Speeches and statements (including testimony) given by the Chair, Commissioners, and SEC staff.  To view these prior to 2012, refer to the archive pages:

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Published date grouping
Date
Title
Speaker
Type
Published date grouping:May 2022 Date: Title: Statement on Proposed Rule Requiring Enhanced Disclosure by Certain Investment Advisers and Investment Companies on ESG Investment Practices Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:May 2022 Date: Title: A Rose By Any Other Name: Statement on Proposed Amendments to the Names Rule Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:May 2022 Date: Title: Statement on Environmental, Social, and Governance Disclosures for Investment Advisers and Investment Companies Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:May 2022 Date: Title: Statement on Investment Company Names Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:May 2022 Date: Title: What’s in a Name? Aligning Fund Names with Investor Expectations Speaker: Commissioner Allison Herren Lee
Type:Statement
Published date grouping:May 2022 Date: Title: It’s Not Easy Being Green[1] : Bringing Transparency and Accountability to Sustainable Investing Speaker: Commissioner Allison Herren Lee
Type:Statement
Published date grouping:May 2022 Date: Title: Statement on ESG Disclosures Proposal Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:May 2022 Date: Title: Statement on Proposed Updates to Names Rule Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:May 2022 Date: Title: Resolving the Lack of Audit Transparency in China and Hong Kong: Remarks at the International Council of Securities Associations (ICSA) Annual General Meeting Speaker:

YJ Fischer, Director, Office of International Affairs

 Type:Speech
Published date grouping:May 2022 Date: Title: Testimony at Hearing before the Subcommittee on Financial Services and General Government U.S. House Appropriations Committee Speaker: Chair Gary Gensler
Type:Testimony
Published date grouping:May 2022 Date: Title: “Investor Protection in a Digital Age," Remarks Before the 2022 NASAA Spring Meeting & Public Policy Symposium Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:May 2022 Date: Title: Remarks at Securities Enforcement Forum West 2022 Speaker: Gurbir S. Grewal, Director, Division of Enforcement
Type:Speech
Published date grouping:May 2022 Date: Title: “A ‘New’ New Era:” Prepared Remarks Before the International Swaps and Derivatives Association Annual Meeting Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:May 2022 Date: Title: Remarks at SEC Small Business Capital Formation Advisory Committee Meeting Speaker: Commissioner Hester M. Peirce
Type:Speech
Published date grouping:May 2022 Date: Title: Remarks Before the Small Business Capital Formation Advisory Committee Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:May 2022 Date: Title: Prepared Remarks Before the Annual Conference on Financial Market Regulation - "A Century with a Gold Standard" Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:April 2022 Date: Title: Remarks at Virtual Roundtable on the Future of Going Public and Expanding Investor Opportunities: A Comparative Discussion on IPOs and the Rise of SPACs Speaker: Commissioner Caroline A. Crenshaw
Type:Speech
Published date grouping:April 2022 Date: Title: Closing Remarks to the Older Investor Roundtable Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:April 2022 Date: Title: Remarks before the Older Investor Roundtable Speaker: Commissioner Hester M. Peirce
Type:Speech
Published date grouping:April 2022 Date: Title: “The Name’s Bond:" Remarks at City Week Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:April 2022 Date: Title: Statement on Jury’s Verdict in Trial of Edward S. Walczak Speaker: Gurbir S. Grewal, Director, Division of Enforcement
Type:Statement
Published date grouping:April 2022 Date: Title: Statement Regarding SPAC Matter Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:April 2022 Date: Title: Statement on Jury’s Verdict in Trial of Tytus W. Harkins Speaker: Gurbir S. Grewal, Director, Division of Enforcement
Type:Statement
Published date grouping:April 2022 Date: Title: Grading the Regulators and Homework for the Teachers: Remarks at Symposium on Private Firms: Reporting, Financing, and the Aggregate Economy at the University of Chicago Booth School of Business Speaker: Commissioner Caroline A. Crenshaw
Type:Speech
Published date grouping:April 2022 Date: Title: "Working On ‘Team Cyber’" - Remarks Before the Joint Meeting of the Financial and Banking Information Infrastructure Committee (FBIIC) and the Financial Services Sector Coordinating Council (FSSCC) Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:April 2022 Date: Title: Statement in the Matter of David Hansen Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:April 2022 Date: Title: “Building Upon a Long Tradition” - Remarks before the Ceres Investor Briefing Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:April 2022 Date: Title: Statement on Registration of Security-Based Swap Execution Facilities Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:April 2022 Date: Title: Statement on Rules Relating to Security-Based Swap Execution and Registration and Regulation of Security-Based Swap Execution Facilities Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:April 2022 Date: Title: Statement on Proposed Rules Relating to Security-Based Swap Execution Facilities Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:April 2022 Date: Title: Commission Statement Relating to Certain Administrative Adjudications Speaker:

The Commission

 Type:Statement
Published date grouping:April 2022 Date: Title: Remarks at 2022 Small Business Forum Speaker: Commissioner Hester M. Peirce
Type:Speech
Published date grouping:April 2022 Date: Title: Statement on In the Matter of Lloyd D. Reed Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:April 2022 Date: Title: Statement on Jury’s Verdict in Trial of Henry Sargent Speaker: Gurbir S. Grewal, Director, Division of Enforcement
Type:Statement
Published date grouping:April 2022 Date: Title: Prepared Remarks of Gary Gensler On Crypto Markets
Penn Law Capital Markets Association Annual Conference 		Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:April 2022 Date: Title: Rethinking Capital Raising Policy: Opening Remarks at the SEC’s Small Business Forum Speaker: Martha Miller, Director, Advocate for Small Business Capital Formation
Type:Speech
Published date grouping:April 2022 Date: Title: Prepared Remarks Before the 2022 41st Annual Small Business Forum Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:April 2022 Date: Title: Is that a Fish Behind the Wheel? Remarks before the University of Central Florida’s Inaugural FinTech Summit Speaker: Commissioner Hester M. Peirce
Type:Speech
Published date grouping:March 2022 Date: Title: Response to Staff Accounting Bulletin No. 121 Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:March 2022 Date: Title: Prepared Remarks Before the 2022 SEC Investor Advocacy Clinic Summit Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:March 2022 Date: Title: Statement on Proposal on Special Purpose Acquisition Companies (SPACs), Shell Companies, and Projections Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:March 2022 Date: Title: Damning and Deeming: Dissenting Statement on Shell Companies, Projections, and SPACs Proposal Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:March 2022 Date: Title: Statement on the Proposal to Enhance Investor Protections in SPACs Speaker: Commissioner Allison Herren Lee
Type:Speech
Published date grouping:March 2022 Date: Title: Statement on the SPACs Proposal Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:March 2022 Date: Title: Statement on Staff Bulletin on Account Recommendations to Retail Investors Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:March 2022 Date: Title: Remarks at the ICI Investment Management Conference Speaker: William Birdthistle, Director, Division of Investment Management
Type:Speech
Published date grouping:March 2022 Date: Title: Statement on Proposal to Further Define “As a Part of a Regular Business” in the Definition of Dealer and Government Securities Dealer Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:March 2022 Date: Title: Statement on the Further Definition of a Dealer-Trader Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:March 2022 Date: Title: Statement on Proposal to Remove References of Credit Ratings from Regulation M Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:March 2022 Date: Title: Statement on Jury’s Verdict in Trial of Ambassador Advisors, LLC, Bernard I. Bostwick, Robert E. Kauffman, and Adrian E. Young Speaker: Gurbir S. Grewal, Director, Division of Enforcement
Type:Statement
Published date grouping:March 2022 Date: Title: Statement on Jury’s Verdict in Trial of Jonathan Dax Cooke and Keystone Capital Partners Speaker: Gurbir S. Grewal, Director, Division of Enforcement
Type:Statement
Published date grouping:March 2022 Date: Title: Statement on Proposed Mandatory Climate Risk Disclosures Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:March 2022 Date: Title: We are Not the Securities and Environment Commission - At Least Not Yet Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:March 2022 Date: Title: Shelter from the Storm: Helping Investors Navigate Climate Change Risk Speaker: Commissioner Allison Herren Lee
Type:Statement
Published date grouping:March 2022 Date: Title: Statement on the Enhancement and Standardization of Climate-Related Disclosures for Investors Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:March 2022 Date: Title: Statement on Planned Departure of Commissioner Allison Herren Lee Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:March 2022 Date: Title: Statement on Planned Departure from the Commission Speaker: Commissioner Allison Herren Lee
Type:Statement
Published date grouping:March 2022 Date: Title: TM Staff Statement Speaker:

Division of Trading and Markets

 Type:Statement
Published date grouping:March 2022 Date: Title: Remarks at Meeting of the SEC Investor Advisory Committee Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:March 2022 Date: Title: Prepared Remarks before the Investor Advisory Committee Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:March 2022 Date: Title: Assessing Materiality: Focusing on the Reasonable Investor When Evaluating Errors Speaker: Paul Munter, Acting Chief Accountant
Type:Statement
Published date grouping:March 2022 Date: Title: Dissenting Statement on Cybersecurity Risk Management, Strategy, Governance, and Incident Disclosure Proposal Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:March 2022 Date: Title: Statement in Support of a Multi-Pronged Approach to Cybersecurity Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:March 2022 Date: Title: Statement on Proposal for Mandatory Cybersecurity Disclosures Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:March 2022 Date: Title: The Shareholder Proposal Rule: A Cornerstone of Corporate Democracy Speaker: Renee Jones , Director, Division of Corporation Finance
Type:Speech
Published date grouping:March 2022 Date: Title: Send Lawyers, Guns and Money: (Over-) Zealous Representation by Corporate Lawyers Speaker: Commissioner Allison Herren Lee
Type:Speech
Published date grouping:March 2022 Date: Title: Remarks at the IAA Investment Adviser Compliance Conference Speaker: William Birdthistle, Director, Division of Investment Management
Type:Speech
Published date grouping:February 2022 Date: Title: Statement on Rules to Increase Transparency of Short Sale Activity Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:February 2022 Date: Title: Statement on Proposal to Require Short Position and Short Activity Reporting by Institutional Investment Managers Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:February 2022 Date: Title: Statement on the FASB’s Agenda Consultation: Engagement with Investors and Other Stakeholders Vital to Development of High Quality Accounting Standards Speaker: Paul Munter, Acting Chief Accountant
Type:Statement
Published date grouping:February 2022 Date: Title: Statement on Jury’s Verdict in Trial of Adam Mattessich Speaker: Gurbir S. Grewal, Director, Division of Enforcement
Type:Statement
Published date grouping:February 2022 Date: Title: Statement on Public Dissemination of Security-Based Swap Transactions Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:February 2022 Date: Title: Audit Regulators and Cliff Hangers Speaker: Commissioner Hester M. Peirce
Type:Speech
Published date grouping:February 2022 Date: Title: Statement on Settlement with BlockFi Lending LLC Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:February 2022 Date: Title: Dissenting Statement on Proposed Modernization of Beneficial Ownership Reporting Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:February 2022 Date: Title: Statement on Proposal to Revisit Recently Adopted Whistleblower Rule Amendments Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:February 2022 Date: Title: Statement on Beneficial Ownership Proposal Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:February 2022 Date: Title: Statement on Amendments to the Whistleblower Program Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:February 2022 Date: Title: Remarks Before the Small Business Capital Formation Advisory Committee Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:February 2022 Date: Title: Remarks at SEC Small Business Capital Formation Advisory Committee Meeting Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:February 2022 Date: Title: Statement on Cybersecurity Risk Management for Investment Advisers, Registered Investment Companies, and Business Development Companies Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:February 2022 Date: Title: Statement on Rules Regarding Clearing and Settling Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:February 2022 Date: Title: Statement on Proposal to Shorten the Settlement Cycle Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:February 2022 Date: Title: Statement on Proposal to Shorten the Standard Settlement Cycle Speaker: Commissioner Allison Herren Lee
Type:Statement
Published date grouping:February 2022 Date: Title: Statement on the Proposed Shortening of the Settlement Cycle Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:February 2022 Date: Title: Statement on Cybersecurity Reforms in the Investment Management Industry Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:February 2022 Date: Title: Statement on Cybersecurity Risk Management for Investment Advisers, Registered Investment Companies, and Business Development Companies Speaker: Commissioner Allison Herren Lee
Type:Statement
Published date grouping:February 2022 Date: Title: Statement on Cybersecurity Risk Management Proposal for Investment Advisers, Registered Investment Companies, and Business Development Companies Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:February 2022 Date: Title: Statement on Private Fund Advisers Proposal Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:February 2022 Date: Title: Statement on Proposed Private Fund Advisers; Documentation of Investment Adviser Compliance Reviews Rulemaking Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:February 2022 Date: Title: Private Fund Advisers Proposal – Statement in Support of Accountability Enhancing Updates Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:February 2022 Date: Title: Statement on Proposed Rules for Private Fund Advisers Speaker: Commissioner Allison Herren Lee
Type:Statement
Published date grouping:February 2022 Date: Title: Statement before the Financial Stability Oversight Council on Money Market Funds, Open-End Bond Funds, and Hedge Funds Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:January 2022 Date: Title: Statement on Pay versus Performance Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:January 2022 Date: Title: Statement on the Reopening of Pay vs. Performance Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:January 2022 Date: Title: Measuring Pay Against Performance: Are Shareholders Getting Their Money’s Worth? Speaker: Commissioner Allison Herren Lee
Type:Statement
Published date grouping:January 2022 Date: Title: Dissenting Statement on Reopening of Comment Period for Pay Versus Performance Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:January 2022 Date: Title: Statement on Government Securities Alternative Trading Systems Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:January 2022 Date: Title: Dissenting Statement on the Proposal to Amend Regulation ATS Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:January 2022 Date: Title: Statement on Amendments to Exchange Act Rule 3b-16, Regulation ATS, and Regulation SCI Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:January 2022 Date: Title: Statement on Form PF Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:January 2022 Date: Title: Statement on Proposed Amendments to Form PF to Require Current Reporting and Amend Reporting Requirements for Large Private Equity Advisers and Large Liquidity Fund Advisers Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:January 2022 Date: Title: Statement on Proposed Amendments to Form PF Speaker: Commissioner Allison Herren Lee
Type:Statement
Published date grouping:January 2022 Date: Title: Statement on Amendments to Form PF to Require Current Reporting and Amend Reporting Requirements for Large Private Equity Advisers and Large Liquidity Fund Advisers Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:January 2022 Date: Title: Statement on the Market Volatility Experienced in January 2021 Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:January 2022 Date: Title: Cybersecurity and Securities Laws Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:January 2022 Date: Title: Statement on Departure of Commissioner of Elad L. Roisman Speaker: Chair Gary Gensler
Commissioner Hester M. Peirce
Commissioner Allison Herren Lee
Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:January 2022 Date: Title: Departing Statement Speaker: Elad L. Roisman
Type:Statement
Published date grouping:January 2022 Date: Title: Prepared Remarks: “Dynamic Regulation for a Dynamic Society” Before the Exchequer Club of Washington, D.C. Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:December 2021 Date: Title: Statement on Commissioner Roisman’s Departure Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:December 2021 Date: Title: Statement of Commissioner Elad L. Roisman Speaker: Commissioner Elad L. Roisman
Type:Statement
Published date grouping:December 2021 Date: Title: Staff Statement Regarding Form CRS Disclosures Speaker:

Standards of Conduct Implementation Committee

 Type:Statement
Published date grouping:December 2021 Date: Title: Statements at the Financial Stability Oversight Council Meeting Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:December 2021 Date: Title: Statement on the PCAOB’s Actions Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:December 2021 Date: Title: Statement on Jury’s Verdict in Trial of Michael C. Furman Speaker: Gurbir S. Grewal, Director, Division of Enforcement
Type:Statement
Published date grouping:December 2021 Date: Title: Statement on PCAOB Budget and Accounting Support Fee Request for 2022 Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:December 2021 Date: Title: PCAOB Budget Statement Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:December 2021 Date: Title: Statement on the PCAOB 2022 Budget Speaker: Commissioner Elad L. Roisman
Type:Statement
Published date grouping:December 2021 Date: Title: Statement on the PCAOB’s 2022 Budget Speaker: Commissioner Allison Herren Lee
Type:Statement
Published date grouping:December 2021 Date: Title: Statement on the 2022 Final Budget for the Public Company Accounting Oversight Board Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:December 2021 Date: Title: Statement on Exchange Act 10B and Rule 9j-1 Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:December 2021 Date: Title: Dissenting Statement on Proposed Security-Based Swap Rules Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:December 2021 Date: Title: Dissenting Statement on Proposed Security-Based Swaps Rules Speaker: Commissioner Elad L. Roisman
Type:Statement
Published date grouping:December 2021 Date: Title: Standing Up the Security-Based Swap Regime: Statement on Proposed Rules for Antifraud, Position Reporting and CCO Support Speaker: Commissioner Allison Herren Lee
Type:Statement
Published date grouping:December 2021 Date: Title: Statement on Re-Proposed Prohibition Against Fraud, Manipulation, or Deception in Connection with Security-Based Swaps Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:December 2021 Date: Title: Statement on Money Market Fund Reform Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:December 2021 Date: Title: Statement on Money Market Fund Reforms Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:December 2021 Date: Title: Statement on Proposed Money Market Fund Reforms Speaker: Commissioner Elad L. Roisman
Type:Statement
Published date grouping:December 2021 Date: Title: Statement on Proposed Money Market Fund Reforms Speaker: Commissioner Allison Herren Lee
Type:Statement
Published date grouping:December 2021 Date: Title: Statement on Proposed Amendments to Money Market Fund Rules Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:December 2021 Date: Title: Statement on Share Repurchase Disclosure Modernization Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:December 2021 Date: Title: Dissenting Statement on Buybacks Disclosure Proposal Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:December 2021 Date: Title: Dissenting Statement on Proposed Rules Regarding Share Repurchases Speaker: Commissioner Elad L. Roisman
Type:Statement
Published date grouping:December 2021 Date: Title: Enhancing Transparency Around Stock Buybacks: Statement on Corporate Share Repurchase Proposal Speaker: Commissioner Allison Herren Lee
Type:Statement
Published date grouping:December 2021 Date: Title: Statement on Issuer Share Repurchase Disclosure Modernization Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:December 2021 Date: Title: Statement on Rule 10b5-1 and Insider Trading Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:December 2021 Date: Title: Statement on Rule 10b5-1 and Insider Trading Proposing Release Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:December 2021 Date: Title: Statement on the Proposed Rules Regarding 10b5-1 Plans Speaker: Commissioner Elad L. Roisman
Type:Statement
Published date grouping:December 2021 Date: Title: Stock Trading Plans Should Prevent – Not Enable – Insider Trading: Statement on Proposed Amendments to Rule 10b5-1 Speaker: Commissioner Allison Herren Lee
Type:Statement
Published date grouping:December 2021 Date: Title: Statement on the Proposed Amendments to the Availability of the Affirmative Defense to Allegations of Insider Trading Provided by Exchange Act Rule 10b5-1 Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:December 2021 Date: Title: Virtual Remarks at the Center for American Progress and Sierra Club: Down the Rabbit Hole of Climate Pledges Speaker: Commissioner Caroline A. Crenshaw
Type:Speech
Published date grouping:December 2021 Date: Title: Falling Further Back - Statement on Chair Gensler’s Regulatory Agenda Speaker: Commissioner Hester M. Peirce
Commissioner Elad L. Roisman
Type:Statement
Published date grouping:December 2021 Date: Title: Rat Farms and Rule Comments - Statement on Comment Period Lengths Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:December 2021 Date: Title: Statement on Jury’s Verdict in Trial of Gregory Grenda and the Grenda Group Speaker: Gurbir S. Grewal, Director, Division of Enforcement
Type:Statement
Published date grouping:December 2021 Date: Title: Remarks Before the Healthy Markets Association Conference Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:December 2021 Date: Title: SEC Staff Statement on LIBOR Transition—Key Considerations for Market Participants Speaker:

Staff of the U.S. Securities and Exchange Commission

 Type:Statement
Published date grouping:December 2021 Date: Title: Joint Statement of Appreciation for Rebecca Olsen’s Service as Director of the Office of Municipal Securities Speaker: Commissioner Hester M. Peirce
Commissioner Elad L. Roisman
Commissioner Allison Herren Lee
Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:December 2021 Date: Title: Statement on OCA’s Continued Focus on High Quality Financial Reporting in a Complex Environment Speaker: Paul Munter, Acting Chief Accountant
Type:Statement
Published date grouping:December 2021 Date: Title: Remarks before the Investor Advisory Committee Speaker: Commissioner Elad L. Roisman
Type:Statement
Published date grouping:December 2021 Date: Title: Statement Holding Foreign Companies Accountable Act: Final Amendments Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:December 2021 Date: Title: Remarks before the Investor Advisory Committee Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:December 2021 Date: Title: Remarks before the Investor Advisory Committee Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:November 2021 Date: Title: Worms and Dinosaurs: Statement on the Proposed Amendments to Modernize How Broker-Dealers Preserve Electronic Records Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:November 2021 Date: Title: Updates to Electronic Recordkeeping Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:November 2021 Date: Title: Proposed Updates to Securities Lending Market Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:November 2021 Date: Title: Prepared Remarks at U.S. Treasury Market Conference Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:November 2021 Date: Title: Dissenting Statement on Proxy Voting Advice Proposal Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:November 2021 Date: Title: Too Important to Regulate? Rolling Back Investor Protections on Proxy Voting Advice Speaker: Commissioner Elad L. Roisman
Type:Statement
Published date grouping:November 2021 Date: Title: Statement on Proposed Amendments Related to Proxy Voting Advice Speaker: Commissioner Allison Herren Lee
Type:Statement
Published date grouping:November 2021 Date: Title: Statement on Proxy Voting Advice Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:November 2021 Date: Title: Dissenting Statement on Universal Proxy Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:November 2021 Date: Title: Statement on Universal Proxy Rules Speaker: Commissioner Elad L. Roisman
Type:Statement
Published date grouping:November 2021 Date: Title: Statement on Universal Proxy Ballots Speaker: Commissioner Allison Herren Lee
Type:Statement
Published date grouping:November 2021 Date: Title: Statement on Universal Proxy Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:November 2021 Date: Title: Remarks at the PepsiCo-PwC CPE Conference: Controlling Internal Controls Speaker: Commissioner Caroline A. Crenshaw
Type:Speech
Published date grouping:November 2021 Date: Title: Prepared Remarks at the Small Business Capital Formation Advisory Committee Meeting Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:November 2021 Date: Title: The Lessons of Structured Data Speaker: Commissioner Caroline A. Crenshaw
Type:Speech
Published date grouping:November 2021 Date: Title: Prepared Remarks At the Institutional Limited Partners Association Summit Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:November 2021 Date: Title: Remarks at Interagency Convening on Equitable Economic Growth Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:November 2021 Date: Title: Statement on DeFi Risks, Regulations, and Opportunities Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:November 2021 Date: Title: Joint Statement on PCAOB Appointments Speaker: Commissioner Allison Herren Lee
Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:November 2021 Date: Title: Statement on Appointments to the PCAOB Speaker: Commissioner Hester M. Peirce
Commissioner Elad L. Roisman
Type:Statement
Published date grouping:November 2021 Date: Title: 2021 SEC Regulation Outside the United States - Scott Friestad Memorial Keynote Address Speaker: Gurbir S. Grewal, Director, Division of Enforcement
Type:Speech
Published date grouping:November 2021 Date: Title: Statement on PCAOB Rule 6100 to Fulfill Obligations under the HFCAA Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:November 2021 Date: Title: Statement on Proposed Amendments to Electronic Filing Requirements Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:November 2021 Date: Title: Prepared Remarks At the Securities Enforcement Forum Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:November 2021 Date: Title: A Call to Action: Recommendations for Complying with Reg BI
Remarks at the ALI CLE 2021 Conference on Life Insurance Company Products 		Speaker: Commissioner Allison Herren Lee
Type:Speech
Published date grouping:November 2021 Date: Title: Statement on Shareholder Proposals: Staff Legal Bulletin No. 14L Speaker: Commissioner Hester M. Peirce
Commissioner Elad L. Roisman
Type:Statement
Published date grouping:November 2021 Date: Title: Statement regarding Shareholder Proposals: Staff Legal Bulletin No. 14L Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:November 2021 Date: Title: Remarks Before the Asset Management Advisory Committee Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:November 2021 Date: Title: Remarks Before Asset Management Advisory Committee Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:November 2021 Date: Title: Prepared Remarks Before the SIFMA Annual Meeting Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:November 2021 Date: Title: President’s Working Group Report on Stablecoins Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:November 2021 Date: Title: Statement on the Registration Deadline for Security-Based Swap Dealers Speaker: Commissioner Allison Herren Lee
Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:October 2021 Date: Title: Cybersecurity: Meeting the Emerging Challenge Speaker: Commissioner Elad L. Roisman
Type:Speech
Published date grouping:October 2021 Date: Title: Remarks at the October 28, 2021 Meeting of the Asset Management Advisory Committee Speaker: Sarah ten Siethoff, Deputy Director
Type:Statement
Published date grouping:October 2021 Date: Title: The Importance of High Quality Independent Audits and Effective Audit Committee Oversight to High Quality Financial Reporting to Investors Speaker: Paul Munter, Acting Chief Accountant
Type:Statement
Published date grouping:October 2021 Date: Title: Inside Chicken: Remarks before Fordham Journal of Corporate and Financial Law Conference: “Here to Stay: Wrestling with the Future of the Quickly Maturing SPAC Market” Speaker: Commissioner Hester M. Peirce
Type:Speech
Published date grouping:October 2021 Date: Title: Statement Before the Financial Stability Oversight Council Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:October 2021 Date: Title: Prepared Remarks At DC Fintech Week Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:October 2021 Date: Title: Remarks at the PRI/LSEG Investor Action on Climate Webinar Speaker: Commissioner Allison Herren Lee
Type:Speech
Published date grouping:October 2021 Date: Title: In the Matter of Credit Suisse Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:October 2021 Date: Title: Statement on Staff Report on Equity and Options Market Structure Conditions in Early 2021 Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:October 2021 Date: Title: Statement on Staff Report on Equity and Options Market Conditions in Early 2021 Speaker: Commissioner Hester M. Peirce
Commissioner Elad L. Roisman
Type:Statement
Published date grouping:October 2021 Date: Title: Enhancing Equity Market Competition Speaker: Commissioner Elad L. Roisman
Type:Speech
Published date grouping:October 2021 Date: Title: Statement on Rules Regarding Clawbacks of Erroneously Awarded Compensation Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:October 2021 Date: Title: Banner Year in the Markets Solves Capital Raising Woes: Headline Clickbait and the Real Story of Access to Capital Speaker: Martha Miller, Director, Advocate for Small Business Capital Formation
Type:Speech
Published date grouping:October 2021 Date: Title: Statement of Support – Modernization of Filing Fees and Payment Methods Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:October 2021 Date: Title: Investor Protection in the Age of Gamification: Game Over for Regulation Best Interest? Speaker: Rick Fleming, Investor Advocate
Type:Speech
Published date grouping:October 2021 Date: Title: Remarks at SEC Speaks 2021 Speaker: Gurbir S. Grewal, Director, Division of Enforcement
Type:Speech
Published date grouping:October 2021 Date: Title: Digital Asset Securities – Common Goals and a Bridge to Better Outcomes Speaker: Commissioner Caroline A. Crenshaw
Type:Speech
Published date grouping:October 2021 Date: Title: Going Dark: The Growth of Private Markets and the Impact on Investors and the Economy Speaker: Commissioner Allison Herren Lee
Type:Speech
Published date grouping:October 2021 Date: Title: Remarks at SEC Speaks Speaker: Commissioner Elad L. Roisman
Type:Speech
Published date grouping:October 2021 Date: Title: Prepared Remarks at SEC Speaks Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:October 2021 Date: Title: Lawless in Austin Speaker: Commissioner Hester M. Peirce
Type:Speech
Published date grouping:October 2021 Date: Title: PLI Broker/Dealer Regulation and Enforcement 2021 Speaker: Gurbir S. Grewal, Director, Division of Enforcement
Type:Speech
Published date grouping:October 2021 Date: Title: Testimony Before the United States House of Representatives Committee on Financial Services Speaker: Chair Gary Gensler
Type:Testimony
Published date grouping:October 2021 Date: Title: Statement on Complex Exchange-Traded Products Speaker: Commissioner Allison Herren Lee
Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:October 2021 Date: Title: Statement on Complex Exchange-Traded Products Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:September 2021 Date: Title: Prepared Remarks Before The Future of Asset Management North America Conference Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:September 2021 Date: Title: Statement on Proposal to Enhance Reporting of Proxy Votes by Registered Management Investment Companies And Reporting of Executive Compensation Votes by Institutional Investment Managers Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:September 2021 Date: Title: Statement on Enhanced Reporting of Proxy Votes by Registered Management Investment Companies; Reporting of Executive Compensation Votes by Institutional Investment Managers Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:September 2021 Date: Title: Statement on Proposed Changes to Asset Managers’ Proxy Voting Disclosures Speaker: Commissioner Elad L. Roisman
Type:Statement
Published date grouping:September 2021 Date: Title: Shining a Light on Corporate Democracy: Statement on Updates to Form N-PX Speaker: Commissioner Allison Herren Lee
Type:Statement
Published date grouping:September 2021 Date: Title: Statement on N-PX Proposal Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:September 2021 Date: Title: Asset Management Advisory Committee Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:September 2021 Date: Title: Remarks at the Meeting of the Asset Management Advisory Committee Speaker: Sarah ten Siethoff, Deputy Director
Type:Statement
Published date grouping:September 2021 Date: Title: Remarks Before the Small Business Capital Formation Advisory Committee Meeting Speaker: Commissioner Elad L. Roisman
Type:Statement
Published date grouping:September 2021 Date: Title: Remarks at SEC Small Business Capital Formation Advisory Committee Meeting Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:September 2021 Date: Title: Prepared Remarks Before the Small Business Capital Formation Advisory Committee Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:September 2021 Date: Title: Prepared Remarks Before the Asset Management Advisory Committee Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:September 2021 Date: Title: Assessing the Unknown Speaker: Commissioner Caroline A. Crenshaw
Type:Speech
Published date grouping:September 2021 Date: Title: Statement on Staff No-Action Letter Regarding Amended Rule 15c2-11 in Relation to Fixed Income Securities Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:September 2021 Date: Title: Remarks Before the Alternative Reference Rates Committee’s SOFR Symposium Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:September 2021 Date: Title: Testimony Before the United States Senate Committee on Banking, Housing, and Urban Affairs Speaker: Chair Gary Gensler
Type:Testimony
Published date grouping:September 2021 Date: Title: Remarks at the Meeting of the Investor Advisory Committee Speaker: Commissioner Elad L. Roisman
Type:Statement
Published date grouping:September 2021 Date: Title: Prepared Remarks Before the Investor Advisory Committee Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:September 2021 Date: Title: Remarks at Meeting of Investor Advisory Committee Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:September 2021 Date: Title: Statement Regarding Information Bundling and Corporate Penalties Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:September 2021 Date: Title: Remarks before the European Parliament Committee on Economic and Monetary Affairs Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:August 2021 Date: Title: Statement on Request for Information and Comments on Broker-Dealer and Investment Adviser Digital Engagement Practices, Related Tools and Methods, and Regulatory Considerations and Potential Approaches Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:August 2021 Date: Title: Joint Statement on Joe Brenner Concluding His Tenure at SEC Speaker: Chair Gary Gensler
Commissioner Hester M. Peirce
Commissioner Elad L. Roisman
Commissioner Allison Herren Lee
Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:August 2021 Date: Title: In the Matter of Poloniex, LLC Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:August 2021 Date: Title: Statement on the Commission’s Approval of Nasdaq’s Proposal for Disclosure about Board Diversity and Proposal for Board Recruiting Service Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:August 2021 Date: Title: Statement on the Commission’s Order Approving Proposed Rule Changes Related to Board Diversity Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:August 2021 Date: Title: Statement on the Commission’s Order Approving Exchange Rules Relating to Board Diversity Speaker: Commissioner Elad L. Roisman
Type:Statement
Published date grouping:August 2021 Date: Title: Statement on Nasdaq’s Diversity Proposals – A Positive First Step for Investors Speaker: Commissioner Allison Herren Lee
Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:August 2021 Date: Title: Statement on the Commission’s Action to Disregard Recently-Amended Whistleblower Rules Speaker: Commissioner Hester M. Peirce
Commissioner Elad L. Roisman
Type:Statement
Published date grouping:August 2021 Date: Title: Remarks Before the Aspen Security Forum Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:August 2021 Date: Title: Staff Statement on the Proposed Expert Market Speaker:

Division of Trading and Markets Staff

 Type:Statement
Published date grouping:August 2021 Date: Title: Statement in Connection with the SEC’s Whistleblower Program Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:August 2021 Date: Title: Joint Statement on the Departure of Pete Driscoll Speaker: Chair Gary Gensler
Commissioner Hester M. Peirce
Commissioner Elad L. Roisman
Commissioner Allison Herren Lee
Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:July 2021 Date: Title: Statement on FINRA Rule Regarding High-Risk Firms Speaker: Commissioner Allison Herren Lee
Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:July 2021 Date: Title: Prepared Remarks for National Whistleblower Day Celebration Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:July 2021 Date: Title: Statement on Investor Protection Related to Recent Developments in China Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:July 2021 Date: Title: Prepared Remarks Before the Principles for Responsible Investment “Climate and Global Financial Markets” Webinar Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:July 2021 Date: Title: Prosperity’s Door Speaker: Commissioner Hester M. Peirce
Type:Speech
Published date grouping:July 2021 Date: Title: Prepared Remarks of Gary Gensler, Chair of the Securities and Exchange Commission, Before the American Bar Association Derivatives and Futures Law Committee Virtual Mid-Year Program Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:July 2021 Date: Title: Chocolate-Covered Cicadas Speaker: Commissioner Hester M. Peirce
Type:Speech
Published date grouping:July 2021 Date: Title: In the Matter of Coinschedule Speaker: Commissioner Hester M. Peirce
Commissioner Elad L. Roisman
Type:Statement
Published date grouping:July 2021 Date: Title: Prepared Remarks Before the Asset Management Advisory Committee Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:July 2021 Date: Title: Remarks at Asset Management Advisory Committee Meeting Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:July 2021 Date: Title: Remarks at Asset Management Advisory Committee Meeting Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:July 2021 Date: Title: Statement on the IFRS Foundation’s Proposed Constitutional Amendments Relating to Sustainability Standards Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:June 2021 Date: Title: Statement Regarding Neovest, Inc. Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:June 2021 Date: Title: Climate, ESG, and the Board of Directors: “You Cannot Direct the Wind, But You Can Adjust Your Sails” Speaker: Commissioner Allison Herren Lee
Type:Speech
Published date grouping:June 2021 Date: Title: Prepared remarks at London City Week Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:June 2021 Date: Title: Can the SEC Make ESG Rules that are Sustainable? Speaker: Commissioner Elad L. Roisman
Type:Speech
Published date grouping:June 2021 Date: Title: Moving Forward or Falling Back? Statement on Chair Gensler’s Regulatory Agenda Speaker: Commissioner Hester M. Peirce
Commissioner Elad L. Roisman
Type:Statement
Published date grouping:June 2021 Date: Title: Prepared Remarks Before the Financial Stability Oversight Council - LIBOR Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:June 2021 Date: Title: Prepared Remarks Before the Financial Stability Oversight Council - Money Market Funds Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:June 2021 Date: Title: Prepared Remarks at the Meeting of SEC Investor Advisory Committee Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:June 2021 Date: Title: Remarks at Meeting of Investor Advisory Committee Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:June 2021 Date: Title: Statement for Investor Advisory Committee Meeting Speaker: Commissioner Elad L. Roisman
Type:Statement
Published date grouping:June 2021 Date: Title: Prepared Remarks at the Global Exchange and FinTech Conference Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:June 2021 Date: Title: Statement on Commencement of Appointment Process for Five Public Company Accounting Oversight Board Seats Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:June 2021 Date: Title: Remarks at CFO Network Summit Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:June 2021 Date: Title: Statement on The Commission’s Actions Regarding the PCAOB Speaker: Commissioner Hester M. Peirce
Commissioner Elad L. Roisman
Type:Statement
Published date grouping:June 2021 Date: Title: Putting the Electric Cart before the Horse:[1] Addressing Inevitable Costs of a New ESG Disclosure Regime Speaker: Commissioner Elad L. Roisman
Type:Speech
Published date grouping:June 2021 Date: Title: Response to Chair Gensler’s and the Division of Corporation Finance’s Statements Regarding the Application of the Proxy Rules to Proxy Voting Advice Speaker: Commissioner Hester M. Peirce
Commissioner Elad L. Roisman
Type:Statement
Published date grouping:June 2021 Date: Title: Statement on Compliance with the Commission’s 2019 Interpretation and Guidance Regarding the Applicability of the Proxy Rules to Proxy Voting Advice and Amended Rules 14a-1(1), 14a-2(b), 14a-9 Speaker:

SEC Division of Corporation Finance

 Type:Statement
Published date grouping:June 2021 Date: Title: Statement on the application of the proxy rules to proxy voting advice Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:May 2021 Date: Title: Remarks at the 40th Annual SEC Small Business Forum Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:May 2021 Date: Title: Testimony Before the Subcommittee on Financial Services and General Government Speaker: Chair Gary Gensler
Type:Testimony
Published date grouping:May 2021 Date: Title: A Toast to 40: Opening Remarks at the SEC Small Business Forum Speaker: Martha Miller, Director, Advocate for Small Business Capital Formation
Type:Statement
Published date grouping:May 2021 Date: Title: 40th Annual Government-Business Forum on Small Business Capital Formation Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:May 2021 Date: Title: Living in a Material World: Myths and Misconceptions about “Materiality” Speaker: Commissioner Allison Herren Lee
Type:Speech
Published date grouping:May 2021 Date: Title: Leveraging Regulatory Cooperation to Protect America’s Investors Speaker: Commissioner Allison Herren Lee
Type:Speech
Published date grouping:May 2021 Date: Title: Remarks at 2021 FINRA Annual Conference Speaker: Chair Gary Gensler
Type:Speech
Published date grouping:May 2021 Date: Title: Statement on S&P Dow Jones Indices LLC Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:May 2021 Date: Title: Mind the (Data) Gaps Speaker: Commissioner Caroline A. Crenshaw
Type:Speech
Published date grouping:May 2021 Date: Title: Staff Statement on Funds Registered Under the Investment Company Act Investing in the Bitcoin Futures Market Speaker:

Division of Investment Management Staff

 Type:Statement
Published date grouping:May 2021 Date: Title: Testimony Before the House Committee on Financial Services Speaker: Chair Gary Gensler
Type:Testimony
Published date grouping:April 2021 Date: Title: Prepared Remarks at SEC Small Business Capital Formation Advisory Committee Meeting Speaker: Chair Gary Gensler
Type:Statement
Published date grouping:April 2021 Date: Title: Remarks at Meeting of SEC Small Business Capital Formation Advisory Committee Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:April 2021 Date: Title: Remarks to the Small Business Capital Formation Advisory Committee Speaker: Commissioner Allison Herren Lee
Type:Statement
Published date grouping:April 2021 Date: Title: Werewolves of Change:
Remarks before the ISDA Derivatives Trading Forum on Regulatory Change 		Speaker: Commissioner Hester M. Peirce
Type:Speech
Published date grouping:April 2021 Date: Title: Staff Statement on Fully Paid Lending Speaker:

Division of Trading and Markets Staff

 Type:Statement
Published date grouping:April 2021 Date: Title: Rethinking Global ESG Metrics Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:April 2021 Date: Title: Statement on Senate Confirmation of Gary Gensler Speaker: Acting Chair Allison Herren Lee
Commissioner Hester M. Peirce
Commissioner Elad L. Roisman
Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:April 2021 Date: Title: Token Safe Harbor Proposal 2.0 Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:April 2021 Date: Title: Staff Statement on Accounting and Reporting Considerations for Warrants Issued by Special Purpose Acquisition Companies (“SPACs”) Speaker: John Coates, Acting Director, Division of Corporation Finance
Paul Munter, Acting Chief Accountant
Type:Statement
Published date grouping:April 2021 Date: Title: Statement on the Staff ESG Risk Alert Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:April 2021 Date: Title: SPACs, IPOs and Liability Risk under the Securities Laws Speaker: John Coates, Acting Director, Division of Corporation Finance
Type:Statement
Published date grouping:March 2021 Date: Title: Staff Statement on Select Issues Pertaining to Special Purpose Acquisition Companies Speaker:

Division of Corporation Finance

 Type:Statement
Published date grouping:March 2021 Date: Title: Financial Reporting and Auditing Considerations of Companies Merging with SPACs Speaker: Paul Munter, Acting Chief Accountant
Type:Statement
Published date grouping:March 2021 Date: Title: Opening Remarks at the Diversifying Opportunity in Venture Capital Series Speaker: Martha Miller, Director, Advocate for Small Business Capital Formation
Type:Statement
Published date grouping:March 2021 Date: Title: Remarks at Asset Management Advisory Committee Meeting Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:March 2021 Date: Title: Remarks at Asset Management Advisory Committee Meeting Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:March 2021 Date: Title: Remarks at the March 19, 2021 Meeting of the Asset Management Advisory Committee Speaker: Sarah ten Siethoff, Deputy Director
Type:Statement
Published date grouping:March 2021 Date: Title: Statement at the Meeting of the Asset Management Advisory Committee Speaker: Commissioner Elad L. Roisman
Type:Speech
Published date grouping:March 2021 Date: Title: Every Vote Counts: The Importance of Fund Voting and Disclosure Speaker: Acting Chair Allison Herren Lee
Type:Speech
Published date grouping:March 2021 Date: Title: Paper, Plastic, Peer-to-Peer Speaker: Commissioner Hester M. Peirce
Type:Speech
Published date grouping:March 2021 Date: Title: A Climate for Change: Meeting Investor Demand for Climate and ESG Information at the SEC Speaker: Acting Chair Allison Herren Lee
Type:Speech
Published date grouping:March 2021 Date: Title: Public Input Welcomed on Climate Change Disclosures Speaker: Acting Chair Allison Herren Lee
Type:Statement
Published date grouping:March 2021 Date: Title: Statement on Fixed Income Trading and Investment Company Act Rule 17a-7 Speaker: Commissioner Elad L. Roisman
Type:Statement
Published date grouping:March 2021 Date: Title: Staff Statement on Investment Company Cross Trading Speaker:

Division of Investment Management Staff

 Type:Statement
Published date grouping:March 2021 Date: Title: ESG Disclosure – Keeping Pace with Developments Affecting Investors, Public Companies and the Capital Markets Speaker: John Coates, Acting Director, Division of Corporation Finance
Type:Statement
Published date grouping:March 2021 Date: Title: Remarks at Investor Advisory Committee Meeting Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:March 2021 Date: Title: Moving Forward Together – Enforcement for Everyone Speaker: Commissioner Caroline A. Crenshaw
Type:Speech
Published date grouping:March 2021 Date: Title: Enhancing Focus on the SEC’s Enhanced Climate Change Efforts Speaker: Commissioner Hester M. Peirce
Commissioner Elad L. Roisman
Type:Statement
Published date grouping:March 2021 Date: Title: Small World Speaker: Commissioner Hester M. Peirce
Type:Speech
Published date grouping:February 2021 Date: Title: Statement on the Review of Climate-Related Disclosure Speaker: Acting Chair Allison Herren Lee
Type:Statement
Published date grouping:February 2021 Date: Title: Atomic Trading Speaker: Commissioner Hester M. Peirce
Type:Speech
Published date grouping:February 2021 Date: Title: Joint Statement on the Departure of Sagar Teotia Speaker: Acting Chair Allison Herren Lee
Commissioner Hester M. Peirce
Commissioner Elad L. Roisman
Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:February 2021 Date: Title: Statement of Commissioners Hester M. Peirce and Elad L. Roisman on Contingent Settlement Offers Speaker: Commissioner Hester M. Peirce
Commissioner Elad L. Roisman
Type:Statement
Published date grouping:February 2021 Date: Title: Statement of Acting Chair Allison Herren Lee on Contingent Settlement Offers Speaker: Acting Chair Allison Herren Lee
Type:Statement
Published date grouping:February 2021 Date: Title: Statement of Acting Chair Allison Herren Lee on Empowering Enforcement to Better Protect Investors Speaker: Acting Chair Allison Herren Lee
Type:Statement
Published date grouping:February 2021 Date: Title: Statement on Director Dalia Blass Departing from the Division of Investment Management Speaker: Commissioner Elad L. Roisman
Type:Statement
Published date grouping:January 2021 Date: Title: Remarks at the Meeting of the Small Business Capital Formation Advisory Committee Speaker: Commissioner Elad L. Roisman
Type:Speech
Published date grouping:January 2021 Date: Title: Remarks at Meeting of SEC Small Business Capital Formation Advisory Committee Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:January 2021 Date: Title: Remarks at the Meeting of the Small Business Capital Formation Advisory Committee Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:January 2021 Date: Title: Statement of Acting Chair Lee and Commissioners Peirce, Roisman, and Crenshaw Regarding Recent Market Volatility Speaker:

Acting Chair Allison Herren Lee
Commissioner Hester M. Peirce
Commissioner Elad L. Roisman
Commissioner Caroline A. Crenshaw

 Type:Statement
Published date grouping:January 2021 Date: Title: Joint Statement Regarding Ongoing Market Volatility Speaker:

Acting Chair Allison Herren Lee
Pete Driscoll, Director, Division of Examinations
Christian Sabella, Acting Director, Division of Trading and Markets

 Type:Statement
Published date grouping:January 2021 Date: Title: EC Adopts Equivalence Decision With Respect to SEC Regulatory Framework for Central Counterparties Speaker: Acting Chair Allison Herren Lee
Type:Statement
Published date grouping:January 2021 Date: Title: Statement on Federal Reserve Board’s Proposed Collection of U.S. Treasury Transaction Data Speaker: Commissioner Elad L. Roisman
Type:Statement
Published date grouping:January 2021 Date: Title: Statement on Designation of Commissioner Lee as Acting Chairman Speaker:

Commissioner Hester M. Peirce
Commissioner Elad L. Roisman
Commissioner Caroline A. Crenshaw

 Type:Statement
Published date grouping:January 2021 Date: Title: UK ICO Provides Clarity Regarding Transfers of Personal Data to the SEC Speaker: Acting Chairman Elad L. Roisman
Type:Statement
Published date grouping:January 2021 Date: Title: Statement on FINRA’s Corporate Bond New Issue Reference Data Proposal Speaker: Acting Chairman Elad L. Roisman
Type:Statement
Published date grouping:January 2021 Date: Title: Concurrence in the Matter of Wireline, Inc. Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:January 2021 Date: Title: Statement on Chief Economist S.P. Kothari Concluding His Tenure at SEC Speaker: Acting Chairman Elad L. Roisman
Type:Statement
Published date grouping:January 2021 Date: Title: Statement on SEC General Counsel Bob Stebbins Concluding His Tenure Speaker: Acting Chairman Elad L. Roisman
Type:Statement
Published date grouping:January 2021 Date: Title: Statement on Proposed 2011 Fraud-Detection Program and Related 2012 Opinion of the DOJ Office of Legal Counsel Speaker:

Acting Chairman Elad L. Roisman
Commissioner Hester M. Peirce
Commissioner Allison Herren Lee
Commissioner Caroline A. Crenshaw

 Type:Statement
Published date grouping:December 2020 Date: Title: Farewell Statement of Stephanie Avakian, Director of the Division of Enforcement Speaker: Stephanie Avakian, Director, Division of Enforcement
Type:Statement
Published date grouping:December 2020 Date: Title: Commission Statement on the Passing of Jacob Stillman Speaker: Commissioner Hester M. Peirce
Acting Chairman Elad L. Roisman
Commissioner Allison Herren Lee
Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:December 2020 Date: Title: Statement on the Departure of Chairman Jay Clayton Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:December 2020 Date: Title: Statement on Designation of Commissioner Roisman as Acting Chairman Speaker: Commissioner Hester M. Peirce
Commissioner Allison Herren Lee
Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:December 2020 Date: Title: Staff Statement Regarding Nasdaq Rule Proposal Speaker: Brett Redfearn, Director, Division of Trading and Markets
Type:Statement
Published date grouping:December 2020 Date: Title: Statement on the Tenure of SEC Chairman Jay Clayton Speaker: Commissioner Elad L. Roisman
Type:Statement
Published date grouping:December 2020 Date: Title: Statement of SEC Chairman Jay Clayton Regarding the Conclusion of His Tenure Speaker: Jay Clayton, Chairman
Type:Statement
Published date grouping:December 2020 Date: Title: Staff Statement on the President’s Working Group Report on Money Market Funds Speaker: Dalia Blass, Director, Division of Investment Management
Type:Statement
Published date grouping:December 2020 Date: Title: Statement on Primary Direct Listings Speaker: Commissioner Allison Herren Lee
Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:December 2020 Date: Title: Statement on the Proposed Amendment to Rule 144 Speaker: Commissioner Elad L. Roisman
Type:Statement
Published date grouping:December 2020 Date: Title: Statement on NYSE Primary Direct Listing Proposal Speaker: Commissioner Elad L. Roisman
Type:Statement
Published date grouping:December 2020 Date: Title: Statement on the Investment Adviser Marketing Final Rule Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:December 2020 Date: Title: Statement on the New Marketing Rule for Investment Advisers Speaker: Commissioner Elad L. Roisman
Type:Statement
Published date grouping:December 2020 Date: Title: Investment Adviser Marketing - Past Proposals are Not Necessarily Indicative of Future Adoptions Speaker: Commissioner Allison Herren Lee
Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:December 2020 Date: Title: Statement on the Fixed Income Market Structure Advisory Committee Speaker: Chairman Jay Clayton
Type:Statement
Published date grouping:December 2020 Date: Title: Statement on Recent and Upcoming Regulation Best Interest Examinations from the SEC Division of Examinations Speaker:

Division of Examinations Staff

 Type:Statement
Published date grouping:December 2020 Date: Title: Statement after the Enactment of the Holding Foreign Companies Accountable Act Speaker: Chairman Jay Clayton
Type:Statement
Published date grouping:December 2020 Date: Title: Statement on the Renaming of the Office of Compliance Inspections and Examinations to the Division of Examinations Speaker: Chairman Jay Clayton
Commissioner Hester M. Peirce
Commissioner Elad L. Roisman
Commissioner Allison Herren Lee
Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:December 2020 Date: Title: Consolidated Audit Trail: Focus on Effective Implementation Puts CAT on Track Speaker: Chairman Jay Clayton
Type:Statement
Published date grouping:December 2020 Date: Title: Statement on Adoption of Resource Extraction Disclosure Rules Speaker: Chairman Jay Clayton
Type:Statement
Published date grouping:December 2020 Date: Title: Statement at Open Meeting on Disclosure of Payments by Resource Extraction Issuers Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:December 2020 Date: Title: Statement at Open Meeting on Disclosure of Payments by Resource Extraction Issuers Speaker: Commissioner Elad L. Roisman
Type:Statement
Published date grouping:December 2020 Date: Title: Statement on Rules Governing the Disclosure of Payments by Resource Extraction Issuers Speaker: Commissioner Allison Herren Lee
Type:Statement
Published date grouping:December 2020 Date: Title: Statement on Resource Extraction Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:December 2020 Date: Title: Statement of Dissent from the Commission’s Order Approving the Financial Industry Regulatory Authority’s Proposed Rule Change, as Modified by Amendment No. 1, to Address Brokers with a Significant History of Misconduct Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:December 2020 Date: Title: Statement on the Departure of Director Stephanie Avakian Speaker: Commissioner Elad L. Roisman
Type:Statement
Published date grouping:December 2020 Date: Title: Remarks to The Federalist Society’s Capital Conversations: A Teleforum Series Speaker: Commissioner Hester M. Peirce
Type:Speech
Published date grouping:December 2020 Date: Title: Statement on Adoption of Market Data Infrastructure Rules under Regulation NMS Speaker: Chairman Jay Clayton
Type:Statement
Published date grouping:December 2020 Date: Title: Market Data Infrastructure: Open Meeting Statement Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:December 2020 Date: Title: Statement at Open Commission Meeting to Adopt Market Data Infrastructure Rules under Regulation NMS Speaker: Commissioner Elad L. Roisman
Type:Statement
Published date grouping:December 2020 Date: Title: Roadwork Ahead: Upgrading Market Data Infrastructure Speaker: Commissioner Allison Herren Lee
Type:Statement
Published date grouping:December 2020 Date: Title: Statement on Market Data Infrastructure Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:December 2020 Date: Title: Statement on Bob Stebbins Concluding His Tenure at SEC Speaker: Chairman Jay Clayton
Type:Statement
Published date grouping:December 2020 Date: Title: Statement on OCA’s Focus on High-Quality Financial Reporting During an Unusual Year and a Discussion of our Upcoming Priorities Speaker: Sagar Teotia, Chief Accountant
Type:Speech
Published date grouping:December 2020 Date: Title: Remarks before the 2020 AICPA Conference on Current SEC and PCAOB Developments Speaker: Kevin Cherrstrom, Professional Accounting Fellow, Office of the Chief Accountant
Type:Speech
Published date grouping:December 2020 Date: Title: Remarks before the 2020 AICPA Conference on Current SEC and PCAOB Developments Speaker: Geoff Griffin, Professional Accounting Fellow, Office of the Chief Accountant
Type:Speech
Published date grouping:December 2020 Date: Title: Remarks before the 2020 AICPA Conference on Current SEC and PCAOB Developments Speaker: Jeffery Joseph, Professional Accounting Fellow, Office of the Chief Accountant
Type:Speech
Published date grouping:December 2020 Date: Title: Remarks before the 2020 AICPA Conference on Current SEC and PCAOB Developments Speaker: Sheena Lam, Professional Accounting Fellow, Office of the Chief Accountant
Type:Speech
Published date grouping:December 2020 Date: Title: Remarks before the 2020 AICPA Conference on Current SEC and PCAOB Developments Speaker: Jeffrey Nick, Professional Accounting Fellow, Office of the Chief Accountant
Type:Speech
Published date grouping:December 2020 Date: Title: Remarks before the 2020 AICPA Conference on Current SEC and PCAOB Developments Speaker: Jillian Pearce, Professional Accounting Fellow, Office of the Chief Accountant
Type:Speech
Published date grouping:December 2020 Date: Title: Remarks before the 2020 AICPA Conference on Current SEC and PCAOB Developments Speaker: Damon Romano, Professional Accounting Fellow, Office of the Chief Accountant
Type:Speech
Published date grouping:December 2020 Date: Title: Statement on the Departure of Bill Hinman Speaker: Chairman Jay Clayton
Commissioner Hester M. Peirce
Commissioner Elad L. Roisman
Commissioner Allison Herren Lee
Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:December 2020 Date: Title: Statement at FSOC Open Meeting Speaker: Chairman Jay Clayton
Type:Statement
Published date grouping:December 2020 Date: Title: Statement on Good Faith Determinations of Fair Value under the Investment Company Act of 1940 Final Rule Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:December 2020 Date: Title: Remarks at Meeting of SEC Investor Advisory Committee Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:December 2020 Date: Title: Opening Remarks at the December 1, 2020 Meeting of the Asset Management Advisory Committee Speaker: Chairman Jay Clayton
Type:Statement
Published date grouping:December 2020 Date: Title: Opening remarks at the December 1, 2020 Meeting of the Asset Management Advisory Committee Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:December 2020 Date: Title: Statement at the Meeting of the Asset Management Advisory Committee Speaker: Commissioner Elad L. Roisman
Type:Statement
Published date grouping:December 2020 Date: Title: Remarks at the December 1, 2020 Meeting of the Asset Management Advisory Committee Speaker: Dalia Blass, Director, Division of Investment Management
Type:Statement
Published date grouping:November 2020 Date: Title: Statement on Developments Related to the LIBOR Transition Speaker: Chairman Jay Clayton
Type:Statement
Published date grouping:November 2020 Date: Title: Statement on Third Meeting with Audit Firm Representatives Regarding Audit Quality in Emerging Markets and Recent Developments Speaker:

SEC Chairman Jay Clayton
SEC Chief Accountant Sagar Teotia
PCAOB Chairman William D. Duhnke III

 Type:Statement
Published date grouping:November 2020 Date: Title: Statement on Proposed Temporary Rules to Include Certain “Platform Workers” in Compensatory Offerings under Rule 701 and Form S-8 Speaker: Commissioner Hester M. Peirce
Commissioner Elad L. Roisman
Type:Statement
Published date grouping:November 2020 Date: Title: Joint Statement on the Proposal to Facilitate Non-Cash Compensation for Certain Gig Workers Speaker: Commissioner Allison Herren Lee
Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:November 2020 Date: Title: Joint Statement on Amendments to Regulation S-K: Management’s Discussion and Analysis, Selected Financial Data, and Supplementary Financial Information Speaker: Commissioner Allison Herren Lee
Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:November 2020 Date: Title: Putting Principles into Practice, the SEC from 2017-2020
Remarks to the Economic Club of New York 		Speaker: Chairman Jay Clayton
Type:Speech
Published date grouping:November 2020 Date: Title: The Role of the CCO – Empowered, Senior and With Authority Speaker: Peter Driscoll, Director, Office of Compliance Inspections and Examinations
Type:Speech
Published date grouping:November 2020 Date: Title: The Regulation of Corporation Finance – A Principles-Based Approach Speaker: William Hinman, Director, Division of Corporation Finance
Type:Speech
Published date grouping:November 2020 Date: Title: The Promise of Structured Data: True Modernization of Disclosure Effectiveness Speaker: Commissioner Allison Herren Lee
Type:Speech
Published date grouping:November 2020 Date: Title: Testimony on “Oversight of the Securities and Exchange Commission” Speaker: Chairman Jay Clayton
Type:Testimony
Published date grouping:November 2020 Date: Title: Statement on Departure of Chairman Jay Clayton Speaker: Commissioner Allison Herren Lee
Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:November 2020 Date: Title: Statement on Recent Enforcement Matters Involving “VIX-Related” and Other Complex Exchange Traded Products (ETPs) from the SEC Office of Compliance Inspections and Examinations Speaker:

Office of Compliance Inspections and Examinations Staff

 Type:Statement
Published date grouping:November 2020 Date: Title: Statement of Commissioners Hester M. Peirce and Elad L. Roisman - Andeavor LLC Speaker: Commissioner Hester M. Peirce
Commissioner Elad L. Roisman
Type:Statement
Published date grouping:November 2020 Date: Title: Statement on Staff Bulletin Related to Risks Associated with Offshore Omnibus Accounts Transacting in “Penny Stocks” and other Low-Priced U.S. Securities Speaker: Chairman Jay Clayton
Type:Statement
Published date grouping:November 2020 Date: Title: Keynote Address: ALI CLE 2020 Conference on Life Insurance Company Products Speaker: Dalia Blass, Director, Division of Investment Management
Type:Speech
Published date grouping:November 2020 Date: Title: Staff Statement on WY Division of Banking’s “NAL on Custody of Digital Assets and Qualified Custodian Status” Speaker:

Division of Investment Management Staff in Consultation with FinHub Staff

 Type:Statement
Published date grouping:November 2020 Date: Title: Remarks: Small Business Capital Formation Advisory Committee Meeting Speaker: Chairman Jay Clayton
Type:Statement
Published date grouping:November 2020 Date: Title: Remarks at Meeting of the SEC Small Business Capital Formation Advisory Committee, Proposed Conditional Exemption for Finders; COVID-19 Updates and Discussion Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:November 2020 Date: Title: Remarks at the November 5, 2020 Meeting of the Asset Management Advisory Committee Speaker: Dalia Blass, Director, Division of Investment Management
Type:Statement
Published date grouping:November 2020 Date: Title: Playing the Long Game: The Intersection of Climate Change Risk and Financial Regulation Speaker: Commissioner Allison Herren Lee
Type:Speech
Published date grouping:November 2020 Date: Title: Opening remarks at the November 5, 2020 Meeting of the Asset Management Advisory Committee Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:November 2020 Date: Title: Opening Remarks at the November 5, 2020 Special Meeting of the Asset Management Advisory Committee Speaker: Chairman Jay Clayton
Type:Statement
Published date grouping:November 2020 Date: Title: Statement on Harmonizing, Simplifying and Improving the Exempt Offering Framework; Benefits to Small and Medium-Sized Business and Their Investors Speaker: Chairman Jay Clayton
Type:Statement
Published date grouping:November 2020 Date: Title: Statement at Open Meeting on Facilitating Capital Formation and Expanding Investment Opportunities by Improving Access to Capital in Private Markets Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:November 2020 Date: Title: Statement at Open Meeting on Facilitating Capital Formation and Expanding Investment Opportunities by Improving Access to Capital in Private Markets Speaker: Commissioner Elad L. Roisman
Type:Statement
Published date grouping:November 2020 Date: Title: Statement on Amendments to the Exempt Offering Framework Speaker: Commissioner Allison Herren Lee
Type:Statement
Published date grouping:November 2020 Date: Title: Statement on Harmonization of Securities Offering Exemptions Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:October 2020 Date: Title: Modernizing the Regulatory Framework for Funds’ Use of Derivatives Speaker: Chairman Jay Clayton
Type:Statement
Published date grouping:October 2020 Date: Title: Opening Statement on Use of Derivatives by Registered Investment Companies and Business Development Companies Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:October 2020 Date: Title: Statement on Regulation of Funds' Use of Derivatives Speaker: Commissioner Elad L. Roisman
Type:Statement
Published date grouping:October 2020 Date: Title: Statement on the Final Rule on Funds' Use of Derivatives Speaker: Commissioner Allison Herren Lee
Type:Statement
Published date grouping:October 2020 Date: Title: Statement on Funds' Use of Derivatives Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:October 2020 Date: Title: Statement on Funds' Use of Derivatives Speaker: Commissioner Caroline A. Crenshaw
Type:Speech
Published date grouping:October 2020 Date: Title: Joint Statement Regarding Complex Financial Products and Retail Investors Speaker:

Chairman Jay Clayton;

Dalia Blass, Director, Division of Investment Management;

William Hinman, Director, Division of Corporation Finance;

Brett Redfearn, Director, Division of Trading and Markets

 Type:Statement
Published date grouping:October 2020 Date: Title: Statement on Tenure of William Hinman as Director of the Division of Corporation Finance Speaker: Chairman Jay Clayton
Type:Statement
Published date grouping:October 2020 Date: Title: Statement at the SEC’s Staff Roundtable on Regulation Best Interest and Form CRS Speaker: Chairman Jay Clayton
Type:Statement
Published date grouping:October 2020 Date: Title: Joint Statement on No-Action Relief for Non-Compliance with the Customer Protection Rule Speaker: Commissioner Allison Herren Lee
Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:October 2020 Date: Title: Statement Regarding Tradenet Capital Markets Ltd. Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:October 2020 Date: Title: Statement at the IDC Conference and Governing Council meeting Speaker: Dalia Blass, Director, Division of Investment Management
Type:Statement
Published date grouping:October 2020 Date: Title: Joint Open Meeting with CFTC - Customer Margin Rules for Security Futures and Request for Comment on Uncleared Swaps and Non-cleared Security-based Swaps Speaker: Chairman Jay Clayton
Type:Statement
Published date grouping:October 2020 Date: Title: CFTC-SEC Joint Meeting Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:October 2020 Date: Title: When the Nail Fails – Remarks before the National Society of Compliance Professionals Speaker: Commissioner Hester M. Peirce
Type:Speech
Published date grouping:October 2020 Date: Title: Promoting an Effective Auditor Independence Framework Speaker: Chairman Jay Clayton
Type:Statement
Published date grouping:October 2020 Date: Title: Who Watches the Watchers?*
Joint Statement on Auditor Independence Amendments 		Speaker: Commissioner Allison Herren Lee
Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:October 2020 Date: Title: Statement on Order Approving a Wireless Fee Schedule Setting Forth Available Wireless Bandwidth Connections and Wireless Market Data Connections Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:October 2020 Date: Title: The Car Talk of Capital Raising Speaker: Martha Miller, Director, Advocate for Small Business Capital Formation
Type:Speech
Published date grouping:October 2020 Date: Title: Volume, Value, and Impact: Remarks by the SEC Ombudsman Speaker: Tracey L. McNeil, Ombudsman
Type:Speech
Published date grouping:October 2020 Date: Title: Joint Statement Regarding New FAQs for Form CRS [1] Speaker: Chairman Jay Clayton
Dalia Blass, Director, Division of Investment Management
Brett Redfearn, Director, Division of Trading and Markets
Type:Statement
Published date grouping:October 2020 Date: Title: Investing in the Public Option: Promoting Growth in Our Public Markets
Remarks at The SEC Speaks in 2020 		Speaker: Commissioner Allison Herren Lee
Type:Speech
Published date grouping:October 2020 Date: Title: Remarks At SEC Speaks 2020 Speaker: Commissioner Elad L. Roisman
Type:Speech
Published date grouping:October 2020 Date: Title: An Update on FY 2020 Results – Remarks at SEC Speaks Speaker: Chairman Jay Clayton
Type:Speech
Published date grouping:October 2020 Date: Title: Open Meeting on Proposed Finders Exemption – Providing Regulatory Clarity to Benefit Small Businesses Speaker: Chairman Jay Clayton
Type:Statement
Published date grouping:October 2020 Date: Title: Statement at Open Meeting on Proposed Exemptive Order for Certain Activities of Finders Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:October 2020 Date: Title: Statement at Open Meeting Considering a Proposed Exemptive Order for Finders Speaker: Commissioner Elad L. Roisman
Type:Statement
Published date grouping:October 2020 Date: Title: Regulating in the Dark: What We Don’t Know About Finders Can Hurt Us Speaker: Commissioner Allison Herren Lee
Type:Statement
Published date grouping:October 2020 Date: Title: Statement on Proposed Exemptive Relief for Finders Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:October 2020 Date: Title: Remarks at Meeting of the Fixed Income Market Structure Advisory Committee Speaker: Chairman Jay Clayton
Type:Statement
Published date grouping:October 2020 Date: Title: Statement of Commissioner Hester M. Peirce - Great Plains Trust Company Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:September 2020 Date: Title: Remarks at U.S. Treasury Market Conference Speaker: Commissioner Elad L. Roisman
Type:Speech
Published date grouping:September 2020 Date: Title: Statement on Measures to Enhance the Fixed Income Markets Speaker: Commissioner Elad L. Roisman
Type:Statement
Published date grouping:September 2020 Date: Title: Keynote Address: Regulating with our Eyes on the Future Speaker: Dalia Blass, Director, Division of Investment Management
Type:Speech
Published date grouping:September 2020 Date: Title: Remarks at the Meeting of the Investor Advisory Committee Speaker: Chairman Jay Clayton
Type:Statement
Published date grouping:September 2020 Date: Title: Modernizing the Shareholder Proposal Framework for the Benefit of All Shareholders Speaker: Chairman Jay Clayton
Type:Statement
Published date grouping:September 2020 Date: Title: Statement on Procedural Requirements and Resubmission Thresholds under Exchange Act Rule 14a-8 Speaker: Commissioner Elad L. Roisman
Type:Statement
Published date grouping:September 2020 Date: Title: Statement at Open Meeting on Procedural Requirements and Resubmission Thresholds under Exchange Act Rule 14a-8 Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:September 2020 Date: Title: Statement on the Amendments to Rule 14a-8 Speaker: Commissioner Allison Herren Lee
Type:Statement
Published date grouping:September 2020 Date: Title: Statement on Procedural Requirements and Resubmission Thresholds under Exchange Act Rule 14a-8 Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:September 2020 Date: Title: Strengthening our Whistleblower Program Speaker: Chairman Jay Clayton
Type:Statement
Published date grouping:September 2020 Date: Title: Amendments to the Commission's Whistleblower Program Rules Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:September 2020 Date: Title: Statement on the Commission’s New and Improved Whistleblower Program Rules Speaker: Commissioner Elad L. Roisman
Type:Statement
Published date grouping:September 2020 Date: Title: June Bug vs. Hurricane:* Whistleblowers Fight Tremendous Odds and Deserve Better Speaker: Commissioner Allison Herren Lee
Type:Statement
Published date grouping:September 2020 Date: Title: Statement of Commissioner Caroline Crenshaw on Whistleblower Program Rule Amendments Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:September 2020 Date: Title: Diversity Matters, Disclosure Works, and the SEC Can Do More: Remarks at the Council of Institutional Investors Fall 2020 Conference Speaker: Commissioner Allison Herren Lee
Type:Speech
Published date grouping:September 2020 Date: Title: SEC FinHub Staff Statement on OCC Interpretation Speaker:

SEC FinHub Staff

 Type:Statement
Published date grouping:September 2020 Date: Title: Commission Statement on the Passing of Justice Ruth Bader Ginsburg Speaker: Chairman Jay Clayton
Commissioner Hester M. Peirce
Commissioner Elad L. Roisman
Commissioner Allison Herren Lee
Commissioner Caroline A. Crenshaw
Type:Statement
Published date grouping:September 2020 Date: Title: Remarks at the 7th Annual Conference on Financial Market Regulation Speaker: Commissioner Hester M. Peirce
Type:Speech
Published date grouping:September 2020 Date: Title: Investor-Focused, Nimble and Vigorous Enforcement at the SEC Speaker: Chairman Jay Clayton
Type:Speech
Published date grouping:September 2020 Date: Title: Protecting Everyday Investors and Preserving Market Integrity: The SEC’s Division of Enforcement Speaker: Stephanie Avakian, Director, Division of Enforcement
Type:Speech
Published date grouping:September 2020 Date: Title: Lucy’s Human: Remarks at Virtual Roundtable on The Role of Asset Management in ESG Investing Hosted By Harvard Law School and the Program on International Financial Systems Speaker: Commissioner Hester M. Peirce
Type:Speech
Published date grouping:September 2020 Date: Title: Statement on the Adoption of Amendments to Exchange Act Rule 15c2-11 Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:September 2020 Date: Title: Statement on Commission Action to Enhance Investor Protections in the OTC Market Speaker: Chairman Jay Clayton
Type:Statement
Published date grouping:September 2020 Date: Title: Statement at the SEC Regulation Think-In 2020 Conference Speaker: Dalia Blass, Director, Division of Investment Management
Type:Statement
Published date grouping:September 2020 Date: Title: Statement on Adoption of Amendments to Rule 15c2-11 Speaker: Commissioner Elad L. Roisman
Type:Statement
Published date grouping:September 2020 Date: Title: Statement at the Meeting of the Asset Management Advisory Committee Speaker: Commissioner Elad L. Roisman
Type:Statement
Published date grouping:September 2020 Date: Title: Opening Remarks at the September 16, 2020 Meeting of the Asset Management Advisory Committee Speaker: Chairman Jay Clayton
Type:Statement
Published date grouping:September 2020 Date: Title: Remarks at the September 16, 2020 Meeting of the Asset Management Advisory Committee Speaker: Dalia Blass, Director, Division of Investment Management
Type:Statement
Published date grouping:September 2020 Date: Title: Statement on SEC Settlement Charging Token Issuer with Violation of Registration Provisions of the Securities Act of 1933 Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:September 2020 Date: Title: Testimony before the Subcommittee on Diversity and Inclusion, Committee on Financial Services Speaker: Pamela Gibbs, Director, Office of Minority and Women Inclusion
Type:Testimony
Published date grouping:August 2020 Date: Title: Markets, Morality, and Mobsters: Remarks at the 18th Annual Corporate Governance Conference Speaker: Commissioner Hester M. Peirce
Type:Speech
Published date grouping:August 2020 Date: Title: Modernizing the Framework for Business, Legal Proceedings and Risk Factor Disclosures Speaker: Chairman Jay Clayton
Type:Statement
Published date grouping:August 2020 Date: Title: Statement at Open Meeting on Modernization of Regulation S-K 101, 103, and 105 Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:August 2020 Date: Title: Opening Remarks at the Open Commission Meeting to Adopt Amendments to Items 101, 103, and 105 of Regulation S-K Speaker: Commissioner Elad L. Roisman
Type:Statement
Published date grouping:August 2020 Date: Title: Regulation S-K and ESG Disclosures: An Unsustainable Silence Speaker: Commissioner Allison Herren Lee
Type:Statement
Published date grouping:August 2020 Date: Title: Statement on the “Modernization” of Regulation S-K Items 101, 103, and 105 Speaker:

Commissioner Caroline Crenshaw

 Type:Statement
Published date grouping:August 2020 Date: Title: Statement on Modernization of the Accredited Investor Definition Speaker: Chairman Jay Clayton
Type:Statement
Published date grouping:August 2020 Date: Title: Statement on Amending the “Accredited Investor” Definition Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:August 2020 Date: Title: Commissioner Roisman Statement on Amending the “Accredited Investor” Definition Speaker: Commissioner Elad L. Roisman
Type:Statement
Published date grouping:August 2020 Date: Title: Joint Statement on the Failure to Modernize the Accredited Investor Definition Speaker:

Commissioners Allison Herren Lee and Caroline Crenshaw

 Type:Statement
Published date grouping:August 2020 Date: Title: Update on the Consolidated Audit Trail: Data Security and Implementation Progress Speaker: Chairman Jay Clayton
Brett Redfearn, Director, Division of Trading and Markets
Manisha Kimmel, Senior Policy Advisor, Regulatory Reporting
Type:Statement
Published date grouping:August 2020 Date: Title: Statement on Proposed Amendments to the National Market System Plan Governing the Consolidated Audit Trail to Enhance Data Security Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:August 2020 Date: Title: Statement on SEC Response to the Report of the President’s Working Group on Financial Markets Speaker: Chairman Jay Clayton
William Hinman, Director, Division of Corporation Finance
Dalia Blass, Director, Division of Investment Management
Brett Redfearn, Director, Division of Trading and Markets
Raquel Fox, Director, Office of International Affairs
Sagar Teotia, Chief Accountant
Type:Statement
Published date grouping:August 2020 Date: Title: Statement on Senate Confirmations of Hester M. Peirce and Caroline A. Crenshaw Speaker: Chairman Jay Clayton
Commissioner Elad L. Roisman
Commissioner Allison Herren Lee
Type:Statement
Published date grouping:August 2020 Date: Title: Transparency for our Investors and at the Commission Speaker: Chairman Jay Clayton
Type:Statement
Published date grouping:August 2020 Date: Title: Statement at Open Meeting on Publication of Procedures for Nominating Candidates for Appointment to the Investor Advisory Committee Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:August 2020 Date: Title: Statement on Publication on the Commission’s Website of Procedures for Nominating Candidates for Appointment to the Investor Advisory Committee Speaker: Commissioner Elad L. Roisman
Type:Statement
Published date grouping:August 2020 Date: Title: Statement on the Investor Advisory Committee Nominating Process Speaker: Commissioner Allison Herren Lee
Type:Statement
Published date grouping:August 2020 Date: Title: Statement on Tailored Shareholder Reports Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:August 2020 Date: Title: Statement on Proposal to Improve Information Available to Fund Investors Speaker: Commissioner Elad L. Roisman
Type:Statement
Published date grouping:August 2020 Date: Title: Statement on Proposed Summary Shareholder Report Speaker: Commissioner Allison Herren Lee
Type:Statement
Published date grouping:August 2020 Date: Title: Opening Remarks: Small Business Capital Formation Advisory Committee Meeting Speaker: Chairman Jay Clayton
Type:Statement
Published date grouping:August 2020 Date: Title: Opening Remarks at the Small Business Capital Formation Advisory Committee Meeting Speaker: Commissioner Elad L. Roisman
Type:Statement
Published date grouping:August 2020 Date: Title: Remarks at Meeting of the SEC Small Business Capital Formation Advisory Committee Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:August 2020 Date: Title: Remarks to the Small Business Capital Formation Advisory Committee Speaker: Commissioner Allison Herren Lee
Type:Statement
Published date grouping:July 2020 Date: Title: Speech: PLI Investment Management Institute Speaker: Dalia Blass, Director, Division of Investment Management
Type:Speech
Published date grouping:July 2020 Date: Title: Statement Regarding SEC Ongoing Efforts to Protect Teachers’ Retirement Savings Speaker: Chairman Jay Clayton
Type:Statement
Published date grouping:July 2020 Date: Title: Statement by the Staff Standards of Conduct Implementation Committee Regarding New Form CRS Disclosures Speaker:

Staff Standards of Conduct Implementation Committee

 Type:Statement
Published date grouping:July 2020 Date: Title: Proxy Voting—Reaffirming and Modernizing the Core Principles of Fiduciary Duty and Transparency to Provide for Better Alignment of Interest Between Main Street Investors and the Market Professionals Who Invest and Vote on Their Behalf Speaker: Chairman Jay Clayton
Type:Statement
Published date grouping:July 2020 Date: Title: Open Meeting to Adopt Amendments to the Proxy Solicitation Rules Speaker: Commissioner Elad L. Roisman
Type:Statement
Published date grouping:July 2020 Date: Title: Statement at Open Meeting on Exemptions from the Proxy Rules for Proxy Voting Advice and Supplement to Commission Guidance Regarding Proxy Voting Responsibilities of Investment Advisers Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:July 2020 Date: Title: Paying More For Less: Higher Costs for Shareholders, Less Accountability for Management Speaker: Commissioner Allison Herren Lee
Type:Statement
Published date grouping:July 2020 Date: Title: Not Braking and Breaking Speaker: Commissioner Hester M. Peirce
Type:Speech
Published date grouping:July 2020 Date: Title: Remarks at the Special Meeting of the Asset Management Advisory Committee Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:July 2020 Date: Title: Statement at the Meeting of the Asset Management Advisory Committee Speaker: Commissioner Elad L. Roisman
Type:Statement
Published date grouping:July 2020 Date: Title: Remarks at the Special Meeting of the Asset Management Advisory Committee Speaker: Chairman Jay Clayton
Type:Statement
Published date grouping:July 2020 Date: Title: Opening Remarks at the Meeting of the Asset Management Advisory Committee Speaker: Dalia Blass, Director, Division of Investment Management
Type:Statement
Published date grouping:July 2020 Date: Title: Credit Ratings, Procyclicality and Related Financial Stability Issues: Select Observations Speaker:

COVID-19 Market Monitoring Group*

 Type:Statement
Published date grouping:July 2020 Date: Title: Remarks to the Financial Stability Oversight Council Speaker: Chairman Jay Clayton
Type:Statement
Published date grouping:July 2020 Date: Title: Statement on the Proposal to Substantially Reduce 13F Reporting Speaker: Commissioner Allison Herren Lee
Type:Statement
Published date grouping:July 2020 Date: Title: Statement at the SEC’s Emerging Markets Roundtable Speaker: Chairman Jay Clayton
Type:Statement
Published date grouping:July 2020 Date: Title: Remarks at the Emerging Markets Roundtable Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:July 2020 Date: Title: Opening Remarks at the Emerging Markets Roundtable Speaker: Commissioner Elad L. Roisman
Type:Statement
Published date grouping:July 2020 Date: Title: Keynote Speech at the Society for Corporate Governance National Conference Speaker: Commissioner Elad L. Roisman
Type:Speech
Published date grouping:June 2020 Date: Title: Statement on the Department of Labor’s Investment Advice Proposal Speaker: Chairman Jay Clayton
Type:Statement
Published date grouping:June 2020 Date: Title: An Update on the Commission’s Targeted Regulatory Relief to Assist Market Participants Affected by COVID-19 and Ensure the Orderly Function of our Markets Speaker: Chairman Jay Clayton
William Hinman, Director, Division of Corporation Finance
Dalia Blass, Director, Division of Investment Management
Brett Redfearn, Director, Division of Trading and Markets
Type:Statement
Published date grouping:June 2020 Date: Title: Testimony before the Investor Protection, Entrepreneurship, and Capital Markets Subcommittee, U.S. House Committee on Financial Services Speaker: Chairman Jay Clayton
Type:Testimony
Published date grouping:June 2020 Date: Title: Statement on Amendments to the Volcker Rule “Covered Fund” Provisions Speaker: Commissioner Hester M. Peirce
Commissioner Elad L. Roisman
Type:Statement
Published date grouping:June 2020 Date: Title: Statement of Commissioner Allison Herren Lee on the Final Rules Continuing the Repeal of Volcker Speaker: Commissioner Allison Herren Lee
Type:Statement
Published date grouping:June 2020 Date: Title: Statement on Commencement of Appointment Process for the 2020-2025 PCAOB Board Seat Speaker:

Sagar Teotia, Chief Accountant

 Type:Statement
Published date grouping:June 2020 Date: Title: Statement on the Continued Importance of High-Quality Financial Reporting for Investors in Light of COVID-19 Speaker: Sagar Teotia, Chief Accountant
Type:Statement
Published date grouping:June 2020 Date: Title: Modernizing U.S. Equity Market Structure Speaker: Chairman Jay Clayton
Brett Redfearn, Director, Division of Trading and Markets
Type:Speech
Published date grouping:June 2020 Date: Title: Remarks to the Annual Government-Business Forum on Small Business Capital Formation Speaker: Chairman Jay Clayton
Type:Statement
Published date grouping:June 2020 Date: Title: Remarks at the Virtual Small Business Forum Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:June 2020 Date: Title: Remarks at the Annual Government-Business Forum on Small Business Capital Formation Speaker: Commissioner Elad L. Roisman
Type:Statement
Published date grouping:June 2020 Date: Title: Remarks at the 39th Annual Government-Business Forum on Small Business Capital Formation Speaker: Commissioner Allison Herren Lee
Type:Statement
Published date grouping:June 2020 Date: Title: Welcome Remarks at the SEC’s 39th Annual Small Business Forum Speaker: Martha Miller, Director, Advocate for Small Business Capital Formation
Type:Statement
Published date grouping:June 2020 Date: Title: Statement on the Passing of Martin P. Dunn Speaker:

William H. Hinman, Director, Division of Corporation Finance
Shelley E. Parratt, Deputy Director, Division of Corporation Finance

 Type:Statement
Published date grouping:June 2020 Date: Title: Remarks at the 2020 Municipal Securities Disclosure Conference Speaker: Chairman Jay Clayton
Type:Statement
Published date grouping:June 2020 Date: Title: Introductory Remarks: Municipal Securities Disclosure Conference Speaker: Commissioner Hester M. Peirce
Type:Statement
Published date grouping:June 2020 Date: Title: Opening Remarks at Spotlight on Transparency: A Discussion of Secondary Market Municipal Securities Disclosure Practices Speaker: Commissioner Elad L. Roisman
Type:Statement
Published date grouping:June 2020 Date: Title: Opening Remarks at 2020 Municipal Securities Disclosure Conference Speaker: Rebecca Olsen, Director, Office of Municipal Securities
Type:Statement
Published date grouping:June 2020 Date: Title: Confirmation of June 30 Compliance Date for Regulation Best Interest and Form CRS Speaker: Chairman Jay Clayton
Type:Statement
Published date grouping:June 2020 Date: Title: Statement on the Tenure of Andrew Olmem Speaker: Chairman Jay Clayton
Type:Statement
Published date grouping:June 2020 Date: Title: Remarks at Meeting of the Fixed Income Market Structure Advisory Committee Speaker: Chairman Jay Clayton
Type:Statement
Published date grouping:June 2020 Date: Title: Op