Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

Litigation Releases RSS Feed
Date Respondents
Edward O’Donnell; Victor Bozzo
Release No. LR-26334, AAER-4571
See Also: Final Judgment - Edward O’Donnell , Final Judgment - Victor Bozzo
Ongkaruck Sripetch, et al.
Release No. LR-26332
See Also: Final Judgment - ATG Inc. , Final Judgment - Amanda Flores , Final Judgment - Brehnen Knight , Final Judgment - Andrew McAlpine , Final Judgment - Ashmit Patel , Final Judgment - Ongkaruck Sripetch , Final Judgment - Michael Wexler , Final Judgment - Dominic Williams
Benjamin Ballout; Mohamed Zayed
Release No. LR-26331
See Also: Final Judgment - Benjamin Ballout , Final Judgment - Mohamed Zayed , SEC Complaint
John M. Fife, et al.; Auctus Fund Management, LLC, et al.; Curt Kramer, et al.
Release No. LR-26330
See Also: Stipulation of Dismissal - Auctus Fund Management, LLC, et al. , Stipulation of Dismissal - John M. Fife, et al. , Stipulation of Dismissal -Curt Kramer, et al.
Brite Advisors USA, Inc.
Release No. LR-26329
See Also: Final Judgment
Peter Scalise III and The3rdBevco Inc.
Release No. LR-26328
See Also: SEC Complaint
El Capitan Advisors, Inc. and Andrew D. Nash
Release No. LR-26327
See Also: SEC Complaint
Roderick Vanderbilt
Release No. LR-26326
See Also: SEC Complaint
Sergio Damian Lopez
Release No. LR-26325
See Also: SEC Complaint , Final Judgment
Brady Jack Speers; Chatree Thiranon; GHAP, LLC d/b/a Blue Star Texas
Release No. LR-26324
See Also: SEC Complaint , Final Judgment - Brady Jack Speers , Final Judgment - Chatree Thiranon , Final Judgment - GHAP, LLC /b/a Blue Star Texas
NDB, Inc.; Nima Golsharifi
Release No. LR-26323
See Also: Final Judgment - NDB, Inc. , Final Judgment - Nima Golsharifi
Jack Brewer
Release No. LR-26322
See Also: Judgment - Jack Brewer
Medallion Financial Corp., Andrew Murstein, Lawrence Meyers, and Ichabod’s Cranium, Inc.
Release No. LR-26321
See Also: Final Judgment - Lawrence Meyers and Ichabod’s Cranium, Inc. , Final Judgment - Medallion Financial Corp. and Andrew Murstein
James L. Koutoulas
Release No. LR-26320
See Also: Order of Dismissal
David A. Nagler and New Line Capital, LLC
Release No. LR-26319
See Also: SEC Complaint
Vladislav Kliushin
Release No. LR-26318
See Also: SEC Complaint , Final Judgment - Vladislav Kliushin , Executive Grant of Clemency
Kronus Financial Corporation, Finser International Corporation, Andrew H. Jacobus
Release No. LR-26317
See Also: SEC Complaint
Binance Holdings Limited; BAM Trading Services Inc.; BAM Management US Holdings Inc.; Changpeng Zhao
Release No. LR-26316
See Also: Joint Stipulation to Dismissal and Releases
Christopher Aubin; Anchor State Capital LLC, f/k/a Anchor State Investments LLC; Anchor State Properties LLC
Release No. LR-26315
See Also: SEC Complaint
Unicoin, Inc.; Alexander Konanykhin; Maria Silvina Moschini; Alejandro Dominguez; Richard Devlin
Release No. LR-26314
See Also: SEC Complaint
Kautilya (“Tony”) Sharma, Perian Salviola, and Pallas Holdings, LLC
Release No. LR-26313
See Also: Final Judgement - Kautilya Sharma , Final Judgement - Perian Salviola , Final Judgement - Pallas Holdings, LLC
Kenneth Mattson and Relief Defendant KS Mattson Partners LP
Release No. LR-26312
See Also: SEC Complaint
Joel J. Natario; Jefferson Scott Baker
Release No. LR-26311
See Also: SEC Complaint
Adam R. Long, et al.; Tri-Bridge Ventures, LLC et al.; LG Capital Funding, LLC, et al.; River North Equity LLC, et al.
Release No. LR-26310
See Also: Stipulation to Dismiss and Release: Tri-Bridge Ventures, LLC, et al. , Stipulation to Dismiss and Release: Adam R. Long, et al. , Stipulation to Dismiss and Release: River North Equity LLC, et al. (Chavez) , Stipulation to Dismiss and Release: River North Equity LLC, et al. (Liceaga) , Stipulation to Dismiss and Release: LG Capital Funding, LLC, et al.
Jeremy Jordan-Jones
Release No. LR-26309
See Also: SEC Complaint
Elliot Maza; John H. Ford
Release No. LR-26308
See Also: Final Judgement - John H. Ford , Final Judgement - Elliot Maza
Safeguard Metals LLC and Jeffrey Ikahn (f/k/a Jeffrey S. Santulan)
Release No. LR-26307
See Also: Final Judgment - Jeffrey Ikahn , Final Judgment - Safeguard Metals LLC , Prior Litigation Release - LR-25708
Ripple Labs, Inc., Bradley Garlinghouse, and Christian Larsen
Release No. LR-26306
See Also: Settlement Agreement
Joshua Schuster; Schuster Enterprises LLC (d/b/a Silverback)
Release No. LR-26305
See Also: SEC Complaint
Richard T. Kim
Release No. LR-26304
See Also: SEC Complaint
Loral Langemeier and Live Out Loud, Inc.
Release No. LR-26303
See Also: SEC Complaint
Ian Balina
Release No. LR-26302
See Also: Joint Stipulation of Dismissal and Releases
Kenneth W. Alexander II; Robert D. Welsh; and Caedrynn E. Conner
Release No. LR-26301
See Also: SEC Complaint
Derek Taller
Release No. LR-26300
See Also: SEC Complaint
Dragonchain, Inc., Dragonchain Foundation, The Dragon Company, John Joseph Roets
Release No. LR-26299
See Also: Joint Stipulation to Dismiss, and Releases
Jenni Yoon Jeong Lee (a/k/a Jenni Lee Or Yoon Jeong Lee); Evergreen Property Developments LLC
Release No. LR-26298
See Also: SEC Complaint
David A. Spargo; CannaCloud, Inc.; D.A. Spargo & Co. LLC
Release No. LR-26297
See Also: SEC Complaint , Final Judgment - David A. Spargo , Final Judgment - CannaCloud Inc. , Final Judgment -D.A. Spargo & Company LLC
Albert Golusin; Peter Jacobs; John Scuderi
Release No. LR-26296
See Also: SEC Complaint
Biogenic, Inc., et al.
Release No. LR-26294
See Also: SEC Complaint , Final Judgment
Ramil Ventura Palafox
Release No. LR-26295
See Also: SEC Complaint
Daniel J. Motha
Release No. LR-26293
Marshall E. Melton and Integrated Consulting & Management, LLC
Release No. LR-26292
Nova Labs, Inc.
Release No. LR-26291
See Also: SEC Complaint , Final Judgment
GPB Capital Holdings, LLC, et al.
Release No. LR-26290
See Also: SEC Complaint
David J. Feingold; Joseph B. Baldassarra; Steven S. Baldassarra; Broad Street Global Management, LLC; Broad Street Inc.
Release No. LR-26289
See Also: SEC Complaint , Order
Saeid Jaberian
Release No. LR-26288
CLS Global FZC LLC
Release No. LR-26287
David Yow Shang Chiueh; Upright Financial Corp.
Release No. LR-26286
See Also: Amended Complaint
Steve A. Smith, Jr.; Xtreme Fighting Championships, Inc.
Release No. LR-26285
See Also: Final Judgment - Steve A. Smith , Final Judgment - Xtreme Fighting Championships, Inc.
CanaFarma Hemp Products Corp.; Frank Barone; Kirill Chumenko; Igor Palatnik
Release No. LR-26284
See Also: Final Judgment - Frank Barone , Final Judgment - Kirill Chumenko
Milan V. Patel
Release No. LR-26283
See Also: Final Judgment
Alberto Saniger Mantinan, a/k/a Albert Saniger
Release No. LR-26282
See Also: SEC Complaint
Silver Point Capital, L.P.
Release No. LR-26281
See Also: Joint Stipulation to Dismiss
Randall J. Miller; Chad J. Miller; and Jeffrey De Laveaga
Release No. LR-26280
See Also: SEC Complaint
Ivars Auzins
Release No. LR-26279
See Also: Final Judgment - Ivars Auzins
Payward, Inc. and Payward Ventures, Inc. (d/b/a “Kraken”)
Release No. LR-26278
See Also: Joint Stipulation to Dismiss
Consensys Software Inc.
Release No. LR-26277
See Also: Joint Stipulation to Dismiss
Cumberland DRW LLC
Release No. LR-26276
See Also: Joint Stipulation to Dismiss
Dharma Teja Nukarapu; SharkDreams, Inc.; D Dollar, Inc.
Release No. LR-26275
Cambridge Investment Research Advisors, Inc.
Release No. LR-26274
See Also: Final Judgment
Norman V. Meier; Treuhand, Inc.; Windeco Corporation; Texxon Oil Corp.; International Financial Services, Inc.
Release No. LR-26273
Morbex Automation LLC; Adrian Colon; Danilo Monzon; Joshua Smith
Release No. LR-26272
See Also: SEC Complaint
Glen Leibowitz
Release No. LR-26271
See Also: SEC Complaint
David Yow Shang Chiueh; Upright Financial Corp.
Release No. LR-26270
See Also: SEC Complaint
Leon Ali Parvizian a/k/a Alex Parvizian, Arcturus Corporation, and Aschere Energy, LLC
Release No. LR-26269
See Also: Final Judgment
Eamma Safi and Zhi Ge a/k/a Josh Ge
Release No. LR-26268
See Also: SEC Complaint
Jonathan Webb
Release No. LR-26267
See Also: SEC Complaint
Gauntlet Holdings, LLC; Darrell W. Rideaux; Ali Derakhshanfar
Release No. LR-26266
See Also: SEC Complaint
Stefano R. Carchedi; Marie L. Foegh Ramwell; and James G. Cullem
Release No. LR-26265
See Also: SEC Complaint
Ronald Pallek
Release No. LR-26264
See Also: SEC Complaint
Peter Stuart, et al.
Release No. LR-26263
See Also: SEC Complaint
George N. Demos
Release No. LR-26262
See Also: SEC Complaint
Rey D. Acosta
Release No. LR-26261
See Also: SEC Complaint , Final Judgment
Leonard Quartararo
Release No. LR-26260
Justinas Butkus, et al.
Release No. LR-26259
See Also: SEC Complaint
Roger Bendelac and Thomas Capellini
Release No. LR-26258
Sergii “Sergey” Grybniak and Opporty International, Inc.
Release No. LR-26257
See Also: SEC Complaint , Final Judgment
Alan Burak
Release No. LR-26256
See Also: SEC Complaint
Robert Allen Stanford; James Davis; Gilberto Lopez; Stanford International Bank, Ltd.; Stanford Group Company; Stanford Capital Management; Stanford Financial Group Company; The Stanford Financial Group Building, Inc.
Release No. LR-26255
See Also: Memorandum Opinion and Order
Elchonon Schwartz and Nightingale Properties, LLC
Release No. LR-26254
See Also: SEC Complaint
James B. Panther, Jr.
Release No. LR-26253
See Also: SEC Complaint
Thurman P. Bryant, III; Bryant United Capital Funding, Inc.; Arthur F. Wammel; Wammel Group, LLC
Release No. LR-26252
See Also: Final Judgment - Thurman P. Bryant, III , Final Judgment - Arthur F. Wammel , Final Judgment - Bryant United Capital Funding, Inc. and Wammel Group, LLC
Christopher Slaga a/k/a Keith Renko, Q4 Capital Group, LLC, and J4 Capital Advisors LLC
Release No. LR-26251
See Also: Judgment - Christopher Slaga , Judgment - Q4 Capital Group , Judgment - J4 Capital Advisers
Jonathan Wilcox; Jason Boucher; Karen Smith
Release No. LR-26250
See Also: SEC Complaint , Final Judgment - Jason Boucher , Final Judgment - Karen Smith , Final Judgment - Jonathan Wilcox
Phillip W. Offill, Jr. and Justin W. Herman
Release No. LR-26249
Harshad Shah; Virendra Parekh; Namah Wealth Creation & Preservation, L.P.
Release No. LR-26248
See Also: SEC Complaint
Charlie Jinan Chen
Release No. LR-26247
See Also: Memorandum And Order , Final Judgment
Michael A. Gramins
Release No. LR-26246
See Also: SEC Complaint , Final Judgment
Xiaosong Wang
Release No. LR-26245
See Also: SEC Complaint , Final Judgment - Jiali Wang , Final Judgment - Xiaosong Wang , Final Judgment - Wannian Investment, Inc.
Crystal World Holdings, Inc.; The New Sports Economy Institute; and Christopher Rabalais
Release No. LR-26244
See Also: SEC Complaint , Judgment
Anthony Marsico; Arthur P. Pizzello, Jr.; Robert Quattrocchi; and Timothy Carey
Release No. LR-26243
See Also: SEC Complaint
Airborne Wireless Network; Kalistratos Kabilafkas; Timoleon Kabilafkas; Tim Kabilafkas Revocable Trust; Magdaline Kablifafkas 1989 Trust
Release No. LR-26242
See Also: SEC Complaint
Raimund Gastauer
Release No. LR-26241
See Also: Final Judgment , Order
Frank T. Poerio, Jr.
Release No. LR-26240
See Also: SEC Complaint , Final Judgment
Steven J. Susoeff and Steve Susoeff, LLC (dba Meritage Financial Group)
Release No. LR-26239
See Also: SEC Complaint , Judgment
Joseph M. Laura and Anthony R. Sichenzio
Release No. LR-26238
See Also: Final Judgment , Final Judgment - Joseph M. Laura
Andre Wong
Release No. LR-26237
See Also: SEC Complaint , Final Judgment
John C. Lowe, Jr., JJL Capital LLC, Great South Bay Capital LLC, Randy Grewal, Kierland Capital LLC, Richard L. Ringel, BMEN Trading LLC, and David Cooper
Release No. LR-26236
See Also: SEC Complaint
Jamie Wilson and Justin Wall
Release No. LR-26235
See Also: Final Judgment - Jamie Wilson , Final Judgment - Justin Wall
Joseph A. Padilla, et al.
Release No. LR-26234
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