Accounting and Auditing Enforcement Releases

The list below provides links to financial reporting related enforcement actions concerning civil lawsuits brought by the Commission in federal court and notices and orders concerning the institution and/or settlement of administrative proceedings. This list only highlights certain actions and is not meant to be a complete and exhaustive compilation of all of the actions that fall into this category.

First Quarter

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Release No. Date Respondents

First Quarter

AAER-4201 Jan. 8, 2021 Deutsche Bank AG
Other Release No.: 34-90875