Litigation Releases

The list below provides links to litigation releases concerning civil lawsuits brought by the Commission in federal court.

Second Quarter |  First Quarter

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Release No. Date Respondents
Second Quarter
LR-25073 Apr. 19, 2021 Spot Tech House, Ltd., formerly known as Spot Option, Ltd., Malhaz Pinhas Patarkazishvili and Ran Amiran
See also: SEC Complaint
LR-25072 Apr. 19, 2021 Morrie Tobin et al.
LR-25071 Apr. 15, 2021 Lev Parnas and David Correia
LR-25070 Apr. 15, 2021 Martin Silver
LR-25069 Apr. 13, 2021 Hughe Duwayne Graham, Donald Howard, Larry Louis Matyas
See also: SEC Complaint
LR-25068 Apr. 8, 2021 Clarence Dean Alford
See also: Final Judgment
LR-25067 Apr. 8, 2021 Zachary J. Horwitz, et al.
See also: SEC Complaint
LR-25066 Apr. 7, 2021 William C. Skelley and Sohin S. Shah, Defendants
See also: SEC Complaint
LR-25065 Apr. 6, 2021 Martin Shkreli, et al.
See also: SEC Complaint
Final Judgment
LR-25064 Apr. 1, 2021 Richard J. Randolph, III, Civ. Action
See also: SEC Complaint
LR-25063 Apr. 1, 2021 George S. Blankenbaker, et al.
See also: SEC Complaint
First Quarter
LR-25062 Mar. 30, 2021 Kevin R. Kuhnash and Jason P. Jimerson
LR-25061 Mar. 30, 2021 Douglas E. Elstun
See also: SEC Complaint
LR-25060 Mar. 29, 2021 LBRY, Inc.
See also: SEC Complaint
LR-25059 Mar. 23, 2021 Jason P. Wootten, et al.
See also: SEC Complaint
LR-25058 Mar. 22, 2021 MintBroker International Ltd., f/k/a Swiss America Securities, Ltd. and d/b/a SureTrader, and Guy Gentile
See also: SEC Complaint
LR-25057 Mar. 22, 2021 John W. Fisher
See also: SEC Complaint
LR-25056 Mar. 19, 2021 Jessica Richman and Zachary Apte
See also: SEC Complaint
LR-25055 Mar. 19, 2021 Chatfield PCS Ltd. et al.
See also: SEC Complaint
LR-25054 Mar. 19, 2021 Seth P. Levine
See also: SEC Complaint
LR-25053 Mar. 17, 2021 Chris A. Dantin, and Christopher D. Dantin, David P. Ortiz, Andrew L. White
See also: SEC Complaint - Dantin; SEC Complaint - Ortiz; SEC Complaint - White
LR-25052 Mar. 17, 2021 Andrew L. Fassari
See also: SEC Complaint
LR-25051 Mar. 12, 2021 APEG Energy, GP, Paul W. Haarman and Patrick E. Duke
See also: SEC Complaint
LR-25050 Mar. 11, 2021 Kevin R. Kuhnash and Jason P. Jimerson
LR-25049 Mar. 12, 2021 Shamoon Omer Rafiq, a/k/a Shamoon Rafiq, Omer Rafiq, and Omar Rafiq
See also: SEC Complaint
LR-25048 Mar. 11, 2021 Nicholas Kabylafkas
See also: SEC Complaint
LR-25047 Mar. 11, 2021 George Heckler
See also: SEC Complaint
LR-25046 Mar. 11, 2021 Shawn C. Cutting
See also: SEC Complaint
LR-25045 Mar. 5, 2021 AT&T, Inc., et al.
See also: SEC Complaint
LR-25044 Mar. 5, 2021 Craig C. Garrick
See also: SEC Complaint
LR-25043 Mar. 5, 2021 Airborne Wireless Network, et al.
See also: SEC Complaint
LR-25042 Mar. 4, 2021 World Tree Financial, LLC, et al.
See also: Final Judgment
LR-25041 Mar. 2, 2021 Renew Forestry Group, LLC et al.
See also: SEC Complaint
LR-25040 Mar. 2, 2021 EarthSource Minerals International, LLC et al.
See also: SEC Complaint
LR-25039 Mar. 1, 2021 Michael J. Starkweather and Andiamo Corporation
See also: SEC Complaint
LR-25038 Feb. 26, 2021 Christopher Fulco (a/k/a Christian Anthony, Johnathan Stewart, and Michael Barron
LR-25037 Feb. 26, 2021 Bolton Securities Corporation d/b/a Bolton Global Asset Management
See also: Final Judgment
LR-25036 Feb. 24, 2021 Glen A. Stewart
See also: SEC Complaint
LR-25035 Feb. 24, 2021 Bajic et al.
LR-25034 Feb. 24, 2021 Bruce Schoengood, Medifirst Solutions, Inc. and Joshua Tyrell
See also: SEC Complaint
LR-25033 Feb. 22, 2021 James T. Booth
LR-25032 Feb. 17, 2021 Coinseed, Inc. and Delgerdalai Davaasambuu
See also: SEC Complaint
LR-25031 Feb. 17, 2021 Joseph Cimino
See also: SEC Complaint
LR-25030 Feb. 17, 2021 Morningstar Credit Ratings LLC
See also: SEC Complaint
LR-25029 Feb. 11, 2021 Arrayit Corporation and Rene Schena
See also: SEC Complaint
LR-25028 Feb. 10, 2021 David Hu
See also: Judgment - Hu
LR-25027 Feb. 9, 2021 Daniel Dirk Coddington, et al.
See also: SEC Complaint
LR-25026 Feb. 9, 2021 Isaiah L. Goodman
See also: SEC Complaint
LR-25025 Feb. 5, 2021 Stephen Moleski, et al.
See also: SEC Complaint
LR-25024 Feb. 5, 2021 Mark Ahn
See also: SEC Complaint
LR-25023 Feb. 5, 2021 Lev Parnas and David Correia
See also: SEC Complaint
LR-25022 Feb. 3, 2021 CR Intrinsic Investors, et al.
See also: Final Judgment
LR-25021 Feb. 2, 2021 Premier Holding Corporation, Randall Letcavage and Joseph Greenblatt
LR-25020 Feb. 1, 2021 Kristijan Krstic (a/k/a Felix Logan), John DeMarr and Robin Enos
See also: SEC Complaint
LR-25019 Jan. 29, 2021 Revolutionary Concepts, Inc., et al
See also: Final Judgment
LR-25018 Jan. 28, 2021 Viktor Gjonaj
See also: SEC Complaint
LR-25017 Jan. 27, 2021 Vuuzle Media Corp., Ronald Shane Flynn, and Richard Marchitto
See also: SEC Complaint
LR-25016 Jan. 27, 2021 Ivan Ramos
See also: SEC Complaint
LR-25015 Jan. 26, 2021 Peter Baker, et al.
LR-25014 Jan. 21, 2021 Geoffrey Thompson
See also: SEC Complaint
LR-25013 Jan. 21, 2021 William Andrew Stack, Esq.
See also: SEC Complaint
LR-25012 Jan. 19, 2021 Abhi Batra a/k/a Abhimanyu Batra
See also: SEC Complaint
LR-25011 Jan. 19, 2021 Jacob C. Glick
See also: SEC Complaint
LR-25010 Jan. 19, 2021 Michael Sztrom, David Sztrom, and Sztrom Wealth Management, Inc.
See also: SEC Complaint
LR-25009 Jan. 14, 2021 City of Harvey, et al.
LR-25008 Jan. 14, 2021 Thomas V. Conwell and Kerry L. Hoffman
LR-25007 Jan. 12, 2021 Eric C. Malley, et al.
See also: SEC Complaint
LR-25006 Jan. 11, 2021 Justin Robert King, et al.
See also: SEC Complaint
LR-25005 Jan. 8, 2021 ConTXT, Inc, Thomas J. Robbins, Daniel J. Merriman, Mark W. Wiseman, and Clark J. Madsen
See also: SEC Complaint
LR-25004 Jan. 5, 2021 Barry F. Connell
See also: SEC Complaint; Final Judgment