Commission Opinions and Adjudicatory Orders


The list below provides links to opinions and orders issued by the Commission adjudicating either appeals from initial ALJ decisions or disciplinary or adverse action taken by self-regulatory organizations (such as FINRA) or motions in connection with these proceedings.

First Quarter

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Release No. Date Respondents
First Quarter
IA-5695 Mar. 5, 2021 The Robare Group, Ltd., Mark L. Robare and Jack L. Jones, Jr. (Order Extending Time to Issue Decision)
34-91268 Mar. 5, 2021 David B. Tysk (Opinion of the Commission)
34-91267 Mar. 5, 2021 Trevor Michael Saliba and Arthur Mansourian (Order Extending Time to Issue Decision)
34-91249 Mar. 3, 2021 Lee C. Schlesinger (Order Discharging Order to Show Cause and Directing Prehearing Conference)
34-91251 Mar. 3, 2021 Alpine Securities Corporation (Order Extending Time to Issue Decision)
34-91250 Mar. 3, 2021 American Realty Funds Corporation (Order Regarding Service)
34-91237 Mar. 2, 2021 Eric S. Smith (Extension Order)
34-91235 Mar. 2, 2021 Robbi J. Jones and Kipling Jones & Co., Ltd. (Order Scheduling Briefs)
34-91234 Mar. 2, 2021 Cyclone Power Technologies, Inc. and Ecolocap Solutions, Inc. (Order to Show Cause)
34-91233 Mar. 2, 2021 Medigreen Holdings Corporation (a/k/a Rapid Fire Marketing, Inc.) (Order to Show Cause)
34-91230 Mar. 1, 2021 FlikMedia, Inc. (Opinion of the Commission)
34-91229 Mar. 1, 2021 Green Ballast, Inc. and Lithium Exploration Group, Inc. (Opinion of the Commission as to Green Ballast, Inc.)
34-91228 Mar. 1, 2021 Munish Sood (Scheduling Order)
34-91222 Feb. 26, 2021 Pro Squared, Inc. and Protech Global Holdings Corp. (Opinion of the Commission)
34-91221 Feb. 26, 2021 Nexus Resources Corporation and Private Access, Inc. (Opinion of the Commission)
IA-5692 Feb. 26, 2021 Gary Edward Haynes (Order Regarding Service)
33-10931 Feb. 26, 2021 Timothy W. Carnahan and Cyios Corporation (Order Denying Motion for Extension of Time to File Briefs)
Other Release No.: 34-91224
34-91198 Feb. 24, 2021 China Longyi Group International Holdings Ltd., Leo Motors, Inc. and LNPR Group, Inc. (Opinion of the Commission as to China Longyi Group International Holdings Ltd.)
34-91197 Feb. 24, 2021 Cirque Energy, Inc. and Millennium Healthcare Inc. (Opinion of the Commission)
34-91179 Feb. 22, 2021 Genoil, Inc. and SAMEX Mining Corp. (Order to Show Cause)
34-91177 Feb. 22, 2021 Southeast Investments, N.C., Inc. and Frank Harmon Black (Order Extending Time to Issue Decision)
34-91176 Feb. 22, 2021 Thomas Christophe Prentice (Order Extending Time to Issue Decision)
IA-5687 Feb. 19, 2021 The Robare Group, Ltd., Mark L. Robare and Jack L. Jones, Jr. (Order Extending Time to Issue Decision)
34-91169 Feb. 19, 2021 Seen On Screen TV, Inc. and the Pulse Network, Inc. (Order)
34-91168 Feb. 19, 2021 RARAN Corporation, Refco Public Commodity Pool, L.P. and Rent USA, Inc. (Order Regarding Service as to Refco Public Commodity Pool, L.P.)
34-91167 Feb. 19, 2021 LegacyXChange, Inc. (Order to Show Cause)
34-91173 Feb. 19, 2021 David B. Tysk (Order Extending Time to Issue Decision)
34-91172 Feb. 19, 2021 Potomac Capital Markets, LLC (Order Denying Stay)
34-91171 Feb. 19, 2021 Billion Holding Inc. (Order Regarding Service)
34-91153 Feb. 18, 2021 Shenzhen-Zhongrong Morgan Investment Holding Group Co., Ltd. and Solar Wind Energy Tower, Inc. (Opinion of the Commission as to Shenzhen-Zhongrong Morgan Investment Holding Group Co., Ltd.)
34-91152 Feb. 18, 2021 American Retirement Villas Properties and MCY.com, Inc. (Opinion of the Commission)
IA-5686 Feb. 17, 2021 Barton W. Stuck (Order Denying Request for Postponement of Proceedings)
34-91148 Feb. 17, 2021 Jason Dwayne Watson (Order Denying Division of Enforcement's Motion to Find Respondent in Default and Impose Remedial Sanctions and Directing Prehearing Conference)
34-91133 Feb. 16, 2021 Physician Healthcare Plan of New Jersey, Inc., Teda Technologies International, Inc. and Ucellit.com, Inc. (Opinion of the Commission)
34-91132 Feb. 16, 2021 New Environmental Solutions Inc. (Opinion of the Commission)
34-91137 Feb. 16, 2021 Treehouse Real Estate Investment Trust Nyse (Order Granting Motion to Withdraw Application for Review)
33-10926 Feb. 16, 2021 James A. Winkelmann, Sr. and Blue Ocean Portfolios, LLC (Order Extending Time to Issue Decision)
Other Release Nos.: 34-91136, IA-5685, IC-34196
34-91113 Feb. 11, 2021 Gyrotron Technology, Inc. and Nation Energy Inc. (Opinion of the Commission as to Nation Energy Inc.)
34-91106 Feb. 11, 2021 NXChain, Inc. f/k/a AgriVest Americas, Inc., and SoOum Corp. (Opinion of the Commission as to Rock Energy Resources, Inc.)
34-91100 Feb. 10, 2021 Scottsdale Capital Advisors Corporation, et al. (Order Extending Time to Issue Decision)
34-91097 Feb. 10, 2021 Blackbook Capital, Inc. and Franklin Ogele (Order Extending Time to Issue Decision)
34-91088 Feb. 9, 2021 MediaWorx, Inc. and Perrin Partners, Inc. (Order to Show Cause)
34-91087 Feb. 9, 2021 Mongolia Holdings, Inc. and MyGo Games Holding Co. (Order to Show Cause)
34-91086 Feb. 9, 2021 GroGenesis, Inc. and Golden Gate Partners, Inc. (Order to Show Cause)
34-91085 Feb. 9, 2021 Michael Andrew Demaria (Order Scheduling Briefs)
34-91083 Feb. 9, 2021 Consolidated Arbitration Applications (Order Requesting Additional Briefing)
34-91081 Feb. 8, 2021 Shad Nhebi Clayton (Extension Order)
34-91080 Feb. 8, 2021 Ryan William Mummert Financial Industry Regulatory Authority (Extension Order)
34-91072 Feb. 5, 2021 Michael Joseph Clarke (Extension Order)
IA-5681 Feb. 5, 2021 The Robare Group, Ltd., Mark L. Robare and Jack L. Jones, Jr. (Order Extending Time to Issue Decision)
34-91069 Feb. 5, 2021 David B. Tysk (Order Extending Time to Issue Decision)
34-91061 Feb. 4, 2021 Robinhood Financial, LLC (Order Appointing Tax Administrator)
34-91051 Feb. 3, 2021 Joseph S. Amundsen, Michael T. Remus and Michael Remus CPA (Order Extending Time to Issue Decision)
34-91050 Feb. 3, 2021 J.W. Korth & Company, LP (Order Extending Time to Issue Decision)
34-91045 Feb. 2, 2021 Robbi J. Jones and Kipling Jones & Co., Ltd. (Order Denying Motion for a Stay)
34-91043 Feb. 2, 2021 Primera Foods Corporation, Rubicon Corp. a/k/a Osprey Holding, Inc. and Super 8 Motels Texas Ltd. (Order to Show Cause as to Primera Foods Corporation and Super 8 Motels Texas Ltd., and Order Regarding Service as to Rubicon Corp. a/k/a Osprey Holding, Inc.)
34-91041 Feb. 2, 2021 Conversion Services International, Inc. and Chester County Bancshares, Inc. (Order to Show Cause as to Conversion Services International, Inc., and Order Regarding Service as to Chester County Bancshares, Inc.)
34-91040 Feb. 2, 2021 Toshoan Holdings, Inc. and Toa Optical Tech, Inc. (Order Regarding Service)
34-91023 Feb. 1, 2021 Robbi J. Jones, Kipling Jones & Company, Ltd. Financial Industry Regulatory Authority (Extension Order)
34-91018 Jan. 29, 2021 Aurum, Inc. and Ecosphere Technologies, Inc. (Order to Show Cause as to Aurum, Inc.)
34-91017 Jan. 29, 2021 Innocom Technology Holdings, Inc., the Pulse Beverage Corporation and Ystrategies Corp. (Order to Show Cause as to Innocom Technology Holdings, Inc.)
34-91015 Jan. 29, 2021 Medical Innovation Holdings, Inc. (Order to Show Cause)
34-91014 Jan. 29, 2021 Soupman, Inc. and Trailblazer Resources, Inc. (Order to Show Cause)
34-91005 Jan. 28, 2021 Trimerica Energy Corporation f/k/a Treaty Energy Corporation (Order to Show Cause)
34-90998 Jan. 27, 2021 Piedmont Mining Company, Inc. and Rainbow Coral Corp. (Opinion of the Commission)
34-91001 Jan. 27, 2021 Timothy Arthur Vanderver III (Order Granting Motion to Withdraw Application for Review)
IA-5674 Jan. 27, 2021 Patrick L. O'connor (Order to Show Cause)
34-91003 Jan. 27, 2021 Carol J. Wayland (Order to Show Cause)
34-90992 Jan. 26, 2021 Bradley C. Reifler (Order Extending Time to Issue Decision)
34-90991 Jan. 26, 2021 Quicksilver Stock Transfer, LLC, aka Quicksilver Stock Transfer Corporation (Order)
34-90984 Jan. 25, 2021 Steve G. Blasko (Order to Show Cause)
34-90983 Jan. 25, 2021 Mitchell B. Dow (Order to Show Cause)
34-90982 Jan. 25, 2021 Barry Liss (Order to Show Cause)
34-90979 Jan. 25, 2021 Laurie Bebo and John Buono, CPA (Order Granting Petition for Review and Scheduling Briefs)
34-90978 Jan. 25, 2021 Digital Brand Media & Marketing Group, Inc. (Order Denying Motion for Summary Affirmance, Granting Petition for Review, and Scheduling Briefs)
33-10922 Jan. 25, 2021 Timothy W. Carnahan and Cyios Corporation (Order Denying Division's Motion for Summary Affirmance, Granting Respondents' Petition for Review, and Scheduling Briefs)
Other Release No.: 34-90977
34-90976 Jan. 25, 2021 Edward Beyn and Craig S. Taddonio (Order Extending Time to Issue Decision)
34-90975 Jan. 22, 2021 Robbi J. Jones, Kipling Jones & Company, Ltd. Financial Industry Regulatory Authority (Extension Order)
34-90972 Jan. 22, 2021 Performance Capital Management, LLC and Silicon Mountain Holdings, Inc. (Opinion of the Commission)
34-90971 Jan. 22, 2021 Integral Technologies, Inc. (Order)
34-90961 Jan. 21, 2021 Oceanus Acquisition Corp., Pinkbrick Holdings Inc. and Puravita Corporation (Opinion of the Commission)
34-90958 Jan. 21, 2021 Dynamic Enviro Inc. and United Restaurant Group International, Inc. (Opinion of the Commission)
33-10921 Jan. 21, 2021 John Thomas Capital Management Group LLC d/b/a Patriot28 LLC; and George R. Jarkesy, Jr. (Partial Stay Order)
Other Release Nos.: 34-90965, IA-5672, IC-34179
34-90963 Jan. 21, 2021 Cynthia Mary Couyoumjian Financial Industry Regulatory Authority (Extension Order)
34-90945 Jan. 19, 2021 Jeremy Joseph Drake (Order Regarding Service)
34-90942 Jan. 19, 2021 Patrick S. Carter (Order Regarding Service)
34-90935 Jan. 15, 2021 Debt Resolve, Inc. and Elite Group, Inc. (Order to Show Cause)
34-90934 Jan. 15, 2021 United City Corp. and Worldwide Internet Marketing, Inc. (Order to Show Cause)
IA-5668 Jan. 14, 2021 Saving2retire, LLC and Marian P. Young (Order Extending Time to Issue Decision)
34-90915 Jan. 13, 2021 Green Endeavors, Inc. and Sputnik Enterprises, Inc. (Opinion of the Commission as to Sputnik Enterprises, Inc.)
34-90913 Jan. 13, 2021 Universal Detection Technology and VinCompass Corp. (Opinion of the Commission)
34-90911 Jan. 13, 2021 Equitec Proprietary Markets, LLC Chicago Board Options Exchange, Inc. (Order Extending Time to Issue Decision)
34-90908 Jan. 13, 2021 Cannasys, Inc., et al. (Order to Show Cause)
34-90907 Jan. 13, 2021 Bluefire Renewables, Inc. and Canadian Cannabis Corp. (Order to Show Cause)
IA-5667 Jan. 12, 2021 Barton W. Stuck (Order)
34-90905 Jan. 12, 2021 TN-K Energy Group Inc. and Total Sports Media, Inc. (Opinion of the Commission)
34-90904 Jan. 12, 2021 Nexus Enterprise Solutions, Inc. and N-Viro International Corporation (Opinion of the Commission as to N-Viro International Corporation)
34-90892 Jan. 11, 2021 China Linen Textile Industry, Ltd. (Notice That Initial Decision Has Become Final)
34-90889 Jan. 11, 2021 ATNA Resources, Ltd. and Orckit Communications Ltd. (Opinion of the Commission)
34-90886 Jan. 11, 2021 ABN Amro Clearing Chicago LLC Chicago Board Options Exchange, Inc. and C2 Options Exchange, Inc. (Order Extending Time to Issue Decision)
34-90884 Jan. 11, 2021 Scottsdale Capital Advisors Corporation, et al. (Order Extending Time to Issue Decision)
34-90888 Jan. 11, 2021 American Patriot Brands, Inc. a/k/a The Grilled Cheese Truck, Inc. and Big Tree Group, Inc. (Order Dismissing Proceedings as to Big Tree Group, Inc.)
34-90877 Jan. 8, 2021 Activecare, et al. (Opinion of the Commission)
34-90876 Jan. 8, 2021 Atlas Technology International, Inc., Centenary International Corporation and Dynacq Healthcare, Inc. (Opinion of the Commission as to Atlas Technology International, Inc. and Centenary International Corporation)
34-90879 Jan. 8, 2021 Donald Anthony Wojnowski (Extension Order)
34-90878 Jan. 8, 2021 Maurice Acriche (Extension Order)
34-90873 Jan. 7, 2021 Franklin Scientific, Inc. and Goodwell Inc. (Order to Show Cause)
34-90870 Jan. 7, 2021 ERHC Energy, Inc. and IDdriven, Inc. (Opinion of the Commission as to IDdriven, Inc.)
34-90869 Jan. 7, 2021 Comarco, Inc. and Eco-Shift Power Corp. (Opinion of the Commission)
34-90868 Jan. 7, 2021 Shad Nhebi Clayton (Extension Order)
34-90860 Jan. 6, 2021 Dougherty's Pharmacy, Inc. (Order to Show Cause)
34-90859 Jan. 6, 2021 Danka Business Systems Plc (Order to Show Cause)
34-90858 Jan. 6, 2021 Michael Joseph Clarke (Renewed Order Scheduling Briefs)
34-90857 Jan. 6, 2021 David B. Tysk (Order Extending Time to Issue Decision)
34-90856 Jan. 6, 2021 Black Stallion Oil & Gas, Inc. n/k/a Arize Therapeutics, Inc. and Cannabis Science, Inc. (Opinion of the Commission as to Black Stallion Oil & Gas n/k/a Arize Therapeutics, Inc.)
34-90855 Jan. 6, 2021 Tongli Pharmaceuticals (USA), Inc. and Vansen Pharma, Inc. (Opinion of the Commission)
IA-5662 Jan. 6, 2021 The Robare Group, Ltd., Mark L. Robare and Jack L. Jones, Jr. (Order Extending Time to Issue Decision)
34-90851 Jan. 5, 2021 Hengyi International Industries Group, Inc., Jacobs Financial Group, Inc. and Ranger Gold Corp. (Opinion of the Commission as to Hengyi International Industries Group, Inc.)
34-90850 Jan. 5, 2021 Medical Safetec, Inc., et al. (Opinion of the Commission)
34-90847 Jan. 4, 2021 Trevor Michael Saliba and Arthur Mansourian (Order Extending Time to Issue Decision)
34-90839 Jan. 4, 2021 Benjamin Durant III (Order Regarding Service)
Other Release No.: IA-5658