Litigation Releases

The list below provides links to litigation releases concerning civil lawsuits brought by the Commission in federal court.

First Quarter

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Release No. Date Respondents
First Quarter
LR-25012 Jan. 19, 2021 Abhi Batra a/k/a Abhimanyu Batra
See also: SEC Complaint
LR-25011 Jan. 19, 2021 Jacob C. Glick
See also: SEC Complaint
LR-25010 Jan. 19, 2021 Michael Sztrom, David Sztrom, and Sztrom Wealth Management, Inc.
See also: SEC Complaint
LR-25009 Jan. 14, 2021 City of Harvey, et al.
LR-25008 Jan. 14, 2021 Thomas V. Conwell and Kerry L. Hoffman
LR-25007 Jan. 12, 2021 Eric C. Malley, et al.
See also: SEC Complaint
LR-25006 Jan. 11, 2021 Justin Robert King, et al.
See also: SEC Complaint
LR-25005 Jan. 8, 2021 ConTXT, Inc, Thomas J. Robbins, Daniel J. Merriman, Mark W. Wiseman, and Clark J. Madsen
See also: SEC Complaint
LR-25004 Jan. 5, 2021 Barry F. Connell
See also: SEC Complaint; Final Judgment