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Enforcement

This page provides information on SEC enforcement actions, opinions issued by the Commission, briefs filed by SEC staff, trading suspensions, and notices concerning the creation of investors claims funds in specific cases.

Litigation Releases — Federal Court Actions


Administrative Proceedings — Notices & Settlements


Administrative Proceedings — Fair Funds


Reports of Investigations


Commission Opinions and Adjudicatory Orders


Enforcement Cooperation Program


Accounting and Auditing Enforcement Releases


Trading Suspensions


Delinquent Filings


Stop Orders


Information for Harmed Investors


Receiverships


Amicus / Friend of the Court Briefs


Appellate Court Briefs


SEC Rules of Practice and Rules on Fair Fund and Disgorgement Plans


Quick Links

Administrative Proceedings Documents by Case

Electronic Filings in Administrative Proceedings (eFAP)

Certain Cybersecurity-Related Events FAQs

Modified: Aug. 3, 2023

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