This page provides a schedule of the upcoming meetings of the Commission, public appearances of senior SEC officials, and other events. Contact information is provided for additional information. Please note that all events are subject to change.
All times appearing below are listed in Eastern Time unless otherwise noted.
SEC Meetings and Other Events
All SEC open meetings and many other public events are webcast. A hyperlink to the webcast will be posted to SEC.gov shortly before the start of a meeting. Captioning is provided for these webcasts. Reasonable accommodations for persons with disabilities attending an event in person can be arranged by submitting a request to DisabilityProgramOfficer@SEC.gov at least three business days in advance.
SEC closed meetings are not open to the public.
The Division of Economic and Risk Analysis (DERA) of the U.S. Securities and Exchange Commission and New York University’s Salomon Center are organizing a half-day dialogue on high-frequency trading and liquidity resiliency. In light of the significant changes in the regulatory landscape as well as technological advances, this Dialogue will explore the impact of high-frequency trading and the resiliency of liquidity in financial markets.
U.S. Securities and Exchange Commission
100 F Street, NE
Washington, DC 20549
United States
The Commission staff will host a roundtable on combating retail investor fraud. The roundtable is open to the public and the public is invited to submit written comments. This Sunshine Act notice is being issued because a majority of the Commission may attend the roundtable.
The agenda for the roundtable will focus on the types of fraudulent and manipulative schemes currently targeting retail investors, and enhancing the ability of broker-dealers and others to combat retail investor fraud.
100 F Street, NE
Multi-Purpose Room LL-006
Washington, DC 20549
United States
Office of the Secretary at (202) 551-5400
U.S. Securities and Exchange Commission
100 F Street, NE
Washington, DC 20549
United States
Office of the Secretary at (202) 551-5400.
Webcast note: The live webcast video will appear here about 15 minutes before the start of the event. No registration is necessary for the webcast.
The U.S. Securities and Exchange Commission (SEC) and the Federal Retirement Thrift Investment Board are co-sponsoring a program titled “Your TSP Account – What to Think About When Nearing Retirement or Considering Leaving the Government” on Tuesday, October 2, 2018, 2:00pm-4:00pm EST at the SEC, 100 F Street, NE, Washington, DC 20549 and via live public webcast (and later, an archived webcast). This event is open to all federal employees and members of the uniformed services, and is designed for those who may be considering retiring or leaving federal service.
The program will cover TSP distribution options, withdrawals and roll-outs. Discussion will also cover fees, the common red flags of investment fraud, how to check out a financial professional, and questions to ask when thinking about moving funds from the TSP.
This program is scheduled during World Investor Week. See the SEC’s World Investor Week page.
U.S. Securities and Exchange Commission
100 F Street, NE
Washington, DC 20549
United States
Tom Manganello, ManganelloT@sec.gov for questions about the event only.
Please address all substantive TSP and investment questions to the sources below:
- For questions about your TSP retirement, please go to https://www.tsp.gov/ParticipantSupport/Content/contact/index.html or call TSP's 877-968-3778 ThriftLine to speak to a TSP expert.
- For investment-related questions, go to Investor.gov or call the SEC's 800-732-0330 investor assistance line.
The San Francisco Regional Office will host a summit to highlight issues facing California educators investing in 403(b) and 457(b) supplemental defined contribution retirement plans. The event will feature SEC Investor Advocate Rick Fleming as the keynote speaker and Office of Investor Education and Advocacy Director Lori Schock as a panelist. See full agenda.
CalSTRS
100 Waterfront Place
West Sacramento, CA 95605
United States
SEC Office of Public Affairs, 202-551-4120
Public Appearances by Officials
Commissioner Hester Pierce will give the keynote address at California State University Fullerton, Center for Corporate Reporting and Governance’s 17th Annual SEC “Hot Topics” Conference.
Hotel Irvine
17900 Jamboree Road
Irvine, CA 92614
United States
657-278-4414