Information for Harmed Investors

This page contains information for harmed investors about certain SEC enforcement actions. In some of these actions, funds have been paid by defendants or respondents to satisfy a judgment and the SEC, in its discretion, may seek to distribute these funds for the benefit of harmed investors. Some of the distributions in these cases are administered by the SEC staff, and in other cases, a Receiver or third-party Fund Administrator has been appointed by the Commission or court to administer the distribution. For more information regarding a certain SEC Enforcement action, please see the list of cases below.

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Archive of Investors Claims Funds Notices