The work of the Division of Investment Management touches the lives of Main Street investors. We oversee mutual funds and other investment products and services that investors may use to help them buy a home, send kids to college, or prepare for retirement.
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Please send questions to the Commission’s inter-Divisional Standards of Conduct Implementation Committee at IABDQuestions@sec.gov.
Engaging on Fund Innovation and Cryptocurrency-related Holdings
Engaging on Non-DVP Custodial Practices and Digital Assets
SEC Announces Measures to Facilitate Cross-Border Implementation of the European Union's MiFID II's Research Provisions
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