Speeches and Statements

Speeches and statements (including testimony) given by the Chair, Commissioners, and SEC staff. To view these prior to 2012, refer to the archive pages:

Published date grouping	Date	Title	Speaker	Type
Published date grouping:September 2022	Date: Sept. 29, 2022	Title: Remarks at the Association of Asian American Investment Managers Elevate 2022 Keynote Lunch Program	Speaker: Commissioner Mark T. Uyeda	Type:Speech
Published date grouping:September 2022	Date: Sept. 21, 2022	Title: Remarks to the Investor Advisory Committee	Speaker: Chair Gary Gensler	Type:Speech
Published date grouping:September 2022	Date: Sept. 21, 2022	Title: Remarks at Meeting of the SEC Investor Advisory Committee	Speaker: Commissioner Hester M. Peirce	Type:Statement
Published date grouping:September 2022	Date: Sept. 21, 2022	Title: Remarks at the Meeting of the SEC Investor Advisory Committee (IAC)	Speaker: Commissioner Jaime Lizárraga	Type:Statement
Published date grouping:September 2022	Date: Sept. 21, 2022	Title: Remarks at the Meeting of the Investor Advisory Committee	Speaker: Commissioner Mark T. Uyeda	Type:Statement
Published date grouping:September 2022	Date: Sept. 20, 2022	Title: Statement Regarding In the Matter of Toews Corporation	Speaker: Commissioner Hester M. Peirce Commissioner Mark T. Uyeda	Type:Statement
Published date grouping:September 2022	Date: Sept. 15, 2022	Title: Laudable Ends, Poorly Pursued: Statement Regarding Recent Pay-to-Play Rule Settlements	Speaker: Commissioner Hester M. Peirce	Type:Statement
Published date grouping:September 2022	Date: Sept. 15, 2022	Title: Opening Remarks to the Institute for Inclusion in the Legal Profession	Speaker: Chair Gary Gensler	Type:Speech
Published date grouping:September 2022	Date: Sept. 15, 2022	Title: Oral Testimony of Gary Gensler Before the United States Senate Committee on Banking, Housing, and Urban Affairs	Speaker: Chair Gary Gensler	Type:Testimony
Published date grouping:September 2022	Date: Sept. 15, 2022	Title: Testimony Before the United States Senate Committee on Banking, Housing, and Urban Affairs	Speaker: Chair Gary Gensler	Type:Testimony
Published date grouping:September 2022	Date: Sept. 14, 2022	Title: Statement on Proposed Rules Regarding Treasury Clearing	Speaker: Chair Gary Gensler	Type:Statement
Published date grouping:September 2022	Date: Sept. 14, 2022	Title: Statement on Standards for Covered Clearing Agencies for U.S. Treasury Securities and Application of the Broker-Dealer Customer Protection Rule With Respect to U.S. Treasury Securities	Speaker: Commissioner Mark T. Uyeda	Type:Statement
Published date grouping:September 2022	Date: Sept. 14, 2022	Title: Statement on Treasury Clearing	Speaker: Commissioner Jaime Lizárraga	Type:Statement
Published date grouping:September 2022	Date: Sept. 14, 2022	Title: Treasury Clearing Standards for Membership Requirements and Risk Management	Speaker: Commissioner Hester M. Peirce	Type:Statement
Published date grouping:September 2022	Date: Sept. 14, 2022	Title: Statement on Standards for Covered Clearing Agencies for U.S. Treasury Securities and Application of the Broker-Dealer Customer Protection Rule With Respect to U.S. Treasury Securities	Speaker: Commissioner Caroline A. Crenshaw	Type:Statement
Published date grouping:September 2022	Date: Sept. 9, 2022	Title: Remarks at SEC Speaks	Speaker: Sanjay Wadhwa, Deputy Director of Enforcement	Type:Speech
Published date grouping:September 2022	Date: Sept. 9, 2022	Title: Remarks at the “SEC Speaks” Conference 2022	Speaker: Commissioner Mark T. Uyeda	Type:Speech
Published date grouping:September 2022	Date: Sept. 9, 2022	Title: Remarks at SEC Speaks 2022	Speaker: Gurbir S. Grewal, Director, Division of Enforcement	Type:Speech
Published date grouping:September 2022	Date: Sept. 8, 2022	Title: Federal Securities Laws: Closed-Book or Open-Book Exam? - Remarks at SEC Speaks 2022	Speaker: Sebastian Gomez Abero, Deputy Director, Office of the Advocate for Small Business Capital Formation	Type:Speech
Published date grouping:September 2022	Date: Sept. 8, 2022	Title: Prepared Remarks of Gary Gensler “Kennedy and Crypto” At SEC Speaks	Speaker: Chair Gary Gensler	Type:Speech
Published date grouping:September 2022	Date: Sept. 6, 2022	Title: Audit Quality and Investor Protection under the Holding Foreign Companies Accountable Act	Speaker: Paul Munter, Acting Chief Accountant	Type:Statement
Published date grouping:August 2022	Date: Aug. 29, 2022	Title: Auditor Independence and Ethical Responsibilities: Critical Points to Consider When Contemplating an Audit Firm Restructuring	Speaker: Paul Munter, Acting Chief Accountant	Type:Statement
Published date grouping:August 2022	Date: Aug. 26, 2022	Title: Statement on Final Amendments to the Whistleblower Program	Speaker: Chair Gary Gensler	Type:Statement
Published date grouping:August 2022	Date: Aug. 26, 2022	Title: On the Consequences of an Inconsequential Rulemaking: Statement Regarding Amendments to Whistleblower Program Rules	Speaker: Commissioner Hester M. Peirce	Type:Statement
Published date grouping:August 2022	Date: Aug. 26, 2022	Title: Statement on the Final Rules Related to the Whistleblower Program	Speaker: Commissioner Mark T. Uyeda	Type:Statement
Published date grouping:August 2022	Date: Aug. 26, 2022	Title: Statement on the PCAOB Agreement with China and Hong Kong	Speaker: Commissioner Jaime Lizárraga	Type:Statement
Published date grouping:August 2022	Date: Aug. 26, 2022	Title: Statement on Agreement Governing Inspections and Investigations of Audit Firms Based in China and Hong Kong	Speaker: Chair Gary Gensler	Type:Statement
Published date grouping:August 2022	Date: Aug. 25, 2022	Title: Statement on Final Rule Regarding Pay Versus Performance	Speaker: Chair Gary Gensler	Type:Statement
Published date grouping:August 2022	Date: Aug. 25, 2022	Title: Neither Pay nor Performance	Speaker: Commissioner Hester M. Peirce	Type:Statement
Published date grouping:August 2022	Date: Aug. 25, 2022	Title: Statement on Pay versus Performance:	Speaker: Commissioner Jaime Lizárraga	Type:Statement
Published date grouping:August 2022	Date: Aug. 25, 2022	Title: Late Summer Sunshine: Statement on the Adoption of Pay Versus Performance	Speaker: Commissioner Caroline A. Crenshaw	Type:Statement
Published date grouping:August 2022	Date: Aug. 25, 2022	Title: Statement on the Final Rule Related to Pay Versus Performance	Speaker: Commissioner Mark T. Uyeda	Type:Statement
Published date grouping:August 2022	Date: Aug. 12, 2022	Title: Statement on PCAOB Amendments to Strengthen Auditing Standards for Audits Involving Multiple Firms	Speaker: Chair Gary Gensler	Type:Statement
Published date grouping:August 2022	Date: Aug. 12, 2022	Title: Statement on Amendments to Auditing Standards Governing the Planning and Supervision of Audits Involving Other Auditors and Dividing Responsibility for the Audit with Another Accounting Firm	Speaker: Commissioner Mark T. Uyeda	Type:Statement
Published date grouping:August 2022	Date: Aug. 10, 2022	Title: Statement on Proposed Joint Amendments to Form PF	Speaker: Chair Gary Gensler	Type:Statement
Published date grouping:August 2022	Date: Aug. 10, 2022	Title: Statement on Proposed Amendments to Form PF to Amend Reporting Requirements for All Filers and Large Hedge Fund Advisers	Speaker: Commissioner Hester M. Peirce	Type:Statement
Published date grouping:August 2022	Date: Aug. 10, 2022	Title: Statement on Amendments to Form PF to Amend Reporting Requirements for All Filers and Large Hedge Fund Advisers	Speaker: Commissioner Mark T. Uyeda	Type:Statement
Published date grouping:August 2022	Date: Aug. 10, 2022	Title: Statement on Proposed Amendments to Form PF	Speaker: Commissioner Caroline A. Crenshaw	Type:Statement
Published date grouping:August 2022	Date: Aug. 10, 2022	Title: Enhancing Private Fund Adviser Reporting Data	Speaker: Commissioner Jaime Lizárraga	Type:Statement
Published date grouping:August 2022	Date: Aug. 8, 2022	Title: Statement on Proposal to Enhance Clearing Agency Governance	Speaker: Chair Gary Gensler	Type:Statement
Published date grouping:August 2022	Date: Aug. 8, 2022	Title: Statement on Clearing Agency Governance and Conflicts of Interest	Speaker: Commissioner Mark T. Uyeda	Type:Statement
Published date grouping:August 2022	Date: Aug. 8, 2022	Title: Dissenting from Stakeholder Governance for Clearing Agencies	Speaker: Commissioner Hester M. Peirce	Type:Statement
Published date grouping:August 2022	Date: Aug. 2, 2022	Title: Statement on Jury’s Verdict in Trial of Christopher Nohl, Michael Hull, and Entities They Owned or Controlled	Speaker: Gurbir S. Grewal, Director, Division of Enforcement	Type:Statement
Published date grouping:August 2022	Date: Aug. 2, 2022	Title: Prepared Remarks Before the Small Business Capital Formation Advisory Committee	Speaker: Chair Gary Gensler	Type:Speech
Published date grouping:August 2022	Date: Aug. 2, 2022	Title: Remarks to the Small Business Capital Formation Advisory Committee	Speaker: Commissioner Mark T. Uyeda	Type:Speech
Published date grouping:August 2022	Date: Aug. 2, 2022	Title: Remarks at the Small Business Capital Formation Advisory Committee Meeting: Shining a Spotlight (or Searchlight) on Secondary Market Liquidity for Small Businesses	Speaker: Commissioner Hester M. Peirce	Type:Speech
Published date grouping:August 2022	Date: Aug. 2, 2022	Title: Remarks at the Small Business Advisory Committee Meeting	Speaker: Commissioner Jaime Lizárraga	Type:Speech
Published date grouping:July 2022	Date: July 29, 2022	Title: Statement on Re-Proposed Amendments Regarding Exemption from National Securities Association Membership	Speaker: Chair Gary Gensler	Type:Statement
Published date grouping:July 2022	Date: July 29, 2022	Title: Statement in Honor of National Whistleblower Day	Speaker: Gurbir S. Grewal, Director, Division of Enforcement	Type:Statement
Published date grouping:July 2022	Date: July 29, 2022	Title: Statement of Commissioners Hester M. Peirce and Mark T. Uyeda on Proposed Amendments to Exchange Act Rule 15b9-1	Speaker: Commissioner Hester M. Peirce Commissioner Mark T. Uyeda	Type:Statement
Published date grouping:July 2022	Date: July 28, 2022	Title: Statement Regarding In the Matter of Aegis Capital Corporation	Speaker: Commissioner Hester M. Peirce	Type:Statement
Published date grouping:July 2022	Date: July 28, 2022	Title: Remarks at Financial Stability Oversight Council Meeting	Speaker: Chair Gary Gensler	Type:Speech
Published date grouping:July 2022	Date: July 27, 2022	Title: Prepared Remarks at Center for Audit Quality “Sarbanes-Oxley at 20: The Work Ahead”	Speaker: Chair Gary Gensler	Type:Speech
Published date grouping:July 2022	Date: July 26, 2022	Title: Remarks at PLI: Investment Management 2022	Speaker: William Birdthistle, Director, Division of Investment Management	Type:Speech
Published date grouping:July 2022	Date: July 22, 2022	Title: Comment on the Financial Accounting Foundation Draft Strategic Plan	Speaker: Commissioner Hester M. Peirce Commissioner Mark T. Uyeda	Type:Statement
Published date grouping:July 2022	Date: July 21, 2022	Title: Testimony on “Oversight of the SEC’s Division of Enforcement” Before the United States House of Representatives Committee on Financial Services Subcommittee on Investor Protection, Entrepreneurship, and Capital Markets	Speaker: Gurbir S. Grewal, Director, Division of Enforcement	Type:Statement
Published date grouping:July 2022	Date: July 15, 2022	Title: Statement on Departure of Commissioner Allison Herren Lee	Speaker: Chair Gary Gensler Commissioner Hester M. Peirce Commissioner Caroline A. Crenshaw Commissioner Mark T. Uyeda	Type:Statement
Published date grouping:July 2022	Date: July 13, 2022	Title: Statement on Proposed Amendments to Rule 14a-8	Speaker: Chair Gary Gensler	Type:Statement
Published date grouping:July 2022	Date: July 13, 2022	Title: Statement on Adoption of Amendments to the Rules Governing Proxy Voting Advice	Speaker: Chair Gary Gensler	Type:Statement
Published date grouping:July 2022	Date: July 13, 2022	Title: Improving the Shareholder Proposal Process: Statement on Proposed Amendments to Rule 14a-8	Speaker: Allison Herren Lee, Former Commissioner	Type:Statement
Published date grouping:July 2022	Date: July 13, 2022	Title: Protecting the Independence of the Proxy Voting Process: Statement on Amendments Governing Proxy Voting Advice	Speaker: Allison Herren Lee, Former Commissioner	Type:Statement
Published date grouping:July 2022	Date: July 13, 2022	Title: Statement on Adoption of Amendments to Proxy Rules Governing Proxy Voting Advice & Proposal of Amendments to Rule 14a-8	Speaker: Commissioner Caroline A. Crenshaw	Type:Statement
Published date grouping:July 2022	Date: July 13, 2022	Title: U-Turn: Comments on Proxy Voting Advice	Speaker: Commissioner Hester M. Peirce	Type:Statement
Published date grouping:July 2022	Date: July 13, 2022	Title: Exclusion Preclusion: Statement on the Shareholder Proposals Proposal	Speaker: Commissioner Hester M. Peirce	Type:Statement
Published date grouping:July 2022	Date: July 13, 2022	Title: Statement on Proposed Amendments for Substantial Implementation, Duplication, and Resubmission of Shareholder Proposals under Exchange Act Rule 14a-8	Speaker: Commissioner Mark T. Uyeda	Type:Statement
Published date grouping:July 2022	Date: July 13, 2022	Title: Statement on Final Rule Amendments on Proxy Voting Advice	Speaker: Commissioner Mark T. Uyeda	Type:Statement
Published date grouping:July 2022	Date: July 12, 2022	Title: Statement on Decision in Jury Trial of Dean McDermott and McDermott Investment Advisors	Speaker: Gurbir S. Grewal, Director, Division of Enforcement	Type:Statement
Published date grouping:July 2022	Date: July 11, 2022	Title: Statement on Single-Stock Levered and/or Inverse ETFs	Speaker: Lori J. Schock, Director, Office of Investor Education and Advocacy	Type:Statement
Published date grouping:July 2022	Date: July 11, 2022	Title: Statement on Single-Stock ETFs	Speaker: Commissioner Caroline A. Crenshaw	Type:Statement
Published date grouping:July 2022	Date: July 8, 2022	Title: Statement on the Order Granting Temporary Conditional Exemptive Relief from Certain Requirements of the National Market System Plan Governing the Consolidated Audit Trail	Speaker: Commissioner Hester M. Peirce	Type:Statement
Published date grouping:July 2022	Date: July 5, 2022	Title: Statement on Decision in Jury Trial of Bradley C. Davis	Speaker: Gurbir S. Grewal, Director, Division of Enforcement	Type:Statement
Published date grouping:July 2022	Date: July 1, 2022	Title: Chief Compliance Officer Liability: Statement on In the Matter of Hamilton Investment Counsel LLC and Jeffrey Kirkpatrick	Speaker: Commissioner Hester M. Peirce	Type:Statement
Published date grouping:June 2022	Date: June 30, 2022	Title: Statement on Decision in Bench Trial of Mark Heckele	Speaker: Gurbir S. Grewal, Director, Division of Enforcement	Type:Statement
Published date grouping:June 2022	Date: June 28, 2022	Title: When Voluntary Means Mandatory and Forever: Statement on In the Matter of Ernst & Young LLP	Speaker: Commissioner Hester M. Peirce	Type:Statement
Published date grouping:June 2022	Date: June 23, 2022	Title: Statement on Final Rule Amendments to Electronic Filing Requirements	Speaker: Chair Gary Gensler	Type:Statement
Published date grouping:June 2022	Date: June 22, 2022	Title: A Caution on the Limits of Authority: Statement Regarding In the Matter of The Brink’s Company	Speaker: Commissioner Hester M. Peirce	Type:Statement
Published date grouping:June 2022	Date: June 22, 2022	Title: Rip Current Rulemakings: Statement on the Regulatory Flexibility Agenda	Speaker: Commissioner Hester M. Peirce	Type:Statement
Published date grouping:June 2022	Date: June 16, 2022	Title: Statement on Senate Confirmation of Jaime Lizárraga and Mark Uyeda	Speaker: Chair Gary Gensler Commissioner Hester M. Peirce Allison Herren Lee, Former Commissioner Commissioner Caroline A. Crenshaw	Type:Statement
Published date grouping:June 2022	Date: June 15, 2022	Title: Statement on Request for Comment on Certain Information Providers Acting as Investment Advisers	Speaker: Commissioner Caroline A. Crenshaw	Type:Statement
Published date grouping:June 2022	Date: June 15, 2022	Title: Statement on Request for Comment on Certain Information Providers	Speaker: Chair Gary Gensler	Type:Statement
Published date grouping:June 2022	Date: June 14, 2022	Title: On the Spot: Remarks at “Regulatory Transparency Project Conference on Regulating the New Crypto Ecosystem: Necessary Regulation or Crippling Future Innovation?”	Speaker: Commissioner Hester M. Peirce	Type:Speech
Published date grouping:June 2022	Date: June 9, 2022	Title: Remarks at Meeting of the SEC Investor Advisory Committee	Speaker: Commissioner Hester M. Peirce	Type:Speech
Published date grouping:June 2022	Date: June 9, 2022	Title: Remarks Before the Investor Advisory Committee	Speaker: Chair Gary Gensler	Type:Speech
Published date grouping:June 2022	Date: June 8, 2022	Title: The Critical Importance of the General Standard of Auditor Independence and an Ethical Culture for the Accounting Profession	Speaker: Paul Munter, Acting Chief Accountant	Type:Statement
Published date grouping:June 2022	Date: June 8, 2022	Title: “Market Structure and the Retail Investor:” Remarks Before the Piper Sandler Global Exchange Conference	Speaker: Chair Gary Gensler	Type:Speech
Published date grouping:June 2022	Date: June 3, 2022	Title: Statement on Final Rule Amendments to Electronic Filing Requirements	Speaker: Chair Gary Gensler	Type:Statement
Published date grouping:May 2022	Date: May 25, 2022	Title: Statement on Proposed Rule Requiring Enhanced Disclosure by Certain Investment Advisers and Investment Companies on ESG Investment Practices	Speaker: Commissioner Caroline A. Crenshaw	Type:Statement
Published date grouping:May 2022	Date: May 25, 2022	Title: A Rose By Any Other Name: Statement on Proposed Amendments to the Names Rule	Speaker: Commissioner Caroline A. Crenshaw	Type:Statement
Published date grouping:May 2022	Date: May 25, 2022	Title: Statement on Environmental, Social, and Governance Disclosures for Investment Advisers and Investment Companies	Speaker: Commissioner Hester M. Peirce	Type:Statement
Published date grouping:May 2022	Date: May 25, 2022	Title: Statement on Investment Company Names	Speaker: Commissioner Hester M. Peirce	Type:Statement
Published date grouping:May 2022	Date: May 25, 2022	Title: What’s in a Name? Aligning Fund Names with Investor Expectations	Speaker: Allison Herren Lee, Former Commissioner	Type:Statement
Published date grouping:May 2022	Date: May 25, 2022	Title: It’s Not Easy Being Green [1] : Bringing Transparency and Accountability to Sustainable Investing	Speaker: Allison Herren Lee, Former Commissioner	Type:Statement
Published date grouping:May 2022	Date: May 25, 2022	Title: Statement on ESG Disclosures Proposal	Speaker: Chair Gary Gensler	Type:Statement
Published date grouping:May 2022	Date: May 25, 2022	Title: Statement on Proposed Updates to Names Rule	Speaker: Chair Gary Gensler	Type:Statement
Published date grouping:May 2022	Date: May 24, 2022	Title: Resolving the Lack of Audit Transparency in China and Hong Kong: Remarks at the International Council of Securities Associations (ICSA) Annual General Meeting	Speaker: YJ Fischer, Director, Office of International Affairs	Type:Speech
Published date grouping:May 2022	Date: May 17, 2022	Title: Testimony at Hearing before the Subcommittee on Financial Services and General Government U.S. House Appropriations Committee	Speaker: Chair Gary Gensler	Type:Testimony
Published date grouping:May 2022	Date: May 17, 2022	Title: “Investor Protection in a Digital Age," Remarks Before the 2022 NASAA Spring Meeting & Public Policy Symposium	Speaker: Chair Gary Gensler	Type:Speech
Published date grouping:May 2022	Date: May 12, 2022	Title: Remarks at Securities Enforcement Forum West 2022	Speaker: Gurbir S. Grewal, Director, Division of Enforcement	Type:Speech
Published date grouping:May 2022	Date: May 11, 2022	Title: “A ‘New’ New Era:” Prepared Remarks Before the International Swaps and Derivatives Association Annual Meeting	Speaker: Chair Gary Gensler	Type:Speech
Published date grouping:May 2022	Date: May 6, 2022	Title: Remarks at SEC Small Business Capital Formation Advisory Committee Meeting	Speaker: Commissioner Hester M. Peirce	Type:Speech
Published date grouping:May 2022	Date: May 6, 2022	Title: Remarks Before the Small Business Capital Formation Advisory Committee	Speaker: Chair Gary Gensler	Type:Speech
Published date grouping:May 2022	Date: May 6, 2022	Title: Prepared Remarks Before the Annual Conference on Financial Market Regulation - "A Century with a Gold Standard"	Speaker: Chair Gary Gensler	Type:Speech
Published date grouping:April 2022	Date: April 28, 2022	Title: Remarks at Virtual Roundtable on the Future of Going Public and Expanding Investor Opportunities: A Comparative Discussion on IPOs and the Rise of SPACs	Speaker: Commissioner Caroline A. Crenshaw	Type:Speech
Published date grouping:April 2022	Date: April 28, 2022	Title: Closing Remarks to the Older Investor Roundtable	Speaker: Chair Gary Gensler	Type:Speech
Published date grouping:April 2022	Date: April 28, 2022	Title: Remarks before the Older Investor Roundtable	Speaker: Commissioner Hester M. Peirce	Type:Speech
Published date grouping:April 2022	Date: April 26, 2022	Title: “The Name’s Bond:" Remarks at City Week	Speaker: Chair Gary Gensler	Type:Speech
Published date grouping:April 2022	Date: April 18, 2022	Title: Statement on Jury’s Verdict in Trial of Edward S. Walczak	Speaker: Gurbir S. Grewal, Director, Division of Enforcement	Type:Statement
Published date grouping:April 2022	Date: April 15, 2022	Title: Statement Regarding SPAC Matter	Speaker: Commissioner Hester M. Peirce	Type:Statement
Published date grouping:April 2022	Date: April 14, 2022	Title: Statement on Jury’s Verdict in Trial of Tytus W. Harkins	Speaker: Gurbir S. Grewal, Director, Division of Enforcement	Type:Statement
Published date grouping:April 2022	Date: April 14, 2022	Title: Remarks Before the Reuters Events’ Responsible Business USA 2022	Speaker: Chair Gary Gensler	Type:Speech
Published date grouping:April 2022	Date: April 14, 2022	Title: Grading the Regulators and Homework for the Teachers: Remarks at Symposium on Private Firms: Reporting, Financing, and the Aggregate Economy at the University of Chicago Booth School of Business	Speaker: Commissioner Caroline A. Crenshaw	Type:Speech
Published date grouping:April 2022	Date: April 14, 2022	Title: "Working On ‘Team Cyber’" - Remarks Before the Joint Meeting of the Financial and Banking Information Infrastructure Committee (FBIIC) and the Financial Services Sector Coordinating Council (FSSCC)	Speaker: Chair Gary Gensler	Type:Speech
Published date grouping:April 2022	Date: April 12, 2022	Title: Statement in the Matter of David Hansen	Speaker: Commissioner Hester M. Peirce	Type:Statement
Published date grouping:April 2022	Date: April 12, 2022	Title: “Building Upon a Long Tradition” - Remarks before the Ceres Investor Briefing	Speaker: Chair Gary Gensler	Type:Speech
Published date grouping:April 2022	Date: April 6, 2022	Title: Statement on Registration of Security-Based Swap Execution Facilities	Speaker: Chair Gary Gensler	Type:Statement
Published date grouping:April 2022	Date: April 6, 2022	Title: Statement on Rules Relating to Security-Based Swap Execution and Registration and Regulation of Security-Based Swap Execution Facilities	Speaker: Commissioner Caroline A. Crenshaw	Type:Statement
Published date grouping:April 2022	Date: April 6, 2022	Title: Statement on Proposed Rules Relating to Security-Based Swap Execution Facilities	Speaker: Commissioner Hester M. Peirce	Type:Statement
Published date grouping:April 2022	Date: April 5, 2022	Title: Commission Statement Relating to Certain Administrative Adjudications	Speaker: The Commission	Type:Statement
Published date grouping:April 2022	Date: April 5, 2022	Title: Remarks at 2022 Small Business Forum	Speaker: Commissioner Hester M. Peirce	Type:Speech
Published date grouping:April 2022	Date: April 5, 2022	Title: Statement on In the Matter of Lloyd D. Reed	Speaker: Commissioner Hester M. Peirce	Type:Statement
Published date grouping:April 2022	Date: April 4, 2022	Title: Statement on Jury’s Verdict in Trial of Henry Sargent	Speaker: Gurbir S. Grewal, Director, Division of Enforcement	Type:Statement
Published date grouping:April 2022	Date: April 4, 2022	Title: Prepared Remarks of Gary Gensler On Crypto Markets Penn Law Capital Markets Association Annual Conference	Speaker: Chair Gary Gensler	Type:Speech
Published date grouping:April 2022	Date: April 4, 2022	Title: Rethinking Capital Raising Policy: Opening Remarks at the SEC’s Small Business Forum	Speaker: Martha Miller, Director, Advocate for Small Business Capital Formation	Type:Speech
Published date grouping:April 2022	Date: April 4, 2022	Title: Prepared Remarks Before the 2022 41st Annual Small Business Forum	Speaker: Chair Gary Gensler	Type:Speech
Published date grouping:April 2022	Date: April 1, 2022	Title: Is that a Fish Behind the Wheel? Remarks before the University of Central Florida’s Inaugural FinTech Summit	Speaker: Commissioner Hester M. Peirce	Type:Speech
Published date grouping:March 2022	Date: March 31, 2022	Title: Response to Staff Accounting Bulletin No. 121	Speaker: Commissioner Hester M. Peirce	Type:Statement
Published date grouping:March 2022	Date: March 31, 2022	Title: Prepared Remarks Before the 2022 SEC Investor Advocacy Clinic Summit	Speaker: Chair Gary Gensler	Type:Speech
Published date grouping:March 2022	Date: March 30, 2022	Title: Statement on Proposal on Special Purpose Acquisition Companies (SPACs), Shell Companies, and Projections	Speaker: Chair Gary Gensler	Type:Statement
Published date grouping:March 2022	Date: March 30, 2022	Title: Damning and Deeming: Dissenting Statement on Shell Companies, Projections, and SPACs Proposal	Speaker: Commissioner Hester M. Peirce	Type:Statement
Published date grouping:March 2022	Date: March 30, 2022	Title: Statement on the Proposal to Enhance Investor Protections in SPACs	Speaker: Allison Herren Lee, Former Commissioner	Type:Speech
Published date grouping:March 2022	Date: March 30, 2022	Title: Statement on the SPACs Proposal	Speaker: Commissioner Caroline A. Crenshaw	Type:Statement
Published date grouping:March 2022	Date: March 30, 2022	Title: Statement on Staff Bulletin on Account Recommendations to Retail Investors	Speaker: Chair Gary Gensler	Type:Statement
Published date grouping:March 2022	Date: March 28, 2022	Title: Remarks at the ICI Investment Management Conference	Speaker: William Birdthistle, Director, Division of Investment Management	Type:Speech
Published date grouping:March 2022	Date: March 28, 2022	Title: Statement on Proposal to Further Define “As a Part of a Regular Business” in the Definition of Dealer and Government Securities Dealer	Speaker: Commissioner Hester M. Peirce	Type:Statement
Published date grouping:March 2022	Date: March 28, 2022	Title: Statement on the Further Definition of a Dealer-Trader	Speaker: Chair Gary Gensler	Type:Statement
Published date grouping:March 2022	Date: March 24, 2022	Title: Statement on Proposal to Remove References of Credit Ratings from Regulation M	Speaker: Chair Gary Gensler	Type:Statement
Published date grouping:March 2022	Date: March 23, 2022	Title: Statement on Jury’s Verdict in Trial of Ambassador Advisors, LLC, Bernard I. Bostwick, Robert E. Kauffman, and Adrian E. Young	Speaker: Gurbir S. Grewal, Director, Division of Enforcement	Type:Statement
Published date grouping:March 2022	Date: March 22, 2022	Title: Statement on Jury’s Verdict in Trial of Jonathan Dax Cooke and Keystone Capital Partners	Speaker: Gurbir S. Grewal, Director, Division of Enforcement	Type:Statement
Published date grouping:March 2022	Date: March 21, 2022	Title: Statement on Proposed Mandatory Climate Risk Disclosures	Speaker: Chair Gary Gensler	Type:Statement
Published date grouping:March 2022	Date: March 21, 2022	Title: We are Not the Securities and Environment Commission - At Least Not Yet	Speaker: Commissioner Hester M. Peirce	Type:Statement
Published date grouping:March 2022	Date: March 21, 2022	Title: Shelter from the Storm: Helping Investors Navigate Climate Change Risk	Speaker: Allison Herren Lee, Former Commissioner	Type:Statement
Published date grouping:March 2022	Date: March 21, 2022	Title: Statement on the Enhancement and Standardization of Climate-Related Disclosures for Investors	Speaker: Commissioner Caroline A. Crenshaw	Type:Statement
Published date grouping:March 2022	Date: March 15, 2022	Title: Statement on Planned Departure of Commissioner Allison Herren Lee	Speaker: Chair Gary Gensler	Type:Statement
Published date grouping:March 2022	Date: March 15, 2022	Title: Statement on Planned Departure from the Commission	Speaker: Allison Herren Lee, Former Commissioner	Type:Statement
Published date grouping:March 2022	Date: March 14, 2022	Title: TM Staff Statement	Speaker: Division of Trading and Markets	Type:Statement
Published date grouping:March 2022	Date: March 10, 2022	Title: Remarks at Meeting of the SEC Investor Advisory Committee	Speaker: Commissioner Hester M. Peirce	Type:Statement
Published date grouping:March 2022	Date: March 10, 2022	Title: Prepared Remarks before the Investor Advisory Committee	Speaker: Chair Gary Gensler	Type:Statement
Published date grouping:March 2022	Date: March 9, 2022	Title: Assessing Materiality: Focusing on the Reasonable Investor When Evaluating Errors	Speaker: Paul Munter, Acting Chief Accountant	Type:Statement
Published date grouping:March 2022	Date: March 9, 2022	Title: Dissenting Statement on Cybersecurity Risk Management, Strategy, Governance, and Incident Disclosure Proposal	Speaker: Commissioner Hester M. Peirce	Type:Statement
Published date grouping:March 2022	Date: March 9, 2022	Title: Statement in Support of a Multi-Pronged Approach to Cybersecurity	Speaker: Commissioner Caroline A. Crenshaw	Type:Statement
Published date grouping:March 2022	Date: March 9, 2022	Title: Statement on Proposal for Mandatory Cybersecurity Disclosures	Speaker: Chair Gary Gensler	Type:Statement
Published date grouping:March 2022	Date: March 8, 2022	Title: The Shareholder Proposal Rule: A Cornerstone of Corporate Democracy	Speaker: Renee Jones , Director, Division of Corporation Finance	Type:Speech
Published date grouping:March 2022	Date: March 4, 2022	Title: Send Lawyers, Guns and Money: (Over-) Zealous Representation by Corporate Lawyers	Speaker: Allison Herren Lee, Former Commissioner	Type:Speech
Published date grouping:March 2022	Date: March 3, 2022	Title: Remarks at the IAA Investment Adviser Compliance Conference	Speaker: William Birdthistle, Director, Division of Investment Management	Type:Speech
Published date grouping:February 2022	Date: Feb. 25, 2022	Title: Statement on Rules to Increase Transparency of Short Sale Activity	Speaker: Chair Gary Gensler	Type:Statement
Published date grouping:February 2022	Date: Feb. 25, 2022	Title: Statement on Proposal to Require Short Position and Short Activity Reporting by Institutional Investment Managers	Speaker: Commissioner Hester M. Peirce	Type:Statement
Published date grouping:February 2022	Date: Feb. 22, 2022	Title: Statement on the FASB’s Agenda Consultation: Engagement with Investors and Other Stakeholders Vital to Development of High Quality Accounting Standards	Speaker: Paul Munter, Acting Chief Accountant	Type:Statement
Published date grouping:February 2022	Date: Feb. 16, 2022	Title: Statement on Jury’s Verdict in Trial of Adam Mattessich	Speaker: Gurbir S. Grewal, Director, Division of Enforcement	Type:Statement
Published date grouping:February 2022	Date: Feb. 16, 2022	Title: Statement on Public Dissemination of Security-Based Swap Transactions	Speaker: Chair Gary Gensler	Type:Statement
Published date grouping:February 2022	Date: Feb. 15, 2022	Title: Audit Regulators and Cliff Hangers	Speaker: Commissioner Hester M. Peirce	Type:Speech
Published date grouping:February 2022	Date: Feb. 14, 2022	Title: Statement on Settlement with BlockFi Lending LLC	Speaker: Commissioner Hester M. Peirce	Type:Statement
Published date grouping:February 2022	Date: Feb. 10, 2022	Title: Dissenting Statement on Proposed Modernization of Beneficial Ownership Reporting	Speaker: Commissioner Hester M. Peirce	Type:Statement
Published date grouping:February 2022	Date: Feb. 10, 2022	Title: Statement on Proposal to Revisit Recently Adopted Whistleblower Rule Amendments	Speaker: Commissioner Hester M. Peirce	Type:Statement
Published date grouping:February 2022	Date: Feb. 10, 2022	Title: Statement on Beneficial Ownership Proposal	Speaker: Chair Gary Gensler	Type:Statement
Published date grouping:February 2022	Date: Feb. 10, 2022	Title: Statement on Amendments to the Whistleblower Program	Speaker: Chair Gary Gensler	Type:Statement
Published date grouping:February 2022	Date: Feb. 10, 2022	Title: Remarks Before the Small Business Capital Formation Advisory Committee	Speaker: Chair Gary Gensler	Type:Speech
Published date grouping:February 2022	Date: Feb. 10, 2022	Title: Remarks at SEC Small Business Capital Formation Advisory Committee Meeting	Speaker: Commissioner Hester M. Peirce	Type:Statement
Published date grouping:February 2022	Date: Feb. 9, 2022	Title: Statement on Cybersecurity Risk Management for Investment Advisers, Registered Investment Companies, and Business Development Companies	Speaker: Commissioner Hester M. Peirce	Type:Statement
Published date grouping:February 2022	Date: Feb. 9, 2022	Title: Statement on Rules Regarding Clearing and Settling	Speaker: Chair Gary Gensler	Type:Statement
Published date grouping:February 2022	Date: Feb. 9, 2022	Title: Statement on Proposal to Shorten the Settlement Cycle	Speaker: Commissioner Hester M. Peirce	Type:Statement
Published date grouping:February 2022	Date: Feb. 9, 2022	Title: Statement on Proposal to Shorten the Standard Settlement Cycle	Speaker: Allison Herren Lee, Former Commissioner	Type:Statement
Published date grouping:February 2022	Date: Feb. 9, 2022	Title: Statement on the Proposed Shortening of the Settlement Cycle	Speaker: Commissioner Caroline A. Crenshaw	Type:Statement
Published date grouping:February 2022	Date: Feb. 9, 2022	Title: Statement on Cybersecurity Reforms in the Investment Management Industry	Speaker: Chair Gary Gensler	Type:Statement
Published date grouping:February 2022	Date: Feb. 9, 2022	Title: Statement on Cybersecurity Risk Management for Investment Advisers, Registered Investment Companies, and Business Development Companies	Speaker: Allison Herren Lee, Former Commissioner	Type:Statement
Published date grouping:February 2022	Date: Feb. 9, 2022	Title: Statement on Cybersecurity Risk Management Proposal for Investment Advisers, Registered Investment Companies, and Business Development Companies	Speaker: Commissioner Caroline A. Crenshaw	Type:Statement
Published date grouping:February 2022	Date: Feb. 9, 2022	Title: Statement on Private Fund Advisers Proposal	Speaker: Chair Gary Gensler	Type:Statement
Published date grouping:February 2022	Date: Feb. 9, 2022	Title: Statement on Proposed Private Fund Advisers; Documentation of Investment Adviser Compliance Reviews Rulemaking	Speaker: Commissioner Hester M. Peirce	Type:Statement
Published date grouping:February 2022	Date: Feb. 9, 2022	Title: Private Fund Advisers Proposal – Statement in Support of Accountability Enhancing Updates	Speaker: Commissioner Caroline A. Crenshaw	Type:Statement
Published date grouping:February 2022	Date: Feb. 9, 2022	Title: Statement on Proposed Rules for Private Fund Advisers	Speaker: Allison Herren Lee, Former Commissioner	Type:Statement
Published date grouping:February 2022	Date: Feb. 4, 2022	Title: Statement before the Financial Stability Oversight Council on Money Market Funds, Open-End Bond Funds, and Hedge Funds	Speaker: Chair Gary Gensler	Type:Speech
Published date grouping:January 2022	Date: Jan. 28, 2022	Title: Statement on Pay versus Performance	Speaker: Chair Gary Gensler	Type:Statement
Published date grouping:January 2022	Date: Jan. 27, 2022	Title: Statement on the Reopening of Pay vs. Performance	Speaker: Commissioner Caroline A. Crenshaw	Type:Statement
Published date grouping:January 2022	Date: Jan. 27, 2022	Title: Measuring Pay Against Performance: Are Shareholders Getting Their Money’s Worth?	Speaker: Allison Herren Lee, Former Commissioner	Type:Statement
Published date grouping:January 2022	Date: Jan. 27, 2022	Title: Dissenting Statement on Reopening of Comment Period for Pay Versus Performance	Speaker: Commissioner Hester M. Peirce	Type:Statement
Published date grouping:January 2022	Date: Jan. 26, 2022	Title: Statement on Government Securities Alternative Trading Systems	Speaker: Chair Gary Gensler	Type:Statement
Published date grouping:January 2022	Date: Jan. 26, 2022	Title: Dissenting Statement on the Proposal to Amend Regulation ATS	Speaker: Commissioner Hester M. Peirce	Type:Statement
Published date grouping:January 2022	Date: Jan. 26, 2022	Title: Statement on Amendments to Exchange Act Rule 3b-16, Regulation ATS, and Regulation SCI	Speaker: Commissioner Caroline A. Crenshaw	Type:Statement
Published date grouping:January 2022	Date: Jan. 26, 2022	Title: Statement on Form PF	Speaker: Chair Gary Gensler	Type:Statement
Published date grouping:January 2022	Date: Jan. 26, 2022	Title: Statement on Proposed Amendments to Form PF to Require Current Reporting and Amend Reporting Requirements for Large Private Equity Advisers and Large Liquidity Fund Advisers	Speaker: Commissioner Hester M. Peirce	Type:Statement
Published date grouping:January 2022	Date: Jan. 26, 2022	Title: Statement on Proposed Amendments to Form PF	Speaker: Allison Herren Lee, Former Commissioner	Type:Statement
Published date grouping:January 2022	Date: Jan. 26, 2022	Title: Statement on Amendments to Form PF to Require Current Reporting and Amend Reporting Requirements for Large Private Equity Advisers and Large Liquidity Fund Advisers	Speaker: Commissioner Caroline A. Crenshaw	Type:Statement
Published date grouping:January 2022	Date: Jan. 26, 2022	Title: Statement on the Market Volatility Experienced in January 2021	Speaker: Chair Gary Gensler	Type:Statement
Published date grouping:January 2022	Date: Jan. 24, 2022	Title: Remarks on Cybersecurity and Securities Laws at the Northwestern University Pritzker School of Law	Speaker: Chair Gary Gensler	Type:Speech
Published date grouping:January 2022	Date: Jan. 21, 2022	Title: Statement on Departure of Commissioner of Elad L. Roisman	Speaker: Chair Gary Gensler Commissioner Hester M. Peirce Allison Herren Lee, Former Commissioner Commissioner Caroline A. Crenshaw	Type:Statement
Published date grouping:January 2022	Date: Jan. 21, 2022	Title: Departing Statement	Speaker: Elad L. Roisman, Former Commissioner	Type:Statement
Published date grouping:January 2022	Date: Jan. 18, 2022	Title: Prepared Remarks: “Dynamic Regulation for a Dynamic Society” Before the Exchequer Club of Washington, D.C.	Speaker: Chair Gary Gensler	Type:Speech
Published date grouping:December 2021	Date: Dec. 20, 2021	Title: Statement on Commissioner Roisman’s Departure	Speaker: Chair Gary Gensler	Type:Statement
Published date grouping:December 2021	Date: Dec. 20, 2021	Title: Statement of Commissioner Elad L. Roisman	Speaker: Elad L. Roisman	Type:Statement
Published date grouping:December 2021	Date: Dec. 17, 2021	Title: Staff Statement Regarding Form CRS Disclosures	Speaker: Standards of Conduct Implementation Committee	Type:Statement
Published date grouping:December 2021	Date: Dec. 17, 2021	Title: Statements at the Financial Stability Oversight Council Meeting	Speaker: Chair Gary Gensler	Type:Speech
Published date grouping:December 2021	Date: Dec. 16, 2021	Title: Statement on the PCAOB’s Actions	Speaker: Chair Gary Gensler	Type:Statement
Published date grouping:December 2021	Date: Dec. 15, 2021	Title: Statement on Jury’s Verdict in Trial of Michael C. Furman	Speaker: Gurbir S. Grewal, Director, Division of Enforcement	Type:Statement
Published date grouping:December 2021	Date: Dec. 15, 2021	Title: Statement on PCAOB Budget and Accounting Support Fee Request for 2022	Speaker: Chair Gary Gensler	Type:Statement
Published date grouping:December 2021	Date: Dec. 15, 2021	Title: PCAOB Budget Statement	Speaker: Commissioner Hester M. Peirce	Type:Statement
Published date grouping:December 2021	Date: Dec. 15, 2021	Title: Statement on the PCAOB 2022 Budget	Speaker: Elad L. Roisman	Type:Statement
Published date grouping:December 2021	Date: Dec. 15, 2021	Title: Statement on the PCAOB’s 2022 Budget	Speaker: Allison Herren Lee, Former Commissioner	Type:Statement
Published date grouping:December 2021	Date: Dec. 15, 2021	Title: Statement on the 2022 Final Budget for the Public Company Accounting Oversight Board	Speaker: Commissioner Caroline A. Crenshaw	Type:Statement
Published date grouping:December 2021	Date: Dec. 15, 2021	Title: Statement on Exchange Act 10B and Rule 9j-1	Speaker: Chair Gary Gensler	Type:Statement
Published date grouping:December 2021	Date: Dec. 15, 2021	Title: Dissenting Statement on Proposed Security-Based Swap Rules	Speaker: Commissioner Hester M. Peirce	Type:Statement
Published date grouping:December 2021	Date: Dec. 15, 2021	Title: Dissenting Statement on Proposed Security-Based Swaps Rules	Speaker: Elad L. Roisman	Type:Statement
Published date grouping:December 2021	Date: Dec. 15, 2021	Title: Standing Up the Security-Based Swap Regime: Statement on Proposed Rules for Antifraud, Position Reporting and CCO Support	Speaker: Allison Herren Lee, Former Commissioner	Type:Statement
Published date grouping:December 2021	Date: Dec. 15, 2021	Title: Statement on Re-Proposed Prohibition Against Fraud, Manipulation, or Deception in Connection with Security-Based Swaps	Speaker: Commissioner Caroline A. Crenshaw	Type:Statement
Published date grouping:December 2021	Date: Dec. 15, 2021	Title: Statement on Money Market Fund Reform	Speaker: Chair Gary Gensler	Type:Statement
Published date grouping:December 2021	Date: Dec. 15, 2021	Title: Statement on Money Market Fund Reforms	Speaker: Commissioner Hester M. Peirce	Type:Statement
Published date grouping:December 2021	Date: Dec. 15, 2021	Title: Statement on Proposed Money Market Fund Reforms	Speaker: Elad L. Roisman	Type:Statement
Published date grouping:December 2021	Date: Dec. 15, 2021	Title: Statement on Proposed Money Market Fund Reforms	Speaker: Allison Herren Lee, Former Commissioner	Type:Statement
Published date grouping:December 2021	Date: Dec. 15, 2021	Title: Statement on Proposed Amendments to Money Market Fund Rules	Speaker: Commissioner Caroline A. Crenshaw	Type:Statement
Published date grouping:December 2021	Date: Dec. 15, 2021	Title: Statement on Share Repurchase Disclosure Modernization	Speaker: Chair Gary Gensler	Type:Statement
Published date grouping:December 2021	Date: Dec. 15, 2021	Title: Dissenting Statement on Buybacks Disclosure Proposal	Speaker: Commissioner Hester M. Peirce	Type:Statement
Published date grouping:December 2021	Date: Dec. 15, 2021	Title: Dissenting Statement on Proposed Rules Regarding Share Repurchases	Speaker: Elad L. Roisman	Type:Statement
Published date grouping:December 2021	Date: Dec. 15, 2021	Title: Enhancing Transparency Around Stock Buybacks: Statement on Corporate Share Repurchase Proposal	Speaker: Allison Herren Lee, Former Commissioner	Type:Statement
Published date grouping:December 2021	Date: Dec. 15, 2021	Title: Statement on Issuer Share Repurchase Disclosure Modernization	Speaker: Commissioner Caroline A. Crenshaw	Type:Statement
Published date grouping:December 2021	Date: Dec. 15, 2021	Title: Statement on Rule 10b5-1 and Insider Trading	Speaker: Chair Gary Gensler	Type:Statement
Published date grouping:December 2021	Date: Dec. 15, 2021	Title: Statement on Rule 10b5-1 and Insider Trading Proposing Release	Speaker: Commissioner Hester M. Peirce	Type:Statement
Published date grouping:December 2021	Date: Dec. 15, 2021	Title: Statement on the Proposed Rules Regarding 10b5-1 Plans	Speaker: Elad L. Roisman	Type:Statement
Published date grouping:December 2021	Date: Dec. 15, 2021	Title: Stock Trading Plans Should Prevent – Not Enable – Insider Trading: Statement on Proposed Amendments to Rule 10b5-1	Speaker: Allison Herren Lee, Former Commissioner	Type:Statement
Published date grouping:December 2021	Date: Dec. 15, 2021	Title: Statement on the Proposed Amendments to the Availability of the Affirmative Defense to Allegations of Insider Trading Provided by Exchange Act Rule 10b5-1	Speaker: Commissioner Caroline A. Crenshaw	Type:Statement
Published date grouping:December 2021	Date: Dec. 14, 2021	Title: Virtual Remarks at the Center for American Progress and Sierra Club: Down the Rabbit Hole of Climate Pledges	Speaker: Commissioner Caroline A. Crenshaw	Type:Speech
Published date grouping:December 2021	Date: Dec. 13, 2021	Title: Falling Further Back - Statement on Chair Gensler’s Regulatory Agenda	Speaker: Commissioner Hester M. Peirce Elad L. Roisman	Type:Statement
Published date grouping:December 2021	Date: Dec. 10, 2021	Title: Rat Farms and Rule Comments - Statement on Comment Period Lengths	Speaker: Commissioner Hester M. Peirce	Type:Statement
Published date grouping:December 2021	Date: Dec. 10, 2021	Title: Statement on Jury’s Verdict in Trial of Gregory Grenda and the Grenda Group	Speaker: Gurbir S. Grewal, Director, Division of Enforcement	Type:Statement
Published date grouping:December 2021	Date: Dec. 9, 2021	Title: Remarks Before the Healthy Markets Association Conference	Speaker: Chair Gary Gensler	Type:Speech
Published date grouping:December 2021	Date: Dec. 7, 2021	Title: SEC Staff Statement on LIBOR Transition—Key Considerations for Market Participants	Speaker: Staff of the U.S. Securities and Exchange Commission	Type:Statement
Published date grouping:December 2021	Date: Dec. 6, 2021	Title: Joint Statement of Appreciation for Rebecca Olsen’s Service as Director of the Office of Municipal Securities	Speaker: Commissioner Hester M. Peirce Elad L. Roisman Allison Herren Lee, Former Commissioner Commissioner Caroline A. Crenshaw	Type:Statement
Published date grouping:December 2021	Date: Dec. 6, 2021	Title: Statement on OCA’s Continued Focus on High Quality Financial Reporting in a Complex Environment	Speaker: Paul Munter, Acting Chief Accountant	Type:Statement
Published date grouping:December 2021	Date: Dec. 2, 2021	Title: Remarks before the Investor Advisory Committee	Speaker: Elad L. Roisman	Type:Statement
Published date grouping:December 2021	Date: Dec. 2, 2021	Title: Statement Holding Foreign Companies Accountable Act: Final Amendments	Speaker: Chair Gary Gensler	Type:Statement
Published date grouping:December 2021	Date: Dec. 2, 2021	Title: Remarks before the Investor Advisory Committee	Speaker: Commissioner Hester M. Peirce	Type:Statement
Published date grouping:December 2021	Date: Dec. 2, 2021	Title: Remarks before the Investor Advisory Committee	Speaker: Chair Gary Gensler	Type:Speech
Published date grouping:November 2021	Date: Nov. 19, 2021	Title: Worms and Dinosaurs: Statement on the Proposed Amendments to Modernize How Broker-Dealers Preserve Electronic Records	Speaker: Commissioner Hester M. Peirce	Type:Statement
Published date grouping:November 2021	Date: Nov. 18, 2021	Title: Updates to Electronic Recordkeeping	Speaker: Chair Gary Gensler	Type:Statement
Published date grouping:November 2021	Date: Nov. 18, 2021	Title: Proposed Updates to Securities Lending Market	Speaker: Chair Gary Gensler	Type:Statement
Published date grouping:November 2021	Date: Nov. 18, 2021	Title: Statement on Proposed Amendments Regarding Universal Proxy	Speaker: Chair Gary Gensler	Type:Statement
Published date grouping:November 2021	Date: Nov. 18, 2021	Title: Statement on Proposed Amendments to the Rules Governing Proxy Voting Advice	Speaker: Chair Gary Gensler	Type:Statement
Published date grouping:November 2021	Date: Nov. 17, 2021	Title: Prepared Remarks at U.S. Treasury Market Conference	Speaker: Chair Gary Gensler	Type:Speech
Published date grouping:November 2021	Date: Nov. 17, 2021	Title: Dissenting Statement on Proxy Voting Advice Proposal	Speaker: Commissioner Hester M. Peirce	Type:Statement
Published date grouping:November 2021	Date: Nov. 17, 2021	Title: Too Important to Regulate? Rolling Back Investor Protections on Proxy Voting Advice	Speaker: Elad L. Roisman	Type:Statement
Published date grouping:November 2021	Date: Nov. 17, 2021	Title: Statement on Proposed Amendments Related to Proxy Voting Advice	Speaker: Allison Herren Lee, Former Commissioner	Type:Statement
Published date grouping:November 2021	Date: Nov. 17, 2021	Title: Statement on Proxy Voting Advice	Speaker: Commissioner Caroline A. Crenshaw	Type:Statement
Published date grouping:November 2021	Date: Nov. 17, 2021	Title: Dissenting Statement on Universal Proxy	Speaker: Commissioner Hester M. Peirce	Type:Statement
Published date grouping:November 2021	Date: Nov. 17, 2021	Title: Statement on Universal Proxy Rules	Speaker: Elad L. Roisman	Type:Statement
Published date grouping:November 2021	Date: Nov. 17, 2021	Title: Statement on Universal Proxy Ballots	Speaker: Allison Herren Lee, Former Commissioner	Type:Statement
Published date grouping:November 2021	Date: Nov. 17, 2021	Title: Statement on Universal Proxy	Speaker: Commissioner Caroline A. Crenshaw	Type:Statement
Published date grouping:November 2021	Date: Nov. 16, 2021	Title: Remarks at the PepsiCo-PwC CPE Conference: Controlling Internal Controls	Speaker: Commissioner Caroline A. Crenshaw	Type:Speech
Published date grouping:November 2021	Date: Nov. 16, 2021	Title: Prepared Remarks at the Small Business Capital Formation Advisory Committee Meeting	Speaker: Chair Gary Gensler	Type:Speech
Published date grouping:November 2021	Date: Nov. 10, 2021	Title: The Lessons of Structured Data	Speaker: Commissioner Caroline A. Crenshaw	Type:Speech
Published date grouping:November 2021	Date: Nov. 10, 2021	Title: Prepared Remarks At the Institutional Limited Partners Association Summit	Speaker: Chair Gary Gensler	Type:Speech
Published date grouping:November 2021	Date: Nov. 9, 2021	Title: Remarks at Interagency Convening on Equitable Economic Growth	Speaker: Chair Gary Gensler	Type:Speech
Published date grouping:November 2021	Date: Nov. 9, 2021	Title: Statement on DeFi Risks, Regulations, and Opportunities	Speaker: Commissioner Caroline A. Crenshaw	Type:Statement
Published date grouping:November 2021	Date: Nov. 8, 2021	Title: Joint Statement on PCAOB Appointments	Speaker: Allison Herren Lee, Former Commissioner Commissioner Caroline A. Crenshaw	Type:Statement
Published date grouping:November 2021	Date: Nov. 8, 2021	Title: Statement on Appointments to the PCAOB	Speaker: Commissioner Hester M. Peirce Elad L. Roisman	Type:Statement
Published date grouping:November 2021	Date: Nov. 8, 2021	Title: 2021 SEC Regulation Outside the United States - Scott Friestad Memorial Keynote Address	Speaker: Gurbir S. Grewal, Director, Division of Enforcement	Type:Speech
Published date grouping:November 2021	Date: Nov. 5, 2021	Title: Statement on PCAOB Rule 6100 to Fulfill Obligations under the HFCAA	Speaker: Chair Gary Gensler	Type:Statement
Published date grouping:November 2021	Date: Nov. 4, 2021	Title: Statement on Proposed Amendments to Electronic Filing Requirements	Speaker: Chair Gary Gensler	Type:Statement
Published date grouping:November 2021	Date: Nov. 4, 2021	Title: Prepared Remarks At the Securities Enforcement Forum	Speaker: Chair Gary Gensler	Type:Speech
Published date grouping:November 2021	Date: Nov. 4, 2021	Title: A Call to Action: Recommendations for Complying with Reg BI Remarks at the ALI CLE 2021 Conference on Life Insurance Company Products	Speaker: Allison Herren Lee, Former Commissioner	Type:Speech
Published date grouping:November 2021	Date: Nov. 3, 2021	Title: Statement on Shareholder Proposals: Staff Legal Bulletin No. 14L	Speaker: Commissioner Hester M. Peirce Elad L. Roisman	Type:Statement
Published date grouping:November 2021	Date: Nov. 3, 2021	Title: Statement regarding Shareholder Proposals: Staff Legal Bulletin No. 14L	Speaker: Chair Gary Gensler	Type:Statement
Published date grouping:November 2021	Date: Nov. 3, 2021	Title: Remarks Before the Asset Management Advisory Committee	Speaker: Chair Gary Gensler	Type:Speech
Published date grouping:November 2021	Date: Nov. 3, 2021	Title: Remarks Before Asset Management Advisory Committee	Speaker: Commissioner Hester M. Peirce	Type:Statement
Published date grouping:November 2021	Date: Nov. 2, 2021	Title: Prepared Remarks Before the SIFMA Annual Meeting	Speaker: Chair Gary Gensler	Type:Speech
Published date grouping:November 2021	Date: Nov. 1, 2021	Title: President’s Working Group Report on Stablecoins	Speaker: Chair Gary Gensler	Type:Statement
Published date grouping:November 2021	Date: Nov. 1, 2021	Title: Statement on the Registration Deadline for Security-Based Swap Dealers	Speaker: Allison Herren Lee, Former Commissioner Commissioner Caroline A. Crenshaw	Type:Statement
Published date grouping:October 2021	Date: Oct. 29, 2021	Title: Cybersecurity: Meeting the Emerging Challenge	Speaker: Elad L. Roisman	Type:Speech
Published date grouping:October 2021	Date: Oct. 28, 2021	Title: Remarks at the October 28, 2021 Meeting of the Asset Management Advisory Committee	Speaker: Sarah ten Siethoff, Deputy Director	Type:Statement
Published date grouping:October 2021	Date: Oct. 26, 2021	Title: The Importance of High Quality Independent Audits and Effective Audit Committee Oversight to High Quality Financial Reporting to Investors	Speaker: Paul Munter, Acting Chief Accountant	Type:Statement
Published date grouping:October 2021	Date: Oct. 22, 2021	Title: Inside Chicken: Remarks before Fordham Journal of Corporate and Financial Law Conference: “Here to Stay: Wrestling with the Future of the Quickly Maturing SPAC Market”	Speaker: Commissioner Hester M. Peirce	Type:Speech
Published date grouping:October 2021	Date: Oct. 21, 2021	Title: Statement Before the Financial Stability Oversight Council	Speaker: Chair Gary Gensler	Type:Speech
Published date grouping:October 2021	Date: Oct. 21, 2021	Title: Prepared Remarks At DC Fintech Week	Speaker: Chair Gary Gensler	Type:Speech
Published date grouping:October 2021	Date: Oct. 20, 2021	Title: Remarks at the PRI/LSEG Investor Action on Climate Webinar	Speaker: Allison Herren Lee, Former Commissioner	Type:Speech
Published date grouping:October 2021	Date: Oct. 20, 2021	Title: In the Matter of Credit Suisse	Speaker: Commissioner Hester M. Peirce	Type:Statement
Published date grouping:October 2021	Date: Oct. 18, 2021	Title: Statement on Staff Report on Equity and Options Market Structure Conditions in Early 2021	Speaker: Chair Gary Gensler	Type:Statement
Published date grouping:October 2021	Date: Oct. 18, 2021	Title: Statement on Staff Report on Equity and Options Market Conditions in Early 2021	Speaker: Commissioner Hester M. Peirce Elad L. Roisman	Type:Statement
Published date grouping:October 2021	Date: Oct. 15, 2021	Title: Enhancing Equity Market Competition	Speaker: Elad L. Roisman	Type:Speech
Published date grouping:October 2021	Date: Oct. 14, 2021	Title: Statement on Rules Regarding Clawbacks of Erroneously Awarded Compensation	Speaker: Chair Gary Gensler	Type:Statement
Published date grouping:October 2021	Date: Oct. 13, 2021	Title: Banner Year in the Markets Solves Capital Raising Woes: Headline Clickbait and the Real Story of Access to Capital	Speaker: Martha Miller, Director, Advocate for Small Business Capital Formation	Type:Speech
Published date grouping:October 2021	Date: Oct. 13, 2021	Title: Statement of Support – Modernization of Filing Fees and Payment Methods	Speaker: Chair Gary Gensler	Type:Statement
Published date grouping:October 2021	Date: Oct. 13, 2021	Title: Investor Protection in the Age of Gamification: Game Over for Regulation Best Interest?	Speaker: Rick Fleming, Investor Advocate	Type:Speech
Published date grouping:October 2021	Date: Oct. 13, 2021	Title: Remarks at SEC Speaks 2021	Speaker: Gurbir S. Grewal, Director, Division of Enforcement	Type:Speech
Published date grouping:October 2021	Date: Oct. 12, 2021	Title: Digital Asset Securities – Common Goals and a Bridge to Better Outcomes	Speaker: Commissioner Caroline A. Crenshaw	Type:Speech
Published date grouping:October 2021	Date: Oct. 12, 2021	Title: Going Dark: The Growth of Private Markets and the Impact on Investors and the Economy	Speaker: Allison Herren Lee, Former Commissioner	Type:Speech
Published date grouping:October 2021	Date: Oct. 12, 2021	Title: Remarks at SEC Speaks	Speaker: Elad L. Roisman	Type:Speech
Published date grouping:October 2021	Date: Oct. 12, 2021	Title: Prepared Remarks at SEC Speaks	Speaker: Chair Gary Gensler	Type:Speech
Published date grouping:October 2021	Date: Oct. 8, 2021	Title: Lawless in Austin	Speaker: Commissioner Hester M. Peirce	Type:Speech
Published date grouping:October 2021	Date: Oct. 6, 2021	Title: PLI Broker/Dealer Regulation and Enforcement 2021	Speaker: Gurbir S. Grewal, Director, Division of Enforcement	Type:Speech
Published date grouping:October 2021	Date: Oct. 5, 2021	Title: Testimony Before the United States House of Representatives Committee on Financial Services	Speaker: Chair Gary Gensler	Type:Testimony
Published date grouping:October 2021	Date: Oct. 4, 2021	Title: Statement on Complex Exchange-Traded Products	Speaker: Allison Herren Lee, Former Commissioner Commissioner Caroline A. Crenshaw	Type:Statement
Published date grouping:October 2021	Date: Oct. 4, 2021	Title: Statement on Complex Exchange-Traded Products	Speaker: Chair Gary Gensler	Type:Statement
Published date grouping:September 2021	Date: Sept. 29, 2021	Title: Prepared Remarks Before The Future of Asset Management North America Conference	Speaker: Chair Gary Gensler	Type:Speech
Published date grouping:September 2021	Date: Sept. 29, 2021	Title: Statement on Proposal to Enhance Reporting of Proxy Votes by Registered Management Investment Companies And Reporting of Executive Compensation Votes by Institutional Investment Managers	Speaker: Chair Gary Gensler	Type:Statement
Published date grouping:September 2021	Date: Sept. 29, 2021	Title: Statement on Enhanced Reporting of Proxy Votes by Registered Management Investment Companies; Reporting of Executive Compensation Votes by Institutional Investment Managers	Speaker: Commissioner Hester M. Peirce	Type:Statement
Published date grouping:September 2021	Date: Sept. 29, 2021	Title: Statement on Proposed Changes to Asset Managers’ Proxy Voting Disclosures	Speaker: Elad L. Roisman	Type:Statement
Published date grouping:September 2021	Date: Sept. 29, 2021	Title: Shining a Light on Corporate Democracy: Statement on Updates to Form N-PX	Speaker: Allison Herren Lee, Former Commissioner	Type:Statement
Published date grouping:September 2021	Date: Sept. 29, 2021	Title: Statement on N-PX Proposal	Speaker: Commissioner Caroline A. Crenshaw	Type:Statement
Published date grouping:September 2021	Date: Sept. 27, 2021	Title: Asset Management Advisory Committee	Speaker: Commissioner Hester M. Peirce	Type:Statement
Published date grouping:September 2021	Date: Sept. 27, 2021	Title: Remarks at the Meeting of the Asset Management Advisory Committee	Speaker: Sarah ten Siethoff, Deputy Director	Type:Statement
Published date grouping:September 2021	Date: Sept. 27, 2021	Title: Remarks Before the Small Business Capital Formation Advisory Committee Meeting	Speaker: Elad L. Roisman	Type:Statement
Published date grouping:September 2021	Date: Sept. 27, 2021	Title: Remarks at SEC Small Business Capital Formation Advisory Committee Meeting	Speaker: Commissioner Hester M. Peirce	Type:Statement
Published date grouping:September 2021	Date: Sept. 27, 2021	Title: Prepared Remarks Before the Small Business Capital Formation Advisory Committee	Speaker: Chair Gary Gensler	Type:Speech
Published date grouping:September 2021	Date: Sept. 27, 2021	Title: Prepared Remarks Before the Asset Management Advisory Committee	Speaker: Chair Gary Gensler	Type:Speech
Published date grouping:September 2021	Date: Sept. 24, 2021	Title: Assessing the Unknown	Speaker: Commissioner Caroline A. Crenshaw	Type:Speech
Published date grouping:September 2021	Date: Sept. 24, 2021	Title: Statement on Staff No-Action Letter Regarding Amended Rule 15c2-11 in Relation to Fixed Income Securities	Speaker: Commissioner Hester M. Peirce	Type:Statement
Published date grouping:September 2021	Date: Sept. 20, 2021	Title: Remarks Before the Alternative Reference Rates Committee’s SOFR Symposium	Speaker: Chair Gary Gensler	Type:Speech
Published date grouping:September 2021	Date: Sept. 14, 2021	Title: Testimony Before the United States Senate Committee on Banking, Housing, and Urban Affairs	Speaker: Chair Gary Gensler	Type:Testimony
Published date grouping:September 2021	Date: Sept. 9, 2021	Title: Remarks at the Meeting of the Investor Advisory Committee	Speaker: Elad L. Roisman	Type:Statement
Published date grouping:September 2021	Date: Sept. 9, 2021	Title: Prepared Remarks Before the Investor Advisory Committee	Speaker: Chair Gary Gensler	Type:Speech
Published date grouping:September 2021	Date: Sept. 9, 2021	Title: Remarks at Meeting of Investor Advisory Committee	Speaker: Commissioner Hester M. Peirce	Type:Statement
Published date grouping:September 2021	Date: Sept. 3, 2021	Title: Statement Regarding Information Bundling and Corporate Penalties	Speaker: Commissioner Caroline A. Crenshaw	Type:Statement
Published date grouping:September 2021	Date: Sept. 1, 2021	Title: Remarks before the European Parliament Committee on Economic and Monetary Affairs	Speaker: Chair Gary Gensler	Type:Speech
Published date grouping:August 2021	Date: Aug. 27, 2021	Title: Statement on Request for Information and Comments on Broker-Dealer and Investment Adviser Digital Engagement Practices, Related Tools and Methods, and Regulatory Considerations and Potential Approaches	Speaker: Chair Gary Gensler	Type:Statement
Published date grouping:August 2021	Date: Aug. 13, 2021	Title: Joint Statement on Joe Brenner Concluding His Tenure at SEC	Speaker: Chair Gary Gensler Commissioner Hester M. Peirce Elad L. Roisman Allison Herren Lee, Former Commissioner Commissioner Caroline A. Crenshaw	Type:Statement
Published date grouping:August 2021	Date: Aug. 9, 2021	Title: In the Matter of Poloniex, LLC	Speaker: Commissioner Hester M. Peirce	Type:Statement
Published date grouping:August 2021	Date: Aug. 6, 2021	Title: Statement on the Commission’s Approval of Nasdaq’s Proposal for Disclosure about Board Diversity and Proposal for Board Recruiting Service	Speaker: Chair Gary Gensler	Type:Statement
Published date grouping:August 2021	Date: Aug. 6, 2021	Title: Statement on the Commission’s Order Approving Proposed Rule Changes Related to Board Diversity	Speaker: Commissioner Hester M. Peirce	Type:Statement
Published date grouping:August 2021	Date: Aug. 6, 2021	Title: Statement on the Commission’s Order Approving Exchange Rules Relating to Board Diversity	Speaker: Elad L. Roisman	Type:Statement
Published date grouping:August 2021	Date: Aug. 6, 2021	Title: Statement on Nasdaq’s Diversity Proposals – A Positive First Step for Investors	Speaker: Allison Herren Lee, Former Commissioner Commissioner Caroline A. Crenshaw	Type:Statement
Published date grouping:August 2021	Date: Aug. 5, 2021	Title: Statement on the Commission’s Action to Disregard Recently-Amended Whistleblower Rules	Speaker: Commissioner Hester M. Peirce Elad L. Roisman	Type:Statement
Published date grouping:August 2021	Date: Aug. 3, 2021	Title: Remarks Before the Aspen Security Forum	Speaker: Chair Gary Gensler	Type:Speech
Published date grouping:August 2021	Date: Aug. 2, 2021	Title: Staff Statement on the Proposed Expert Market	Speaker: Division of Trading and Markets Staff	Type:Statement
Published date grouping:August 2021	Date: Aug. 2, 2021	Title: Statement in Connection with the SEC’s Whistleblower Program	Speaker: Chair Gary Gensler	Type:Statement
Published date grouping:August 2021	Date: Aug. 2, 2021	Title: Joint Statement on the Departure of Pete Driscoll	Speaker: Chair Gary Gensler Commissioner Hester M. Peirce Elad L. Roisman Allison Herren Lee, Former Commissioner Commissioner Caroline A. Crenshaw	Type:Statement
Published date grouping:July 2021	Date: July 30, 2021	Title: Statement on FINRA Rule Regarding High-Risk Firms	Speaker: Allison Herren Lee, Former Commissioner Commissioner Caroline A. Crenshaw	Type:Statement
Published date grouping:July 2021	Date: July 30, 2021	Title: Prepared Remarks for National Whistleblower Day Celebration	Speaker: Chair Gary Gensler	Type:Speech
Published date grouping:July 2021	Date: July 30, 2021	Title: Statement on Investor Protection Related to Recent Developments in China	Speaker: Chair Gary Gensler	Type:Statement
Published date grouping:July 2021	Date: July 28, 2021	Title: Prepared Remarks Before the Principles for Responsible Investment “Climate and Global Financial Markets” Webinar	Speaker: Chair Gary Gensler	Type:Speech
Published date grouping:July 2021	Date: July 21, 2021	Title: Prosperity’s Door	Speaker: Commissioner Hester M. Peirce	Type:Speech
Published date grouping:July 2021	Date: July 21, 2021	Title: Prepared Remarks of Gary Gensler, Chair of the Securities and Exchange Commission, Before the American Bar Association Derivatives and Futures Law Committee Virtual Mid-Year Program	Speaker: Chair Gary Gensler	Type:Speech
Published date grouping:July 2021	Date: July 20, 2021	Title: Chocolate-Covered Cicadas	Speaker: Commissioner Hester M. Peirce	Type:Speech
Published date grouping:July 2021	Date: July 14, 2021	Title: In the Matter of Coinschedule	Speaker: Commissioner Hester M. Peirce Elad L. Roisman	Type:Statement
Published date grouping:July 2021	Date: July 7, 2021	Title: Prepared Remarks Before the Asset Management Advisory Committee	Speaker: Chair Gary Gensler	Type:Speech
Published date grouping:July 2021	Date: July 7, 2021	Title: Remarks at Asset Management Advisory Committee Meeting	Speaker: Commissioner Hester M. Peirce	Type:Statement
Published date grouping:July 2021	Date: July 7, 2021	Title: Remarks at Asset Management Advisory Committee Meeting	Speaker: Commissioner Caroline A. Crenshaw	Type:Statement
Published date grouping:July 2021	Date: July 1, 2021	Title: Statement on the IFRS Foundation’s Proposed Constitutional Amendments Relating to Sustainability Standards	Speaker: Commissioner Hester M. Peirce	Type:Statement
Published date grouping:June 2021	Date: June 29, 2021	Title: Statement Regarding Neovest, Inc.	Speaker: Commissioner Hester M. Peirce	Type:Statement
Published date grouping:June 2021	Date: June 28, 2021	Title: Climate, ESG, and the Board of Directors: “You Cannot Direct the Wind, But You Can Adjust Your Sails”	Speaker: Allison Herren Lee, Former Commissioner	Type:Speech
Published date grouping:June 2021	Date: June 23, 2021	Title: Prepared remarks at London City Week	Speaker: Chair Gary Gensler	Type:Speech
Published date grouping:June 2021	Date: June 22, 2021	Title: Can the SEC Make ESG Rules that are Sustainable?	Speaker: Elad L. Roisman	Type:Speech
Published date grouping:June 2021	Date: June 14, 2021	Title: Moving Forward or Falling Back? Statement on Chair Gensler’s Regulatory Agenda	Speaker: Commissioner Hester M. Peirce Elad L. Roisman	Type:Statement
Published date grouping:June 2021	Date: June 11, 2021	Title: Prepared Remarks Before the Financial Stability Oversight Council - LIBOR	Speaker: Chair Gary Gensler	Type:Speech
Published date grouping:June 2021	Date: June 11, 2021	Title: Prepared Remarks Before the Financial Stability Oversight Council - Money Market Funds	Speaker: Chair Gary Gensler	Type:Speech
Published date grouping:June 2021	Date: June 10, 2021	Title: Prepared Remarks at the Meeting of SEC Investor Advisory Committee	Speaker: Chair Gary Gensler	Type:Speech
Published date grouping:June 2021	Date: June 10, 2021	Title: Remarks at Meeting of Investor Advisory Committee	Speaker: Commissioner Hester M. Peirce	Type:Statement
Published date grouping:June 2021	Date: June 10, 2021	Title: Statement for Investor Advisory Committee Meeting	Speaker: Elad L. Roisman	Type:Statement
Published date grouping:June 2021	Date: June 9, 2021	Title: Prepared Remarks at the Global Exchange and FinTech Conference	Speaker: Chair Gary Gensler	Type:Speech
Published date grouping:June 2021	Date: June 8, 2021	Title: Statement on Commencement of Appointment Process for Five Public Company Accounting Oversight Board Seats	Speaker: Chair Gary Gensler	Type:Statement
Published date grouping:June 2021	Date: June 7, 2021	Title: Remarks at CFO Network Summit	Speaker: Chair Gary Gensler	Type:Speech
Published date grouping:June 2021	Date: June 4, 2021	Title: Statement on The Commission’s Actions Regarding the PCAOB	Speaker: Commissioner Hester M. Peirce Elad L. Roisman	Type:Statement
Published date grouping:June 2021	Date: June 3, 2021	Title: Putting the Electric Cart before the Horse:[1] Addressing Inevitable Costs of a New ESG Disclosure Regime	Speaker: Elad L. Roisman	Type:Speech
Published date grouping:June 2021	Date: June 1, 2021	Title: Response to Chair Gensler’s and the Division of Corporation Finance’s Statements Regarding the Application of the Proxy Rules to Proxy Voting Advice	Speaker: Commissioner Hester M. Peirce Elad L. Roisman	Type:Statement
Published date grouping:June 2021	Date: June 1, 2021	Title: Statement on Compliance with the Commission’s 2019 Interpretation and Guidance Regarding the Applicability of the Proxy Rules to Proxy Voting Advice and Amended Rules 14a-1(1), 14a-2(b), 14a-9	Speaker: SEC Division of Corporation Finance	Type:Statement
Published date grouping:June 2021	Date: June 1, 2021	Title: Statement on the application of the proxy rules to proxy voting advice	Speaker: Chair Gary Gensler	Type:Statement
Published date grouping:May 2021	Date: May 31, 2021	Title: Remarks Before Eighth Annual Conference on Financial Market Regulation	Speaker: Chair Gary Gensler	Type:Speech
Published date grouping:May 2021	Date: May 27, 2021	Title: Remarks at the 40th Annual SEC Small Business Forum	Speaker: Commissioner Caroline A. Crenshaw	Type:Statement
Published date grouping:May 2021	Date: May 26, 2021	Title: Testimony Before the Subcommittee on Financial Services and General Government	Speaker: Chair Gary Gensler	Type:Testimony
Published date grouping:May 2021	Date: May 24, 2021	Title: A Toast to 40: Opening Remarks at the SEC Small Business Forum	Speaker: Martha Miller, Director, Advocate for Small Business Capital Formation	Type:Statement
Published date grouping:May 2021	Date: May 24, 2021	Title: 40th Annual Government-Business Forum on Small Business Capital Formation	Speaker: Commissioner Hester M. Peirce	Type:Statement
Published date grouping:May 2021	Date: May 24, 2021	Title: Living in a Material World: Myths and Misconceptions about “Materiality”	Speaker: Allison Herren Lee, Former Commissioner	Type:Speech
Published date grouping:May 2021	Date: May 21, 2021	Title: Leveraging Regulatory Cooperation to Protect America’s Investors	Speaker: Allison Herren Lee, Former Commissioner	Type:Speech
Published date grouping:May 2021	Date: May 20, 2021	Title: Remarks at 2021 FINRA Annual Conference	Speaker: Chair Gary Gensler	Type:Speech
Published date grouping:May 2021	Date: May 17, 2021	Title: Statement on S&P Dow Jones Indices LLC	Speaker: Commissioner Hester M. Peirce	Type:Statement
Published date grouping:May 2021	Date: May 14, 2021	Title: Mind the (Data) Gaps	Speaker: Commissioner Caroline A. Crenshaw	Type:Speech
Published date grouping:May 2021	Date: May 11, 2021	Title: Staff Statement on Funds Registered Under the Investment Company Act Investing in the Bitcoin Futures Market	Speaker: Division of Investment Management Staff	Type:Statement
Published date grouping:May 2021	Date: May 6, 2021	Title: Testimony Before the House Committee on Financial Services	Speaker: Chair Gary Gensler	Type:Testimony
Published date grouping:April 2021	Date: April 30, 2021	Title: Prepared Remarks at SEC Small Business Capital Formation Advisory Committee Meeting	Speaker: Chair Gary Gensler	Type:Speech
Published date grouping:April 2021	Date: April 30, 2021	Title: Remarks at Meeting of SEC Small Business Capital Formation Advisory Committee	Speaker: Commissioner Hester M. Peirce	Type:Statement
Published date grouping:April 2021	Date: April 30, 2021	Title: Remarks to the Small Business Capital Formation Advisory Committee	Speaker: Allison Herren Lee, Former Commissioner	Type:Statement
Published date grouping:April 2021	Date: April 28, 2021	Title: Werewolves of Change: Remarks before the ISDA Derivatives Trading Forum on Regulatory Change	Speaker: Commissioner Hester M. Peirce	Type:Speech
Published date grouping:April 2021	Date: April 16, 2021	Title: Staff Statement on Fully Paid Lending	Speaker: Division of Trading and Markets Staff	Type:Statement
Published date grouping:April 2021	Date: April 14, 2021	Title: Rethinking Global ESG Metrics	Speaker: Commissioner Hester M. Peirce	Type:Statement
Published date grouping:April 2021	Date: April 14, 2021	Title: Statement on Senate Confirmation of Gary Gensler	Speaker: Allison Herren Lee, Former Commissioner Commissioner Hester M. Peirce Elad L. Roisman Commissioner Caroline A. Crenshaw	Type:Statement
Published date grouping:April 2021	Date: April 13, 2021	Title: Token Safe Harbor Proposal 2.0	Speaker: Commissioner Hester M. Peirce	Type:Statement
Published date grouping:April 2021	Date: April 12, 2021	Title: Staff Statement on Accounting and Reporting Considerations for Warrants Issued by Special Purpose Acquisition Companies (“SPACs”)	Speaker: John Coates, Acting Director, Division of Corporation Finance Paul Munter, Acting Chief Accountant	Type:Statement
Published date grouping:April 2021	Date: April 12, 2021	Title: Statement on the Staff ESG Risk Alert	Speaker: Commissioner Hester M. Peirce	Type:Statement
Published date grouping:April 2021	Date: April 8, 2021	Title: SPACs, IPOs and Liability Risk under the Securities Laws	Speaker: John Coates, Acting Director, Division of Corporation Finance	Type:Statement
Published date grouping:March 2021	Date: March 31, 2021	Title: Staff Statement on Select Issues Pertaining to Special Purpose Acquisition Companies	Speaker: Division of Corporation Finance	Type:Statement
Published date grouping:March 2021	Date: March 31, 2021	Title: Financial Reporting and Auditing Considerations of Companies Merging with SPACs	Speaker: Paul Munter, Acting Chief Accountant	Type:Statement
Published date grouping:March 2021	Date: March 31, 2021	Title: Opening Remarks at the Diversifying Opportunity in Venture Capital Series	Speaker: Martha Miller, Director, Advocate for Small Business Capital Formation	Type:Statement
Published date grouping:March 2021	Date: March 19, 2021	Title: Remarks at Asset Management Advisory Committee Meeting	Speaker: Commissioner Caroline A. Crenshaw	Type:Statement
Published date grouping:March 2021	Date: March 19, 2021	Title: Remarks at Asset Management Advisory Committee Meeting	Speaker: Commissioner Hester M. Peirce	Type:Statement
Published date grouping:March 2021	Date: March 19, 2021	Title: Remarks at the March 19, 2021 Meeting of the Asset Management Advisory Committee	Speaker: Sarah ten Siethoff, Deputy Director	Type:Statement
Published date grouping:March 2021	Date: March 19, 2021	Title: Statement at the Meeting of the Asset Management Advisory Committee	Speaker: Elad L. Roisman	Type:Speech
Published date grouping:March 2021	Date: March 17, 2021	Title: Every Vote Counts: The Importance of Fund Voting and Disclosure	Speaker: Allison Herren Lee, Former Commissioner	Type:Speech
Published date grouping:March 2021	Date: March 15, 2021	Title: Paper, Plastic, Peer-to-Peer	Speaker: Commissioner Hester M. Peirce	Type:Speech
Published date grouping:March 2021	Date: March 15, 2021	Title: A Climate for Change: Meeting Investor Demand for Climate and ESG Information at the SEC	Speaker: Allison Herren Lee, Former Commissioner	Type:Speech
Published date grouping:March 2021	Date: March 15, 2021	Title: Public Input Welcomed on Climate Change Disclosures	Speaker: Allison Herren Lee, Former Commissioner	Type:Statement
Published date grouping:March 2021	Date: March 11, 2021	Title: Statement on Fixed Income Trading and Investment Company Act Rule 17a-7	Speaker: Elad L. Roisman	Type:Statement
Published date grouping:March 2021	Date: March 11, 2021	Title: Staff Statement on Investment Company Cross Trading	Speaker: Division of Investment Management Staff	Type:Statement
Published date grouping:March 2021	Date: March 11, 2021	Title: ESG Disclosure – Keeping Pace with Developments Affecting Investors, Public Companies and the Capital Markets	Speaker: John Coates, Acting Director, Division of Corporation Finance	Type:Statement
Published date grouping:March 2021	Date: March 11, 2021	Title: Remarks at Investor Advisory Committee Meeting	Speaker: Commissioner Hester M. Peirce	Type:Statement
Published date grouping:March 2021	Date: March 9, 2021	Title: Moving Forward Together – Enforcement for Everyone	Speaker: Commissioner Caroline A. Crenshaw	Type:Speech
Published date grouping:March 2021	Date: March 4, 2021	Title: Enhancing Focus on the SEC’s Enhanced Climate Change Efforts	Speaker: Commissioner Hester M. Peirce Elad L. Roisman	Type:Statement
Published date grouping:March 2021	Date: March 1, 2021	Title: Small World	Speaker: Commissioner Hester M. Peirce	Type:Speech
Published date grouping:February 2021	Date: Feb. 24, 2021	Title: Statement on the Review of Climate-Related Disclosure	Speaker: Allison Herren Lee, Former Commissioner	Type:Statement
Published date grouping:February 2021	Date: Feb. 22, 2021	Title: Atomic Trading	Speaker: Commissioner Hester M. Peirce	Type:Speech
Published date grouping:February 2021	Date: Feb. 16, 2021	Title: Joint Statement on the Departure of Sagar Teotia	Speaker: Allison Herren Lee, Former Commissioner Commissioner Hester M. Peirce Elad L. Roisman Commissioner Caroline A. Crenshaw	Type:Statement
Published date grouping:February 2021	Date: Feb. 12, 2021	Title: Statement of Commissioners Hester M. Peirce and Elad L. Roisman on Contingent Settlement Offers	Speaker: Commissioner Hester M. Peirce Elad L. Roisman	Type:Statement
Published date grouping:February 2021	Date: Feb. 11, 2021	Title: Statement of Acting Chair Allison Herren Lee on Contingent Settlement Offers	Speaker: Allison Herren Lee, Former Commissioner	Type:Statement
Published date grouping:February 2021	Date: Feb. 9, 2021	Title: Statement of Acting Chair Allison Herren Lee on Empowering Enforcement to Better Protect Investors	Speaker: Allison Herren Lee, Former Commissioner	Type:Statement
Published date grouping:February 2021	Date: Feb. 2, 2021	Title: Statement on Director Dalia Blass Departing from the Division of Investment Management	Speaker: Elad L. Roisman	Type:Statement
Published date grouping:January 2021	Date: Jan. 29, 2021	Title: Remarks at the Meeting of the Small Business Capital Formation Advisory Committee	Speaker: Elad L. Roisman	Type:Speech
Published date grouping:January 2021	Date: Jan. 29, 2021	Title: Remarks at Meeting of SEC Small Business Capital Formation Advisory Committee	Speaker: Commissioner Hester M. Peirce	Type:Statement
Published date grouping:January 2021	Date: Jan. 29, 2021	Title: Remarks at the Meeting of the Small Business Capital Formation Advisory Committee	Speaker: Commissioner Caroline A. Crenshaw	Type:Statement
Published date grouping:January 2021	Date: Jan. 29, 2021	Title: Statement of Acting Chair Lee and Commissioners Peirce, Roisman, and Crenshaw Regarding Recent Market Volatility	Speaker: Acting Chair Allison Herren Lee Commissioner Hester M. Peirce Commissioner Elad L. Roisman Commissioner Caroline A. Crenshaw	Type:Statement
Published date grouping:January 2021	Date: Jan. 27, 2021	Title: Joint Statement Regarding Ongoing Market Volatility	Speaker: Acting Chair Allison Herren Lee Pete Driscoll, Director, Division of Examinations Christian Sabella, Acting Director, Division of Trading and Markets	Type:Statement
Published date grouping:January 2021	Date: Jan. 27, 2021	Title: EC Adopts Equivalence Decision With Respect to SEC Regulatory Framework for Central Counterparties	Speaker: Allison Herren Lee, Former Commissioner	Type:Statement
Published date grouping:January 2021	Date: Jan. 22, 2021	Title: Statement on Federal Reserve Board’s Proposed Collection of U.S. Treasury Transaction Data	Speaker: Elad L. Roisman	Type:Statement
Published date grouping:January 2021	Date: Jan. 21, 2021	Title: Statement on Designation of Commissioner Lee as Acting Chairman	Speaker: Commissioner Hester M. Peirce Commissioner Elad L. Roisman Commissioner Caroline A. Crenshaw	Type:Statement
Published date grouping:January 2021	Date: Jan. 19, 2021	Title: UK ICO Provides Clarity Regarding Transfers of Personal Data to the SEC	Speaker: Elad L. Roisman	Type:Statement
Published date grouping:January 2021	Date: Jan. 15, 2021	Title: Statement on FINRA’s Corporate Bond New Issue Reference Data Proposal	Speaker: Elad L. Roisman	Type:Statement
Published date grouping:January 2021	Date: Jan. 15, 2021	Title: Concurrence in the Matter of Wireline, Inc.	Speaker: Commissioner Hester M. Peirce	Type:Statement
Published date grouping:January 2021	Date: Jan. 15, 2021	Title: Statement on Chief Economist S.P. Kothari Concluding His Tenure at SEC	Speaker: Elad L. Roisman	Type:Statement
Published date grouping:January 2021	Date: Jan. 15, 2021	Title: Statement on SEC General Counsel Bob Stebbins Concluding His Tenure	Speaker: Elad L. Roisman	Type:Statement
Published date grouping:January 2021	Date: Jan. 7, 2021	Title: Statement on Proposed 2011 Fraud-Detection Program and Related 2012 Opinion of the DOJ Office of Legal Counsel	Speaker: Acting Chairman Elad L. Roisman Commissioner Hester M. Peirce Commissioner Allison Herren Lee Commissioner Caroline A. Crenshaw	Type:Statement
Published date grouping:December 2020	Date: Dec. 30, 2020	Title: Farewell Statement of Stephanie Avakian, Director of the Division of Enforcement	Speaker: Stephanie Avakian, Director, Division of Enforcement	Type:Statement
Published date grouping:December 2020	Date: Dec. 29, 2020	Title: Commission Statement on the Passing of Jacob Stillman	Speaker: Commissioner Hester M. Peirce Elad L. Roisman Allison Herren Lee, Former Commissioner Commissioner Caroline A. Crenshaw	Type:Statement
Published date grouping:December 2020	Date: Dec. 28, 2020	Title: Statement on the Departure of Chairman Jay Clayton	Speaker: Commissioner Hester M. Peirce	Type:Statement
Published date grouping:December 2020	Date: Dec. 28, 2020	Title: Statement on Designation of Commissioner Roisman as Acting Chairman	Speaker: Commissioner Hester M. Peirce Allison Herren Lee, Former Commissioner Commissioner Caroline A. Crenshaw	Type:Statement
Published date grouping:December 2020	Date: Dec. 23, 2020	Title: Staff Statement Regarding Nasdaq Rule Proposal	Speaker: Brett Redfearn, Director, Division of Trading and Markets	Type:Statement
Published date grouping:December 2020	Date: Dec. 23, 2020	Title: Statement on the Tenure of SEC Chairman Jay Clayton	Speaker: Elad L. Roisman	Type:Statement
Published date grouping:December 2020	Date: Dec. 23, 2020	Title: Statement of SEC Chairman Jay Clayton Regarding the Conclusion of His Tenure	Speaker: Jay Clayton, Former Chairman	Type:Statement
Published date grouping:December 2020	Date: Dec. 23, 2020	Title: Staff Statement on the President’s Working Group Report on Money Market Funds	Speaker: Dalia Blass, Director, Division of Investment Management	Type:Statement
Published date grouping:December 2020	Date: Dec. 23, 2020	Title: Statement on Primary Direct Listings	Speaker: Allison Herren Lee, Former Commissioner Commissioner Caroline A. Crenshaw	Type:Statement
Published date grouping:December 2020	Date: Dec. 22, 2020	Title: Statement on the Proposed Amendment to Rule 144	Speaker: Elad L. Roisman	Type:Statement
Published date grouping:December 2020	Date: Dec. 22, 2020	Title: Statement on NYSE Primary Direct Listing Proposal	Speaker: Elad L. Roisman	Type:Statement
Published date grouping:December 2020	Date: Dec. 22, 2020	Title: Statement on the Investment Adviser Marketing Final Rule	Speaker: Commissioner Hester M. Peirce	Type:Statement
Published date grouping:December 2020	Date: Dec. 22, 2020	Title: Statement on the New Marketing Rule for Investment Advisers	Speaker: Elad L. Roisman	Type:Statement
Published date grouping:December 2020	Date: Dec. 22, 2020	Title: Investment Adviser Marketing - Past Proposals are Not Necessarily Indicative of Future Adoptions	Speaker: Allison Herren Lee, Former Commissioner Commissioner Caroline A. Crenshaw	Type:Statement
Published date grouping:December 2020	Date: Dec. 21, 2020	Title: Statement on the Fixed Income Market Structure Advisory Committee	Speaker: Chairman Jay Clayton	Type:Statement
Published date grouping:December 2020	Date: Dec. 21, 2020	Title: Statement on Recent and Upcoming Regulation Best Interest Examinations from the SEC Division of Examinations	Speaker: Division of Examinations Staff	Type:Statement
Published date grouping:December 2020	Date: Dec. 18, 2020	Title: Statement after the Enactment of the Holding Foreign Companies Accountable Act	Speaker: Chairman Jay Clayton	Type:Statement
Published date grouping:December 2020	Date: Dec. 17, 2020	Title: Statement on the Renaming of the Office of Compliance Inspections and Examinations to the Division of Examinations	Speaker: Chairman Jay Clayton Commissioner Hester M. Peirce Elad L. Roisman Allison Herren Lee, Former Commissioner Commissioner Caroline A. Crenshaw	Type:Statement
Published date grouping:December 2020	Date: Dec. 16, 2020	Title: Consolidated Audit Trail: Focus on Effective Implementation Puts CAT on Track	Speaker: Chairman Jay Clayton	Type:Statement
Published date grouping:December 2020	Date: Dec. 16, 2020	Title: Statement on Adoption of Resource Extraction Disclosure Rules	Speaker: Chairman Jay Clayton	Type:Statement
Published date grouping:December 2020	Date: Dec. 16, 2020	Title: Statement at Open Meeting on Disclosure of Payments by Resource Extraction Issuers	Speaker: Commissioner Hester M. Peirce	Type:Statement
Published date grouping:December 2020	Date: Dec. 16, 2020	Title: Statement at Open Meeting on Disclosure of Payments by Resource Extraction Issuers	Speaker: Elad L. Roisman	Type:Statement
Published date grouping:December 2020	Date: Dec. 16, 2020	Title: Statement on Rules Governing the Disclosure of Payments by Resource Extraction Issuers	Speaker: Allison Herren Lee, Former Commissioner	Type:Statement
Published date grouping:December 2020	Date: Dec. 16, 2020	Title: Statement on Resource Extraction	Speaker: Commissioner Caroline A. Crenshaw	Type:Statement
Published date grouping:December 2020	Date: Dec. 14, 2020	Title: Statement of Dissent from the Commission’s Order Approving the Financial Industry Regulatory Authority’s Proposed Rule Change, as Modified by Amendment No. 1, to Address Brokers with a Significant History of Misconduct	Speaker: Commissioner Hester M. Peirce	Type:Statement
Published date grouping:December 2020	Date: Dec. 11, 2020	Title: Statement on the Departure of Director Stephanie Avakian	Speaker: Elad L. Roisman	Type:Statement
Published date grouping:December 2020	Date: Dec. 10, 2020	Title: Remarks to The Federalist Society’s Capital Conversations: A Teleforum Series	Speaker: Commissioner Hester M. Peirce	Type:Speech
Published date grouping:December 2020	Date: Dec. 9, 2020	Title: Statement on Adoption of Market Data Infrastructure Rules under Regulation NMS	Speaker: Chairman Jay Clayton	Type:Statement
Published date grouping:December 2020	Date: Dec. 9, 2020	Title: Market Data Infrastructure: Open Meeting Statement	Speaker: Commissioner Hester M. Peirce	Type:Statement
Published date grouping:December 2020	Date: Dec. 9, 2020	Title: Statement at Open Commission Meeting to Adopt Market Data Infrastructure Rules under Regulation NMS	Speaker: Elad L. Roisman	Type:Statement
Published date grouping:December 2020	Date: Dec. 9, 2020	Title: Roadwork Ahead: Upgrading Market Data Infrastructure	Speaker: Allison Herren Lee, Former Commissioner	Type:Statement
Published date grouping:December 2020	Date: Dec. 9, 2020	Title: Statement on Market Data Infrastructure	Speaker: Commissioner Caroline A. Crenshaw	Type:Statement
Published date grouping:December 2020	Date: Dec. 8, 2020	Title: Statement on Bob Stebbins Concluding His Tenure at SEC	Speaker: Chairman Jay Clayton	Type:Statement
Published date grouping:December 2020	Date: Dec. 7, 2020	Title: Statement on OCA’s Focus on High-Quality Financial Reporting During an Unusual Year and a Discussion of our Upcoming Priorities	Speaker: Sagar Teotia, Chief Accountant	Type:Speech
Published date grouping:December 2020	Date: Dec. 7, 2020	Title: Remarks before the 2020 AICPA Conference on Current SEC and PCAOB Developments	Speaker: Kevin Cherrstrom, Professional Accounting Fellow, Office of the Chief Accountant	Type:Speech
Published date grouping:December 2020	Date: Dec. 7, 2020	Title: Remarks before the 2020 AICPA Conference on Current SEC and PCAOB Developments	Speaker: Geoff Griffin, Professional Accounting Fellow, Office of the Chief Accountant	Type:Speech
Published date grouping:December 2020	Date: Dec. 7, 2020	Title: Remarks before the 2020 AICPA Conference on Current SEC and PCAOB Developments	Speaker: Jeffery Joseph, Professional Accounting Fellow, Office of the Chief Accountant	Type:Speech
Published date grouping:December 2020	Date: Dec. 7, 2020	Title: Remarks before the 2020 AICPA Conference on Current SEC and PCAOB Developments	Speaker: Sheena Lam, Professional Accounting Fellow, Office of the Chief Accountant	Type:Speech
Published date grouping:December 2020	Date: Dec. 7, 2020	Title: Remarks before the 2020 AICPA Conference on Current SEC and PCAOB Developments	Speaker: Jeffrey Nick, Professional Accounting Fellow, Office of the Chief Accountant	Type:Speech
Published date grouping:December 2020	Date: Dec. 7, 2020	Title: Remarks before the 2020 AICPA Conference on Current SEC and PCAOB Developments	Speaker: Jillian Pearce, Professional Accounting Fellow, Office of the Chief Accountant	Type:Speech
Published date grouping:December 2020	Date: Dec. 7, 2020	Title: Remarks before the 2020 AICPA Conference on Current SEC and PCAOB Developments	Speaker: Damon Romano, Professional Accounting Fellow, Office of the Chief Accountant	Type:Speech
Published date grouping:December 2020	Date: Dec. 4, 2020	Title: Statement on the Departure of Bill Hinman	Speaker: Chairman Jay Clayton Commissioner Hester M. Peirce Elad L. Roisman Allison Herren Lee, Former Commissioner Commissioner Caroline A. Crenshaw	Type:Statement
Published date grouping:December 2020	Date: Dec. 3, 2020	Title: Statement at FSOC Open Meeting	Speaker: Chairman Jay Clayton	Type:Statement
Published date grouping:December 2020	Date: Dec. 3, 2020	Title: Statement on Good Faith Determinations of Fair Value under the Investment Company Act of 1940 Final Rule	Speaker: Commissioner Hester M. Peirce	Type:Statement
Published date grouping:December 2020	Date: Dec. 3, 2020	Title: Remarks at Meeting of SEC Investor Advisory Committee	Speaker: Commissioner Hester M. Peirce	Type:Statement
Published date grouping:December 2020	Date: Dec. 1, 2020	Title: Opening Remarks at the December 1, 2020 Meeting of the Asset Management Advisory Committee	Speaker: Chairman Jay Clayton	Type:Statement
Published date grouping:December 2020	Date: Dec. 1, 2020	Title: Opening remarks at the December 1, 2020 Meeting of the Asset Management Advisory Committee	Speaker: Commissioner Hester M. Peirce	Type:Statement
Published date grouping:December 2020	Date: Dec. 1, 2020	Title: Statement at the Meeting of the Asset Management Advisory Committee	Speaker: Elad L. Roisman	Type:Statement
Published date grouping:December 2020	Date: Dec. 1, 2020	Title: Remarks at the December 1, 2020 Meeting of the Asset Management Advisory Committee	Speaker: Dalia Blass, Director, Division of Investment Management	Type:Statement
Published date grouping:November 2020	Date: Nov. 30, 2020	Title: Statement on Developments Related to the LIBOR Transition	Speaker: Chairman Jay Clayton	Type:Statement
Published date grouping:November 2020	Date: Nov. 24, 2020	Title: Statement on Third Meeting with Audit Firm Representatives Regarding Audit Quality in Emerging Markets and Recent Developments	Speaker: SEC Chairman Jay Clayton SEC Chief Accountant Sagar Teotia PCAOB Chairman William D. Duhnke III	Type:Statement
Published date grouping:November 2020	Date: Nov. 24, 2020	Title: Statement on Proposed Temporary Rules to Include Certain “Platform Workers” in Compensatory Offerings under Rule 701 and Form S-8	Speaker: Commissioner Hester M. Peirce Elad L. Roisman	Type:Statement
Published date grouping:November 2020	Date: Nov. 24, 2020	Title: Joint Statement on the Proposal to Facilitate Non-Cash Compensation for Certain Gig Workers	Speaker: Allison Herren Lee, Former Commissioner Commissioner Caroline A. Crenshaw	Type:Statement
Published date grouping:November 2020	Date: Nov. 19, 2020	Title: Joint Statement on Amendments to Regulation S-K: Management’s Discussion and Analysis, Selected Financial Data, and Supplementary Financial Information	Speaker: Allison Herren Lee, Former Commissioner Commissioner Caroline A. Crenshaw	Type:Statement
Published date grouping:November 2020	Date: Nov. 19, 2020	Title: Putting Principles into Practice, the SEC from 2017-2020 Remarks to the Economic Club of New York	Speaker: Chairman Jay Clayton	Type:Speech
Published date grouping:November 2020	Date: Nov. 19, 2020	Title: The Role of the CCO – Empowered, Senior and With Authority	Speaker: Peter Driscoll, Director, Office of Compliance Inspections and Examinations	Type:Speech
Published date grouping:November 2020	Date: Nov. 18, 2020	Title: The Regulation of Corporation Finance – A Principles-Based Approach	Speaker: William Hinman, Director, Division of Corporation Finance	Type:Speech
Published date grouping:November 2020	Date: Nov. 17, 2020	Title: The Promise of Structured Data: True Modernization of Disclosure Effectiveness	Speaker: Allison Herren Lee, Former Commissioner	Type:Speech
Published date grouping:November 2020	Date: Nov. 17, 2020	Title: Testimony on “Oversight of the Securities and Exchange Commission”	Speaker: Chairman Jay Clayton	Type:Testimony
Published date grouping:November 2020	Date: Nov. 16, 2020	Title: Statement on Departure of Chairman Jay Clayton	Speaker: Allison Herren Lee, Former Commissioner Commissioner Caroline A. Crenshaw	Type:Statement
Published date grouping:November 2020	Date: Nov. 16, 2020	Title: Statement on Recent Enforcement Matters Involving “VIX-Related” and Other Complex Exchange Traded Products (ETPs) from the SEC Office of Compliance Inspections and Examinations	Speaker: Office of Compliance Inspections and Examinations Staff	Type:Statement
Published date grouping:November 2020	Date: Nov. 13, 2020	Title: Statement of Commissioners Hester M. Peirce and Elad L. Roisman - Andeavor LLC	Speaker: Commissioner Hester M. Peirce Elad L. Roisman	Type:Statement
Published date grouping:November 2020	Date: Nov. 12, 2020	Title: Statement on Staff Bulletin Related to Risks Associated with Offshore Omnibus Accounts Transacting in “Penny Stocks” and other Low-Priced U.S. Securities	Speaker: Chairman Jay Clayton	Type:Statement
Published date grouping:November 2020	Date: Nov. 10, 2020	Title: Keynote Address: ALI CLE 2020 Conference on Life Insurance Company Products	Speaker: Dalia Blass, Director, Division of Investment Management	Type:Speech
Published date grouping:November 2020	Date: Nov. 9, 2020	Title: Staff Statement on WY Division of Banking’s “NAL on Custody of Digital Assets and Qualified Custodian Status”	Speaker: Division of Investment Management Staff in Consultation with FinHub Staff	Type:Statement
Published date grouping:November 2020	Date: Nov. 9, 2020	Title: Remarks: Small Business Capital Formation Advisory Committee Meeting	Speaker: Chairman Jay Clayton	Type:Statement
Published date grouping:November 2020	Date: Nov. 9, 2020	Title: Remarks at Meeting of the SEC Small Business Capital Formation Advisory Committee, Proposed Conditional Exemption for Finders; COVID-19 Updates and Discussion	Speaker: Commissioner Hester M. Peirce	Type:Statement
Published date grouping:November 2020	Date: Nov. 5, 2020	Title: Remarks at the November 5, 2020 Meeting of the Asset Management Advisory Committee	Speaker: Dalia Blass, Director, Division of Investment Management	Type:Statement
Published date grouping:November 2020	Date: Nov. 5, 2020	Title: Playing the Long Game: The Intersection of Climate Change Risk and Financial Regulation	Speaker: Allison Herren Lee, Former Commissioner	Type:Speech
Published date grouping:November 2020	Date: Nov. 5, 2020	Title: Opening remarks at the November 5, 2020 Meeting of the Asset Management Advisory Committee	Speaker: Commissioner Hester M. Peirce	Type:Statement
Published date grouping:November 2020	Date: Nov. 5, 2020	Title: Opening Remarks at the November 5, 2020 Special Meeting of the Asset Management Advisory Committee	Speaker: Chairman Jay Clayton	Type:Statement
Published date grouping:November 2020	Date: Nov. 2, 2020	Title: Statement on Harmonizing, Simplifying and Improving the Exempt Offering Framework; Benefits to Small and Medium-Sized Business and Their Investors	Speaker: Chairman Jay Clayton	Type:Statement
Published date grouping:November 2020	Date: Nov. 2, 2020	Title: Statement at Open Meeting on Facilitating Capital Formation and Expanding Investment Opportunities by Improving Access to Capital in Private Markets	Speaker: Commissioner Hester M. Peirce	Type:Statement
Published date grouping:November 2020	Date: Nov. 2, 2020	Title: Statement at Open Meeting on Facilitating Capital Formation and Expanding Investment Opportunities by Improving Access to Capital in Private Markets	Speaker: Elad L. Roisman	Type:Statement
Published date grouping:November 2020	Date: Nov. 2, 2020	Title: Statement on Amendments to the Exempt Offering Framework	Speaker: Allison Herren Lee, Former Commissioner	Type:Statement
Published date grouping:November 2020	Date: Nov. 2, 2020	Title: Statement on Harmonization of Securities Offering Exemptions	Speaker: Commissioner Caroline A. Crenshaw	Type:Statement
Published date grouping:October 2020	Date: Oct. 28, 2020	Title: Modernizing the Regulatory Framework for Funds’ Use of Derivatives	Speaker: Chairman Jay Clayton	Type:Statement
Published date grouping:October 2020	Date: Oct. 28, 2020	Title: Opening Statement on Use of Derivatives by Registered Investment Companies and Business Development Companies	Speaker: Commissioner Hester M. Peirce	Type:Statement
Published date grouping:October 2020	Date: Oct. 28, 2020	Title: Statement on Regulation of Funds' Use of Derivatives	Speaker: Elad L. Roisman	Type:Statement
Published date grouping:October 2020	Date: Oct. 28, 2020	Title: Statement on the Final Rule on Funds' Use of Derivatives	Speaker: Allison Herren Lee, Former Commissioner	Type:Statement
Published date grouping:October 2020	Date: Oct. 28, 2020	Title: Statement on Funds' Use of Derivatives	Speaker: Commissioner Caroline A. Crenshaw	Type:Speech
Published date grouping:October 2020	Date: Oct. 28, 2020	Title: Statement on Funds' Use of Derivatives	Speaker: Commissioner Caroline A. Crenshaw	Type:Statement
Published date grouping:October 2020	Date: Oct. 28, 2020	Title: Joint Statement Regarding Complex Financial Products and Retail Investors	Speaker: Chairman Jay Clayton; Dalia Blass, Director, Division of Investment Management; William Hinman, Director, Division of Corporation Finance; Brett Redfearn, Director, Division of Trading and Markets	Type:Statement
Published date grouping:October 2020	Date: Oct. 27, 2020	Title: Statement on Tenure of William Hinman as Director of the Division of Corporation Finance	Speaker: Chairman Jay Clayton	Type:Statement
Published date grouping:October 2020	Date: Oct. 26, 2020	Title: Statement at the SEC’s Staff Roundtable on Regulation Best Interest and Form CRS	Speaker: Chairman Jay Clayton	Type:Statement
Published date grouping:October 2020	Date: Oct. 23, 2020	Title: Joint Statement on No-Action Relief for Non-Compliance with the Customer Protection Rule	Speaker: Allison Herren Lee, Former Commissioner Commissioner Caroline A. Crenshaw	Type:Statement
Published date grouping:October 2020	Date: Oct. 23, 2020	Title: Statement Regarding Tradenet Capital Markets Ltd.	Speaker: Commissioner Hester M. Peirce	Type:Statement
Published date grouping:October 2020	Date: Oct. 22, 2020	Title: Statement at the IDC Conference and Governing Council meeting	Speaker: Dalia Blass, Director, Division of Investment Management	Type:Statement
Published date grouping:October 2020	Date: Oct. 22, 2020	Title: Joint Open Meeting with CFTC - Customer Margin Rules for Security Futures and Request for Comment on Uncleared Swaps and Non-cleared Security-based Swaps	Speaker: Chairman Jay Clayton	Type:Statement
Published date grouping:October 2020	Date: Oct. 22, 2020	Title: CFTC-SEC Joint Meeting	Speaker: Commissioner Hester M. Peirce	Type:Statement
Published date grouping:October 2020	Date: Oct. 19, 2020	Title: When the Nail Fails – Remarks before the National Society of Compliance Professionals	Speaker: Commissioner Hester M. Peirce	Type:Speech
Published date grouping:October 2020	Date: Oct. 16, 2020	Title: Promoting an Effective Auditor Independence Framework	Speaker: Chairman Jay Clayton	Type:Statement
Published date grouping:October 2020	Date: Oct. 16, 2020	Title: Who Watches the Watchers?* Joint Statement on Auditor Independence Amendments	Speaker: Allison Herren Lee, Former Commissioner Commissioner Caroline A. Crenshaw	Type:Statement
Published date grouping:October 2020	Date: Oct. 16, 2020	Title: Statement on Order Approving a Wireless Fee Schedule Setting Forth Available Wireless Bandwidth Connections and Wireless Market Data Connections	Speaker: Commissioner Hester M. Peirce	Type:Statement
Published date grouping:October 2020	Date: Oct. 9, 2020	Title: The Car Talk of Capital Raising	Speaker: Martha Miller, Director, Advocate for Small Business Capital Formation	Type:Speech
Published date grouping:October 2020	Date: Oct. 9, 2020	Title: Volume, Value, and Impact: Remarks by the SEC Ombudsman	Speaker: Tracey L. McNeil, Ombudsman	Type:Speech
Published date grouping:October 2020	Date: Oct. 8, 2020	Title: Joint Statement Regarding New FAQs for Form CRS [1]	Speaker: Chairman Jay Clayton Dalia Blass, Director, Division of Investment Management Brett Redfearn, Director, Division of Trading and Markets	Type:Statement
Published date grouping:October 2020	Date: Oct. 8, 2020	Title: Investing in the Public Option: Promoting Growth in Our Public Markets Remarks at The SEC Speaks in 2020	Speaker: Allison Herren Lee, Former Commissioner	Type:Speech
Published date grouping:October 2020	Date: Oct. 8, 2020	Title: Remarks At SEC Speaks 2020	Speaker: Elad L. Roisman	Type:Speech
Published date grouping:October 2020	Date: Oct. 8, 2020	Title: An Update on FY 2020 Results – Remarks at SEC Speaks	Speaker: Chairman Jay Clayton	Type:Speech
Published date grouping:October 2020	Date: Oct. 7, 2020	Title: Open Meeting on Proposed Finders Exemption – Providing Regulatory Clarity to Benefit Small Businesses	Speaker: Chairman Jay Clayton	Type:Statement
Published date grouping:October 2020	Date: Oct. 7, 2020	Title: Statement at Open Meeting on Proposed Exemptive Order for Certain Activities of Finders	Speaker: Commissioner Hester M. Peirce	Type:Statement
Published date grouping:October 2020	Date: Oct. 7, 2020	Title: Statement at Open Meeting Considering a Proposed Exemptive Order for Finders	Speaker: Elad L. Roisman	Type:Statement
Published date grouping:October 2020	Date: Oct. 7, 2020	Title: Regulating in the Dark: What We Don’t Know About Finders Can Hurt Us	Speaker: Allison Herren Lee, Former Commissioner	Type:Statement
Published date grouping:October 2020	Date: Oct. 7, 2020	Title: Statement on Proposed Exemptive Relief for Finders	Speaker: Commissioner Caroline A. Crenshaw	Type:Statement
Published date grouping:October 2020	Date: Oct. 5, 2020	Title: Remarks at Meeting of the Fixed Income Market Structure Advisory Committee	Speaker: Chairman Jay Clayton	Type:Statement
Published date grouping:October 2020	Date: Oct. 2, 2020	Title: Statement of Commissioner Hester M. Peirce - Great Plains Trust Company	Speaker: Commissioner Hester M. Peirce	Type:Statement
Published date grouping:September 2020	Date: Sept. 29, 2020	Title: Remarks at U.S. Treasury Market Conference	Speaker: Elad L. Roisman	Type:Speech
Published date grouping:September 2020	Date: Sept. 28, 2020	Title: Statement on Measures to Enhance the Fixed Income Markets	Speaker: Elad L. Roisman	Type:Statement
Published date grouping:September 2020	Date: Sept. 24, 2020	Title: Keynote Address: Regulating with our Eyes on the Future	Speaker: Dalia Blass, Director, Division of Investment Management	Type:Speech
Published date grouping:September 2020	Date: Sept. 24, 2020	Title: Remarks at the Meeting of the Investor Advisory Committee	Speaker: Chairman Jay Clayton	Type:Statement
Published date grouping:September 2020	Date: Sept. 23, 2020	Title: Modernizing the Shareholder Proposal Framework for the Benefit of All Shareholders	Speaker: Chairman Jay Clayton	Type:Statement
Published date grouping:September 2020	Date: Sept. 23, 2020	Title: Statement on Procedural Requirements and Resubmission Thresholds under Exchange Act Rule 14a-8	Speaker: Elad L. Roisman	Type:Statement
Published date grouping:September 2020	Date: Sept. 23, 2020	Title: Statement at Open Meeting on Procedural Requirements and Resubmission Thresholds under Exchange Act Rule 14a-8	Speaker: Commissioner Hester M. Peirce	Type:Statement
Published date grouping:September 2020	Date: Sept. 23, 2020	Title: Statement on the Amendments to Rule 14a-8	Speaker: Allison Herren Lee, Former Commissioner	Type:Statement
Published date grouping:September 2020	Date: Sept. 23, 2020	Title: Statement on Procedural Requirements and Resubmission Thresholds under Exchange Act Rule 14a-8	Speaker: Commissioner Caroline A. Crenshaw	Type:Statement
Published date grouping:September 2020	Date: Sept. 23, 2020	Title: Strengthening our Whistleblower Program	Speaker: Chairman Jay Clayton	Type:Statement
Published date grouping:September 2020	Date: Sept. 23, 2020	Title: Amendments to the Commission's Whistleblower Program Rules	Speaker: Commissioner Hester M. Peirce	Type:Statement
Published date grouping:September 2020	Date: Sept. 23, 2020	Title: Statement on the Commission’s New and Improved Whistleblower Program Rules	Speaker: Elad L. Roisman	Type:Statement
Published date grouping:September 2020	Date: Sept. 23, 2020	Title: June Bug vs. Hurricane:* Whistleblowers Fight Tremendous Odds and Deserve Better	Speaker: Allison Herren Lee, Former Commissioner	Type:Statement
Published date grouping:September 2020