, McGuireWoods LLP |
| Apr. 25, 2022 | Kelly Grotke, Partner and Stephen Hastings-King, Partner, Pattern Recognition: A Research Collective |
| Apr. 25, 2022 | Invest Europe |
| Apr. 25, 2022 | Kim Furlong, Chief Executive Officer, Canadian Venture Capital and Private Equity Association |
| Apr. 25, 2022 | Anonymous |
| Apr. 25, 2022 | Navan Ward Jr., President, American Association for Justice |
| Apr. 25, 2022 | Deborah Prutzman, Chief Executive Officer, Regulatory Fundamentals Group LLC |
| Apr. 25, 2022 | Dorothy M. Donohue, Deputy General Counsel, Securities Regulation, Investment Company Institute |
| Apr. 25, 2022 | Houlihan Lokey, Inc. |
| Apr. 25, 2022 | Standards Board for Alternative Investments |
| Apr. 25, 2022 | Beverly McKittrick, Director, Regulatory Action Center, FreedomWorks Foundation |
| Apr. 25, 2022 | Michael S. Hong, Chair, Private Investment Funds Committee and John Fitzgerald, Chair, Investment Management Regulation Committee, New York City Bar Association Committee on Private Investment Funds and Committee on Investment Management Regulation |
| Apr. 25, 2022 | Ben Cook, CEO, Colmore, A Preqin Company |
| Apr. 25, 2022 | Lindsey Weber Keljo, Esq., Head, Asset Management Group, Securities Industry and Financial Markets Association |
| Apr. 25, 2022 | Joseph R. Linehan, President, Ullico Investment Advisors, Inc. |
| Apr. 25, 2022 | Karen Carraher, Executive Director, Ohio Public Employees Retirement System |
| Apr. 25, 2022 | Josh Zinner, Chief Executive Officer, Interfaith Center on Corporate Responsibility |
| Apr. 25, 2022 | Jeffrey D. DeBoer, President and Chief Executive Officer, Real Estate Roundtable |
| Apr. 25, 2022 | Dieter Waizenegger, Executive Director, SOC Investment Uniting Workers' Capital |
| Apr. 25, 2022 | The Private Investment Funds Forum |
| Apr. 25, 2022 | Anne Anquillare, Head of US Fund Services, CSC Global Financial Markets |
| Apr. 25, 2022 | Elizabeth L. Clark, Vice President, Policy and Research, National Association of College and University Business Officers |
| Apr. 25, 2022 | Ernst & Young LLP |
| Apr. 25, 2022 | Kristen Malinconico, Director, Center for Capital Markets Competitiveness, U.S. Chamber of Commerce |
| Apr. 25, 2022 | Nicholas Fusco, President & CEO, ApeVue Inc. |
| Apr. 25, 2022 | Curtis |
| Apr. 25, 2022 | Michael Collins, Founder & CEO, Alumni Ventures; Colin Van Ostern, President & COO, Alumni Ventures; and Michael G. Phillips, Chief Compliance Officer & Securities GC, Alumni Ventures |
| Apr. 25, 2022 | Drew Maloney, President and CEO, American Investment Council |
| Apr. 25, 2022 | Alan Kosan, Senior Vice President, Head of Research, Segal Marco Advisors |
| Apr. 25, 2022 | William Conlin, Executive Chairman, XTP Implementation Services, Inc. and Michael Flaherman, Senior Advisor, XTP Implementation Services, Inc. |
| Apr. 25, 2022 | Jasmin Sethi, Associate Director of Policy Research, Morningstar, Inc.; Aron Szapiro, Head of Retirement Studies and Public Policy, Morningstar, Inc./Morningstar Investment Management, LLC; and Hilary Wiek, Lead Analyst, Fund Strategies & Performance, Pitchbook Data |
| Apr. 25, 2022 | Mansco Perry III, Executive Director and Chief Investment Officer, Minnesota State Board of Investment |
| Apr. 25, 2022 | Stephen W. Hall, Legal Director and Securities Specialist, Better Markets, Inc. and Scott Famin, Legal Counsel, Better Markets, Inc. |
| Apr. 25, 2022 | Steve Nelson, CEO, Institutional Limited Partners Association (ILPA) |
| Apr. 25, 2022 | Robert L. Greene, President & CEO, National Association of Investment Companies |
| Apr. 25, 2022 | Jim Baker, Executive Director, Private Equity Stakeholder Project and Chris Noble, Policy Coordinator, Private Equity Stakeholder Project |
| Apr. 25, 2022 | Lorelei Graye, President and CEO, Private Capital Data Standards Alliance |
| Apr. 25, 2022 | Brandon Rees, Deputy Director of Corporations and Capital Markets, AFL-CIO |
| Apr. 25, 2022 | Monte Tarbox, Executive Director of Investments, National Electrical Benefit Fund Investments |
| Apr. 25, 2022 | Dylan Bruce, Financial Services Counsel, Consumer Federation of America |
| Apr. 24, 2022 | Blended Impact |
| Apr. 24, 2022 | The 1833 Just Transition Fund Board |
| Apr. 24, 2022 | CompliDynamics APC |
| Apr. 24, 2022 | Yaron Nili and Elisabeth de Fontenay, Associate Professor of Law, University of Wisconsin Law School and Professor of Law, Duke University |
| Apr. 23, 2022 | Jussi P. Snellman |
| Apr. 23, 2022 | Americans for Tax Reform et al. |
| Apr. 23, 2022 | John F. Phinney Jr., CEO, Convergence Inc. |
| Apr. 23, 2022 | Andrew M. Weiss, Professor Emeritus, Boston University, Chief Executive Officer, Weiss Asset Management |
| Apr. 23, 2022 | Christopher Lish |
| Apr. 22, 2022 | District of Columbia Retirement Board |
| Apr. 22, 2022 | John Claisse, CEO, Albourne Group |
| Apr. 22, 2022 | John Perugini, General Counsel, Millennium Trust Company, LLC |
| Apr. 22, 2022 | Ullico Investment Advisors, Inc. |
| Apr. 22, 2022 | Joseph A. Grundfest, Professor of Law and Business, Stanford Law School Commissioner |
| Apr. 21, 2022 | Deloitte & Touche LLP |
| Apr. 21, 2022 | Aaron Fyke, Founder and Managing Partner, Thin Line Capital |
| Apr. 21, 2022 | Brad Lander, Comptroller of the City of New York |
| Apr. 21, 2022 | James Whelan, President, Real Estate Board of New York |
| Apr. 21, 2022 | Leo Hindery, Jr., Chairman, Trine Acquisition Corp. |
| Apr. 21, 2022 | William W. Clayton, Associate Professor, BYU Law School |
| Apr. 21, 2022 | Eric S. Maskin, Professor of Economics, Harvard University |
| Apr. 19, 2022 | Rosemary Knox |
| Apr. 19, 2022 | Jeffrey S. Davis, Executive Director, Seattle City Employees' Retirement System |
| Apr. 19, 2022 | Lisa Crossley, NSCP Executive Director and CEO, National Society of Compliance Professionals |
| Apr. 19, 2022 | Michelle Katauskas |
| Apr. 18, 2022 | Harvey Pitt |
| Apr. 18, 2022 | Stuart J Kaswell, Esq. |
| Apr. 15, 2022 | Healthy Markets Association |
| Apr. 15, 2022 | Public Citizen |
| Apr. 14, 2022 | United for Respect |
| Apr. 13, 2022 | Member of the U.S. House of Representatives: Bill Foster, Andy Barr, Bradley Scott Schneider, French Hill, Ed Perlmutter, Frank D. Lucas, Sean Casten, Bill Huizenga, Madeleine Dean, Anthony Gonzalez, Jake Auchincloss, Ted Budd, Ed Case, Ann Wagner, Henry Cuellar, Bill Posey, David J. Trone, Tom Emmer, Sean Patrick Maloney, Roger Williams, Tom O'Halleran, William R. Timmons IV, Kathleen M. Rice, Alexander X. Mooney, Josh Gottheimer, Barry Loudermilk, Stephanie Murphy, David Kustoff, Vicente Gonzalez, Trey Hollingsworth, Marilyn Strickland, Young Kim, Lisa Blunt Rochester, Warren Davidson, Joseph D. Morelle, John Rose, James A. Hime, Byron Donalds, Gwen S. Moore, Cynthia Axne, Stacey E. Plaskett, Ann McLane Kuster, Jim Cooper, Terri A. Sewell, Angie Craig, Steven Horsford, and Scott H. Peters |
| Apr. 13, 2022 | Brian Davis, Barnegat Fund Management, Inc. |
| Apr. 12, 2022 | Rebecca S. Pringle, President, National Education Association and Randi Weingarten, President, American Federation of Teachers |
| Apr. 12, 2022 | Neil M. Guglielmo, General Manager, Los Angeles City Employees' Retirement System |
| Apr. 12, 2022 | Beth Shanker, Roubaix Capital |
| Apr. 11, 2022 | Cravath, Swaine & Moore LLP |
| Apr. 8, 2022 | Ray Ciranna, LAFPP |
| Apr. 7, 2022 | Jeff Mahoney, General Counsel, Council of Institutional Investors (CII) |
| Apr. 5, 2022 | Doug Wilkinson, CFO and CCO - Five Point Energy |
| Apr. 3, 2022 | Alan Comaskey |
| Mar. 31, 2022 | Deborah Prutzman, Chief Executive Officer, Regulatory Fundamentals Group LLC |
| Mar. 24, 2022 | Miguel Ramos |
| Mar. 21, 2022 | Stephen P. McCourt, CFA, Managing Principal, Co-CEO, Meketa Investment Group |
| Mar. 21, 2022 | Delilah Rothenberg, Co-Founder & Executive Director, Predistribution Initiative |
| Mar. 18, 2022 | Marcus New, Chief Executive Officer, InvestX Capital Ltd. |
| Mar. 18, 2022 | Jeffrey Hooke |
| Mar. 16, 2022 | Anonymous |
| Mar. 16, 2022 | Anonymous |
| Mar. 15, 2022 | Anonymous |
| Mar. 14, 2022 | Curtis Higgins, Kay Jewelers |
| Mar. 10, 2022 | JH |
| Mar. 9, 2022 | Anonymous |
| Mar. 8, 2022 | Phil Thompson |
| Mar. 7, 2022 | AJ |
| Mar. 4, 2022 | Michael S. Hong, Chair, Private Investment Funds Committee, Patrick T. Campbell Chair, Compliance Committee, and John Fitzgerald, Chair, Investment Management Regulation Committee, New York City Bar Association |
| Mar. 3, 2022 | Mark Melin |
| Mar. 2, 2022 | Anonymous |
| Mar. 1, 2022 | Gail Bernstein, General Counsel, Investment Adviser Association, et al. |
| Feb. 28, 2022 | Massimiliano Saccone, CFA, Founder and CEO, XTAL Strategies |
| Feb. 26, 2022 | Steven Utke |
| Feb. 26, 2022 | Winston Ulrey |
| Feb. 25, 2022 | Laurence G. Allen, Managing Member, NYPPEX Holdings, LLC |
| Feb. 25, 2022 | Anonymous |
| Feb. 24, 2022 | Gabriel Morales, Retail Investor |
| Feb 23, 2022 | Anonymous |
| Feb 23, 2022 | Anonymous |
| Feb 23, 2022 | Anonymous |
| Feb 23, 2022 | Anonymous |
| Feb 23, 2022 | Anonymous |
| Feb. 22, 2022 | Marc Steinberg |
| Feb. 22, 2022 | Christopher Nohl, Private Fund Manager |
| Feb. 21, 2022 | Benjamin Ng |
| Feb. 21, 2022 | Juan, Relationship Banker |
| Feb. 21, 2022 | Lee |
| Feb. 20, 2022 | Anonymous |
| Feb. 20, 2022 | Toby R. |
| Feb. 20, 2022 | James Michaels, Educator/Account Executive |
| Feb. 19, 2022 | Patrick O. Ingle, PressPage Entertainment Inc. |
| Feb. 19, 2022 | Mike Soltys |
| Feb. 19, 2022 | John Colagioia |
| Feb. 19, 2022 | Chris |
| Feb. 19, 2022 | Amy Lewis, Vice President, Policy Communications, WILD Foundation |
| Feb. 19, 2022 | Curtis Higgins |
| Feb. 19, 2022 | Andres Loubriel |
| Feb. 19, 2022 | Steven Casey |
| Feb. 19, 2022 | Larry Bell |
| Feb. 19, 2022 | Amy, Activity Supervisor |
| Feb. 19, 2022 | BAV |
| Feb. 18, 2022 | Suited Notary, Missouri Notary |
| Feb. 18, 2022 | Mark Thompson, Retail Investor |
| Feb. 16, 2022 | Mark Gorman, CEO |
| Feb. 16, 2022 | Anonymous |
| Feb. 15, 2022 | Chris Cassidy, New Mexico State Investment Council, Private Equity Portfolio Manager |
| Feb. 15, 2022 | Mark Steven Browning, Individual Investor |
| Feb. 14, 2022 | Sean Camblin |
| Feb. 14, 2022 | Aaron Fooshee |
| Feb. 14, 2022 | Beth Fischi |
| Feb. 13, 2022 | Marie |
| Feb. 13, 2022 | William Michael Cunningham, Creative Investment Research |
| Feb. 12, 2022 | Bruce Wade |
| Feb. 12, 2022 | Joshua Nurczyk |
| Feb. 12, 2022 | Anonymous |
| Feb. 11, 2022 | Richard Bejarano |
| Feb. 11, 2022 | Andrew Peake |
| Feb. 11, 2022 | David Andrieux |
| Feb. 11, 2022 | Steven Polich |
| Feb. 11, 2022 | Pete Harbeson |
| Feb. 11, 2022 | Roman Tsivkin |
| Feb. 11, 2022 | Helge Moulding |
| Feb. 11, 2022 | Matt Burke |
| Feb. 11, 2022 | Caleb |
| Feb. 10, 2022 | John Pilcher |
| Feb. 10, 2022 | Benjamin Heise |
| Feb. 10, 2022 | Mitchell Gordon |
| Feb. 10, 2022 | Noah de Leeuw |
| Feb. 10, 2022 | Peter James |
| Feb. 10, 2022 | Eric Posses |
| Feb. 10, 2022 | Darrell Budic |
| Feb. 10, 2022 | Michaela Barrett |
| Feb. 10, 2022 | Michael Weinstein |
| Feb. 10, 2022 | Monty Zukowski |
| Feb. 10, 2022 | Anonymous |
| Feb. 10, 2022 | Anonymous |
| Feb. 10, 2022 | Glenn France |
| Feb. 10, 2022 | Jim Barr |
| Feb. 10, 2022 | Chris Tobe |
| Feb. 10, 2022 | Don Levin |
| Feb. 10, 2022 | Kyle |
| Feb. 10, 2022 | Scott Horsburgh, President, Provident Investment Management, Inc. |
| Feb. 9, 2022 | Beth A. Perry |
| Feb. 9, 2022 | Anonymous |
Meetings with SEC Officials
(Click here for submitted comments from the public) |
| Aug. 22, 2023 | Memorandum from the Office of Commissioner Caroline Crenshaw regarding an August 1, 2023 meeting with representatives of the Managed Funds Association |
| Aug. 22, 2023 | Memorandum from the Office of Commissioner Caroline Crenshaw regarding a June 6, 2023 meeting with Investment Adviser Association’s (“IAA”) Board of Governors |
| Aug. 22, 2023 | Memorandum from the Office of Commissioner Caroline Crenshaw regarding a February 1, 2023 meeting with representatives of Investment Adviser Association |
| Aug. 22, 2023 | Memorandum from the Office of Commissioner Caroline Crenshaw regarding a July 21, 2022 meeting with representatives of Goldman Sachs |
| Aug. 22, 2023 | Memorandum from the Office of Commissioner Caroline Crenshaw regarding a July 14, 2022 meeting with representatives of the Managed Funds Association |
| Aug. 22, 2023 | Memorandum from the Office of Commissioner Caroline Crenshaw regarding a June 14, 2022 meeting with Investment Adviser Association’s (“IAA”) Board of Governors |
| Aug. 22, 2023 | Memorandum from the Office of Commissioner Caroline Crenshaw regarding a March 23, 2022 meeting with representatives of SIFMA |
| Aug. 15, 2023 | Memorandum from the Office of Commissioner Mark T. Uyeda regarding an August 15, 2023 meeting with a representative of the Managed Funds Association |
| Aug. 11, 2023 | Memorandum from the Office of Public Engagement regarding an August 4, 2023 virtual meeting with Labor Organizations |
| Aug. 7, 2023 | Memorandum from the Office of the Investor Advocate regarding an August 3, 2023 virtual meeting with representatives of the Managed Funds Association |
| Aug. 7, 2023 | Memorandum from the Office of Public Engagement regarding a July 24, 2023 virtual meeting with National Association of Insurance Commissioners |
| Jul. 25, 2023 | Memorandum from the Office of Commissioner Jaime Lizárraga regarding a July 25, 2023 meeting with Better Markets |
| Jul. 10, 2023 | Memorandum from the Division of Investment Management regarding a March 20, 2023, meeting with representatives of the Capital Group |
| Jul. 10, 2023 | Memorandum from the Division of Investment Management regarding a March 21, 2023, meeting with representatives of the the California Alternative Investments Association |
| Jun. 30, 2023 | Memorandum from the Office of the Chair regarding a June 9, 2023 meeting with representatives of Better Markets, Inc.
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| Jun. 29, 2023 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a May 11, 2023 meeting with Two Sigma |
| Jun. 26, 2023 | Memorandum from the Division of Investment Management regarding a June 21, 2023 meeting with representatives of Houlihan Lokey |
| Jun. 23, 2023 | Memorandum from the Office of Commissioner Mark T. Uyeda regarding a June 22, 2023 meeting with Andreesen Horowitz (a16z) |
| Jun. 14, 2023 | Memorandum from the Division of Investment Management regarding a May 19, 2023
conference on Emerging Trends in Asset Management
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| Jun. 6, 2023 | Memorandum from the Office of Commissioner Jaime Lizárraga regarding a June 6, 2023 meeting with representatives from the Americans for Financial Reform |
| Apr. 25, 2023 | Memorandum from the Office of Commissioner Jaime Lizárraga regarding an April 25, 2023 meeting with representatives of the Alternative Investment Management Association |
| Apr. 19, 2023 | Memorandum from the Division of Economic and Risk Analysis regarding an April 17, 2023 meeting with representatives of the Institutional Limited Partners Association |
| Apr. 3, 2023 | Memorandum from the Office of Public Engagement regarding a March 30, 2023 meeting with the Institutional Limited Partners Association |
| Mar. 24, 2023 | Memorandum from the Office of Commissioner Mark T. Uyeda regarding a March 24, 2023 meeting with Andreesen Horowitz |
| Mar. 2, 2023 | Memorandum from the Office of the Chair regarding a February 21, 2023 meeting with representatives of various State Treasurers and City Comptrollers |
| Feb. 24, 2023 | Memorandum from the Office of Public Engagement regarding a February 10, 2023 meeting with various Investor and Advocacy Organizations |
| Feb. 2, 2023 | Memorandum from the Office of Commissioner Jaime E. Lizárraga regarding a January 18, 2023 meeting with representatives from the American Investment Council |
| Feb. 1, 2023 | Memorandum from the Office of Commissioner Jaime Lizárraga regarding a February 1, 2023 meeting with Structured Finance |
| Jan. 17, 2023 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a January 17, 2023 meeting with representatives of the Regulatory Fundamentals Group |
| Jan. 15, 2023 | Memorandum from the Division of Investment Management regarding a January 13, 2023 videoconference with Americans for Financial Reform Education Fund |
| Jan. 10, 2023 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a November 29, 2022 meeting with representatives of the AIC |
| Dec. 22, 2022 | Memorandum from the Office of the Chair regarding a December 22, 2022 virtual meeting with representatives of the Advocates
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| Dec. 21, 2022 | Memorandum from the Office of the Chair regarding a December 21, 2022 meeting with representatives of the Americans for Financial Reform |
| Dec. 16, 2022 | Memorandum from the Division of Investment Management regarding a December 16, 2022 videoconference with representatives of the Institutional Limited Partners Association |
| Dec. 14, 2022 | Memorandum from the Office of Commissioner Mark T. Uyeda regarding a December 13, 2022 meeting with representatives of the Managed Funds Association |
| Dec. 13, 2022 | Memorandum from the Division of Investment Management regarding a December 8, 2022 videoconference with representatives of the Institutional Limited Partners Association |
| Dec. 9, 2022 | Memorandum from the Division of Investment Management regarding a December 9, 2022 videoconference with representatives of the CFA Institute |
| Dec. 2, 2022 | Memorandum from the Division of Investment Management regarding a December 2, 2022 meeting with representatives from TIAA-CREF and Nuveen |
| Dec. 2, 2022 | Memorandum from the Division of Investment Management regarding a December 2, 2022 meeting with representatives from Goldman Sachs Asset Management |
| Nov. 29, 2022 | Memorandum from the Division of Investment Management regarding a November 29, 2022 videoconference with representatives of the Regulatory Fundamentals Group, LLC |
| Nov. 22, 2022 | Memorandum from the Office of Commissioner Mark T. Uyeda regarding a November 21, 2022 Meeting with Representatives of Small Business Investor Alliance |
| Nov. 9, 2022 | Memorandum from the Office Commissioner Jaime Lizárraga regarding a Nov. 8, 2022 meeting with Managed Funds Association |
| Nov. 2, 2022 | Memorandum from the Division of Investment Management regarding a November 1, 2022 videoconference with representatives of the CFA Institute |
| Nov. 2, 2022 | Memorandum from the Office of Commissioner Mark T. Uyeda regarding a November 1, 2022 meeting with representatives of the American Investment Council |
| Oct. 28, 2022 | Memorandum from the Division of Investment Management regarding an October 28, 2022 meeting with representatives of the Managed Fund Association |
| Oct. 25, 2022 | Memorandum from the Division of Economic and Risk Analysis regarding an August 18, 2022 meeting with William Clayton |
| Oct. 20, 2022 | Memorandum from the Division of Investment Management regarding an October 19, 2022 videoconference with representatives of PricewaterhouseCoopers |
| Oct. 19, 2022 | Memorandum from the Office of Commissioner Hester M. Peirce regarding an October 19, 2022 meeting with representatives of the Investment Advisers Association |
| Oct. 17, 2022 | Memorandum from the Division of Invesment Management regarding an October 14, 2022 videoconference with representatives of Schulte Roth & Zabel LLP |
| Oct. 16, 2022 | Memorandum from the Office of the Chair regarding an October 14, 2022 meeting with representatives of the Managed Funds Association |
| Oct. 13, 2022 | Memorandum from the Division of Investment Management regarding an October 13, 2022, videoconference with representatives of Blackstone Inc. |
| Oct. 7, 2022 | Memorandum from the Division of Investment Management regarding an October 6, 2022 videoconference with representatives of Ropes & Gray LLP |
| Oct. 6, 2022 | Memorandum from the Office of Commissioner Hester M. Peirce regarding an October 6, 2022 meeting with representatives of Performa |
| Oct. 6, 2022 | Memorandum from the Office of Commissioner Mark T. Uyeda regarding an October 5, 2022 meeting with representatives of the Managed Funds Association |
| Oct. 5, 2022 | Memorandum from the Division of Investment Management regarding an October 5, 2022 videoconference with representatives of the Committee on Capital Markets
Regulation |
| Sep. 29, 2022 | Memorandum from the Division of Investment Management regarding a September 29, 2022 videoconference with representatives of Ernst & Young LLP |
| Sep. 22, 2022 | Memorandum from the Division of Investment Management regarding a September 22, 2022 videoconference with representatives of the Private Investment Funds Forum |
| Sep. 22, 2022 | Memorandum from the Division of Investment Management regarding a September 22, 2022 videoconference with representatives of the New York City Bar Association |
| Sep. 21, 2022 | Memorandum from the Office of Commissioner Mark T. Uyeda regarding a September 20, 2022 meeting with representatives of the Investment Advisers Association |
| Sep. 21, 2022 | Memorandum from the Division of Investment Management regarding a September 20, 2022 videoconference with representatives of RSM |
| Sep. 21, 2022 | Memorandum from the Office of Commissioner Mark T. Uyeda regarding a September 20, 2022 meeting with representatives of the Investment Advisers Association |
| Sep. 20, 2022 | Memorandum from the Office of Commissioner Mark T. Uyeda regarding a September 20, 2022 telephone call with Professor Joseph A. Grundfest |
| Sep. 16, 2022 | Memorandum from the Division of Investment Management regarding a September 16, 2022 videoconference with representatives of the Institutional Limited Partners Association |
| Sep. 16, 2022 | Memorandum from the Division of Investment Management regarding a September 16, 2022 videoconference with representatives of the Investment Advisers Association |
| Sep. 16, 2022 | Memorandum from the Office of Commissioner Mark T. Uyeda regarding a September 14, 2022 meeting with representatives of Goldman Sachs Group, Inc. and Morgan Stanley |
| Sep. 16, 2022 | Memorandum from the Division of Investment Management regarding a September 16, 2022 videoconference with representatives of the BDO USA LLP |
| Sep. 13, 2022 | Memorandum from the Division of Investment Management regarding a September 13, 2022 meeting with representatives of the New York City Bar Association |
| Sep. 13, 2022 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a September 13, 2022 meeting with representatives of CompliGlobe Ltd., et al. |
| Sep. 9, 2022 | Memorandum from the Division of Investment Management regarding a September 9, 2022 videoconference with representatives of the Loan Syndications and Trading Association |
| Sep. 9, 2022 |
Memorandum from the Office of the Investor Advocate regarding an August 31, 2022 meeting with representatives of the Managed Funds Association |
| Sep. 6, 2022 | Memorandum from the Division of Investment Management regarding a September 6, 2022 videoconference with representatives of Institutional Limited Partners Association |
| Sep. 6, 2022 | Memorandum from the Division of Investment Management regarding a September 6, 2022 videoconference with representatives of the Structured Finance Association |
| Aug. 31, 2022 | Memorandum from the Division of Investment Management regarding an August 31, 2022, videoconference with representatives of the Institutional Limited Partners Association |
| Aug. 29, 2022 | Memorandum from the Division of Investment Management regarding an August 29, 2022, videoconference with representatives of the Fixed Income Investor Network |
| Aug. 22, 2022 | Memorandum from the Office of Commissioner Hester M. Peirce regarding an August 22, 2022 meeting with representatives of Alpha Wealth Strategies, et al. |
| Aug. 16, 2022 | Memorandum from the Office of Commissioner Mark T. Uyeda regarding an August 10, 2022 teleconference with representatives of SIFMA |
| Aug. 3, 2022 | Memorandum from the Division of Investment Management regarding an August 3, 2022, videoconference with representatives of Blackstone Inc. |
| Aug. 3, 2022 | Memorandum from the Division of Economic and Risk Analysis regarding an August 2, 2022 meeting with representatives of MFA |
| Jul. 29, 2022 | Memorandum from the Division of Economic and Risk Analysis regarding a July 28, 2022 meeting with representatives of SIFMA |
| Jul. 19, 2022 | Memorandum from the Office of the Chairman regarding a July 19, 2022 meeting with representatives of the National Association of Investment Companies |
| Jul. 18, 2022 | Memorandum from the Division of Investment Management regarding a July 18, 2022 meeting with representatives of Managed Funds Association |
| Jul. 18, 2022 | Memorandum from the Division of Investment Management regarding a July 18, 2022 meeting with representatives of the National Venture Capital Association |
| Jul. 18, 2022 | Memorandum from the Office of Commissioner Peirce regarding a July 18, 2022 meeting with representatives of the National Venture Capital Association |
| Jul. 15, 2022 | Memorandum from the Division of Investment Management regarding a July 14, 2022 meeting with representatives of the Private Investor Coalition |
| Jul. 11, 2022 | Memorandum from the Office of Commissioner Peirce regarding a July 11, 2022 representatives representatives of Goldman Sachs Group and Morgan Stanley |
| Jul. 8, 2022 | Memorandum from the Division of Investment Management regarding a July 6, 2022 meeting with representatives of Alternative Investment Management Association |
| Jul. 6, 2022 | Memorandum from the Division of Economic and Risk Analysis regarding a June 24, 2022 meeting with representatives of LSTA |
| Jun. 24, 2022 | Memorandum from the Office of the Chairman regarding a June 24, 2022 meeting with representatives of the Managed Funds Association |
| Jun. 23, 2022 | Memorandum from the Office of Commissioner Peirce regarding a June 23, 2022 meeting with representatives from Loan Syndications and Trading Association |
| Jun. 21, 2022 | Memorandum from the Division of Investment Management regarding a June 21, 2022 Videoconference with Representatives of Houlihan Lokey |
| Jun. 21, 2022 | Memorandum from the Division of Investment Management regarding a June 21, 2022 Videoconference with Representatives of the Managed Funds Association |
| Jun. 17, 2022 | Memorandum from the Division of Investment Management regarding a June 17, 2022 Videoconference with Representatives of Securities Industry and Financial Markets Association |
| Jun. 16, 2022 | Memorandum from the Division of Investment Management regarding a June 16, 2022 Videoconference with Representatives of the Managed Funds Association |
| Jun. 16, 2022 | Memorandum from the Division of Investment Management regarding a June 16, 2022 Videoconference with Representatives of the American Investment Council |
| Jun. 16, 2022 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a June 16, 2022 meeting with members of the Managed Funds Association |
| Jun. 13, 2022 | Memorandum from the Office of Commissioner Peirce regarding a June 13, 2022 meeting with members of IAA’s Board of Governors |
| Jun. 9, 2022 | Memorandum from the Office of Commissioner Caroline Crenshaw regarding a March 24, 2022 meeting with representatives of the Alternative Investment Management Association |
| Jun. 7, 2022 | Memorandum from the Office of Commissioner Lee regarding a June 6, 2022 Meeting with Representatives from the Managed Funds Association. |
| Jun. 6, 2022 | Memorandum from the Division of Investment Management regarding a June 3, 2022 videoconference with representatives of the Investment Adviser Association |
| Jun. 2, 2022 | Memorandum from the Office of the Chairman regarding a June 2, 2022 meeting with representatives of the Healthy Markets Association |
| May 26, 2022 | Memorandum from the Division of Investment Management regarding a May 26, 2022 meeting with representatives of Goldman Sachs Group, Inc |
| May 20, 2022 | Memorandum from the Division of Investment Management regarding a May 12, 2022 meeting with representatives of Cravath, Swaine & Moore LLP |
| May 20, 2022 | Memorandum from the Division of Investment Management regarding a May 19, 2022 meeting with representatives of OPERS |
| May 13, 2022 | Memorandum from the Office of the Chairman regarding a May 13, 2022 meeting with representatives of the Institutional Limited Partners Association |
| May 12, 2022 | Memorandum from the Office of the Chairman regarding a May 12, 2022 meeting with representatives of the Securities Industry and Financial Markets Association |
| May 12, 2022 | Memorandum from the Office of Commissioner Allison Herren Lee regarding a May 4, 2022 virtual meeting with representatives from Alternative Investment Management Association (“AIMA”) |
| May 9, 2022 | Memorandum from the Division of Investment Management regarding a May 9, 2022 videoconference with representatives of the Standards Board for Alternative Investments (the “SBAI”) |
| May 5, 2022 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a May 5, 2022 Videoconference with Representatives of the Alternative Investment Management Association |
| May 5, 2022 | Memorandum from the Office of Commissioner Peirce regarding a May 5, 2022 meeting with representatives of AIMA |
| Apr. 29, 2022 | Memorandum from the Division of Investment Management regarding an April 29, 2022 videoconference with a representative of the Standards Board for Alternative Investments (“SBAI”) |
| Apr. 8, 2022 | Memorandum from the Division of Investment Management regarding an April 8, 2022 videoconference with representatives of the Institutional Limited Partners Association (“ILPA”) |
| Apr. 8, 2022 | Memorandum from the Division of Investment Management regarding an April 8, 2022 videoconference with representatives of the Loan Syndications and Trading Association (“LSTA”) |
| Apr. 7, 2022 | Memorandum from the Division of Investment Management regarding an April 7, 2022 videoconference with representatives of Eversheds Sutherland |
| Apr. 5, 2022 | Memorandum from the Division of Investment Management regarding an April 1, 2022 videoconference with representatives of the CFA Institute |
| Apr. 5, 2022 | Memorandum from the Division of Investment Management regarding a March 29, 2022 videoconference with representatives of the Alternative Investment Management Association (“AIMA”) |
| Apr. 4, 2022 | Memorandum from the Office of Commissioner Hester M. Peirce regarding an April 4, 2022 meeting with members of SIFMA-AMG |
| Apr. 1, 2022 | Memorandum from the Office of the Chairman regarding an April 1, 2022 meeting with representatives of the Omidyar Network |
| Mar. 31, 2022 | Memorandum from the Division of Investment Management regarding a March 30, 2022 videoconference with Representatives of the Institutional Limited Partners Association (“ILPA”) |
| Mar. 18, 2022 | Memorandum from the Division of Investment Management regarding a March 17, 2022 videoconference with Representatives of the Securities Industry and Financial Markets Association Asset Management Group (“SIFMA-AMG”) |
| Mar. 3, 2022 | Memorandum from the Office of the Chairman regarding a March 3, 2022 meeting with the Omidyar Foundation |
| Feb. 22, 2022 | Memorandum from the Division of Investment Management regarding a February 17, 2022 videoconference with Representatives of the Investment Adviser Association (IAA) |
| Feb. 11, 2022 | Memorandum from the Office of the Chairman regarding a February 10, 2022 meeting with the Institutional Limited Partners Association (ILPA) |
