Division of Investment Management

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The work of the Division of Investment Management touches the lives of Main Street investors. We oversee mutual funds and other investment products and services that investors may use to help them buy a home, send kids to college, or prepare for retirement.
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Recent News

Money Market Fund Statistics, April 2019 (PDF)
May 21, 2019
Staff Letter (No-Action relief under Sections 5(b) and 6(b) of the Securities Act of 1933 and Rule 486(b) thereunder)
April 26, 2019
Money Market Fund Statistics, March 2019 (PDF)
April 22, 2019

Engaging on Fund Innovation and Cryptocurrency-related Holdings

SEC Announces Measures to Facilitate Cross-Border Implementation of the European Union's MiFID II's Research Provisions

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Dalia Blass, Director, Investment Management

Contact the Office
202-551-6720

Modified: Feb. 8, 2019

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