Administrative Proceedings
The list below provides links to notices and orders concerning the institution and/or settlement of administrative proceedings. The list is arranged by notice or order date.
The following link allows you to view a compilation of significant pleadings, orders and decisions for a particular administrative proceeding. These documents are arranged by file number or case name: Administrative Proceedings - Pleadings, Orders, and Decisions
Fourth Quarter | Third Quarter | Second Quarter | First Quarter
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Release No. | Date | Respondents |
---|---|---|
First Quarter | ||
34-90938 | Jan. 15, 2021 | Wireline, Inc. |
33-10920 | Jan. 15, 2021 | Wireline, Inc.
See also: Administrative Summary |
34-90924 | Jan. 14, 2021 | Fortress Investment Management, LLC, William M. Malloy, III
See also: Distribution Plan |
IA-5670 | Jan. 14, 2021 | Advanced Practice Advisors, LLC and Paul C. Spitzer
See also: Administrative Summary |
34-90921 | Jan. 14, 2021 | Daniel J. Merriman |
34-90920 | Jan. 14, 2021 | Thomas J. Robbins |
34-90902 | Jan. 11, 2021 | Kerry L. Hoffman (Corrected)
Other Release No.: IA-5666 |
34-90898 | Jan. 11, 2021 | Wells Fargo & Company
See also: Distribution Plan |
34-90875 | Jan. 8, 2021 | Deutsche Bank AG
Other Release No.: AAER-4201 See also: Administrative Summary |
IA-5663 | Jan. 6, 2021 | Michelle Morton |
34-90854 | Jan. 5, 2021 | Trans-Pacific Aerospace Company, Inc. and Vertical Computer Systems, Inc. |
34-90848 | Jan. 5, 2021 | Barry F. Connell
Other Release No.: IA-5661 |
34-90846 | Jan. 4, 2021 | Thomas Rose, David Leeman and David Featherstone
Other Release Nos.: IA-5660, IC-34162 |
34-90842 | Jan. 4, 2021 | Eugene Terracciano
Other Release Nos.: IA-5659, IC-34160 |
34-90840 | Jan. 4, 2021 | Can-Cal Resources Ltd. |
34-90845 | Jan. 4, 2021 | Scott W. Beynon (Corrected) |
34-90844 | Jan. 4, 2021 | Christopher J. Ashby |
34-90843 | Jan. 4, 2021 | Jordan S. Nelson (Corrected) |