Speeches and statements (including testimony) given by the Chair, Commissioners, and SEC staff.  To view these prior to 2012, refer to the archive pages:

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Published date grouping
Date
Title
Speaker
Type
Published date grouping:September 2022 Date: Title: Remarks at the Association of Asian American Investment Managers Elevate 2022 Keynote Lunch Program Speaker: Commissioner Mark T. Uyeda
Type:Speech
Published date grouping:September 2022 Date: Title: Remarks to the Investor Advisory Committee Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:September 2022 Date: Title: Remarks at Meeting of the SEC Investor Advisory Committee Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:September 2022 Date: Title: Remarks at the Meeting of the SEC Investor Advisory Committee (IAC) Speaker: Commissioner Jaime Lizárraga
Type:Statement
Published date grouping:September 2022 Date: Title: Remarks at the Meeting of the Investor Advisory Committee Speaker: Commissioner Mark T. Uyeda
Type:Statement
Published date grouping:September 2022 Date: Title: Statement Regarding In the Matter of Toews Corporation Speaker: Commissioner Hester M. Peirce
Commissioner Mark T. Uyeda
Type:Statement
Published date grouping:September 2022 Date: Title: Laudable Ends, Poorly Pursued: Statement Regarding Recent Pay-to-Play Rule Settlements Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:September 2022 Date: Title: Opening Remarks to the Institute for Inclusion in the Legal Profession Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:September 2022 Date: Title: Oral Testimony of Gary Gensler Before the United States Senate Committee on Banking, Housing, and Urban Affairs Speaker: Chair Gary Gensler
Type:Testimony
Published date grouping:September 2022 Date: Title: Testimony Before the United States Senate Committee on Banking, Housing, and Urban Affairs Speaker: Chair Gary Gensler
Type:Testimony
Published date grouping:September 2022 Date: Title: Statement on Proposed Rules Regarding Treasury Clearing Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:September 2022 Date: Title: Statement on Standards for Covered Clearing Agencies for U.S. Treasury Securities and Application of the Broker-Dealer Customer Protection Rule With Respect to U.S. Treasury Securities Speaker: Commissioner Mark T. Uyeda
Type:Statement
Published date grouping:September 2022 Date: Title: Statement on Treasury Clearing Speaker: Commissioner Jaime Lizárraga
Type:Statement
Published date grouping:September 2022 Date: Title: Treasury Clearing Standards for Membership Requirements and Risk Management Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:September 2022 Date: Title: Statement on Standards for Covered Clearing Agencies for U.S. Treasury Securities and Application of the Broker-Dealer Customer Protection Rule With Respect to U.S. Treasury Securities Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:September 2022 Date: Title: Remarks at SEC Speaks Speaker:

Sanjay Wadhwa, Deputy Director of Enforcement

Type:Speech
Published date grouping:September 2022 Date: Title: Remarks at the “SEC Speaks” Conference 2022 Speaker: Commissioner Mark T. Uyeda
Type:Speech
Published date grouping:September 2022 Date: Title: Remarks at SEC Speaks 2022 Speaker: Gurbir S. Grewal, Director, Division of Enforcement
Type:Speech
Published date grouping:September 2022 Date: Title: Federal Securities Laws: Closed-Book or Open-Book Exam? - Remarks at SEC Speaks 2022 Speaker:

Sebastian Gomez Abero, Deputy Director, Office of the Advocate for Small Business Capital Formation
 

Type:Speech
Published date grouping:September 2022 Date: Title: Prepared Remarks of Gary Gensler “Kennedy and Crypto” At SEC Speaks Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:September 2022 Date: Title: Audit Quality and Investor Protection under the Holding Foreign Companies Accountable Act Speaker: Paul Munter, Acting Chief Accountant
Type:Statement
Published date grouping:August 2022 Date: Title: Auditor Independence and Ethical Responsibilities: Critical Points to Consider When Contemplating an Audit Firm Restructuring Speaker: Paul Munter, Acting Chief Accountant
Type:Statement
Published date grouping:August 2022 Date: Title: Statement on Final Amendments to the Whistleblower Program Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:August 2022 Date: Title: On the Consequences of an Inconsequential Rulemaking: Statement Regarding Amendments to Whistleblower Program Rules Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:August 2022 Date: Title: Statement on the Final Rules Related to the Whistleblower Program Speaker: Commissioner Mark T. Uyeda
Type:Statement
Published date grouping:August 2022 Date: Title: Statement on the PCAOB Agreement with China and Hong Kong Speaker: Commissioner Jaime Lizárraga
Type:Statement
Published date grouping:August 2022 Date: Title: Statement on Agreement Governing Inspections and Investigations of Audit Firms Based in China and Hong Kong Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:August 2022 Date: Title: Statement on Final Rule Regarding Pay Versus Performance Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:August 2022 Date: Title: Neither Pay nor Performance Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:August 2022 Date: Title: Statement on Pay versus Performance: Speaker: Commissioner Jaime Lizárraga
Type:Statement
Published date grouping:August 2022 Date: Title: Late Summer Sunshine: Statement on the Adoption of Pay Versus Performance Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:August 2022 Date: Title: Statement on the Final Rule Related to Pay Versus Performance Speaker: Commissioner Mark T. Uyeda
Type:Statement
Published date grouping:August 2022 Date: Title: Statement on PCAOB Amendments to Strengthen Auditing Standards for Audits Involving Multiple Firms Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:August 2022 Date: Title: Statement on Amendments to Auditing Standards Governing the Planning and Supervision of Audits Involving Other Auditors and Dividing Responsibility for the Audit with Another Accounting Firm Speaker: Commissioner Mark T. Uyeda
Type:Statement
Published date grouping:August 2022 Date: Title: Statement on Proposed Joint Amendments to Form PF Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:August 2022 Date: Title: Statement on Proposed Amendments to Form PF to Amend Reporting Requirements for All Filers and Large Hedge Fund Advisers Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:August 2022 Date: Title: Statement on Amendments to Form PF to Amend Reporting Requirements for All Filers and Large Hedge Fund Advisers Speaker: Commissioner Mark T. Uyeda
Type:Statement
Published date grouping:August 2022 Date: Title: Statement on Proposed Amendments to Form PF Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:August 2022 Date: Title: Enhancing Private Fund Adviser Reporting Data Speaker: Commissioner Jaime Lizárraga
Type:Statement
Published date grouping:August 2022 Date: Title: Statement on Proposal to Enhance Clearing Agency Governance Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:August 2022 Date: Title: Statement on Clearing Agency Governance and Conflicts of Interest Speaker: Commissioner Mark T. Uyeda
Type:Statement
Published date grouping:August 2022 Date: Title: Dissenting from Stakeholder Governance for Clearing Agencies Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:August 2022 Date: Title: Statement on Jury’s Verdict in Trial of Christopher Nohl, Michael Hull, and Entities They Owned or Controlled Speaker: Gurbir S. Grewal, Director, Division of Enforcement
Type:Statement
Published date grouping:August 2022 Date: Title: Prepared Remarks Before the Small Business Capital Formation Advisory Committee Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:August 2022 Date: Title: Remarks to the Small Business Capital Formation Advisory Committee Speaker: Commissioner Mark T. Uyeda
Type:Speech
Published date grouping:August 2022 Date: Title: Remarks at the Small Business Capital Formation Advisory Committee Meeting: Shining a Spotlight (or Searchlight) on Secondary Market Liquidity for Small Businesses Speaker: Commissioner Hester M. Peirce
Type:Speech
Published date grouping:August 2022 Date: Title: Remarks at the Small Business Advisory Committee Meeting Speaker: Commissioner Jaime Lizárraga
Type:Speech
Published date grouping:July 2022 Date: Title: Statement on Re-Proposed Amendments Regarding Exemption from National Securities Association Membership Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:July 2022 Date: Title: Statement in Honor of National Whistleblower Day Speaker: Gurbir S. Grewal, Director, Division of Enforcement
Type:Statement
Published date grouping:July 2022 Date: Title: Statement of Commissioners Hester M. Peirce and Mark T. Uyeda on Proposed Amendments to Exchange Act Rule 15b9-1 Speaker: Commissioner Hester M. Peirce
Commissioner Mark T. Uyeda
Type:Statement
Published date grouping:July 2022 Date: Title: Statement Regarding In the Matter of Aegis Capital Corporation Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:July 2022 Date: Title: Remarks at Financial Stability Oversight Council Meeting Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:July 2022 Date: Title: Prepared Remarks at Center for Audit Quality “Sarbanes-Oxley at 20: The Work Ahead” Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:July 2022 Date: Title: Remarks at PLI: Investment Management 2022 Speaker: William Birdthistle, Director, Division of Investment Management
Type:Speech
Published date grouping:July 2022 Date: Title: Comment on the Financial Accounting Foundation Draft Strategic Plan Speaker: Commissioner Hester M. Peirce
Commissioner Mark T. Uyeda
Type:Statement
Published date grouping:July 2022 Date: Title: Testimony on “Oversight of the SEC’s Division of Enforcement” Before the United States House of Representatives Committee on Financial Services Subcommittee on Investor Protection, Entrepreneurship, and Capital Markets Speaker: Gurbir S. Grewal, Director, Division of Enforcement
Type:Statement
Published date grouping:July 2022 Date: Title: Statement on Departure of Commissioner Allison Herren Lee Speaker: Chair Gary Gensler
Commissioner Hester M. Peirce
Commissioner Caroline A. Crenshaw
Commissioner Mark T. Uyeda
Type:Statement
Published date grouping:July 2022 Date: Title: Statement on Proposed Amendments to Rule 14a-8 Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:July 2022 Date: Title: Statement on Adoption of Amendments to the Rules Governing Proxy Voting Advice Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:July 2022 Date: Title: Improving the Shareholder Proposal Process: Statement on Proposed Amendments to Rule 14a-8 Speaker: Allison Herren Lee, Former Commissioner
Type:Statement
Published date grouping:July 2022 Date: Title: Protecting the Independence of the Proxy Voting Process: Statement on Amendments Governing Proxy Voting Advice Speaker: Allison Herren Lee, Former Commissioner
Type:Statement
Published date grouping:July 2022 Date: Title: Statement on Adoption of Amendments to Proxy Rules Governing Proxy Voting Advice & Proposal of Amendments to Rule 14a-8 Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:July 2022 Date: Title: U-Turn: Comments on Proxy Voting Advice Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:July 2022 Date: Title: Exclusion Preclusion: Statement on the Shareholder Proposals Proposal Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:July 2022 Date: Title: Statement on Proposed Amendments for Substantial Implementation, Duplication, and Resubmission of Shareholder Proposals under Exchange Act Rule 14a-8 Speaker: Commissioner Mark T. Uyeda
Type:Statement
Published date grouping:July 2022 Date: Title: Statement on Final Rule Amendments on Proxy Voting Advice Speaker: Commissioner Mark T. Uyeda
Type:Statement
Published date grouping:July 2022 Date: Title: Statement on Decision in Jury Trial of Dean McDermott and McDermott Investment Advisors Speaker:

Gurbir S. Grewal, Director, Division of Enforcement

Type:Statement
Published date grouping:July 2022 Date: Title: Statement on Single-Stock Levered and/or Inverse ETFs Speaker: Lori J. Schock, Director, Office of Investor Education and Advocacy
Type:Statement
Published date grouping:July 2022 Date: Title: Statement on Single-Stock ETFs Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:July 2022 Date: Title: Statement on the Order Granting Temporary Conditional Exemptive Relief from Certain Requirements of the National Market System Plan Governing the Consolidated Audit Trail Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:July 2022 Date: Title: Statement on Decision in Jury Trial of Bradley C. Davis Speaker:

Gurbir S. Grewal, Director, Division of Enforcement

Type:Statement
Published date grouping:July 2022 Date: Title: Chief Compliance Officer Liability: Statement on In the Matter of Hamilton Investment Counsel LLC and Jeffrey Kirkpatrick Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:June 2022 Date: Title: Statement on Decision in Bench Trial of Mark Heckele Speaker: Gurbir S. Grewal, Director, Division of Enforcement
Type:Statement
Published date grouping:June 2022 Date: Title: When Voluntary Means Mandatory and Forever: Statement on In the Matter of Ernst & Young LLP Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:June 2022 Date: Title: Statement on Final Rule Amendments to Electronic Filing Requirements Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:June 2022 Date: Title: A Caution on the Limits of Authority: Statement Regarding In the Matter of The Brink’s Company Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:June 2022 Date: Title: Rip Current Rulemakings: Statement on the Regulatory Flexibility Agenda Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:June 2022 Date: Title: Statement on Senate Confirmation of Jaime Lizárraga and Mark Uyeda Speaker: Chair Gary Gensler
Commissioner Hester M. Peirce
Allison Herren Lee, Former Commissioner
Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:June 2022 Date: Title: Statement on Request for Comment on Certain Information Providers Acting as Investment Advisers Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:June 2022 Date: Title: Statement on Request for Comment on Certain Information Providers Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:June 2022 Date: Title: On the Spot:
Remarks at “Regulatory Transparency Project Conference on Regulating the New Crypto Ecosystem: Necessary Regulation or Crippling Future Innovation?”
Speaker: Commissioner Hester M. Peirce
Type:Speech
Published date grouping:June 2022 Date: Title: Remarks at Meeting of the SEC Investor Advisory Committee Speaker: Commissioner Hester M. Peirce
Type:Speech
Published date grouping:June 2022 Date: Title: Remarks Before the Investor Advisory Committee Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:June 2022 Date: Title: The Critical Importance of the General Standard of Auditor Independence and an Ethical Culture for the Accounting Profession Speaker: Paul Munter, Acting Chief Accountant
Type:Statement
Published date grouping:June 2022 Date: Title: “Market Structure and the Retail Investor:” Remarks Before the Piper Sandler Global Exchange Conference Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:June 2022 Date: Title: Statement on Final Rule Amendments to Electronic Filing Requirements Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:May 2022 Date: Title: Statement on Proposed Rule Requiring Enhanced Disclosure by Certain Investment Advisers and Investment Companies on ESG Investment Practices Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:May 2022 Date: Title: A Rose By Any Other Name: Statement on Proposed Amendments to the Names Rule Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:May 2022 Date: Title: Statement on Environmental, Social, and Governance Disclosures for Investment Advisers and Investment Companies Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:May 2022 Date: Title: Statement on Investment Company Names Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:May 2022 Date: Title: What’s in a Name? Aligning Fund Names with Investor Expectations Speaker: Allison Herren Lee, Former Commissioner
Type:Statement
Published date grouping:May 2022 Date: Title: It’s Not Easy Being Green[1] : Bringing Transparency and Accountability to Sustainable Investing Speaker: Allison Herren Lee, Former Commissioner
Type:Statement
Published date grouping:May 2022 Date: Title: Statement on ESG Disclosures Proposal Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:May 2022 Date: Title: Statement on Proposed Updates to Names Rule Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:May 2022 Date: Title: Resolving the Lack of Audit Transparency in China and Hong Kong: Remarks at the International Council of Securities Associations (ICSA) Annual General Meeting Speaker:

YJ Fischer, Director, Office of International Affairs

Type:Speech
Published date grouping:May 2022 Date: Title: Testimony at Hearing before the Subcommittee on Financial Services and General Government U.S. House Appropriations Committee Speaker: Chair Gary Gensler
Type:Testimony
Published date grouping:May 2022 Date: Title: “Investor Protection in a Digital Age," Remarks Before the 2022 NASAA Spring Meeting & Public Policy Symposium Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:May 2022 Date: Title: Remarks at Securities Enforcement Forum West 2022 Speaker: Gurbir S. Grewal, Director, Division of Enforcement
Type:Speech
Published date grouping:May 2022 Date: Title: “A ‘New’ New Era:” Prepared Remarks Before the International Swaps and Derivatives Association Annual Meeting Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:May 2022 Date: Title: Remarks at SEC Small Business Capital Formation Advisory Committee Meeting Speaker: Commissioner Hester M. Peirce
Type:Speech
Published date grouping:May 2022 Date: Title: Remarks Before the Small Business Capital Formation Advisory Committee Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:May 2022 Date: Title: Prepared Remarks Before the Annual Conference on Financial Market Regulation - "A Century with a Gold Standard" Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:April 2022 Date: Title: Remarks at Virtual Roundtable on the Future of Going Public and Expanding Investor Opportunities: A Comparative Discussion on IPOs and the Rise of SPACs Speaker: Commissioner Caroline A. Crenshaw
Type:Speech
Published date grouping:April 2022 Date: Title: Closing Remarks to the Older Investor Roundtable Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:April 2022 Date: Title: Remarks before the Older Investor Roundtable Speaker: Commissioner Hester M. Peirce
Type:Speech
Published date grouping:April 2022 Date: Title: “The Name’s Bond:" Remarks at City Week Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:April 2022 Date: Title: Statement on Jury’s Verdict in Trial of Edward S. Walczak Speaker: Gurbir S. Grewal, Director, Division of Enforcement
Type:Statement
Published date grouping:April 2022 Date: Title: Statement Regarding SPAC Matter Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:April 2022 Date: Title: Statement on Jury’s Verdict in Trial of Tytus W. Harkins Speaker: Gurbir S. Grewal, Director, Division of Enforcement
Type:Statement
Published date grouping:April 2022 Date: Title: Remarks Before the Reuters Events’ Responsible Business USA 2022 Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:April 2022 Date: Title: Grading the Regulators and Homework for the Teachers: Remarks at Symposium on Private Firms: Reporting, Financing, and the Aggregate Economy at the University of Chicago Booth School of Business Speaker: Commissioner Caroline A. Crenshaw
Type:Speech
Published date grouping:April 2022 Date: Title: "Working On ‘Team Cyber’" - Remarks Before the Joint Meeting of the Financial and Banking Information Infrastructure Committee (FBIIC) and the Financial Services Sector Coordinating Council (FSSCC) Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:April 2022 Date: Title: Statement in the Matter of David Hansen Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:April 2022 Date: Title: “Building Upon a Long Tradition” - Remarks before the Ceres Investor Briefing Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:April 2022 Date: Title: Statement on Registration of Security-Based Swap Execution Facilities Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:April 2022 Date: Title: Statement on Rules Relating to Security-Based Swap Execution and Registration and Regulation of Security-Based Swap Execution Facilities Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:April 2022 Date: Title: Statement on Proposed Rules Relating to Security-Based Swap Execution Facilities Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:April 2022 Date: Title: Commission Statement Relating to Certain Administrative Adjudications Speaker:

The Commission

Type:Statement
Published date grouping:April 2022 Date: Title: Remarks at 2022 Small Business Forum Speaker: Commissioner Hester M. Peirce
Type:Speech
Published date grouping:April 2022 Date: Title: Statement on In the Matter of Lloyd D. Reed Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:April 2022 Date: Title: Statement on Jury’s Verdict in Trial of Henry Sargent Speaker: Gurbir S. Grewal, Director, Division of Enforcement
Type:Statement
Published date grouping:April 2022 Date: Title: Prepared Remarks of Gary Gensler On Crypto Markets
Penn Law Capital Markets Association Annual Conference
Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:April 2022 Date: Title: Rethinking Capital Raising Policy: Opening Remarks at the SEC’s Small Business Forum Speaker: Martha Miller, Director, Advocate for Small Business Capital Formation
Type:Speech
Published date grouping:April 2022 Date: Title: Prepared Remarks Before the 2022 41st Annual Small Business Forum Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:April 2022 Date: Title: Is that a Fish Behind the Wheel? Remarks before the University of Central Florida’s Inaugural FinTech Summit Speaker: Commissioner Hester M. Peirce
Type:Speech
Published date grouping:March 2022 Date: Title: Response to Staff Accounting Bulletin No. 121 Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:March 2022 Date: Title: Prepared Remarks Before the 2022 SEC Investor Advocacy Clinic Summit Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:March 2022 Date: Title: Statement on Proposal on Special Purpose Acquisition Companies (SPACs), Shell Companies, and Projections Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:March 2022 Date: Title: Damning and Deeming: Dissenting Statement on Shell Companies, Projections, and SPACs Proposal Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:March 2022 Date: Title: Statement on the Proposal to Enhance Investor Protections in SPACs Speaker: Allison Herren Lee, Former Commissioner
Type:Speech
Published date grouping:March 2022 Date: Title: Statement on the SPACs Proposal Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:March 2022 Date: Title: Statement on Staff Bulletin on Account Recommendations to Retail Investors Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:March 2022 Date: Title: Remarks at the ICI Investment Management Conference Speaker: William Birdthistle, Director, Division of Investment Management
Type:Speech
Published date grouping:March 2022 Date: Title: Statement on Proposal to Further Define “As a Part of a Regular Business” in the Definition of Dealer and Government Securities Dealer Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:March 2022 Date: Title: Statement on the Further Definition of a Dealer-Trader Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:March 2022 Date: Title: Statement on Proposal to Remove References of Credit Ratings from Regulation M Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:March 2022 Date: Title: Statement on Jury’s Verdict in Trial of Ambassador Advisors, LLC, Bernard I. Bostwick, Robert E. Kauffman, and Adrian E. Young Speaker: Gurbir S. Grewal, Director, Division of Enforcement
Type:Statement
Published date grouping:March 2022 Date: Title: Statement on Jury’s Verdict in Trial of Jonathan Dax Cooke and Keystone Capital Partners Speaker: Gurbir S. Grewal, Director, Division of Enforcement
Type:Statement
Published date grouping:March 2022 Date: Title: Statement on Proposed Mandatory Climate Risk Disclosures Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:March 2022 Date: Title: We are Not the Securities and Environment Commission - At Least Not Yet Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:March 2022 Date: Title: Shelter from the Storm: Helping Investors Navigate Climate Change Risk Speaker: Allison Herren Lee, Former Commissioner
Type:Statement
Published date grouping:March 2022 Date: Title: Statement on the Enhancement and Standardization of Climate-Related Disclosures for Investors Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:March 2022 Date: Title: Statement on Planned Departure of Commissioner Allison Herren Lee Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:March 2022 Date: Title: Statement on Planned Departure from the Commission Speaker: Allison Herren Lee, Former Commissioner
Type:Statement
Published date grouping:March 2022 Date: Title: TM Staff Statement Speaker:

Division of Trading and Markets

Type:Statement
Published date grouping:March 2022 Date: Title: Remarks at Meeting of the SEC Investor Advisory Committee Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:March 2022 Date: Title: Prepared Remarks before the Investor Advisory Committee Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:March 2022 Date: Title: Assessing Materiality: Focusing on the Reasonable Investor When Evaluating Errors Speaker: Paul Munter, Acting Chief Accountant
Type:Statement
Published date grouping:March 2022 Date: Title: Dissenting Statement on Cybersecurity Risk Management, Strategy, Governance, and Incident Disclosure Proposal Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:March 2022 Date: Title: Statement in Support of a Multi-Pronged Approach to Cybersecurity Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:March 2022 Date: Title: Statement on Proposal for Mandatory Cybersecurity Disclosures Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:March 2022 Date: Title: The Shareholder Proposal Rule: A Cornerstone of Corporate Democracy Speaker: Renee Jones , Director, Division of Corporation Finance
Type:Speech
Published date grouping:March 2022 Date: Title: Send Lawyers, Guns and Money: (Over-) Zealous Representation by Corporate Lawyers Speaker: Allison Herren Lee, Former Commissioner
Type:Speech
Published date grouping:March 2022 Date: Title: Remarks at the IAA Investment Adviser Compliance Conference Speaker: William Birdthistle, Director, Division of Investment Management
Type:Speech
Published date grouping:February 2022 Date: Title: Statement on Rules to Increase Transparency of Short Sale Activity Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:February 2022 Date: Title: Statement on Proposal to Require Short Position and Short Activity Reporting by Institutional Investment Managers Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:February 2022 Date: Title: Statement on the FASB’s Agenda Consultation: Engagement with Investors and Other Stakeholders Vital to Development of High Quality Accounting Standards Speaker: Paul Munter, Acting Chief Accountant
Type:Statement
Published date grouping:February 2022 Date: Title: Statement on Jury’s Verdict in Trial of Adam Mattessich Speaker: Gurbir S. Grewal, Director, Division of Enforcement
Type:Statement
Published date grouping:February 2022 Date: Title: Statement on Public Dissemination of Security-Based Swap Transactions Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:February 2022 Date: Title: Audit Regulators and Cliff Hangers Speaker: Commissioner Hester M. Peirce
Type:Speech
Published date grouping:February 2022 Date: Title: Statement on Settlement with BlockFi Lending LLC Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:February 2022 Date: Title: Dissenting Statement on Proposed Modernization of Beneficial Ownership Reporting Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:February 2022 Date: Title: Statement on Proposal to Revisit Recently Adopted Whistleblower Rule Amendments Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:February 2022 Date: Title: Statement on Beneficial Ownership Proposal Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:February 2022 Date: Title: Statement on Amendments to the Whistleblower Program Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:February 2022 Date: Title: Remarks Before the Small Business Capital Formation Advisory Committee Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:February 2022 Date: Title: Remarks at SEC Small Business Capital Formation Advisory Committee Meeting Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:February 2022 Date: Title: Statement on Cybersecurity Risk Management for Investment Advisers, Registered Investment Companies, and Business Development Companies Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:February 2022 Date: Title: Statement on Rules Regarding Clearing and Settling Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:February 2022 Date: Title: Statement on Proposal to Shorten the Settlement Cycle Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:February 2022 Date: Title: Statement on Proposal to Shorten the Standard Settlement Cycle Speaker: Allison Herren Lee, Former Commissioner
Type:Statement
Published date grouping:February 2022 Date: Title: Statement on the Proposed Shortening of the Settlement Cycle Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:February 2022 Date: Title: Statement on Cybersecurity Reforms in the Investment Management Industry Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:February 2022 Date: Title: Statement on Cybersecurity Risk Management for Investment Advisers, Registered Investment Companies, and Business Development Companies Speaker: Allison Herren Lee, Former Commissioner
Type:Statement
Published date grouping:February 2022 Date: Title: Statement on Cybersecurity Risk Management Proposal for Investment Advisers, Registered Investment Companies, and Business Development Companies Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:February 2022 Date: Title: Statement on Private Fund Advisers Proposal Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:February 2022 Date: Title: Statement on Proposed Private Fund Advisers; Documentation of Investment Adviser Compliance Reviews Rulemaking Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:February 2022 Date: Title: Private Fund Advisers Proposal – Statement in Support of Accountability Enhancing Updates Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:February 2022 Date: Title: Statement on Proposed Rules for Private Fund Advisers Speaker: Allison Herren Lee, Former Commissioner
Type:Statement
Published date grouping:February 2022 Date: Title: Statement before the Financial Stability Oversight Council on Money Market Funds, Open-End Bond Funds, and Hedge Funds Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:January 2022 Date: Title: Statement on Pay versus Performance Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:January 2022 Date: Title: Statement on the Reopening of Pay vs. Performance Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:January 2022 Date: Title: Measuring Pay Against Performance: Are Shareholders Getting Their Money’s Worth? Speaker: Allison Herren Lee, Former Commissioner
Type:Statement
Published date grouping:January 2022 Date: Title: Dissenting Statement on Reopening of Comment Period for Pay Versus Performance Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:January 2022 Date: Title: Statement on Government Securities Alternative Trading Systems Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:January 2022 Date: Title: Dissenting Statement on the Proposal to Amend Regulation ATS Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:January 2022 Date: Title: Statement on Amendments to Exchange Act Rule 3b-16, Regulation ATS, and Regulation SCI Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:January 2022 Date: Title: Statement on Form PF Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:January 2022 Date: Title: Statement on Proposed Amendments to Form PF to Require Current Reporting and Amend Reporting Requirements for Large Private Equity Advisers and Large Liquidity Fund Advisers Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:January 2022 Date: Title: Statement on Proposed Amendments to Form PF Speaker: Allison Herren Lee, Former Commissioner
Type:Statement
Published date grouping:January 2022 Date: Title: Statement on Amendments to Form PF to Require Current Reporting and Amend Reporting Requirements for Large Private Equity Advisers and Large Liquidity Fund Advisers Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:January 2022 Date: Title: Statement on the Market Volatility Experienced in January 2021 Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:January 2022 Date: Title: Remarks on Cybersecurity and Securities Laws at the Northwestern University Pritzker School of Law Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:January 2022 Date: Title: Statement on Departure of Commissioner of Elad L. Roisman Speaker: Chair Gary Gensler
Commissioner Hester M. Peirce
Allison Herren Lee, Former Commissioner
Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:January 2022 Date: Title: Departing Statement Speaker: Elad L. Roisman, Former Commissioner
Type:Statement
Published date grouping:January 2022 Date: Title: Prepared Remarks: “Dynamic Regulation for a Dynamic Society” Before the Exchequer Club of Washington, D.C. Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:December 2021 Date: Title: Statement on Commissioner Roisman’s Departure Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:December 2021 Date: Title: Statement of Commissioner Elad L. Roisman Speaker: Elad L. Roisman
Type:Statement
Published date grouping:December 2021 Date: Title: Staff Statement Regarding Form CRS Disclosures Speaker:

Standards of Conduct Implementation Committee

Type:Statement
Published date grouping:December 2021 Date: Title: Statements at the Financial Stability Oversight Council Meeting Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:December 2021 Date: Title: Statement on the PCAOB’s Actions Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:December 2021 Date: Title: Statement on Jury’s Verdict in Trial of Michael C. Furman Speaker: Gurbir S. Grewal, Director, Division of Enforcement
Type:Statement
Published date grouping:December 2021 Date: Title: Statement on PCAOB Budget and Accounting Support Fee Request for 2022 Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:December 2021 Date: Title: PCAOB Budget Statement Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:December 2021 Date: Title: Statement on the PCAOB 2022 Budget Speaker: Elad L. Roisman
Type:Statement
Published date grouping:December 2021 Date: Title: Statement on the PCAOB’s 2022 Budget Speaker: Allison Herren Lee, Former Commissioner
Type:Statement
Published date grouping:December 2021 Date: Title: Statement on the 2022 Final Budget for the Public Company Accounting Oversight Board Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:December 2021 Date: Title: Statement on Exchange Act 10B and Rule 9j-1 Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:December 2021 Date: Title: Dissenting Statement on Proposed Security-Based Swap Rules Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:December 2021 Date: Title: Dissenting Statement on Proposed Security-Based Swaps Rules Speaker: Elad L. Roisman
Type:Statement
Published date grouping:December 2021 Date: Title: Standing Up the Security-Based Swap Regime: Statement on Proposed Rules for Antifraud, Position Reporting and CCO Support Speaker: Allison Herren Lee, Former Commissioner
Type:Statement
Published date grouping:December 2021 Date: Title: Statement on Re-Proposed Prohibition Against Fraud, Manipulation, or Deception in Connection with Security-Based Swaps Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:December 2021 Date: Title: Statement on Money Market Fund Reform Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:December 2021 Date: Title: Statement on Money Market Fund Reforms Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:December 2021 Date: Title: Statement on Proposed Money Market Fund Reforms Speaker: Elad L. Roisman
Type:Statement
Published date grouping:December 2021 Date: Title: Statement on Proposed Money Market Fund Reforms Speaker: Allison Herren Lee, Former Commissioner
Type:Statement
Published date grouping:December 2021 Date: Title: Statement on Proposed Amendments to Money Market Fund Rules Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:December 2021 Date: Title: Statement on Share Repurchase Disclosure Modernization Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:December 2021 Date: Title: Dissenting Statement on Buybacks Disclosure Proposal Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:December 2021 Date: Title: Dissenting Statement on Proposed Rules Regarding Share Repurchases Speaker: Elad L. Roisman
Type:Statement
Published date grouping:December 2021 Date: Title: Enhancing Transparency Around Stock Buybacks: Statement on Corporate Share Repurchase Proposal Speaker: Allison Herren Lee, Former Commissioner
Type:Statement
Published date grouping:December 2021 Date: Title: Statement on Issuer Share Repurchase Disclosure Modernization Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:December 2021 Date: Title: Statement on Rule 10b5-1 and Insider Trading Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:December 2021 Date: Title: Statement on Rule 10b5-1 and Insider Trading Proposing Release Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:December 2021 Date: Title: Statement on the Proposed Rules Regarding 10b5-1 Plans Speaker: Elad L. Roisman
Type:Statement
Published date grouping:December 2021 Date: Title: Stock Trading Plans Should Prevent – Not Enable – Insider Trading: Statement on Proposed Amendments to Rule 10b5-1 Speaker: Allison Herren Lee, Former Commissioner
Type:Statement
Published date grouping:December 2021 Date: Title: Statement on the Proposed Amendments to the Availability of the Affirmative Defense to Allegations of Insider Trading Provided by Exchange Act Rule 10b5-1 Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:December 2021 Date: Title: Virtual Remarks at the Center for American Progress and Sierra Club: Down the Rabbit Hole of Climate Pledges Speaker: Commissioner Caroline A. Crenshaw
Type:Speech
Published date grouping:December 2021 Date: Title: Falling Further Back - Statement on Chair Gensler’s Regulatory Agenda Speaker: Commissioner Hester M. Peirce
Elad L. Roisman
Type:Statement
Published date grouping:December 2021 Date: Title: Rat Farms and Rule Comments - Statement on Comment Period Lengths Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:December 2021 Date: Title: Statement on Jury’s Verdict in Trial of Gregory Grenda and the Grenda Group Speaker: Gurbir S. Grewal, Director, Division of Enforcement
Type:Statement
Published date grouping:December 2021 Date: Title: Remarks Before the Healthy Markets Association Conference Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:December 2021 Date: Title: SEC Staff Statement on LIBOR Transition—Key Considerations for Market Participants Speaker:

Staff of the U.S. Securities and Exchange Commission

Type:Statement
Published date grouping:December 2021 Date: Title: Joint Statement of Appreciation for Rebecca Olsen’s Service as Director of the Office of Municipal Securities Speaker: Commissioner Hester M. Peirce
Elad L. Roisman
Allison Herren Lee, Former Commissioner
Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:December 2021 Date: Title: Statement on OCA’s Continued Focus on High Quality Financial Reporting in a Complex Environment Speaker: Paul Munter, Acting Chief Accountant
Type:Statement
Published date grouping:December 2021 Date: Title: Remarks before the Investor Advisory Committee Speaker: Elad L. Roisman
Type:Statement
Published date grouping:December 2021 Date: Title: Statement Holding Foreign Companies Accountable Act: Final Amendments Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:December 2021 Date: Title: Remarks before the Investor Advisory Committee Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:December 2021 Date: Title: Remarks before the Investor Advisory Committee Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:November 2021 Date: Title: Worms and Dinosaurs: Statement on the Proposed Amendments to Modernize How Broker-Dealers Preserve Electronic Records Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:November 2021 Date: Title: Updates to Electronic Recordkeeping Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:November 2021 Date: Title: Proposed Updates to Securities Lending Market Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:November 2021 Date: Title: Statement on Proposed Amendments Regarding Universal Proxy Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:November 2021 Date: Title: Statement on Proposed Amendments to the Rules Governing Proxy Voting Advice Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:November 2021 Date: Title: Prepared Remarks at U.S. Treasury Market Conference Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:November 2021 Date: Title: Dissenting Statement on Proxy Voting Advice Proposal Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:November 2021 Date: Title: Too Important to Regulate? Rolling Back Investor Protections on Proxy Voting Advice Speaker: Elad L. Roisman
Type:Statement
Published date grouping:November 2021 Date: Title: Statement on Proposed Amendments Related to Proxy Voting Advice Speaker: Allison Herren Lee, Former Commissioner
Type:Statement
Published date grouping:November 2021 Date: Title: Statement on Proxy Voting Advice Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:November 2021 Date: Title: Dissenting Statement on Universal Proxy Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:November 2021 Date: Title: Statement on Universal Proxy Rules Speaker: Elad L. Roisman
Type:Statement
Published date grouping:November 2021 Date: Title: Statement on Universal Proxy Ballots Speaker: Allison Herren Lee, Former Commissioner
Type:Statement
Published date grouping:November 2021 Date: Title: Statement on Universal Proxy Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:November 2021 Date: Title: Remarks at the PepsiCo-PwC CPE Conference: Controlling Internal Controls Speaker: Commissioner Caroline A. Crenshaw
Type:Speech
Published date grouping:November 2021 Date: Title: Prepared Remarks at the Small Business Capital Formation Advisory Committee Meeting Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:November 2021 Date: Title: The Lessons of Structured Data Speaker: Commissioner Caroline A. Crenshaw
Type:Speech
Published date grouping:November 2021 Date: Title: Prepared Remarks At the Institutional Limited Partners Association Summit Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:November 2021 Date: Title: Remarks at Interagency Convening on Equitable Economic Growth Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:November 2021 Date: Title: Statement on DeFi Risks, Regulations, and Opportunities Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:November 2021 Date: Title: Joint Statement on PCAOB Appointments Speaker: Allison Herren Lee, Former Commissioner
Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:November 2021 Date: Title: Statement on Appointments to the PCAOB Speaker: Commissioner Hester M. Peirce
Elad L. Roisman
Type:Statement
Published date grouping:November 2021 Date: Title: 2021 SEC Regulation Outside the United States - Scott Friestad Memorial Keynote Address Speaker: Gurbir S. Grewal, Director, Division of Enforcement
Type:Speech
Published date grouping:November 2021 Date: Title: Statement on PCAOB Rule 6100 to Fulfill Obligations under the HFCAA Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:November 2021 Date: Title: Statement on Proposed Amendments to Electronic Filing Requirements Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:November 2021 Date: Title: Prepared Remarks At the Securities Enforcement Forum Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:November 2021 Date: Title: A Call to Action: Recommendations for Complying with Reg BI
Remarks at the ALI CLE 2021 Conference on Life Insurance Company Products
Speaker: Allison Herren Lee, Former Commissioner
Type:Speech
Published date grouping:November 2021 Date: Title: Statement on Shareholder Proposals: Staff Legal Bulletin No. 14L Speaker: Commissioner Hester M. Peirce
Elad L. Roisman
Type:Statement
Published date grouping:November 2021 Date: Title: Statement regarding Shareholder Proposals: Staff Legal Bulletin No. 14L Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:November 2021 Date: Title: Remarks Before the Asset Management Advisory Committee Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:November 2021 Date: Title: Remarks Before Asset Management Advisory Committee Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:November 2021 Date: Title: Prepared Remarks Before the SIFMA Annual Meeting Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:November 2021 Date: Title: President’s Working Group Report on Stablecoins Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:November 2021 Date: Title: Statement on the Registration Deadline for Security-Based Swap Dealers Speaker: Allison Herren Lee, Former Commissioner
Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:October 2021 Date: Title: Cybersecurity: Meeting the Emerging Challenge Speaker: Elad L. Roisman
Type:Speech
Published date grouping:October 2021 Date: Title: Remarks at the October 28, 2021 Meeting of the Asset Management Advisory Committee Speaker: Sarah ten Siethoff, Deputy Director
Type:Statement
Published date grouping:October 2021 Date: Title: The Importance of High Quality Independent Audits and Effective Audit Committee Oversight to High Quality Financial Reporting to Investors Speaker: Paul Munter, Acting Chief Accountant
Type:Statement
Published date grouping:October 2021 Date: Title: Inside Chicken: Remarks before Fordham Journal of Corporate and Financial Law Conference: “Here to Stay: Wrestling with the Future of the Quickly Maturing SPAC Market” Speaker: Commissioner Hester M. Peirce
Type:Speech
Published date grouping:October 2021 Date: Title: Statement Before the Financial Stability Oversight Council Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:October 2021 Date: Title: Prepared Remarks At DC Fintech Week Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:October 2021 Date: Title: Remarks at the PRI/LSEG Investor Action on Climate Webinar Speaker: Allison Herren Lee, Former Commissioner
Type:Speech
Published date grouping:October 2021 Date: Title: In the Matter of Credit Suisse Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:October 2021 Date: Title: Statement on Staff Report on Equity and Options Market Structure Conditions in Early 2021 Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:October 2021 Date: Title: Statement on Staff Report on Equity and Options Market Conditions in Early 2021 Speaker: Commissioner Hester M. Peirce
Elad L. Roisman
Type:Statement
Published date grouping:October 2021 Date: Title: Enhancing Equity Market Competition Speaker: Elad L. Roisman
Type:Speech
Published date grouping:October 2021 Date: Title: Statement on Rules Regarding Clawbacks of Erroneously Awarded Compensation Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:October 2021 Date: Title: Banner Year in the Markets Solves Capital Raising Woes: Headline Clickbait and the Real Story of Access to Capital Speaker: Martha Miller, Director, Advocate for Small Business Capital Formation
Type:Speech
Published date grouping:October 2021 Date: Title: Statement of Support – Modernization of Filing Fees and Payment Methods Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:October 2021 Date: Title: Investor Protection in the Age of Gamification: Game Over for Regulation Best Interest? Speaker: Rick Fleming, Investor Advocate
Type:Speech
Published date grouping:October 2021 Date: Title: Remarks at SEC Speaks 2021 Speaker: Gurbir S. Grewal, Director, Division of Enforcement
Type:Speech
Published date grouping:October 2021 Date: Title: Digital Asset Securities – Common Goals and a Bridge to Better Outcomes Speaker: Commissioner Caroline A. Crenshaw
Type:Speech
Published date grouping:October 2021 Date: Title: Going Dark: The Growth of Private Markets and the Impact on Investors and the Economy Speaker: Allison Herren Lee, Former Commissioner
Type:Speech
Published date grouping:October 2021 Date: Title: Remarks at SEC Speaks Speaker: Elad L. Roisman
Type:Speech
Published date grouping:October 2021 Date: Title: Prepared Remarks at SEC Speaks Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:October 2021 Date: Title: Lawless in Austin Speaker: Commissioner Hester M. Peirce
Type:Speech
Published date grouping:October 2021 Date: Title: PLI Broker/Dealer Regulation and Enforcement 2021 Speaker: Gurbir S. Grewal, Director, Division of Enforcement
Type:Speech
Published date grouping:October 2021 Date: Title: Testimony Before the United States House of Representatives Committee on Financial Services Speaker: Chair Gary Gensler
Type:Testimony
Published date grouping:October 2021 Date: Title: Statement on Complex Exchange-Traded Products Speaker: Allison Herren Lee, Former Commissioner
Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:October 2021 Date: Title: Statement on Complex Exchange-Traded Products Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:September 2021 Date: Title: Prepared Remarks Before The Future of Asset Management North America Conference Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:September 2021 Date: Title: Statement on Proposal to Enhance Reporting of Proxy Votes by Registered Management Investment Companies And Reporting of Executive Compensation Votes by Institutional Investment Managers Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:September 2021 Date: Title: Statement on Enhanced Reporting of Proxy Votes by Registered Management Investment Companies; Reporting of Executive Compensation Votes by Institutional Investment Managers Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:September 2021 Date: Title: Statement on Proposed Changes to Asset Managers’ Proxy Voting Disclosures Speaker: Elad L. Roisman
Type:Statement
Published date grouping:September 2021 Date: Title: Shining a Light on Corporate Democracy: Statement on Updates to Form N-PX Speaker: Allison Herren Lee, Former Commissioner
Type:Statement
Published date grouping:September 2021 Date: Title: Statement on N-PX Proposal Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:September 2021 Date: Title: Asset Management Advisory Committee Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:September 2021 Date: Title: Remarks at the Meeting of the Asset Management Advisory Committee Speaker: Sarah ten Siethoff, Deputy Director
Type:Statement
Published date grouping:September 2021 Date: Title: Remarks Before the Small Business Capital Formation Advisory Committee Meeting Speaker: Elad L. Roisman
Type:Statement
Published date grouping:September 2021 Date: Title: Remarks at SEC Small Business Capital Formation Advisory Committee Meeting Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:September 2021 Date: Title: Prepared Remarks Before the Small Business Capital Formation Advisory Committee Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:September 2021 Date: Title: Prepared Remarks Before the Asset Management Advisory Committee Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:September 2021 Date: Title: Assessing the Unknown Speaker: Commissioner Caroline A. Crenshaw
Type:Speech
Published date grouping:September 2021 Date: Title: Statement on Staff No-Action Letter Regarding Amended Rule 15c2-11 in Relation to Fixed Income Securities Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:September 2021 Date: Title: Remarks Before the Alternative Reference Rates Committee’s SOFR Symposium Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:September 2021 Date: Title: Testimony Before the United States Senate Committee on Banking, Housing, and Urban Affairs Speaker: Chair Gary Gensler
Type:Testimony
Published date grouping:September 2021 Date: Title: Remarks at the Meeting of the Investor Advisory Committee Speaker: Elad L. Roisman
Type:Statement
Published date grouping:September 2021 Date: Title: Prepared Remarks Before the Investor Advisory Committee Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:September 2021 Date: Title: Remarks at Meeting of Investor Advisory Committee Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:September 2021 Date: Title: Statement Regarding Information Bundling and Corporate Penalties Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:September 2021 Date: Title: Remarks before the European Parliament Committee on Economic and Monetary Affairs Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:August 2021 Date: Title: Statement on Request for Information and Comments on Broker-Dealer and Investment Adviser Digital Engagement Practices, Related Tools and Methods, and Regulatory Considerations and Potential Approaches Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:August 2021 Date: Title: Joint Statement on Joe Brenner Concluding His Tenure at SEC Speaker: Chair Gary Gensler
Commissioner Hester M. Peirce
Elad L. Roisman
Allison Herren Lee, Former Commissioner
Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:August 2021 Date: Title: In the Matter of Poloniex, LLC Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:August 2021 Date: Title: Statement on the Commission’s Approval of Nasdaq’s Proposal for Disclosure about Board Diversity and Proposal for Board Recruiting Service Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:August 2021 Date: Title: Statement on the Commission’s Order Approving Proposed Rule Changes Related to Board Diversity Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:August 2021 Date: Title: Statement on the Commission’s Order Approving Exchange Rules Relating to Board Diversity Speaker: Elad L. Roisman
Type:Statement
Published date grouping:August 2021 Date: Title: Statement on Nasdaq’s Diversity Proposals – A Positive First Step for Investors Speaker: Allison Herren Lee, Former Commissioner
Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:August 2021 Date: Title: Statement on the Commission’s Action to Disregard Recently-Amended Whistleblower Rules Speaker: Commissioner Hester M. Peirce
Elad L. Roisman
Type:Statement
Published date grouping:August 2021 Date: Title: Remarks Before the Aspen Security Forum Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:August 2021 Date: Title: Staff Statement on the Proposed Expert Market Speaker:

Division of Trading and Markets Staff

Type:Statement
Published date grouping:August 2021 Date: Title: Statement in Connection with the SEC’s Whistleblower Program Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:August 2021 Date: Title: Joint Statement on the Departure of Pete Driscoll Speaker: Chair Gary Gensler
Commissioner Hester M. Peirce
Elad L. Roisman
Allison Herren Lee, Former Commissioner
Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:July 2021 Date: Title: Statement on FINRA Rule Regarding High-Risk Firms Speaker: Allison Herren Lee, Former Commissioner
Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:July 2021 Date: Title: Prepared Remarks for National Whistleblower Day Celebration Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:July 2021 Date: Title: Statement on Investor Protection Related to Recent Developments in China Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:July 2021 Date: Title: Prepared Remarks Before the Principles for Responsible Investment “Climate and Global Financial Markets” Webinar Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:July 2021 Date: Title: Prosperity’s Door Speaker: Commissioner Hester M. Peirce
Type:Speech
Published date grouping:July 2021 Date: Title: Prepared Remarks of Gary Gensler, Chair of the Securities and Exchange Commission, Before the American Bar Association Derivatives and Futures Law Committee Virtual Mid-Year Program Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:July 2021 Date: Title: Chocolate-Covered Cicadas Speaker: Commissioner Hester M. Peirce
Type:Speech
Published date grouping:July 2021 Date: Title: In the Matter of Coinschedule Speaker: Commissioner Hester M. Peirce
Elad L. Roisman
Type:Statement
Published date grouping:July 2021 Date: Title: Prepared Remarks Before the Asset Management Advisory Committee Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:July 2021 Date: Title: Remarks at Asset Management Advisory Committee Meeting Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:July 2021 Date: Title: Remarks at Asset Management Advisory Committee Meeting Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:July 2021 Date: Title: Statement on the IFRS Foundation’s Proposed Constitutional Amendments Relating to Sustainability Standards Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:June 2021 Date: Title: Statement Regarding Neovest, Inc. Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:June 2021 Date: Title: Climate, ESG, and the Board of Directors: “You Cannot Direct the Wind, But You Can Adjust Your Sails” Speaker: Allison Herren Lee, Former Commissioner
Type:Speech
Published date grouping:June 2021 Date: Title: Prepared remarks at London City Week Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:June 2021 Date: Title: Can the SEC Make ESG Rules that are Sustainable? Speaker: Elad L. Roisman
Type:Speech
Published date grouping:June 2021 Date: Title: Moving Forward or Falling Back? Statement on Chair Gensler’s Regulatory Agenda Speaker: Commissioner Hester M. Peirce
Elad L. Roisman
Type:Statement
Published date grouping:June 2021 Date: Title: Prepared Remarks Before the Financial Stability Oversight Council - LIBOR Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:June 2021 Date: Title: Prepared Remarks Before the Financial Stability Oversight Council - Money Market Funds Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:June 2021 Date: Title: Prepared Remarks at the Meeting of SEC Investor Advisory Committee Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:June 2021 Date: Title: Remarks at Meeting of Investor Advisory Committee Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:June 2021 Date: Title: Statement for Investor Advisory Committee Meeting Speaker: Elad L. Roisman
Type:Statement
Published date grouping:June 2021 Date: Title: Prepared Remarks at the Global Exchange and FinTech Conference Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:June 2021 Date: Title: Statement on Commencement of Appointment Process for Five Public Company Accounting Oversight Board Seats Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:June 2021 Date: Title: Remarks at CFO Network Summit Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:June 2021 Date: Title: Statement on The Commission’s Actions Regarding the PCAOB Speaker: Commissioner Hester M. Peirce
Elad L. Roisman
Type:Statement
Published date grouping:June 2021 Date: Title: Putting the Electric Cart before the Horse:[1] Addressing Inevitable Costs of a New ESG Disclosure Regime Speaker: Elad L. Roisman
Type:Speech
Published date grouping:June 2021 Date: Title: Response to Chair Gensler’s and the Division of Corporation Finance’s Statements Regarding the Application of the Proxy Rules to Proxy Voting Advice Speaker: Commissioner Hester M. Peirce
Elad L. Roisman
Type:Statement
Published date grouping:June 2021 Date: Title: Statement on Compliance with the Commission’s 2019 Interpretation and Guidance Regarding the Applicability of the Proxy Rules to Proxy Voting Advice and Amended Rules 14a-1(1), 14a-2(b), 14a-9 Speaker:

SEC Division of Corporation Finance

Type:Statement
Published date grouping:June 2021 Date: Title: Statement on the application of the proxy rules to proxy voting advice Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:May 2021 Date: Title: Remarks Before Eighth Annual Conference on Financial Market Regulation Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:May 2021 Date: Title: Remarks at the 40th Annual SEC Small Business Forum Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:May 2021 Date: Title: Testimony Before the Subcommittee on Financial Services and General Government Speaker: Chair Gary Gensler
Type:Testimony
Published date grouping:May 2021 Date: Title: A Toast to 40: Opening Remarks at the SEC Small Business Forum Speaker: Martha Miller, Director, Advocate for Small Business Capital Formation
Type:Statement
Published date grouping:May 2021 Date: Title: 40th Annual Government-Business Forum on Small Business Capital Formation Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:May 2021 Date: Title: Living in a Material World: Myths and Misconceptions about “Materiality” Speaker: Allison Herren Lee, Former Commissioner
Type:Speech
Published date grouping:May 2021 Date: Title: Leveraging Regulatory Cooperation to Protect America’s Investors Speaker: Allison Herren Lee, Former Commissioner
Type:Speech
Published date grouping:May 2021 Date: Title: Remarks at 2021 FINRA Annual Conference Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:May 2021 Date: Title: Statement on S&P Dow Jones Indices LLC Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:May 2021 Date: Title: Mind the (Data) Gaps Speaker: Commissioner Caroline A. Crenshaw
Type:Speech
Published date grouping:May 2021 Date: Title: Staff Statement on Funds Registered Under the Investment Company Act Investing in the Bitcoin Futures Market Speaker:

Division of Investment Management Staff

Type:Statement
Published date grouping:May 2021 Date: Title: Testimony Before the House Committee on Financial Services Speaker: Chair Gary Gensler
Type:Testimony
Published date grouping:April 2021 Date: Title: Prepared Remarks at SEC Small Business Capital Formation Advisory Committee Meeting Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:April 2021 Date: Title: Remarks at Meeting of SEC Small Business Capital Formation Advisory Committee Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:April 2021 Date: Title: Remarks to the Small Business Capital Formation Advisory Committee Speaker: Allison Herren Lee, Former Commissioner
Type:Statement
Published date grouping:April 2021 Date: Title: Werewolves of Change:
Remarks before the ISDA Derivatives Trading Forum on Regulatory Change
Speaker: Commissioner Hester M. Peirce
Type:Speech
Published date grouping:April 2021 Date: Title: Staff Statement on Fully Paid Lending Speaker:

Division of Trading and Markets Staff

Type:Statement
Published date grouping:April 2021 Date: Title: Rethinking Global ESG Metrics Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:April 2021 Date: Title: Statement on Senate Confirmation of Gary Gensler Speaker: Allison Herren Lee, Former Commissioner
Commissioner Hester M. Peirce
Elad L. Roisman
Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:April 2021 Date: Title: Token Safe Harbor Proposal 2.0 Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:April 2021 Date: Title: Staff Statement on Accounting and Reporting Considerations for Warrants Issued by Special Purpose Acquisition Companies (“SPACs”) Speaker: John Coates, Acting Director, Division of Corporation Finance
Paul Munter, Acting Chief Accountant
Type:Statement
Published date grouping:April 2021 Date: Title: Statement on the Staff ESG Risk Alert Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:April 2021 Date: Title: SPACs, IPOs and Liability Risk under the Securities Laws Speaker: John Coates, Acting Director, Division of Corporation Finance
Type:Statement
Published date grouping:March 2021 Date: Title: Staff Statement on Select Issues Pertaining to Special Purpose Acquisition Companies Speaker:

Division of Corporation Finance

Type:Statement
Published date grouping:March 2021 Date: Title: Financial Reporting and Auditing Considerations of Companies Merging with SPACs Speaker: Paul Munter, Acting Chief Accountant
Type:Statement
Published date grouping:March 2021 Date: Title: Opening Remarks at the Diversifying Opportunity in Venture Capital Series Speaker: Martha Miller, Director, Advocate for Small Business Capital Formation
Type:Statement
Published date grouping:March 2021 Date: Title: Remarks at Asset Management Advisory Committee Meeting Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:March 2021 Date: Title: Remarks at Asset Management Advisory Committee Meeting Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:March 2021 Date: Title: Remarks at the March 19, 2021 Meeting of the Asset Management Advisory Committee Speaker: Sarah ten Siethoff, Deputy Director
Type:Statement
Published date grouping:March 2021 Date: Title: Statement at the Meeting of the Asset Management Advisory Committee Speaker: Elad L. Roisman
Type:Speech
Published date grouping:March 2021 Date: Title: Every Vote Counts: The Importance of Fund Voting and Disclosure Speaker: Allison Herren Lee, Former Commissioner
Type:Speech
Published date grouping:March 2021 Date: Title: Paper, Plastic, Peer-to-Peer Speaker: Commissioner Hester M. Peirce
Type:Speech
Published date grouping:March 2021 Date: Title: A Climate for Change: Meeting Investor Demand for Climate and ESG Information at the SEC Speaker: Allison Herren Lee, Former Commissioner
Type:Speech
Published date grouping:March 2021 Date: Title: Public Input Welcomed on Climate Change Disclosures Speaker: Allison Herren Lee, Former Commissioner
Type:Statement
Published date grouping:March 2021 Date: Title: Statement on Fixed Income Trading and Investment Company Act Rule 17a-7 Speaker: Elad L. Roisman
Type:Statement
Published date grouping:March 2021 Date: Title: Staff Statement on Investment Company Cross Trading Speaker:

Division of Investment Management Staff

Type:Statement
Published date grouping:March 2021 Date: Title: ESG Disclosure – Keeping Pace with Developments Affecting Investors, Public Companies and the Capital Markets Speaker: John Coates, Acting Director, Division of Corporation Finance
Type:Statement
Published date grouping:March 2021 Date: Title: Remarks at Investor Advisory Committee Meeting Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:March 2021 Date: Title: Moving Forward Together – Enforcement for Everyone Speaker: Commissioner Caroline A. Crenshaw
Type:Speech
Published date grouping:March 2021 Date: Title: Enhancing Focus on the SEC’s Enhanced Climate Change Efforts Speaker: Commissioner Hester M. Peirce
Elad L. Roisman
Type:Statement
Published date grouping:March 2021 Date: Title: Small World Speaker: Commissioner Hester M. Peirce
Type:Speech
Published date grouping:February 2021 Date: Title: Statement on the Review of Climate-Related Disclosure Speaker: Allison Herren Lee, Former Commissioner
Type:Statement
Published date grouping:February 2021 Date: Title: Atomic Trading Speaker: Commissioner Hester M. Peirce
Type:Speech
Published date grouping:February 2021 Date: Title: Joint Statement on the Departure of Sagar Teotia Speaker: Allison Herren Lee, Former Commissioner
Commissioner Hester M. Peirce
Elad L. Roisman
Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:February 2021 Date: Title: Statement of Commissioners Hester M. Peirce and Elad L. Roisman on Contingent Settlement Offers Speaker: Commissioner Hester M. Peirce
Elad L. Roisman
Type:Statement
Published date grouping:February 2021 Date: Title: Statement of Acting Chair Allison Herren Lee on Contingent Settlement Offers Speaker: Allison Herren Lee, Former Commissioner
Type:Statement
Published date grouping:February 2021 Date: Title: Statement of Acting Chair Allison Herren Lee on Empowering Enforcement to Better Protect Investors Speaker: Allison Herren Lee, Former Commissioner
Type:Statement
Published date grouping:February 2021 Date: Title: Statement on Director Dalia Blass Departing from the Division of Investment Management Speaker: Elad L. Roisman
Type:Statement
Published date grouping:January 2021 Date: Title: Remarks at the Meeting of the Small Business Capital Formation Advisory Committee Speaker: Elad L. Roisman
Type:Speech
Published date grouping:January 2021 Date: Title: Remarks at Meeting of SEC Small Business Capital Formation Advisory Committee Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:January 2021 Date: Title: Remarks at the Meeting of the Small Business Capital Formation Advisory Committee Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:January 2021 Date: Title: Statement of Acting Chair Lee and Commissioners Peirce, Roisman, and Crenshaw Regarding Recent Market Volatility Speaker:

Acting Chair Allison Herren Lee
Commissioner Hester M. Peirce
Commissioner Elad L. Roisman
Commissioner Caroline A. Crenshaw

Type:Statement
Published date grouping:January 2021 Date: Title: Joint Statement Regarding Ongoing Market Volatility Speaker:

Acting Chair Allison Herren Lee
Pete Driscoll, Director, Division of Examinations
Christian Sabella, Acting Director, Division of Trading and Markets

Type:Statement
Published date grouping:January 2021 Date: Title: EC Adopts Equivalence Decision With Respect to SEC Regulatory Framework for Central Counterparties Speaker: Allison Herren Lee, Former Commissioner
Type:Statement
Published date grouping:January 2021 Date: Title: Statement on Federal Reserve Board’s Proposed Collection of U.S. Treasury Transaction Data Speaker: Elad L. Roisman
Type:Statement
Published date grouping:January 2021 Date: Title: Statement on Designation of Commissioner Lee as Acting Chairman Speaker:

Commissioner Hester M. Peirce
Commissioner Elad L. Roisman
Commissioner Caroline A. Crenshaw

Type:Statement
Published date grouping:January 2021 Date: Title: UK ICO Provides Clarity Regarding Transfers of Personal Data to the SEC Speaker: Elad L. Roisman
Type:Statement
Published date grouping:January 2021 Date: Title: Statement on FINRA’s Corporate Bond New Issue Reference Data Proposal Speaker: Elad L. Roisman
Type:Statement
Published date grouping:January 2021 Date: Title: Concurrence in the Matter of Wireline, Inc. Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:January 2021 Date: Title: Statement on Chief Economist S.P. Kothari Concluding His Tenure at SEC Speaker: Elad L. Roisman
Type:Statement
Published date grouping:January 2021 Date: Title: Statement on SEC General Counsel Bob Stebbins Concluding His Tenure Speaker: Elad L. Roisman
Type:Statement
Published date grouping:January 2021 Date: Title: Statement on Proposed 2011 Fraud-Detection Program and Related 2012 Opinion of the DOJ Office of Legal Counsel Speaker:

Acting Chairman Elad L. Roisman
Commissioner Hester M. Peirce
Commissioner Allison Herren Lee
Commissioner Caroline A. Crenshaw

Type:Statement
Published date grouping:December 2020 Date: Title: Farewell Statement of Stephanie Avakian, Director of the Division of Enforcement Speaker: Stephanie Avakian, Director, Division of Enforcement
Type:Statement
Published date grouping:December 2020 Date: Title: Commission Statement on the Passing of Jacob Stillman Speaker: Commissioner Hester M. Peirce
Elad L. Roisman
Allison Herren Lee, Former Commissioner
Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:December 2020 Date: Title: Statement on the Departure of Chairman Jay Clayton Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:December 2020 Date: Title: Statement on Designation of Commissioner Roisman as Acting Chairman Speaker: Commissioner Hester M. Peirce
Allison Herren Lee, Former Commissioner
Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:December 2020 Date: Title: Staff Statement Regarding Nasdaq Rule Proposal Speaker: Brett Redfearn, Director, Division of Trading and Markets
Type:Statement
Published date grouping:December 2020 Date: Title: Statement on the Tenure of SEC Chairman Jay Clayton Speaker: Elad L. Roisman
Type:Statement
Published date grouping:December 2020 Date: Title: Statement of SEC Chairman Jay Clayton Regarding the Conclusion of His Tenure Speaker: Jay Clayton, Former Chairman
Type:Statement
Published date grouping:December 2020 Date: Title: Staff Statement on the President’s Working Group Report on Money Market Funds Speaker: Dalia Blass, Director, Division of Investment Management
Type:Statement
Published date grouping:December 2020 Date: Title: Statement on Primary Direct Listings Speaker: Allison Herren Lee, Former Commissioner
Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:December 2020 Date: Title: Statement on the Proposed Amendment to Rule 144 Speaker: Elad L. Roisman
Type:Statement
Published date grouping:December 2020 Date: Title: Statement on NYSE Primary Direct Listing Proposal Speaker: Elad L. Roisman
Type:Statement
Published date grouping:December 2020 Date: Title: Statement on the Investment Adviser Marketing Final Rule Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:December 2020 Date: Title: Statement on the New Marketing Rule for Investment Advisers Speaker: Elad L. Roisman
Type:Statement
Published date grouping:December 2020 Date: Title: Investment Adviser Marketing - Past Proposals are Not Necessarily Indicative of Future Adoptions Speaker: Allison Herren Lee, Former Commissioner
Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:December 2020 Date: Title: Statement on the Fixed Income Market Structure Advisory Committee Speaker: Chairman Jay Clayton
Type:Statement
Published date grouping:December 2020 Date: Title: Statement on Recent and Upcoming Regulation Best Interest Examinations from the SEC Division of Examinations Speaker:

Division of Examinations Staff

Type:Statement
Published date grouping:December 2020 Date: Title: Statement after the Enactment of the Holding Foreign Companies Accountable Act Speaker: Chairman Jay Clayton
Type:Statement
Published date grouping:December 2020 Date: Title: Statement on the Renaming of the Office of Compliance Inspections and Examinations to the Division of Examinations Speaker: Chairman Jay Clayton
Commissioner Hester M. Peirce
Elad L. Roisman
Allison Herren Lee, Former Commissioner
Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:December 2020 Date: Title: Consolidated Audit Trail: Focus on Effective Implementation Puts CAT on Track Speaker: Chairman Jay Clayton
Type:Statement
Published date grouping:December 2020 Date: Title: Statement on Adoption of Resource Extraction Disclosure Rules Speaker: Chairman Jay Clayton
Type:Statement
Published date grouping:December 2020 Date: Title: Statement at Open Meeting on Disclosure of Payments by Resource Extraction Issuers Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:December 2020 Date: Title: Statement at Open Meeting on Disclosure of Payments by Resource Extraction Issuers Speaker: Elad L. Roisman
Type:Statement
Published date grouping:December 2020 Date: Title: Statement on Rules Governing the Disclosure of Payments by Resource Extraction Issuers Speaker: Allison Herren Lee, Former Commissioner
Type:Statement
Published date grouping:December 2020 Date: Title: Statement on Resource Extraction Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:December 2020 Date: Title: Statement of Dissent from the Commission’s Order Approving the Financial Industry Regulatory Authority’s Proposed Rule Change, as Modified by Amendment No. 1, to Address Brokers with a Significant History of Misconduct Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:December 2020 Date: Title: Statement on the Departure of Director Stephanie Avakian Speaker: Elad L. Roisman
Type:Statement
Published date grouping:December 2020 Date: Title: Remarks to The Federalist Society’s Capital Conversations: A Teleforum Series Speaker: Commissioner Hester M. Peirce
Type:Speech
Published date grouping:December 2020 Date: Title: Statement on Adoption of Market Data Infrastructure Rules under Regulation NMS Speaker: Chairman Jay Clayton
Type:Statement
Published date grouping:December 2020 Date: Title: Market Data Infrastructure: Open Meeting Statement Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:December 2020 Date: Title: Statement at Open Commission Meeting to Adopt Market Data Infrastructure Rules under Regulation NMS Speaker: Elad L. Roisman
Type:Statement
Published date grouping:December 2020 Date: Title: Roadwork Ahead: Upgrading Market Data Infrastructure Speaker: Allison Herren Lee, Former Commissioner
Type:Statement
Published date grouping:December 2020 Date: Title: Statement on Market Data Infrastructure Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:December 2020 Date: Title: Statement on Bob Stebbins Concluding His Tenure at SEC Speaker: Chairman Jay Clayton
Type:Statement
Published date grouping:December 2020 Date: Title: Statement on OCA’s Focus on High-Quality Financial Reporting During an Unusual Year and a Discussion of our Upcoming Priorities Speaker: Sagar Teotia, Chief Accountant
Type:Speech
Published date grouping:December 2020 Date: Title: Remarks before the 2020 AICPA Conference on Current SEC and PCAOB Developments Speaker: Kevin Cherrstrom, Professional Accounting Fellow, Office of the Chief Accountant
Type:Speech
Published date grouping:December 2020 Date: Title: Remarks before the 2020 AICPA Conference on Current SEC and PCAOB Developments Speaker: Geoff Griffin, Professional Accounting Fellow, Office of the Chief Accountant
Type:Speech
Published date grouping:December 2020 Date: Title: Remarks before the 2020 AICPA Conference on Current SEC and PCAOB Developments Speaker: Jeffery Joseph, Professional Accounting Fellow, Office of the Chief Accountant
Type:Speech
Published date grouping:December 2020 Date: Title: Remarks before the 2020 AICPA Conference on Current SEC and PCAOB Developments Speaker: Sheena Lam, Professional Accounting Fellow, Office of the Chief Accountant
Type:Speech
Published date grouping:December 2020 Date: Title: Remarks before the 2020 AICPA Conference on Current SEC and PCAOB Developments Speaker: Jeffrey Nick, Professional Accounting Fellow, Office of the Chief Accountant
Type:Speech
Published date grouping:December 2020 Date: Title: Remarks before the 2020 AICPA Conference on Current SEC and PCAOB Developments Speaker: Jillian Pearce, Professional Accounting Fellow, Office of the Chief Accountant
Type:Speech
Published date grouping:December 2020 Date: Title: Remarks before the 2020 AICPA Conference on Current SEC and PCAOB Developments Speaker: Damon Romano, Professional Accounting Fellow, Office of the Chief Accountant
Type:Speech
Published date grouping:December 2020 Date: Title: Statement on the Departure of Bill Hinman Speaker: Chairman Jay Clayton
Commissioner Hester M. Peirce
Elad L. Roisman
Allison Herren Lee, Former Commissioner
Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:December 2020 Date: Title: Statement at FSOC Open Meeting Speaker: Chairman Jay Clayton
Type:Statement
Published date grouping:December 2020 Date: Title: Statement on Good Faith Determinations of Fair Value under the Investment Company Act of 1940 Final Rule Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:December 2020 Date: Title: Remarks at Meeting of SEC Investor Advisory Committee Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:December 2020 Date: Title: Opening Remarks at the December 1, 2020 Meeting of the Asset Management Advisory Committee Speaker: Chairman Jay Clayton
Type:Statement
Published date grouping:December 2020 Date: Title: Opening remarks at the December 1, 2020 Meeting of the Asset Management Advisory Committee Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:December 2020 Date: Title: Statement at the Meeting of the Asset Management Advisory Committee Speaker: Elad L. Roisman
Type:Statement
Published date grouping:December 2020 Date: Title: Remarks at the December 1, 2020 Meeting of the Asset Management Advisory Committee Speaker: Dalia Blass, Director, Division of Investment Management
Type:Statement
Published date grouping:November 2020 Date: Title: Statement on Developments Related to the LIBOR Transition Speaker: Chairman Jay Clayton
Type:Statement
Published date grouping:November 2020 Date: Title: Statement on Third Meeting with Audit Firm Representatives Regarding Audit Quality in Emerging Markets and Recent Developments Speaker:

SEC Chairman Jay Clayton
SEC Chief Accountant Sagar Teotia
PCAOB Chairman William D. Duhnke III

Type:Statement
Published date grouping:November 2020 Date: Title: Statement on Proposed Temporary Rules to Include Certain “Platform Workers” in Compensatory Offerings under Rule 701 and Form S-8 Speaker: Commissioner Hester M. Peirce
Elad L. Roisman
Type:Statement
Published date grouping:November 2020 Date: Title: Joint Statement on the Proposal to Facilitate Non-Cash Compensation for Certain Gig Workers Speaker: Allison Herren Lee, Former Commissioner
Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:November 2020 Date: Title: Joint Statement on Amendments to Regulation S-K: Management’s Discussion and Analysis, Selected Financial Data, and Supplementary Financial Information Speaker: Allison Herren Lee, Former Commissioner
Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:November 2020 Date: Title: Putting Principles into Practice, the SEC from 2017-2020
Remarks to the Economic Club of New York
Speaker: Chairman Jay Clayton
Type:Speech
Published date grouping:November 2020 Date: Title: The Role of the CCO – Empowered, Senior and With Authority Speaker: Peter Driscoll, Director, Office of Compliance Inspections and Examinations
Type:Speech
Published date grouping:November 2020 Date: Title: The Regulation of Corporation Finance – A Principles-Based Approach Speaker: William Hinman, Director, Division of Corporation Finance
Type:Speech
Published date grouping:November 2020 Date: Title: The Promise of Structured Data: True Modernization of Disclosure Effectiveness Speaker: Allison Herren Lee, Former Commissioner
Type:Speech
Published date grouping:November 2020 Date: Title: Testimony on “Oversight of the Securities and Exchange Commission” Speaker: Chairman Jay Clayton
Type:Testimony
Published date grouping:November 2020 Date: Title: Statement on Departure of Chairman Jay Clayton Speaker: Allison Herren Lee, Former Commissioner
Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:November 2020 Date: Title: Statement on Recent Enforcement Matters Involving “VIX-Related” and Other Complex Exchange Traded Products (ETPs) from the SEC Office of Compliance Inspections and Examinations Speaker:

Office of Compliance Inspections and Examinations Staff

Type:Statement
Published date grouping:November 2020 Date: Title: Statement of Commissioners Hester M. Peirce and Elad L. Roisman - Andeavor LLC Speaker: Commissioner Hester M. Peirce
Elad L. Roisman
Type:Statement
Published date grouping:November 2020 Date: Title: Statement on Staff Bulletin Related to Risks Associated with Offshore Omnibus Accounts Transacting in “Penny Stocks” and other Low-Priced U.S. Securities Speaker: Chairman Jay Clayton
Type:Statement
Published date grouping:November 2020 Date: Title: Keynote Address: ALI CLE 2020 Conference on Life Insurance Company Products Speaker: Dalia Blass, Director, Division of Investment Management
Type:Speech
Published date grouping:November 2020 Date: Title: Staff Statement on WY Division of Banking’s “NAL on Custody of Digital Assets and Qualified Custodian Status” Speaker:

Division of Investment Management Staff in Consultation with FinHub Staff

Type:Statement
Published date grouping:November 2020 Date: Title: Remarks: Small Business Capital Formation Advisory Committee Meeting Speaker: Chairman Jay Clayton
Type:Statement
Published date grouping:November 2020 Date: Title: Remarks at Meeting of the SEC Small Business Capital Formation Advisory Committee, Proposed Conditional Exemption for Finders; COVID-19 Updates and Discussion Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:November 2020 Date: Title: Remarks at the November 5, 2020 Meeting of the Asset Management Advisory Committee Speaker: Dalia Blass, Director, Division of Investment Management
Type:Statement
Published date grouping:November 2020 Date: Title: Playing the Long Game: The Intersection of Climate Change Risk and Financial Regulation Speaker: Allison Herren Lee, Former Commissioner
Type:Speech
Published date grouping:November 2020 Date: Title: Opening remarks at the November 5, 2020 Meeting of the Asset Management Advisory Committee Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:November 2020 Date: Title: Opening Remarks at the November 5, 2020 Special Meeting of the Asset Management Advisory Committee Speaker: Chairman Jay Clayton
Type:Statement
Published date grouping:November 2020 Date: Title: Statement on Harmonizing, Simplifying and Improving the Exempt Offering Framework; Benefits to Small and Medium-Sized Business and Their Investors Speaker: Chairman Jay Clayton
Type:Statement
Published date grouping:November 2020 Date: Title: Statement at Open Meeting on Facilitating Capital Formation and Expanding Investment Opportunities by Improving Access to Capital in Private Markets Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:November 2020 Date: Title: Statement at Open Meeting on Facilitating Capital Formation and Expanding Investment Opportunities by Improving Access to Capital in Private Markets Speaker: Elad L. Roisman
Type:Statement
Published date grouping:November 2020 Date: Title: Statement on Amendments to the Exempt Offering Framework Speaker: Allison Herren Lee, Former Commissioner
Type:Statement
Published date grouping:November 2020 Date: Title: Statement on Harmonization of Securities Offering Exemptions Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:October 2020 Date: Title: Modernizing the Regulatory Framework for Funds’ Use of Derivatives Speaker: Chairman Jay Clayton
Type:Statement
Published date grouping:October 2020 Date: Title: Opening Statement on Use of Derivatives by Registered Investment Companies and Business Development Companies Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:October 2020 Date: Title: Statement on Regulation of Funds' Use of Derivatives Speaker: Elad L. Roisman
Type:Statement
Published date grouping:October 2020 Date: Title: Statement on the Final Rule on Funds' Use of Derivatives Speaker: Allison Herren Lee, Former Commissioner
Type:Statement
Published date grouping:October 2020 Date: Title: Statement on Funds' Use of Derivatives Speaker: Commissioner Caroline A. Crenshaw
Type:Speech
Published date grouping:October 2020 Date: Title: Statement on Funds' Use of Derivatives Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:October 2020 Date: Title: Joint Statement Regarding Complex Financial Products and Retail Investors Speaker:

Chairman Jay Clayton;

Dalia Blass, Director, Division of Investment Management;

William Hinman, Director, Division of Corporation Finance;

Brett Redfearn, Director, Division of Trading and Markets

Type:Statement
Published date grouping:October 2020 Date: Title: Statement on Tenure of William Hinman as Director of the Division of Corporation Finance Speaker: Chairman Jay Clayton
Type:Statement
Published date grouping:October 2020 Date: Title: Statement at the SEC’s Staff Roundtable on Regulation Best Interest and Form CRS Speaker: Chairman Jay Clayton
Type:Statement
Published date grouping:October 2020 Date: Title: Joint Statement on No-Action Relief for Non-Compliance with the Customer Protection Rule Speaker: Allison Herren Lee, Former Commissioner
Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:October 2020 Date: Title: Statement Regarding Tradenet Capital Markets Ltd. Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:October 2020 Date: Title: Statement at the IDC Conference and Governing Council meeting Speaker: Dalia Blass, Director, Division of Investment Management
Type:Statement
Published date grouping:October 2020 Date: Title: Joint Open Meeting with CFTC - Customer Margin Rules for Security Futures and Request for Comment on Uncleared Swaps and Non-cleared Security-based Swaps Speaker: Chairman Jay Clayton
Type:Statement
Published date grouping:October 2020 Date: Title: CFTC-SEC Joint Meeting Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:October 2020 Date: Title: When the Nail Fails – Remarks before the National Society of Compliance Professionals Speaker: Commissioner Hester M. Peirce
Type:Speech
Published date grouping:October 2020 Date: Title: Promoting an Effective Auditor Independence Framework Speaker: Chairman Jay Clayton
Type:Statement
Published date grouping:October 2020 Date: Title: Who Watches the Watchers?*
Joint Statement on Auditor Independence Amendments
Speaker: Allison Herren Lee, Former Commissioner
Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:October 2020 Date: Title: Statement on Order Approving a Wireless Fee Schedule Setting Forth Available Wireless Bandwidth Connections and Wireless Market Data Connections Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:October 2020 Date: Title: The Car Talk of Capital Raising Speaker: Martha Miller, Director, Advocate for Small Business Capital Formation
Type:Speech
Published date grouping:October 2020 Date: Title: Volume, Value, and Impact: Remarks by the SEC Ombudsman Speaker: Tracey L. McNeil, Ombudsman
Type:Speech
Published date grouping:October 2020 Date: Title: Joint Statement Regarding New FAQs for Form CRS [1] Speaker: Chairman Jay Clayton
Dalia Blass, Director, Division of Investment Management
Brett Redfearn, Director, Division of Trading and Markets
Type:Statement
Published date grouping:October 2020 Date: Title: Investing in the Public Option: Promoting Growth in Our Public Markets
Remarks at The SEC Speaks in 2020
Speaker: Allison Herren Lee, Former Commissioner
Type:Speech
Published date grouping:October 2020 Date: Title: Remarks At SEC Speaks 2020 Speaker: Elad L. Roisman
Type:Speech
Published date grouping:October 2020 Date: Title: An Update on FY 2020 Results – Remarks at SEC Speaks Speaker: Chairman Jay Clayton
Type:Speech
Published date grouping:October 2020 Date: Title: Open Meeting on Proposed Finders Exemption – Providing Regulatory Clarity to Benefit Small Businesses Speaker: Chairman Jay Clayton
Type:Statement
Published date grouping:October 2020 Date: Title: Statement at Open Meeting on Proposed Exemptive Order for Certain Activities of Finders Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:October 2020 Date: Title: Statement at Open Meeting Considering a Proposed Exemptive Order for Finders Speaker: Elad L. Roisman
Type:Statement
Published date grouping:October 2020 Date: Title: Regulating in the Dark: What We Don’t Know About Finders Can Hurt Us Speaker: Allison Herren Lee, Former Commissioner
Type:Statement
Published date grouping:October 2020 Date: Title: Statement on Proposed Exemptive Relief for Finders Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:October 2020 Date: Title: Remarks at Meeting of the Fixed Income Market Structure Advisory Committee Speaker: Chairman Jay Clayton
Type:Statement
Published date grouping:October 2020 Date: Title: Statement of Commissioner Hester M. Peirce - Great Plains Trust Company Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:September 2020 Date: Title: Remarks at U.S. Treasury Market Conference Speaker: Elad L. Roisman
Type:Speech
Published date grouping:September 2020 Date: Title: Statement on Measures to Enhance the Fixed Income Markets Speaker: Elad L. Roisman
Type:Statement
Published date grouping:September 2020 Date: Title: Keynote Address: Regulating with our Eyes on the Future Speaker: Dalia Blass, Director, Division of Investment Management
Type:Speech
Published date grouping:September 2020 Date: Title: Remarks at the Meeting of the Investor Advisory Committee Speaker: Chairman Jay Clayton
Type:Statement
Published date grouping:September 2020 Date: Title: Modernizing the Shareholder Proposal Framework for the Benefit of All Shareholders Speaker: Chairman Jay Clayton
Type:Statement
Published date grouping:September 2020 Date: Title: Statement on Procedural Requirements and Resubmission Thresholds under Exchange Act Rule 14a-8 Speaker: Elad L. Roisman
Type:Statement
Published date grouping:September 2020 Date: Title: Statement at Open Meeting on Procedural Requirements and Resubmission Thresholds under Exchange Act Rule 14a-8 Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:September 2020 Date: Title: Statement on the Amendments to Rule 14a-8 Speaker: Allison Herren Lee, Former Commissioner
Type:Statement
Published date grouping:September 2020 Date: Title: Statement on Procedural Requirements and Resubmission Thresholds under Exchange Act Rule 14a-8 Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:September 2020 Date: Title: Strengthening our Whistleblower Program Speaker: Chairman Jay Clayton
Type:Statement
Published date grouping:September 2020 Date: Title: Amendments to the Commission's Whistleblower Program Rules Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:September 2020 Date: Title: Statement on the Commission’s New and Improved Whistleblower Program Rules Speaker: Elad L. Roisman
Type:Statement
Published date grouping:September 2020 Date: Title: June Bug vs. Hurricane:* Whistleblowers Fight Tremendous Odds and Deserve Better Speaker: Allison Herren Lee, Former Commissioner
Type:Statement
Published date grouping:September 2020