Commission Opinions and Adjudicatory Orders
The list below provides links to opinions and orders issued by the Commission adjudicating either appeals from initial ALJ decisions or disciplinary or adverse action taken by self-regulatory organizations (such as FINRA) or motions in connection with these proceedings.
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| Release No. | Date | Respondents |
|---|---|---|
| Second Quarter | ||
| 34-94949 | May 19, 2022 | Validian Corp. (Opinion of the Commission) |
| 34-94932 | May 17, 2022 | John A. Paulsen (Order Denying Motion to Extend Deadline as Moot and Supplementing Prior Extension Order to Reflect Filing of Brief)
Other Release No.: IA-6028 |
| IA-6024 | May 16, 2022 | The Robare Group, Ltd., Mark L. Robare and Jack L. Jones, Jr. (Order Extending Time to Issue Decision) |
| 34-94923 | May 16, 2022 | Bruce Zipper and Dakota Securities International, Inc. (Order Scheduling Briefs) |
| 34-94919 | May 16, 2022 | Christopher M. Gibson (Order Extending Time to Issue Decision)
Other Release Nos.: IA-6023, IC-34585 |
| 34-94909 | May 13, 2022 | Laurence G. Allen (Order Scheduling Briefs)
Other Release No.: IA-6022 |
| 34-94903 | May 12, 2022 | John A. Paulsen (Order Granting an Extension of Time)
Other Release No.: IA-6021 |
| 34-94887 | May 11, 2022 | Equitec Proprietary Markets, LLC (Order Extending Time to Issue Decision) |
| 34-94881 | May 9, 2022 | Wilson-Davis & Co., James C. Snow and Byron B. Barkley (Order Extending Time to Issue Decision) |
| 34-94880 | May 9, 2022 | Sandeep Varma (Order Extending Time to Issue Decision) |
| 34-94879 | May 9, 2022 | BlackBook Capital, Inc. and Franklin Ogele (Order Extending Time to Issue Decision) |
| 34-94855 | May 5, 2022 | Paul H. Giles (Extension Order) |
| 34-94854 | May 5, 2022 | Gregory A. Wahl, CPA, Michael Deutchman, CPA and Georgia Chung, CPA (Order Extending Time to Issue Decision)
Other Release No.: AAER-4298 |
| IA-6014 | May 4, 2022 | Richard Vu Nguyen (Order to Show Cause) |
| 34-94849 | May 4, 2022 | Casimer Anthony Polanchek (Order Directing Submission from the Division of Enforcement) |
| 34-94846 | May 4, 2022 | Michael Vax (Order Discharging Order to Show Cause and Granting Extension of Time) |
| 34-94832 | May 2, 2022 | Joseph S. Amundsen, Michael T. Remus and Michael Remus CPA (Order Extending Time to Issue Decision) |
| 33-11058 | May 2, 2022 | James A. Winkelmann, Sr. and Blue Ocean Portfolios, LLC (Order Extending Time to Issue Decision)
Other Release Nos.: 34-94831, IA-6013, IC-34576 |
| 34-94829 | Apr. 29, 2022 | Real Goods Solar, Inc. (Opinion of the Commission) |
| 34-94828 | Apr. 29, 2022 | Skye Life Ventures Ltd. (Opinion of the Commission) |
| 34-94827 | Apr. 29, 2022 | Medifirst Solutions, Inc. (Opinion of the Commission) |
| 34-94826 | Apr. 29, 2022 | Citadel Exploration, Inc. (Opinion of the Commission) |
| 34-94825 | Apr. 29, 2022 | Donald Howard (Postponement Order) |
| 34-94824 | Apr. 29, 2022 | World Tree Financial, LLC (Order Granting an Extension of Time) |
| 34-94823 | Apr. 29, 2022 | Wesley Kyle Perkins (Order Granting an Extension of Time)
Other Release No.: IA-6010 |
| 34-94822 | Apr. 29, 2022 | Joseph A. Meyer, Jr. (Opinion of the Commission)
Other Release No.: IA-6009 |
| 34-94818 | Apr. 28, 2022 | Nano Magic Inc. (Order Denying Motion to Compel) |
| 34-94817 | Apr. 28, 2022 | NVCN Corporation (Opinion of the Commission) |
| 34-94816 | Apr. 28, 2022 | Digiliti Money Group, Inc. (Opinion of the Commission) |
| 34-94815 | Apr. 28, 2022 | Eventure Interactive, Inc. (Opinion of the Commission) |
| 34-94813 | Apr. 28, 2022 | ALCO Stores, Inc. (Opinion of the Commission) |
| 34-94811 | Apr. 28, 2022 | Zenosense, Inc. (Order Regarding Prehearing Conference) |
| 34-94809 | Apr. 28, 2022 | ZYQC Group Holding Limited (Supplemental Order Regarding Service) |
| 34-94808 | Apr. 28, 2022 | Sean Kelly (Opinion of the Commission)
Other Release No.: IA-6006 |
| IA-6007 | Apr. 28, 2022 | Gary Edward Haynes (Order Requesting Briefs) |
| 34-94805 | Apr. 27, 2022 | Amazing Energy Oil and Gas, Co. (Opinion of the Commission) |
| 34-94804 | Apr. 27, 2022 | ChineseInvestors.com, Inc. (Opinion of the Commission) |
| 34-94801 | Apr. 27, 2022 | Prime Global Capital Group Incorporated (Opinion of the Commission) |
| 34-94796 | Apr. 26, 2022 | Immune Pharmaceuticals Inc. (Order to Show Cause) |
| 34-94792 | Apr. 25, 2022 | Edward Beyn and Craig S. Taddonio (Order Extending Time to Issue Decision) |
| 34-94791 | Apr. 25, 2022 | Robert L. Bryant III (Order Extending Time to Issue Decision) |
| 34-94777 | Apr. 21, 2022 | Alpine Securities Corporation (Extension Order) |
| 34-94772 | Apr. 21, 2022 | Validian Corp. (Order Requesting Briefs) |
| 34-94771 | Apr. 21, 2022 | Southeast Investments, N.C., Inc. and Frank Harmon Black (Order Extending Time to Issue Decision) |
| 34-94770 | Apr. 21, 2022 | Patrick S. Carter (Opinion of the Commission) |
| 34-94747 | Apr. 19, 2022 | Curtis Richard Edmark (Order Extending Time to Issue Decision) |
| 34-94740 | Apr. 18, 2022 | Laurie Bebo and John Buono, CPA (Order Extending Time to Issue Decision) |
| 34-94739 | Apr. 18, 2022 | Paul H. Giles (Order Requesting Additional Briefing) |
| 34-94733 | Apr. 15, 2022 | Executive Financial Services, Inc. (Order Regarding Service) |
| 34-94732 | Apr. 15, 2022 | Paul Hanson (Order Regarding Service) |
| 34-94731 | Apr. 15, 2022 | Robbi J. Jones and Kipling Jones & Co., Ltd. (Order Extending Time to Issue Decision) |
| 34-94728 | Apr. 14, 2022 | Bruce Zipper and Dakota Securities International, Inc. (Extension Order) |
| 34-94725 | Apr. 14, 2022 | Horter Investment Management, LLC and Drew K. Horter (Order) |
| 34-94700 | Apr. 12, 2022 | Petrolia Energy Corporation (Scheduling Order) |
| 34-94693 | Apr. 12, 2022 | Daniel Paul Motherway (Order Extending Time to Issue Decision) |
| 34-94691 | Apr. 12, 2022 | Good Vibration Shoes, Inc. (n/k/a Allied Corp.) (Order Extending Time to Issue Decision) |
| 34-94690 | Apr. 12, 2022 | EyeCity.Com, Inc. (n/k/a CareX Blockchain Platform, Inc.) (Order Extending Time to Issue Decision) |
| 34-94676 | Apr. 11, 2022 | Jennifer Anne Johnston (Order Extending Time to Issue Decision) |
| 34-94675 | Apr. 11, 2022 | Eric S. Smith (Order Extending Time to Issue Decision) |
| 33-11051 | Apr. 11, 2022 | Timothy W. Carnahan and Cyios Corporation (Order Extending Time to Issue Decision)
Other Release No.: 34-94672 |
| IA-5996 | Apr. 11, 2022 | Saving2Retire, LLC and Marian P. Young (Order Extending Time to Issue Decision) |
| 34-94668 | Apr. 11, 2022 | Robert R. Tweed (Order Extending Time to Issue Decision) |
| 34-94667 | Apr. 11, 2022 | Equitec Proprietary Markets, LLC. (Order Extending Time to Issue Decision) |
| 34-94664 | Apr. 11, 2022 | Dreamfunded Marketplace, LLC and Manuel Fernandez (Second Extension Order) |
| 34-94655 | Apr. 8, 2022 | Paul H. Giles (Extension Order) |
| 34-94626 | Apr. 7, 2022 | Halpern & Associates, LLC and Barbara Halpern, CPA (Order Granting an Extension of Time) |
| 34-94624 | Apr. 7, 2022 | Thomas J. Lykos, Jr. (Extension Order) |
| 34-94622 | Apr. 6, 2022 | CMS Asset Holdings, Inc. (Order to Show Cause) |
| 34-94621 | Apr. 6, 2022 | Michael Vax (Order to Show Cause) |
| 34-94619 | Apr. 6, 2022 | Wesley Kyle Perkins (Order Requesting Briefs)
Other Release No.: IA-5995 |
| 34-94618 | Apr. 6, 2022 | World Tree Financial, LLC (Order Requesting Briefs) |
| 34-94613 | Apr. 5, 2022 | Capital Access Point III, Inc. (Order to Show Cause) |
| 34-94612 | Apr. 5, 2022 | Symphony Acquisition Corp. (Order to Show Cause) |
| 34-94608 | Apr. 5, 2022 | Sonant Systems, Inc. (Order to Show Cause) |
| 34-94605 | Apr. 5, 2022 | CareClix Holdings, Inc. (f/k/a Solei Systems, Inc.) (Order to Show Cause) |
| 34-94604 | Apr. 4, 2022 | Stephen Scott Moleski (Order to Show Cause)
Other Release No.: IA-5994 |
| 34-94603 | Apr. 4, 2022 | David Michael (Order to Show Cause)
Other Release No.: IA-5993 |
| IA-5992 | Apr. 4, 2022 | Reginald Buddy Ringgold, III and Aka Rasool Abdul Rahim El (Order to Show Cause) |
| 34-94602 | Apr. 4, 2022 | Alexander Goldschmidt (Order to Show Cause) |
| 34-94600 | Apr. 4, 2022 | Donald Howard (Order to Show Cause) |
| 34-94599 | Apr. 4, 2022 | Hughe Duwayne Graham (Order to Show Cause) |
| 34-94598 | Apr. 4, 2022 | Yaniv Avnon, Ran Armon and G Six Trading Y.R Ltd (Order to Show Cause) |
| 34-94597 | Apr. 4, 2022 | Double Down Holdings, Inc. (Order to Show Cause) |
| 34-94596 | Apr. 4, 2022 | Parallax Health Sciences, Inc. (Order to Show Cause) |
| 34-94595 | Apr. 4, 2022 | DBUB Group, Inc. (Order to Show Cause) |
| 34-94593 | Apr. 4, 2022 | Paul Eric Flesche (Extension Order) |
| 34-94588 | Apr. 1, 2022 | Apawthecary Pets USA (Order to Show Cause) |
| 34-94586 | Apr. 1, 2022 | Two Rivers Water & Farming Company (Order to Show Cause) |
| 34-94584 | Apr. 1, 2022 | Star Buffet, Inc. (Order to Show Cause) |
| 34-94582 | Apr. 1, 2022 | Celexus, Inc. Fka Telupay International, Inc. (Order to Show Cause) |
| 34-94581 | Apr. 1, 2022 | J.W. Korth & Company, LP for Review of Disciplinary Action Taken By (Opinion of the Commission) |
| 34-94580 | Apr. 1, 2022 | Emarine Global, Inc. (Order to Show Cause) |
| 34-94579 | Apr. 1, 2022 | IOTA Communications, Inc. (Order Regarding Prehearing Conference) |
| First Quarter | ||
| IA-5991 | Mar. 31, 2022 | World Tree Financial, LLC (Order Regarding Prehearing Conference) |
| 34-94572 | Mar. 31, 2022 | Wesley Kyle Perkins (Order Regarding Prehearing Conference)
Other Release No.: IA-5990 |
| 33-11049 | Mar. 31, 2022 | DF Growth REIT II, LLC (Order Directing Hearing) |
| 34-94564 | Mar. 31, 2022 | Petrolia Energy Corporation (Order Regarding Prehearing Conference) |
| 34-94562 | Mar. 30, 2022 | BlueNRGY Group Ltd. (Order Regarding Service) |
| 34-94561 | Mar. 30, 2022 | Blue State Corp. (Order Regarding Service) |
| 34-94560 | Mar. 30, 2022 | Omphalos, Corp. (Order Regarding Service) |
| 34-94559 | Mar. 30, 2022 | Xodtec Group USA, Inc. (Order to Show Cause) |
| 34-94557 | Mar. 30, 2022 | Bruce C. Worthington (Order Requesting Additional Briefing and Materials)
Other Release No.: IA-5988 |
| 34-94556 | Mar. 30, 2022 | Sector 5, Inc. (Order to Show Cause) |
| 34-94555 | Mar. 30, 2022 | Inventergy Global, Inc. (Order to Show Cause) |
| 34-94554 | Mar. 30, 2022 | Gordon Biersch Brewery Restaurant Group, Inc. (Order to Show Cause) |
| 34-94552 | Mar. 30, 2022 | Randolph Capital Group, Inc. (Order to Show Cause) |
| 34-94551 | Mar. 30, 2022 | Paul P. Aquitania (Extension Order) |
| 34-94550 | Mar. 30, 2022 | Safety First Healthcare Corp. (Order to Show Cause) |
| 34-94549 | Mar. 30, 2022 | Virolab, Inc. (Order to Show Cause) |
| 34-94548 | Mar. 30, 2022 | Curaegis Technologies, Inc. (Order to Show Cause) |
| 34-94547 | Mar. 30, 2022 | Avteam, Inc. (Order to Show Cause) |
| 34-94545 | Mar. 29, 2022 | Fidelity Transfer Services, Inc. and Ruben Sanchez (Opinion of the Commission)
Other Release No.: IC-34548 |
| IA-5986 | Mar. 29, 2022 | Neil Burkholz (Second Supplemental Order Regarding Service) |
| 33-11046 | Mar. 29, 2022 | The Registration Statement of Life Science Holdings, Inc. (Notice That Initial Decision Has Become Final) |
| 34-94534 | Mar. 28, 2022 | Brian Buckley (Order Granting Joint Motion to Stay) |
| 34-94531 | Mar. 28, 2022 | Louis Ottimo (Order Extending Time to Issue Decision) |
| 34-94530 | Mar. 28, 2022 | Metatron, Inc. (Order Extending Time to Issue Decision) |
| 34-94529 | Mar. 28, 2022 | Ryan William Mummert (Order Extending Time to Issue Decision) |
| 34-94523 | Mar. 25, 2022 | Bioscience Neutraceuticals, Inc. (Order to Show Cause) |
| 34-94522 | Mar. 25, 2022 | Artemis Acquisition Corp. (Order to Show Cause) |
| 34-94521 | Mar. 25, 2022 | Talware Networx Inc. (Order to Show Cause) |
| IA-5983 | Mar. 23, 2022 | David Henry Hansen (Order Regarding Service) |
| 34-94502 | Mar. 23, 2022 | ZYQC Group Holding Limited (Order Regarding Service) |
| 34-94501 | Mar. 23, 2022 | Michael Vax (Order Regarding Service) |
| 34-94491 | Mar. 22, 2022 | John A. Paulsen (Order Scheduling Briefs)
Other Release No.: IA-5982 |
| IA-5981 | Mar. 21, 2022 | Eldrick E. Woodley d/b/a Woodley & Co. Wealth Strategies (Opinion of the Commission) |
| 34-94481 | Mar. 21, 2022 | Liberated Syndication Inc. (Order Granting an Extension of Time) |
| 33-11044 | Mar. 21, 2022 | Matthew R. Rossi and SJL Capital, LLC (Order Extending Time to Issue Decision)
Other Release Nos.: 34-94482, IA-5980 |
| 34-94472 | Mar. 18, 2022 | Keith Patrick Sequeira (Order Denying Motion for Reconsideration) |
| 34-94469 | Mar. 18, 2022 | Validian Corp. (Order to Show Cause) |
| 34-94440 | Mar. 16, 2022 | Boston Carriers, Inc. (Third Supplemental Order Regarding Service) |
| 34-94439 | Mar. 16, 2022 | FreeSeas Inc. (Third Supplemental Order Regarding Service) |
| 34-94438 | Mar. 16, 2022 | Michael Andrew Demaria (Order Extending Time to Issue Decision) |
| 34-94422 | Mar. 15, 2022 | Consolidated Arbitration Applications (Order Extending Time to Issue Decision) |
| 34-94421 | Mar. 15, 2022 | Silver Leaf Partners, LLC (Order Extending Time to Issue Decision) |
| 34-94409 | Mar. 14, 2022 | Mark Feathers (Order Extending Time to Issue Decision) |
| 34-94407 | Mar. 14, 2022 | Cantone Research Inc., Anthony Cantone and Christine Cantone (Order Extending Time to Issue Decision) |
| 34-94393 | Mar. 10, 2022 | Clinton Maurice Tucker II (Extension Order) |
| 34-94391 | Mar. 9, 2022 | WorldNet, Inc. of Nevada (Opinion of the Commission) |
| 34-94390 | Mar. 9, 2022 | Thomas J. Lykos, Jr. (Extension Order) |
| 34-94385 | Mar. 9, 2022 | Digital Brand Media & Marketing Group, Inc. (Order Extending Time to Issue Decision) |
| 34-94371 | Mar. 7, 2022 | HEPI Pharmaceuticals, Inc. (Order to Show Cause) |
| 34-94364 | Mar. 4, 2022 | Paul H. Giles (Extension Order) |
| 34-94361 | Mar. 3, 2022 | Infinity Distribution Inc. (Opinion of the Commission) |
| 34-94359 | Mar. 3, 2022 | Vivi Holdings, Inc. (Opinion of the Commission) |
| 34-94358 | Mar. 3, 2022 | Stealth Technologies, Inc. (Opinion of the Commission) |
| 34-94357 | Mar. 3, 2022 | Paul Eric Flesche (Extension Order) |
| 34-94355 | Mar. 3, 2022 | Sports Field Holdings, Inc. (Opinion of the Commission) |
| 34-94348 | Mar. 2, 2022 | Jade Global Holdings, Inc. (f/k/a Media Analytics Corporation) (Opinion of the Commission) |
| 34-94347 | Mar. 2, 2022 | MyDx, Inc. (Opinion of the Commission) |
| 34-94346 | Mar. 2, 2022 | Sunburst Acquisitions V, Inc. (Opinion of the Commission) |
| 34-94345 | Mar. 2, 2022 | Ngen Technologies Holdings Corp. (Opinion of the Commission) |
| 34-94344 | Mar. 2, 2022 | Aeon Global Health Corp. (Scheduling Order) |
| 34-94343 | Mar. 2, 2022 | James Edmond Moniz (Order Granting Motion to Withdraw Application for Review) |
| 34-94342 | Mar. 2, 2022 | J.W. Korth & Company, LP (Order Extending Time to Issue Decision) |
| 34-94340 | Mar. 1, 2022 | Toshoan Holdings, Inc. and TOA Optical Tech, Inc. (Opinion of the Commission) |
| 34-94339 | Mar. 1, 2022 | International Technology Enterprises Ltd. (Opinion of the Commission) |
| 34-94338 | Mar. 1, 2022 | EV Charging USA, Inc. (Opinion of the Commission) |
| 34-94337 | Mar. 1, 2022 | Empire Post Media (Opinion of the Commission) |
| 34-94333 | Feb. 28, 2022 | Kinerjapay Corp. (Order Granting an Extension of Time) |
| 34-94331 | Feb. 28, 2022 | Alpine Securities Corporation (Order Extending Time to Issue Decision) |
| 34-94321 | Feb. 28, 2022 | Michael Joseph Clarke (Order Extending Time to Issue Decision) |
| 33-11031 | Feb. 22, 2022 | Edward M. Daspin and a/k/a "Edward (Ed) Michael" (Order Extending Time to Issue Decision)
Other Release No.: 34-94291 |
| 34-94290 | Feb. 22, 2022 | Cynthia Mary Couyoumjian (Order Extending Time to Issue Decision) |
| 34-94289 | Feb. 22, 2022 | Thomas Christophe Prentice (Order Extending Time to Issue Decision) |
| IA-5969 | Feb. 18, 2022 | Horter Investment Management, LLC and Drew K. Horter (Order) |
| 34-94274 | Feb. 17, 2022 | Devin L. Wicker (Order Scheduling Briefs) |
| 34-94266 | Feb. 16, 2022 | Stockman Kast Ryan & Co. LLP; Ellen S. Fisher, CPA; and David H. Kast, CPA (Stay Order)
Other Release Nos.: IA-5968, AAER-4282 |
| 34-94261 | Feb. 15, 2022 | IronClad Encryption Corporation (Opinion of the Commission) |
| 34-94255 | Feb. 15, 2022 | Triton Emission Solutions Inc. (Opinion of the Commission) |
| 34-94254 | Feb. 15, 2022 | CBA FLORIDA, INC. (f/k/a Cord Blood of America, Inc.) (Opinion of the Commission) |
| 34-94241 | Feb. 14, 2022 | Christopher M. Gibson (Order Extending Time to Issue Decision)
Other Release Nos.: IA-5961, IC-34504 |
| IA-5960 | Feb. 14, 2022 | The Robare Group, Ltd., Mark L. Robare and Jack L. Jones, Jr. (Order Extending Time to Issue Decision) |
| 34-94234 | Feb. 11, 2022 | Amazing Energy Oil and Gas, Co. (Order to Show Cause) |
| 34-94232 | Feb. 11, 2022 | Liberated Syndication Inc. (Order Granting an Extension of Time) |
| 34-94231 | Feb. 11, 2022 | Thomas John Lykos, Jr. (Order Scheduling Briefs) |
| 34-94224 | Feb. 10, 2022 | XT Energy Group, Inc. (Order Granting an Extension of Time) |
| 34-94208 | Feb. 9, 2022 | Clinton Maurice Tucker II (Order Requesting Additional Briefing and Materials) |
| 34-94207 | Feb. 9, 2022 | Conrad A. Coggeshall (Order Directing Submission from the Division of Enforcement)
Other Release No.: IA-5958 |
| 34-94206 | Feb. 9, 2022 | Skye Life Ventures, Ltd. (Order to Show Cause) |
| 34-94205 | Feb. 9, 2022 | Real Goods Solar, Inc. (Order to Show Cause) |
| 34-94192 | Feb. 8, 2022 | Oranco, Inc. (Order Granting an Extension of Time) |
| 34-94190 | Feb. 8, 2022 | Amazing Energy Oil and Gas, Co. (Order Regarding Service) |
| 34-94188 | Feb. 8, 2022 | Casimer Anthony Polanchek (Corrected Order to Show Cause) |
| 34-94180 | Feb. 7, 2022 | Incoming, Inc. (Opinion of the Commission) |
| 34-94179 | Feb. 7, 2022 | Enterprise IV Corporation (Opinion of the Commission) |
| 34-94178 | Feb. 7, 2022 | Yus International Group, Ltd. (Opinion of the Commission) |
| 34-94177 | Feb. 7, 2022 | Vista International Technologies, Inc. (Opinion of the Commission) |
| 34-94176 | Feb. 7, 2022 | Blackbook Capital, Inc. and Franklin Ogele (Order Extending Time to Issue Decision) |
| 34-94175 | Feb. 7, 2022 | Sandeep Varma (Order Extending Time to Issue Decision) |
| 34-94174 | Feb. 7, 2022 | Wilson-Davis & Co., James C. Snow and Byron B. Barkley (Order Extending Time to Issue Decision) |
| 34-94164 | Feb. 4, 2022 | Bnet Media Group, Inc. (Opinion of the Commission) |
| 34-94163 | Feb. 4, 2022 | Consumer Capital Group, Inc. (Opinion of the Commission) |
| 34-94162 | Feb. 4, 2022 | LevelBlox, Inc. (Opinion of the Commission) |
| 34-94161 | Feb. 4, 2022 | GelTech Solutions, Inc. (Opinion of the Commission) |
| 34-94160 | Feb. 4, 2022 | Gregory A. Wahl, CPA, Michael Deutchman, CPA and Georgia Chung, CPA (Order Extending Time to Issue Decision)
Other Release No.: AAER-4281 |
| 34-94158 | Feb. 4, 2022 | Calmare Therapeutics Incorporated (Order Granting Motion for Extension of Time) |
| 34-94154 | Feb. 4, 2022 | Aeon Global Health Corp. (Order Regarding Prehearing Conference) |
| 34-94153 | Feb. 4, 2022 | Paul H. Giles (Extension Order) |
| 34-94150 | Feb. 3, 2022 | BlackRidge Technology International, Inc. (Opinion of the Commission) |
| 34-94149 | Feb. 3, 2022 | Nostalgia Family Brands, Inc. (Opinion of the Commission) |
| 34-94148 | Feb. 3, 2022 | Arista Financial Corp. (Opinion of the Commission) |
| 34-94147 | Feb. 3, 2022 | Yaniv Avnon, Ran Armon and G Six Trading Y.R Ltd. (Order Dismissing Proceedings as to G Six Trading Y.R Ltd.) |
| 34-94139 | Feb. 2, 2022 | American Retail Group, Inc (Opinion of the Commission) |
| 34-94138 | Feb. 2, 2022 | Dragon Jade International Limited (Opinion of the Commission) |
| 34-94137 | Feb. 2, 2022 | Grand Perfecta, Inc. (Opinion of the Commission) |
| 34-94134 | Feb. 2, 2022 | Blue Eagle Lithium Inc. (Opinion of the Commission) |
| 34-94133 | Feb. 2, 2022 | Digiliti Money Group, Inc. (Order to Show Cause) |
| 34-94132 | Feb. 2, 2022 | Hughe Duwayne Graham (Order Regarding Service) |
| 34-94131 | Feb. 2, 2022 | Donald Howard (Order Regarding Service) |
| 34-94130 | Feb. 2, 2022 | HEPI Pharmaceuticals, Inc. (Order Regarding Service) |
| 34-94129 | Feb. 2, 2022 | ALCO Stores, Inc. (Order to Show Cause) |
| 34-94128 | Feb. 2, 2022 | Eventure Interactive, Inc. (Order to Show Cause) |
| 34-94127 | Feb. 2, 2022 | NVCN Corporation (Order to Show Cause) |
| 34-94122 | Feb. 1, 2022 | AI Document Services, Inc. (Opinion of the Commission) |
| 34-94119 | Feb. 1, 2022 | Wari, Inc. (Opinion of the Commission) |
| 34-94115 | Feb. 1, 2022 | United Cannabis Corporation (Opinion of the Commission) |
| 34-94114 | Feb. 1, 2022 | Primera Foods Corporation, Rubicon Corp. a/k/a Osprey Holding, Inc. and Super 8 Motels Texas Ltd. (Opinion of the Commission as to Rubicon Corp. a/k/a Osprey Holding, Inc.) |
| IA-5953 | Jan. 31, 2022 | Horter Investment Management, LLC and Drew K. Horter (Order) |
| 34-94111 | Jan. 31, 2022 | DreamFunded Marketplace, LLC and Manuel Fernandez (Extension Order) |
| 34-94110 | Jan. 31, 2022 | J.W. Korth & Company, LP (Order Extending Time to Issue Decision) |
| 34-94103 | Jan. 31, 2022 | Joseph S. Amundsen, Michael T. Remus and Michael Remus CPA (Order Extending Time to Issue Decision) |
| 33-11026 | Jan. 31, 2022 | James A. Winkelmann, Sr. and Blue Ocean Portfolios, LLC (Order Extending Time to Issue Decision)
Other Release Nos.: 34-94105, IA-5952, IC-34490 |
| 34-94059 | Jan. 25, 2022 | KJM Securities, Inc. (Opinion of the Commission) |
| 34-94046 | Jan. 24, 2022 | Edward Beyn and Craig S. Taddonio (Order Extending Time to Issue Decision) |
| 34-94032 | Jan. 24, 2022 | James Edmond Moniz (Extension Order) |
| 34-94029 | Jan. 21, 2022 | Southeast Investments, N.C., Inc. and Frank Harmon Black (Order Extending Time to Issue Decision) |
| 34-94026 | Jan. 21, 2022 | Bradley C. Reifler (Opinion of the Commission) |
| 34-94005 | Jan. 19, 2022 | Jonathan William Lonske (Corrected Extension Order) |
| 34-94004 | Jan. 19, 2022 | Brian Buckley (Second Supplemental Order Regarding Service) |
| 34-94001 | Jan. 19, 2022 | Curtis Richard Edmark (Order Extending Time to Issue Decision) |
| 34-93985 | Jan. 18, 2022 | Alpine Securities Corporation (Order) |
| 34-93984 | Jan. 18, 2022 | Laurie Bebo and John Buono, CPA (Order Extending Time to Issue Decision) |
| 34-93983 | Jan. 14, 2022 | Alpine Securities Corporation (Order Granting Stipulated Motion for Entry of Revised Proposed Stipulated Protective Order) |
| 34-93978 | Jan. 13, 2022 | Michael Sean Murphy and Jocelyn Murphy (Order Granting an Extension of Time)
Other Release No.: IA-5946 |
| 34-93977 | Jan. 13, 2022 | Giggles N' Hugs, Inc. (Order Regarding Status Report) |
| 34-93976 | Jan. 13, 2022 | Titan Securities and Brad C. Brooks (Extension Order) |
| 34-93971 | Jan. 12, 2022 | American Cryptofed DAO LLC (Order Denying Motions for a More Definite Statement) |
| 34-93970 | Jan. 12, 2022 | Daniel C. Masters (Extension Order) |
| 34-93959 | Jan. 12, 2022 | Daniel Paul Motherway (Order Extending Time to Issue Decision) |
| 34-93957 | Jan. 12, 2022 | Good Vibration Shoes, Inc. (n/k/a Allied Corp.) for Review of Company-Related Action Taken By (Order Extending Time to Issue Decision) |
| 34-93956 | Jan. 12, 2022 | Eyecity.Com, Inc. (n/k/a Carex Blockchain Platform, Inc.) for Review of Company-Related Action Taken By (Order Extending Time to Issue Decision) |
| IA-5942 | Jan. 10, 2022 | Saving2Retire, LLC and Marian P. Young (Order Extending Time to Issue Decision) |
| 34-93944 | Jan. 10, 2022 | Eric S. Smith (Order Extending Time to Issue Decision) |
| 34-93943 | Jan. 10, 2022 | Equitec Proprietary Markets, LLC Chicago Board Options Exchange, Inc. (Order Extending Time to Issue Decision) |
| 34-93942 | Jan. 10, 2022 | Robert R. Tweed (Order Extending Time to Issue Decision) |
| 34-93940 | Jan. 10, 2022 | Jennifer Anne Johnston (Order Extending Time to Issue Decision) |
| 34-93939 | Jan. 10, 2022 | John A. Paulsen (Order Granting an Extension of Time)
Other Release No.: IA-5941 |
| 33-11022 | Jan. 10, 2022 | Timothy W. Carnahan and Cyios Corporation (Order Extending Time to Issue Decision)
Other Release No.: 34-93941 |
| 34-93922 | Jan. 6, 2022 | American CryptoFed DAO LLC (Order Denying Motion for a Briefing Schedule and Directing Further Procedures for the Filing of Motions) |
| 34-93921 | Jan. 6, 2022 | Lek Securities Corporation (Order Granting Request for Dismissal of Proceeding) |
| 34-93912 | Jan. 5, 2022 | Daniel B. Vazquez, Sr. (Order Requesting Additional Briefing and Materials)
Other Release No.: IA-5937 |
| 34-93911 | Jan. 5, 2022 | Jocelyn Murphy and Michael Sean Murphy (Order Directing Additional Briefing) |
| 34-93910 | Jan. 5, 2022 | Derek Rudolf D'Alonzo (Order Requesting Briefing) |
| 34-93909 | Jan. 5, 2022 | Boston Carriers, Inc. (Second Supplemental Order Regarding Service) |
| 34-93908 | Jan. 5, 2022 | FreeSeas Inc. (Second Supplemental Order Regarding Service) |
| 34-93905 | Jan. 5, 2022 | American Cryptofed DAO LLC (Order Regarding Motions for Judgment On the Pleadings) |