Division of Investment Management

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The work of the Division of Investment Management touches the lives of Main Street investors. We oversee mutual funds and other investment products and services that investors may use to help them buy a home, send kids to college, or prepare for retirement.
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Recent News

Keynote Address: ICI Mutual Funds and Investment Management Conference
March 18, 2019
IM No Action Letters (Regulation S-X Rule 3-13 Relief for Certain Non-Variable Insurance Products)
March 18, 2019
Engaging on Non-DVP Custodial Practices and Digital Assets
March 12, 2019

Engaging on Fund Innovation and Cryptocurrency-related Holdings

SEC Announces Measures to Facilitate Cross-Border Implementation of the European Union's MiFID II's Research Provisions

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Dalia Blass, Director, Investment Management

Contact the Office
202-551-6720

Modified: Feb. 8, 2019

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