Litigation Releases
The list below provides links to litigation releases concerning civil lawsuits brought by the Commission in federal court.
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| Release No. | Date | Respondents |
|---|---|---|
| First Quarter | ||
| LR-25681 | Mar. 30, 2023 | Sapere Wealth Management, LLC and Scott Trease
See also: SEC Complaint |
| LR-25680 | Mar. 30, 2023 | John Barksdale, et al.
See also: Judgment |
| LR-25679 | Mar. 29, 2023 | Surage Kamal Roshan Perera and Janues Capital Incorporated
See also: SEC Complaint |
| LR-25678 | Mar. 28, 2023 | James K. Couture |
| LR-25677 | Mar. 27, 2023 | Aaron Cain McKnight, et al.
See also: SEC Complaint |
| LR-25676 | Mar. 24, 2023 | Justin Sun et al.
See also: SEC Complaint |
| LR-25675 | Mar. 24, 2023 | American Patriot Brands, Inc., Urban Pharms, LLC, DJ & S Property #1, TSL Distribution, Robert Y. Lee, Brian L. Pallas, and J. Bernard Rice, Defendants, and Puerto Rico One Corporation, Castro Business Enterprises, and Legion Accounting Services, Relief Defendants
See also: SEC Complaint |
| LR-25674 | Mar. 23, 2023 | Scott J. Hollender, Gabriel F. Migliano, Jr. and Frank M. Vecchio)
See also: SEC Complaint |
| LR-25673 | Mar. 23, 2023 | Martin Silver |
| LR-25672 | Mar. 23, 2023 | Darryl M. Cohen
See also: SEC Complaint |
| LR-25671 | Mar. 21, 2023 | Philip R. Jacoby, Jr., et al.
Other Release No.: AAER-4392 See also: Judgment |
| LR-25670 | Mar. 17, 2023 | Ozy Media, Inc. et al.
See also: SEC Complaint |
| LR-25669 | Mar. 17, 2023 | Cutter Financial Group LLC et al.
See also: SEC Complaint |
| LR-25668 | Mar. 15, 2023 | Ho Wan Kwok (a/k/a Miles Guo, Miles Kwok, Wengui Guo and Brother Seven), Kin Ming Je (a/k/a William Je), Mountains of Spices LLC (d/b/a New York Farm), and G Club Operations LLC, Defendants, and Mei Guo, Qiang Guo (a/k/a Mileson Guo), Hing Chi Ngok, and Sin Ting Rong, Relief Defendants
See also: SEC Complaint |
| LR-25667 | Mar. 15, 2023 | Darius Karpavicius, HMC Trading, LLC, and HMC Management
See also: SEC Complaint |
| LR-25666 | Mar. 15, 2023 | Peter D. Krieger
See also: SEC Complaint |
| LR-25665 | Mar. 14, 2023 | Brian Robert Sodi, et al. |
| LR-25664 | Mar. 14, 2023 | John David Gessin et al.
See also: SEC Complaint |
| LR-25663 | Mar. 13, 2023 | Medsis International, Inc. et al. |
| LR-25662 | Mar. 13, 2023 | Evoqua Water Technologies Corp. and Imran Parekh
Other Release No.: AAER-4390 See also: SEC Complaint |
| LR-25661 | Mar. 9, 2023 | Moynes, et al.; |
| LR-25660 | Mar. 9, 2023 | Mahmoud Ali Abdelkader
See also: SEC Complaint |
| LR-25659 | Mar. 8, 2023 | Green United, LLC, Wright W. Thurston, and Kristoffer A. Krohn
See also: SEC Complaint |
| LR-25658 | Mar. 8, 2023 | Terren S. Peizer and Acuitas Group Holdings, LLC
See also: SEC Complaint |
| LR-25657 | Mar. 6, 2023 | BKCoin Management, LLC, et al.
See also: SEC Complaint |
| LR-25656 | Mar. 3, 2023 | Adam S. Kaplan and Daniel E. Kaplan
See also: SEC Complaint |
| LR-25655 | Mar. 2, 2023 | Kevin J. Kane and Sean M. Kane
See also: SEC Complaint |
| LR-25654 | Mar. 1, 2023 | Stephen Keith Woodard, Sr.
See also: SEC Complaint |
| LR-25653 | Mar. 1, 2023 | Ryan R. Riley
See also: SEC Complaint |
| LR-25652 | Feb. 28, 2023 | Nishad Singh
See also: SEC Complaint |
| LR-25651 | Feb. 27, 2023 | Bradley Morgan Holts
See also: SEC Complaint |
| LR-25650 | Feb. 24, 2023 | Energy & Environmental Investments, LLC; Energy & Environment, Inc.; Amir A. Sardari; and Narysa Sardari Luddy
See also: SEC Complaint |
| LR-25649 | Feb. 24, 2023 | Markman Biologics Corp. and Alan Shinderman
See also: SEC Complaint |
| LR-25648 | Feb. 24, 2023 | Michael K. Molen, Enviro Impact Resources, Inc., f/k/a Industry Source Consulting, Seth M. Molen, and Pixel Arcanum
See also: SEC Complaint |
| LR-25647 | Feb. 23, 2023 | James Andrew Stiles, Jr. & Edward Gray Stiles, Jr.
See also: SEC Complaint |
| LR-25646 | Feb. 23, 2023 | Back to Green Mining, LLC, José Jiménez Cruz, and Manuel Portalatin |
| LR-25645 | Feb. 23, 2023 | Kevin A. Van de Grift and Gil Friedman
See also: SEC Complaint |
| LR-25644 | Feb. 21, 2023 | Frederick L. Sharp et al.
See also: Judgment - William T. Kaitz ; Judgment - Graham R. Taylor |
| LR-25643 | Feb. 21, 2023 | HITE Hedge Asset Management LLC et al.
See also: SEC Complaint |
| LR-25642 | Feb. 21, 2023 | Candlestick Capital Management LP et al.
See also: SEC Complaint |
| LR-25641 | Feb. 16, 2023 | Milan Patel
See also: SEC Complaint |
| LR-25640 | Feb. 14, 2023 | Reliable One Resources, Inc., Quantum Filtration, Clyde Cameron Cravey, and Kenneth Wiedrich
See also: SEC Complaint; Partial Judgment. Cravey and Wiedrich; Preliminary Injunction.Reliable and Quantum |
| LR-25639 | Feb. 14, 2023 | Christopher S. Kirchner, et al.
See also: SEC Complaint; |
| LR-25638 | Feb. 13, 2023 | Seong Yeol Lee and Ameritrust Corporation, et al. |
| LR-25637 | Feb. 13, 2023 | Payward Ventures, Inc. (D/B/A Kraken) and Payward Trading, Ltd. (D/B/A Kraken)
See also: SEC Complaint |
| LR-25636 | Feb. 9, 2023 | DiScala et al |
| LR-25635 | Feb. 7, 2023 | Eric J. "EJ" Dalius et al. |
| LR-25634 | Feb. 7, 2023 | GexCrypto Corp. (a/k/a GexCrypto Global Trading Corp.) and Emiliano S. Ryn
See also: SEC Complaint |
| LR-25633 | Feb. 6, 2023 | Joshua W. Coleman
See also: SEC Complaint |
| LR-25632 | Feb. 3, 2023 | Windsor Jones LLC and Anthony Collins
See also: SEC Complaint |
| LR-25631 | Feb. 3, 2023 | Annetta Budhu |
| LR-25630 | Feb. 2, 2023 | John C. Wilson II, et al.
See also: Judgment |
| LR-25629 | Feb. 2, 2023 | Steven J. Susoeff and Steve Susoeff, LLC (dba Meritage Financial Group)
See also: SEC Complaint |
| LR-25628 | Feb. 1, 2023 | John Brian McLane, Jr. and Paul Anthony Nash
See also: SEC Complaint; Judgment - Nash; Judgment - McLane |
| LR-25627 | Feb. 1, 2023 | Seong Yeol Lee and Ameritrust Corporation, et al.
See also: SEC Complaint |
| LR-25626 | Jan. 26, 2023 | Laura, et al.
See also: SEC Complaint |
| LR-25625 | Jan. 24, 2023 | Austin D. Ellison-Meade
See also: SEC Complaint |
| LR-25624 | Jan. 24, 2023 | Jack C. Ridall and Guss Capital, LLC
See also: SEC Complaint |
| LR-25623 | Jan. 23, 2023 | Avraham Eisenberg
See also: SEC Complaint |
| LR-25622 | Jan. 24, 2023 | Anthony B. Liddle
See also: SEC Complaint |
| LR-25621 | Jan. 23, 2023 | Charlie Abujudeh
See also: Judgment |
| LR-25620 | Jan. 20, 2023 | Robert Donald Bruce Genovese, et al.
See also: SEC Complaint |
| LR-25619 | Jan. 20, 2023 | Terrance Reagan and Nathaniel Clay
See also: SEC Complaint |
| LR-25618 | Jan. 19, 2023 | John Mark Marino, Jason "Jai" Johnson, Abraham Borenstein, and Anthony Brown
See also: SEC Complaint |
| LR-25617 | Jan. 19, 2023 | Caroline Ellison and Zixiao "Gary" Wang
See also: SEC Complaint |
| LR-25616 | Jan. 19, 2023 | Samuel Bankman-Fried
See also: SEC Complaint |
| LR-25615 | Jan. 17, 2023 | Todd Zinkwich
See also: Judgment |
| LR-25614 | Jan. 13, 2023 | Gerard R. Hug and Kurt W. Streams |
| LR-25613 | Jan. 12, 2023 | Yossi Engel
See also: SEC Complaint |
| LR-25612 | Jan. 12, 2023 | Covington & Burling LLP
See also: Application |
| LR-25611 | Jan. 11, 2023 | Jason Sugarman
See also: SEC Complaint |
| LR-25610 | Jan. 6, 2023 | Andrew DeFrancesco, Marlio Mauricio Diaz Cardona, Carlos Felipe Rezk, Nikola Faukovic, and Catherine DeFrancesco
See also: SEC Complaint |
| LR-25609 | Jan. 6, 2023 | Reven Holdings, Inc., et al.
See also: SEC Complaint |
| LR-25608 | Jan. 5, 2023 | Neil S. Chandran, Garry J. Davidson, Michael T. Glaspie, Linda C. Knott, Amy S. Mossel, AEO Publishing Inc., Banner Co-Op, Inc., and BannersGo, LLC
See also: SEC Complaint |
| LR-25607 | Jan. 4, 2023 | Michael Liberty et al.
See also: Judgment - Paul Hess |
| LR-25606 | Jan. 4, 2023 | DiScala et al. |
| LR-25605 | Jan. 4, 2023 | Cooper J. Morgenthau
See also: SEC Complaint |
| LR-25604 | Jan. 3, 2023 | Melville Peter ten Cate
See also: SEC Complaint; Judgment |