Commission Opinions and Adjudicatory Orders
The list below provides links to opinions and orders issued by the Commission adjudicating either appeals from initial ALJ decisions or disciplinary or adverse action taken by self-regulatory organizations (such as FINRA) or motions in connection with these proceedings.
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| Release No. | Date | Respondents |
|---|---|---|
| First Quarter | ||
| 34-90945 | Jan. 19, 2021 | Jeremy Joseph Drake (Order Regarding Service) |
| 34-90942 | Jan. 19, 2021 | Patrick S. Carter (Order Regarding Service) |
| 34-90935 | Jan. 15, 2021 | Debt Resolve, Inc. and Elite Group, Inc. (Order to Show Cause) |
| 34-90934 | Jan. 15, 2021 | United City Corp. and Worldwide Internet Marketing, Inc. (Order to Show Cause) |
| IA-5668 | Jan. 14, 2021 | Saving2retire, LLC and Marian P. Young (Order Extending Time to Issue Decision) |
| 34-90915 | Jan. 13, 2021 | Green Endeavors, Inc. and Sputnik Enterprises, Inc. (Opinion of the Commission as to Sputnik Enterprises, Inc.) |
| 34-90913 | Jan. 13, 2021 | Universal Detection Technology and VinCompass Corp. (Opinion of the Commission) |
| 34-90911 | Jan. 13, 2021 | Equitec Proprietary Markets, LLC Chicago Board Options Exchange, Inc. (Order Extending Time to Issue Decision) |
| 34-90908 | Jan. 13, 2021 | Cannasys, Inc., et al. (Order to Show Cause) |
| 34-90907 | Jan. 13, 2021 | Bluefire Renewables, Inc. and Canadian Cannabis Corp. (Order to Show Cause) |
| IA-5667 | Jan. 12, 2021 | Barton W. Stuck (Order) |
| 34-90905 | Jan. 12, 2021 | TN-K Energy Group Inc. and Total Sports Media, Inc. (Opinion of the Commission) |
| 34-90904 | Jan. 12, 2021 | Nexus Enterprise Solutions, Inc. and N-Viro International Corporation (Opinion of the Commission as to N-Viro International Corporation) |
| 34-90892 | Jan. 11, 2021 | China Linen Textile Industry, Ltd. (Notice That Initial Decision Has Become Final) |
| 34-90889 | Jan. 11, 2021 | ATNA Resources, Ltd. and Orckit Communications Ltd. (Opinion of the Commission) |
| 34-90886 | Jan. 11, 2021 | ABN Amro Clearing Chicago LLC Chicago Board Options Exchange, Inc. and C2 Options Exchange, Inc. (Order Extending Time to Issue Decision) |
| 34-90884 | Jan. 11, 2021 | Scottsdale Capital Advisors Corporation, et al. (Order Extending Time to Issue Decision) |
| 34-90888 | Jan. 11, 2021 | American Patriot Brands, Inc. a/k/a The Grilled Cheese Truck, Inc. and Big Tree Group, Inc. (Order Dismissing Proceedings as to Big Tree Group, Inc.) |
| 34-90877 | Jan. 8, 2021 | Activecare, et al. (Opinion of the Commission) |
| 34-90876 | Jan. 8, 2021 | Atlas Technology International, Inc., Centenary International Corporation and Dynacq Healthcare, Inc. (Opinion of the Commission as to Atlas Technology International, Inc. and Centenary International Corporation) |
| 34-90879 | Jan. 8, 2021 | Donald Anthony Wojnowski (Extension Order) |
| 34-90878 | Jan. 8, 2021 | Maurice Acriche (Extension Order) |
| 34-90873 | Jan. 7, 2021 | Franklin Scientific, Inc. and Goodwell Inc. (Order to Show Cause) |
| 34-90870 | Jan. 7, 2021 | ERHC Energy, Inc. and IDdriven, Inc. (Opinion of the Commission as to IDdriven, Inc.) |
| 34-90869 | Jan. 7, 2021 | Comarco, Inc. and Eco-Shift Power Corp. (Opinion of the Commission) |
| 34-90868 | Jan. 7, 2021 | Shad Nhebi Clayton (Extension Order) |
| 34-90860 | Jan. 6, 2021 | Dougherty's Pharmacy, Inc. (Order to Show Cause) |
| 34-90859 | Jan. 6, 2021 | Danka Business Systems Plc (Order to Show Cause) |
| 34-90858 | Jan. 6, 2021 | Michael Joseph Clarke (Renewed Order Scheduling Briefs) |
| 34-90857 | Jan. 6, 2021 | David B. Tysk (Order Extending Time to Issue Decision) |
| 34-90856 | Jan. 6, 2021 | Black Stallion Oil & Gas, Inc. n/k/a Arize Therapeutics, Inc. and Cannabis Science, Inc. (Opinion of the Commission as to Black Stallion Oil & Gas n/k/a Arize Therapeutics, Inc.) |
| 34-90855 | Jan. 6, 2021 | Tongli Pharmaceuticals (USA), Inc. and Vansen Pharma, Inc. (Opinion of the Commission) |
| IA-5662 | Jan. 6, 2021 | The Robare Group, Ltd., Mark L. Robare and Jack L. Jones, Jr. (Order Extending Time to Issue Decision) |
| 34-90851 | Jan. 5, 2021 | Hengyi International Industries Group, Inc., Jacobs Financial Group, Inc. and Ranger Gold Corp. (Opinion of the Commission as to Hengyi International Industries Group, Inc.) |
| 34-90850 | Jan. 5, 2021 | Medical Safetec, Inc., et al. (Opinion of the Commission) |
| 34-90847 | Jan. 4, 2021 | Trevor Michael Saliba and Arthur Mansourian (Order Extending Time to Issue Decision) |
| 34-90839 | Jan. 4, 2021 | Benjamin Durant III (Order Regarding Service)
Other Release No.: IA-5658 |