About the Division »


The Division of Enforcement was created in August 1972 to consolidate enforcement activities that previously had been handled by the various operating divisions at the Commission's headquarters in Washington. The Commission's enforcement staff conducts investigations into possible violations of the federal securities laws, and prosecutes the Commission's civil suits in the federal courts as well as its administrative proceedings.

Learn more about the Division of Enforcement Learn more

 
Stephanie Avakian PhotoStephanie Avakian, Co-Director, Division of Enforcement
Steven Peikin PhotoSteven Peikin, Co-Director, Division of Enforcement
 

Contact the Office
202-551-4500

Resources for Retail Investors

Protecting You button

Tips & Complaints