Accounting and Auditing Enforcement Releases

The list below provides links to financial reporting related enforcement actions concerning civil lawsuits brought by the Commission in federal court and notices and orders concerning the institution and/or settlement of administrative proceedings. This list only highlights certain actions and is not meant to be a complete and exhaustive compilation of all of the actions that fall into this category.

Second Quarter |  First Quarter

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Release No. Date Respondents

Second Quarter

AAER-4300 May 13, 2022 Douglas A. Richardson, CPA
Other Release No.: 34-94906
AAER-4299 May 5, 2022 Eric A. Alexander, CPA
Other Release No.: 34-94858
AAER-4298 May 5, 2022 Gregory A. Wahl, CPA, Michael Deutchman, CPA and Georgia Chung, CPA
Other Release No.: 34-94854
AAER-4297 Apr. 22, 2022 Carl Iberger
Other Release No.: 34-94786
AAER-4295 Apr. 19, 2022 Brian Dee Matlock, CPA
Other Release No.: 34-94757
AAER-4294 Apr. 18, 2022 Rollins, Inc. and Paul Edward Northen
Other Release Nos.: 33-11052, 34-94742
AAER-4293 Apr. 14, 2022 Mark Loman
Other Release No.: LR-25364
AAER-4292 Apr. 13, 2022 Mark Loman, CPA
Other Release No.: 34-94714

First Quarter

AAER-4291 Mar. 31, 2022 Stockman Kast Ryan & Co. LLP; Ellen S. Fisher, CPA; and David H. Kast, CPA
Other Release Nos.: 34-94570, IA-5989
AAER-4290 Mar. 23, 2022 Carl W. Jasper, CPA
Other Release No.: 34-94493
AAER-4289 Mar. 16, 2022 Shelby L. Lackey, CPA
Other Release No.: 34-94426
AAER-4288 Mar. 14, 2022 Halpern & Associates LLC and Barbara Halpern, CPA
Other Release No.: 34-94410
AAER-4287 Feb. 25, 2022 Susan Woo, CPA
Other Release No.: 34-94318
AAER-4285 Feb. 22, 2022 Scott Bohaboy
Other Release Nos.: 33-11034, 34-94296
AAER-4284 Feb. 22, 2022 Jeffrey Schaible
Other Release Nos.: 33-11033, 34-94295
AAER-4283 Feb. 22, 2022 Baxter International Inc.
Other Release Nos.: 33-11032, 34-94294
AAER-4282 Feb. 16, 2022 Stockman Kast Ryan & Co. LLP; Ellen S. Fisher, CPA; and David H. Kast, CPA
Other Release Nos.: 34-94266, IA-5968
AAER-4281 Feb. 4, 2022 Gregory A. Wahl, CPA, Michael Deutchman, CPA and Georgia Chung, CPA
Other Release No.: 34-94160
AAER-4280 Jan. 31, 2022 Nathaniel Brown
Other Release No.: 34-94108
AAER-4279 Jan. 28, 2022 Jennifer F. Wolf, CPA
Other Release No.: 34-94099