Accounting and Auditing Enforcement Releases

The list below provides links to financial reporting related enforcement actions concerning civil lawsuits brought by the Commission in federal court and notices and orders concerning the institution and/or settlement of administrative proceedings. This list only highlights certain actions and is not meant to be a complete and exhaustive compilation of all of the actions that fall into this category.

First Quarter

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Release No. Date Respondents

Second Quarter

AAER-4235 Jul. 28, 2021 David Britt, CPA
Other Release No.: 34-92514
AAER-4234 Jul. 28, 2021 Thomas Whittle, CPA
Other Release No.: 34-92513
AAER-4233 Jul. 26, 2021 Michael Mortimer
Other Release No.: 34-92507
AAER-4232 Jul. 26, 2021 Steven A. Splain, CPA
Other Release No.: 34-92503
AAER-4231 Jul. 23, 2021 Christopher E. Knauth, CPA
Other Release No.: 34-92482
AAER-4230 Jul. 21, 2021 Paul L. Chancey, Jr.
Other Release No.: 34-92460
AAER-4229 Jul. 21, 2021 Stockman Kast Ryan & Co. LLP; Ellen S. Fisher, CPA; and David H. Kast, CPA
Other Release Nos.: 34-92458, IA-5784
AAER-4228 Jul. 21, 2021 Tandy Leather Factory, Inc. and Shannon Greene, CPA
Other Release No.: 34-92455
AAER-4227 Jul. 20, 2021 Shaun Greenwald, CPA
Other Release No.: 34-92447
AAER-4226 Jul. 13, 2021 Stockman Kast Ryan & Co. LLP; Ellen S. Fisher, CPA; and David H. Kast, CPA
Other Release Nos.: 34-92382, IA-5773
AAER-4225 Jul. 13, 2021 Paul L. Chancey, Jr. CPA
Other Release No.: 34-92378
AAER-4224 Jul. 9, 2021 PLS, CPA, et al.
Other Release No.: 34-92361
AAER-4223 Jun. 1, 2021 Christopher E. Knauth, CPA
Other Release No.: 34-92076
AAER-4222 May 24, 2021 PLS, CPA, et al.
Other Release No.: 34-91983
AAER-4221 May 7, 2021 Christopher E. Knauth, CPA
Other Release No.: 34-91799
AAER-4220 May 3, 2021 Under Armour, Inc.
Other Release Nos.: 33-10940, 34-91741
AAER-4219 Apr. 29, 2021 HQDA Elderly Life Network, Inc.
Other Release No.: 34-91723
AAER-4218 Apr. 29, 2021 Daniels Corporate Advisory Company, Inc.
Other Release No.: 34-91722
AAER-4217 Apr. 29, 2021 Rokk3r, Inc.
Other Release No.: 34-91721
AAER-4216 Apr. 29, 2021 Igen Networks Corp.
Other Release No.: 34-91719
AAER-4215 Apr. 29, 2021 Asta Funding, Inc.
Other Release No.: 34-91718
AAER-4214 Apr. 29, 2021 ShiftPixy, Inc.
Other Release No.: 34-91717
AAER-4213 Apr. 29, 2021 Trutankless, Inc.
Other Release No.: 34-91716
AAER-4212 Apr. 29, 2021 Fortem Resources, Inc.
Other Release No.: 34-91715
AAER-4211 Apr. 20, 2021 Christopher E. Knauth, CPA
Other Release No.: 34-91615
AAER-4210 Apr. 19, 2021 Martin Silver, CPA
Other Release No.: IA-5723
AAER-4209 Apr. 12, 2021 Christopher E. Knauth, CPA
Other Release No.: 34-91540
AAER-4208 Apr. 12, 2021 Craig R. Fronckiewicz, CPA
Other Release No.: 34-91536
AAER-4207 Apr. 5, 2021 Christopher E. Knauth, CPA
Other Release No.: 34-91475

First Quarter

AAER-4206 Mar. 22, 2021 Gregory A. Wahl, CPA, Michael Deutchman, CPA, and Georgia Chung, CPA
Other Release No.: 34-91381
AAER-4205 Feb. 23, 2021 Jennifer M. Stewart, CPA
Other Release No.: 34-91186
AAER-4204 Feb. 23, 2021 Christopher L. Stanley, CPA
Other Release No.: 34-91185
AAER-4203 Feb. 16, 2021 Edward T. Kelly, CPA
Other Release No.: 34-91131
AAER-4202 Feb. 2, 2021 Joseph Jackson and Colm Callan
Other Release Nos.: 33-10925, 34-91042
AAER-4201 Jan. 8, 2021 Deutsche Bank AG
Other Release No.: 34-90875