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Oct. 12, 2017

Information for Prospective Receivers

In both settled and litigated cases, the Division of Enforcement makes recommendations to the courts regarding persons to assist the court in a variety of capacities, including as receivers to take control of, marshal, maintain, and/or distribute assets; or to operate businesses. If you are interested in being considered for a position as a receiver in an SEC enforcement action pending in a federal district court, please complete this application.

Information Regarding Receiverships

The following are Receiverships in SEC Enforcement cases for which web pages have been created by SEC staff. It may not be a complete list of Receiverships in SEC Enforcement matters. If you have a question about a receivership that does not have a webpage, please contact the SEC staff listed on the matter's court docket. To ask a question or report a problem concerning your investments, your investment account, or a financial professional, submit an inquiry online or call the SEC's toll-free investor assistance line at 1-800-SEC-0330.

To search list of actions,
please enter name of party or other term in case name:

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