This page provides information on SEC enforcement actions, opinions issued by the Commission, briefs filed by SEC staff, trading suspensions, and notices concerning the creation of investors claims funds in specific cases.

Litigation Releases — Federal Court Actions

Administrative Proceedings — Notices & Settlements

Administrative Proceedings — Fair Funds

Reports of Investigations

Commission Opinions and Adjudicatory Orders

Enforcement Cooperation Program

Accounting and Auditing Enforcement Releases

Trading Suspensions

Delinquent Filings

Stop Orders

Information for Harmed Investors

Receiverships

Amicus / Friend of the Court Briefs

Appellate Court Briefs

SEC Rules of Practice and Rules on Fair Fund and Disgorgement Plans

Quick Links

Administrative Proceedings Documents by Case

Electronic Filings in Administrative Proceedings (eFAP)

Certain Cybersecurity-Related Events FAQs