Litigation Releases
The list below provides links to litigation releases concerning civil lawsuits brought by the Commission in federal court.
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| Release No. | Date | Respondents |
|---|---|---|
| First Quarter | ||
| LR-25012 | Jan. 19, 2021 | Abhi Batra a/k/a Abhimanyu Batra
See also: SEC Complaint |
| LR-25011 | Jan. 19, 2021 | Jacob C. Glick
See also: SEC Complaint |
| LR-25010 | Jan. 19, 2021 | Michael Sztrom, David Sztrom, and Sztrom Wealth Management, Inc.
See also: SEC Complaint |
| LR-25009 | Jan. 14, 2021 | City of Harvey, et al. |
| LR-25008 | Jan. 14, 2021 | Thomas V. Conwell and Kerry L. Hoffman |
| LR-25007 | Jan. 12, 2021 | Eric C. Malley, et al.
See also: SEC Complaint |
| LR-25006 | Jan. 11, 2021 | Justin Robert King, et al.
See also: SEC Complaint |
| LR-25005 | Jan. 8, 2021 | ConTXT, Inc, Thomas J. Robbins, Daniel J. Merriman, Mark W. Wiseman, and Clark J. Madsen
See also: SEC Complaint |
| LR-25004 | Jan. 5, 2021 | Barry F. Connell
See also: SEC Complaint; Final Judgment |