Litigation Releases
The list below provides links to litigation releases concerning civil lawsuits brought by the Commission in federal court.
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SEC Litigation Releases RSS Feed
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| Release No. | Date | Respondents |
|---|---|---|
| Second Quarter | ||
| LR-25073 | Apr. 19, 2021 | Spot Tech House, Ltd., formerly known as Spot Option, Ltd., Malhaz Pinhas Patarkazishvili and Ran Amiran
See also: SEC Complaint |
| LR-25072 | Apr. 19, 2021 | Morrie Tobin et al. |
| LR-25071 | Apr. 15, 2021 | Lev Parnas and David Correia |
| LR-25070 | Apr. 15, 2021 | Martin Silver |
| LR-25069 | Apr. 13, 2021 | Hughe Duwayne Graham, Donald Howard, Larry Louis Matyas
See also: SEC Complaint |
| LR-25068 | Apr. 8, 2021 | Clarence Dean Alford
See also: Final Judgment |
| LR-25067 | Apr. 8, 2021 | Zachary J. Horwitz, et al.
See also: SEC Complaint |
| LR-25066 | Apr. 7, 2021 | William C. Skelley and Sohin S. Shah, Defendants
See also: SEC Complaint |
| LR-25065 | Apr. 6, 2021 | Martin Shkreli, et al.
See also: SEC Complaint Final Judgment |
| LR-25064 | Apr. 1, 2021 | Richard J. Randolph, III, Civ. Action
See also: SEC Complaint |
| LR-25063 | Apr. 1, 2021 | George S. Blankenbaker, et al.
See also: SEC Complaint |
| First Quarter | ||
| LR-25062 | Mar. 30, 2021 | Kevin R. Kuhnash and Jason P. Jimerson |
| LR-25061 | Mar. 30, 2021 | Douglas E. Elstun
See also: SEC Complaint |
| LR-25060 | Mar. 29, 2021 | LBRY, Inc.
See also: SEC Complaint |
| LR-25059 | Mar. 23, 2021 | Jason P. Wootten, et al.
See also: SEC Complaint |
| LR-25058 | Mar. 22, 2021 | MintBroker International Ltd., f/k/a Swiss America Securities, Ltd. and d/b/a SureTrader, and Guy Gentile
See also: SEC Complaint |
| LR-25057 | Mar. 22, 2021 | John W. Fisher
See also: SEC Complaint |
| LR-25056 | Mar. 19, 2021 | Jessica Richman and Zachary Apte
See also: SEC Complaint |
| LR-25055 | Mar. 19, 2021 | Chatfield PCS Ltd. et al.
See also: SEC Complaint |
| LR-25054 | Mar. 19, 2021 | Seth P. Levine
See also: SEC Complaint |
| LR-25053 | Mar. 17, 2021 | Chris A. Dantin, and Christopher D. Dantin, David P. Ortiz, Andrew L. White
See also: SEC Complaint - Dantin; SEC Complaint - Ortiz; SEC Complaint - White |
| LR-25052 | Mar. 17, 2021 | Andrew L. Fassari
See also: SEC Complaint |
| LR-25051 | Mar. 12, 2021 | APEG Energy, GP, Paul W. Haarman and Patrick E. Duke
See also: SEC Complaint |
| LR-25050 | Mar. 11, 2021 | Kevin R. Kuhnash and Jason P. Jimerson |
| LR-25049 | Mar. 12, 2021 | Shamoon Omer Rafiq, a/k/a Shamoon Rafiq, Omer Rafiq, and Omar Rafiq
See also: SEC Complaint |
| LR-25048 | Mar. 11, 2021 | Nicholas Kabylafkas
See also: SEC Complaint |
| LR-25047 | Mar. 11, 2021 | George Heckler
See also: SEC Complaint |
| LR-25046 | Mar. 11, 2021 | Shawn C. Cutting
See also: SEC Complaint |
| LR-25045 | Mar. 5, 2021 | AT&T, Inc., et al.
See also: SEC Complaint |
| LR-25044 | Mar. 5, 2021 | Craig C. Garrick
See also: SEC Complaint |
| LR-25043 | Mar. 5, 2021 | Airborne Wireless Network, et al.
See also: SEC Complaint |
| LR-25042 | Mar. 4, 2021 | World Tree Financial, LLC, et al.
See also: Final Judgment |
| LR-25041 | Mar. 2, 2021 | Renew Forestry Group, LLC et al.
See also: SEC Complaint |
| LR-25040 | Mar. 2, 2021 | EarthSource Minerals International, LLC et al.
See also: SEC Complaint |
| LR-25039 | Mar. 1, 2021 | Michael J. Starkweather and Andiamo Corporation
See also: SEC Complaint |
| LR-25038 | Feb. 26, 2021 | Christopher Fulco (a/k/a Christian Anthony, Johnathan Stewart, and Michael Barron |
| LR-25037 | Feb. 26, 2021 | Bolton Securities Corporation d/b/a Bolton Global Asset Management
See also: Final Judgment |
| LR-25036 | Feb. 24, 2021 | Glen A. Stewart
See also: SEC Complaint |
| LR-25035 | Feb. 24, 2021 | Bajic et al. |
| LR-25034 | Feb. 24, 2021 | Bruce Schoengood, Medifirst Solutions, Inc. and Joshua Tyrell
See also: SEC Complaint |
| LR-25033 | Feb. 22, 2021 | James T. Booth |
| LR-25032 | Feb. 17, 2021 | Coinseed, Inc. and Delgerdalai Davaasambuu
See also: SEC Complaint |
| LR-25031 | Feb. 17, 2021 | Joseph Cimino
See also: SEC Complaint |
| LR-25030 | Feb. 17, 2021 | Morningstar Credit Ratings LLC
See also: SEC Complaint |
| LR-25029 | Feb. 11, 2021 | Arrayit Corporation and Rene Schena
See also: SEC Complaint |
| LR-25028 | Feb. 10, 2021 | David Hu
See also: Judgment - Hu |
| LR-25027 | Feb. 9, 2021 | Daniel Dirk Coddington, et al.
See also: SEC Complaint |
| LR-25026 | Feb. 9, 2021 | Isaiah L. Goodman
See also: SEC Complaint |
| LR-25025 | Feb. 5, 2021 | Stephen Moleski, et al.
See also: SEC Complaint |
| LR-25024 | Feb. 5, 2021 | Mark Ahn
See also: SEC Complaint |
| LR-25023 | Feb. 5, 2021 | Lev Parnas and David Correia
See also: SEC Complaint |
| LR-25022 | Feb. 3, 2021 | CR Intrinsic Investors, et al.
See also: Final Judgment |
| LR-25021 | Feb. 2, 2021 | Premier Holding Corporation, Randall Letcavage and Joseph Greenblatt |
| LR-25020 | Feb. 1, 2021 | Kristijan Krstic (a/k/a Felix Logan), John DeMarr and Robin Enos
See also: SEC Complaint |
| LR-25019 | Jan. 29, 2021 | Revolutionary Concepts, Inc., et al
See also: Final Judgment |
| LR-25018 | Jan. 28, 2021 | Viktor Gjonaj
See also: SEC Complaint |
| LR-25017 | Jan. 27, 2021 | Vuuzle Media Corp., Ronald Shane Flynn, and Richard Marchitto
See also: SEC Complaint |
| LR-25016 | Jan. 27, 2021 | Ivan Ramos
See also: SEC Complaint |
| LR-25015 | Jan. 26, 2021 | Peter Baker, et al. |
| LR-25014 | Jan. 21, 2021 | Geoffrey Thompson
See also: SEC Complaint |
| LR-25013 | Jan. 21, 2021 | William Andrew Stack, Esq.
See also: SEC Complaint |
| LR-25012 | Jan. 19, 2021 | Abhi Batra a/k/a Abhimanyu Batra
See also: SEC Complaint |
| LR-25011 | Jan. 19, 2021 | Jacob C. Glick
See also: SEC Complaint |
| LR-25010 | Jan. 19, 2021 | Michael Sztrom, David Sztrom, and Sztrom Wealth Management, Inc.
See also: SEC Complaint |
| LR-25009 | Jan. 14, 2021 | City of Harvey, et al. |
| LR-25008 | Jan. 14, 2021 | Thomas V. Conwell and Kerry L. Hoffman |
| LR-25007 | Jan. 12, 2021 | Eric C. Malley, et al.
See also: SEC Complaint |
| LR-25006 | Jan. 11, 2021 | Justin Robert King, et al.
See also: SEC Complaint |
| LR-25005 | Jan. 8, 2021 | ConTXT, Inc, Thomas J. Robbins, Daniel J. Merriman, Mark W. Wiseman, and Clark J. Madsen
See also: SEC Complaint |
| LR-25004 | Jan. 5, 2021 | Barry F. Connell
See also: SEC Complaint; Final Judgment |