Commission Opinions and Adjudicatory Orders


The list below provides links to opinions and orders issued by the Commission adjudicating either appeals from initial ALJ decisions or disciplinary or adverse action taken by self-regulatory organizations (such as FINRA) or motions in connection with these proceedings.

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Release No. Date Respondents
Second Quarter
34-94949 May 19, 2022 Validian Corp. (Opinion of the Commission)
34-94932 May 17, 2022 John A. Paulsen (Order Denying Motion to Extend Deadline as Moot and Supplementing Prior Extension Order to Reflect Filing of Brief)
Other Release No.: IA-6028
IA-6024 May 16, 2022 The Robare Group, Ltd., Mark L. Robare and Jack L. Jones, Jr. (Order Extending Time to Issue Decision)
34-94923 May 16, 2022 Bruce Zipper and Dakota Securities International, Inc. (Order Scheduling Briefs)
34-94919 May 16, 2022 Christopher M. Gibson (Order Extending Time to Issue Decision)
Other Release Nos.: IA-6023, IC-34585
34-94909 May 13, 2022 Laurence G. Allen (Order Scheduling Briefs)
Other Release No.: IA-6022
34-94903 May 12, 2022 John A. Paulsen (Order Granting an Extension of Time)
Other Release No.: IA-6021
34-94887 May 11, 2022 Equitec Proprietary Markets, LLC (Order Extending Time to Issue Decision)
34-94881 May 9, 2022 Wilson-Davis & Co., James C. Snow and Byron B. Barkley (Order Extending Time to Issue Decision)
34-94880 May 9, 2022 Sandeep Varma (Order Extending Time to Issue Decision)
34-94879 May 9, 2022 BlackBook Capital, Inc. and Franklin Ogele (Order Extending Time to Issue Decision)
34-94855 May 5, 2022 Paul H. Giles (Extension Order)
34-94854 May 5, 2022 Gregory A. Wahl, CPA, Michael Deutchman, CPA and Georgia Chung, CPA (Order Extending Time to Issue Decision)
Other Release No.: AAER-4298
IA-6014 May 4, 2022 Richard Vu Nguyen (Order to Show Cause)
34-94849 May 4, 2022 Casimer Anthony Polanchek (Order Directing Submission from the Division of Enforcement)
34-94846 May 4, 2022 Michael Vax (Order Discharging Order to Show Cause and Granting Extension of Time)
34-94832 May 2, 2022 Joseph S. Amundsen, Michael T. Remus and Michael Remus CPA (Order Extending Time to Issue Decision)
33-11058 May 2, 2022 James A. Winkelmann, Sr. and Blue Ocean Portfolios, LLC (Order Extending Time to Issue Decision)
Other Release Nos.: 34-94831, IA-6013, IC-34576
34-94829 Apr. 29, 2022 Real Goods Solar, Inc. (Opinion of the Commission)
34-94828 Apr. 29, 2022 Skye Life Ventures Ltd. (Opinion of the Commission)
34-94827 Apr. 29, 2022 Medifirst Solutions, Inc. (Opinion of the Commission)
34-94826 Apr. 29, 2022 Citadel Exploration, Inc. (Opinion of the Commission)
34-94825 Apr. 29, 2022 Donald Howard (Postponement Order)
34-94824 Apr. 29, 2022 World Tree Financial, LLC (Order Granting an Extension of Time)
34-94823 Apr. 29, 2022 Wesley Kyle Perkins (Order Granting an Extension of Time)
Other Release No.: IA-6010
34-94822 Apr. 29, 2022 Joseph A. Meyer, Jr. (Opinion of the Commission)
Other Release No.: IA-6009
34-94818 Apr. 28, 2022 Nano Magic Inc. (Order Denying Motion to Compel)
34-94817 Apr. 28, 2022 NVCN Corporation (Opinion of the Commission)
34-94816 Apr. 28, 2022 Digiliti Money Group, Inc. (Opinion of the Commission)
34-94815 Apr. 28, 2022 Eventure Interactive, Inc. (Opinion of the Commission)
34-94813 Apr. 28, 2022 ALCO Stores, Inc. (Opinion of the Commission)
34-94811 Apr. 28, 2022 Zenosense, Inc. (Order Regarding Prehearing Conference)
34-94809 Apr. 28, 2022 ZYQC Group Holding Limited (Supplemental Order Regarding Service)
34-94808 Apr. 28, 2022 Sean Kelly (Opinion of the Commission)
Other Release No.: IA-6006
IA-6007 Apr. 28, 2022 Gary Edward Haynes (Order Requesting Briefs)
34-94805 Apr. 27, 2022 Amazing Energy Oil and Gas, Co. (Opinion of the Commission)
34-94804 Apr. 27, 2022 ChineseInvestors.com, Inc. (Opinion of the Commission)
34-94801 Apr. 27, 2022 Prime Global Capital Group Incorporated (Opinion of the Commission)
34-94796 Apr. 26, 2022 Immune Pharmaceuticals Inc. (Order to Show Cause)
34-94792 Apr. 25, 2022 Edward Beyn and Craig S. Taddonio (Order Extending Time to Issue Decision)
34-94791 Apr. 25, 2022 Robert L. Bryant III (Order Extending Time to Issue Decision)
34-94777 Apr. 21, 2022 Alpine Securities Corporation (Extension Order)
34-94772 Apr. 21, 2022 Validian Corp. (Order Requesting Briefs)
34-94771 Apr. 21, 2022 Southeast Investments, N.C., Inc. and Frank Harmon Black (Order Extending Time to Issue Decision)
34-94770 Apr. 21, 2022 Patrick S. Carter (Opinion of the Commission)
34-94747 Apr. 19, 2022 Curtis Richard Edmark (Order Extending Time to Issue Decision)
34-94740 Apr. 18, 2022 Laurie Bebo and John Buono, CPA (Order Extending Time to Issue Decision)
34-94739 Apr. 18, 2022 Paul H. Giles (Order Requesting Additional Briefing)
34-94733 Apr. 15, 2022 Executive Financial Services, Inc. (Order Regarding Service)
34-94732 Apr. 15, 2022 Paul Hanson (Order Regarding Service)
34-94731 Apr. 15, 2022 Robbi J. Jones and Kipling Jones & Co., Ltd. (Order Extending Time to Issue Decision)
34-94728 Apr. 14, 2022 Bruce Zipper and Dakota Securities International, Inc. (Extension Order)
34-94725 Apr. 14, 2022 Horter Investment Management, LLC and Drew K. Horter (Order)
34-94700 Apr. 12, 2022 Petrolia Energy Corporation (Scheduling Order)
34-94693 Apr. 12, 2022 Daniel Paul Motherway (Order Extending Time to Issue Decision)
34-94691 Apr. 12, 2022 Good Vibration Shoes, Inc. (n/k/a Allied Corp.) (Order Extending Time to Issue Decision)
34-94690 Apr. 12, 2022 EyeCity.Com, Inc. (n/k/a CareX Blockchain Platform, Inc.) (Order Extending Time to Issue Decision)
34-94676 Apr. 11, 2022 Jennifer Anne Johnston (Order Extending Time to Issue Decision)
34-94675 Apr. 11, 2022 Eric S. Smith (Order Extending Time to Issue Decision)
33-11051 Apr. 11, 2022 Timothy W. Carnahan and Cyios Corporation (Order Extending Time to Issue Decision)
Other Release No.: 34-94672
IA-5996 Apr. 11, 2022 Saving2Retire, LLC and Marian P. Young (Order Extending Time to Issue Decision)
34-94668 Apr. 11, 2022 Robert R. Tweed (Order Extending Time to Issue Decision)
34-94667 Apr. 11, 2022 Equitec Proprietary Markets, LLC. (Order Extending Time to Issue Decision)
34-94664 Apr. 11, 2022 Dreamfunded Marketplace, LLC and Manuel Fernandez (Second Extension Order)
34-94655 Apr. 8, 2022 Paul H. Giles (Extension Order)
34-94626 Apr. 7, 2022 Halpern & Associates, LLC and Barbara Halpern, CPA (Order Granting an Extension of Time)
34-94624 Apr. 7, 2022 Thomas J. Lykos, Jr. (Extension Order)
34-94622 Apr. 6, 2022 CMS Asset Holdings, Inc. (Order to Show Cause)
34-94621 Apr. 6, 2022 Michael Vax (Order to Show Cause)
34-94619 Apr. 6, 2022 Wesley Kyle Perkins (Order Requesting Briefs)
Other Release No.: IA-5995
34-94618 Apr. 6, 2022 World Tree Financial, LLC (Order Requesting Briefs)
34-94613 Apr. 5, 2022 Capital Access Point III, Inc. (Order to Show Cause)
34-94612 Apr. 5, 2022 Symphony Acquisition Corp. (Order to Show Cause)
34-94608 Apr. 5, 2022 Sonant Systems, Inc. (Order to Show Cause)
34-94605 Apr. 5, 2022 CareClix Holdings, Inc. (f/k/a Solei Systems, Inc.) (Order to Show Cause)
34-94604 Apr. 4, 2022 Stephen Scott Moleski (Order to Show Cause)
Other Release No.: IA-5994
34-94603 Apr. 4, 2022 David Michael (Order to Show Cause)
Other Release No.: IA-5993
IA-5992 Apr. 4, 2022 Reginald Buddy Ringgold, III and Aka Rasool Abdul Rahim El (Order to Show Cause)
34-94602 Apr. 4, 2022 Alexander Goldschmidt (Order to Show Cause)
34-94600 Apr. 4, 2022 Donald Howard (Order to Show Cause)
34-94599 Apr. 4, 2022 Hughe Duwayne Graham (Order to Show Cause)
34-94598 Apr. 4, 2022 Yaniv Avnon, Ran Armon and G Six Trading Y.R Ltd (Order to Show Cause)
34-94597 Apr. 4, 2022 Double Down Holdings, Inc. (Order to Show Cause)
34-94596 Apr. 4, 2022 Parallax Health Sciences, Inc. (Order to Show Cause)
34-94595 Apr. 4, 2022 DBUB Group, Inc. (Order to Show Cause)
34-94593 Apr. 4, 2022 Paul Eric Flesche (Extension Order)
34-94588 Apr. 1, 2022 Apawthecary Pets USA (Order to Show Cause)
34-94586 Apr. 1, 2022 Two Rivers Water & Farming Company (Order to Show Cause)
34-94584 Apr. 1, 2022 Star Buffet, Inc. (Order to Show Cause)
34-94582 Apr. 1, 2022 Celexus, Inc. Fka Telupay International, Inc. (Order to Show Cause)
34-94581 Apr. 1, 2022 J.W. Korth & Company, LP for Review of Disciplinary Action Taken By (Opinion of the Commission)
34-94580 Apr. 1, 2022 Emarine Global, Inc. (Order to Show Cause)
34-94579 Apr. 1, 2022 IOTA Communications, Inc. (Order Regarding Prehearing Conference)
First Quarter
IA-5991 Mar. 31, 2022 World Tree Financial, LLC (Order Regarding Prehearing Conference)
34-94572 Mar. 31, 2022 Wesley Kyle Perkins (Order Regarding Prehearing Conference)
Other Release No.: IA-5990
33-11049 Mar. 31, 2022 DF Growth REIT II, LLC (Order Directing Hearing)
34-94564 Mar. 31, 2022 Petrolia Energy Corporation (Order Regarding Prehearing Conference)
34-94562 Mar. 30, 2022 BlueNRGY Group Ltd. (Order Regarding Service)
34-94561 Mar. 30, 2022 Blue State Corp. (Order Regarding Service)
34-94560 Mar. 30, 2022 Omphalos, Corp. (Order Regarding Service)
34-94559 Mar. 30, 2022 Xodtec Group USA, Inc. (Order to Show Cause)
34-94557 Mar. 30, 2022 Bruce C. Worthington (Order Requesting Additional Briefing and Materials)
Other Release No.: IA-5988
34-94556 Mar. 30, 2022 Sector 5, Inc. (Order to Show Cause)
34-94555 Mar. 30, 2022 Inventergy Global, Inc. (Order to Show Cause)
34-94554 Mar. 30, 2022 Gordon Biersch Brewery Restaurant Group, Inc. (Order to Show Cause)
34-94552 Mar. 30, 2022 Randolph Capital Group, Inc. (Order to Show Cause)
34-94551 Mar. 30, 2022 Paul P. Aquitania (Extension Order)
34-94550 Mar. 30, 2022 Safety First Healthcare Corp. (Order to Show Cause)
34-94549 Mar. 30, 2022 Virolab, Inc. (Order to Show Cause)
34-94548 Mar. 30, 2022 Curaegis Technologies, Inc. (Order to Show Cause)
34-94547 Mar. 30, 2022 Avteam, Inc. (Order to Show Cause)
34-94545 Mar. 29, 2022 Fidelity Transfer Services, Inc. and Ruben Sanchez (Opinion of the Commission)
Other Release No.: IC-34548
IA-5986 Mar. 29, 2022 Neil Burkholz (Second Supplemental Order Regarding Service)
33-11046 Mar. 29, 2022 The Registration Statement of Life Science Holdings, Inc. (Notice That Initial Decision Has Become Final)
34-94534 Mar. 28, 2022 Brian Buckley (Order Granting Joint Motion to Stay)
34-94531 Mar. 28, 2022 Louis Ottimo (Order Extending Time to Issue Decision)
34-94530 Mar. 28, 2022 Metatron, Inc. (Order Extending Time to Issue Decision)
34-94529 Mar. 28, 2022 Ryan William Mummert (Order Extending Time to Issue Decision)
34-94523 Mar. 25, 2022 Bioscience Neutraceuticals, Inc. (Order to Show Cause)
34-94522 Mar. 25, 2022 Artemis Acquisition Corp. (Order to Show Cause)
34-94521 Mar. 25, 2022 Talware Networx Inc. (Order to Show Cause)
IA-5983 Mar. 23, 2022 David Henry Hansen (Order Regarding Service)
34-94502 Mar. 23, 2022 ZYQC Group Holding Limited (Order Regarding Service)
34-94501 Mar. 23, 2022 Michael Vax (Order Regarding Service)
34-94491 Mar. 22, 2022 John A. Paulsen (Order Scheduling Briefs)
Other Release No.: IA-5982
IA-5981 Mar. 21, 2022 Eldrick E. Woodley d/b/a Woodley & Co. Wealth Strategies (Opinion of the Commission)
34-94481 Mar. 21, 2022 Liberated Syndication Inc. (Order Granting an Extension of Time)
33-11044 Mar. 21, 2022 Matthew R. Rossi and SJL Capital, LLC (Order Extending Time to Issue Decision)
Other Release Nos.: 34-94482, IA-5980
34-94472 Mar. 18, 2022 Keith Patrick Sequeira (Order Denying Motion for Reconsideration)
34-94469 Mar. 18, 2022 Validian Corp. (Order to Show Cause)
34-94440 Mar. 16, 2022 Boston Carriers, Inc. (Third Supplemental Order Regarding Service)
34-94439 Mar. 16, 2022 FreeSeas Inc. (Third Supplemental Order Regarding Service)
34-94438 Mar. 16, 2022 Michael Andrew Demaria (Order Extending Time to Issue Decision)
34-94422 Mar. 15, 2022 Consolidated Arbitration Applications (Order Extending Time to Issue Decision)
34-94421 Mar. 15, 2022 Silver Leaf Partners, LLC (Order Extending Time to Issue Decision)
34-94409 Mar. 14, 2022 Mark Feathers (Order Extending Time to Issue Decision)
34-94407 Mar. 14, 2022 Cantone Research Inc., Anthony Cantone and Christine Cantone (Order Extending Time to Issue Decision)
34-94393 Mar. 10, 2022 Clinton Maurice Tucker II (Extension Order)
34-94391 Mar. 9, 2022 WorldNet, Inc. of Nevada (Opinion of the Commission)
34-94390 Mar. 9, 2022 Thomas J. Lykos, Jr. (Extension Order)
34-94385 Mar. 9, 2022 Digital Brand Media & Marketing Group, Inc. (Order Extending Time to Issue Decision)
34-94371 Mar. 7, 2022 HEPI Pharmaceuticals, Inc. (Order to Show Cause)
34-94364 Mar. 4, 2022 Paul H. Giles (Extension Order)
34-94361 Mar. 3, 2022 Infinity Distribution Inc. (Opinion of the Commission)
34-94359 Mar. 3, 2022 Vivi Holdings, Inc. (Opinion of the Commission)
34-94358 Mar. 3, 2022 Stealth Technologies, Inc. (Opinion of the Commission)
34-94357 Mar. 3, 2022 Paul Eric Flesche (Extension Order)
34-94355 Mar. 3, 2022 Sports Field Holdings, Inc. (Opinion of the Commission)
34-94348 Mar. 2, 2022 Jade Global Holdings, Inc. (f/k/a Media Analytics Corporation) (Opinion of the Commission)
34-94347 Mar. 2, 2022 MyDx, Inc. (Opinion of the Commission)
34-94346 Mar. 2, 2022 Sunburst Acquisitions V, Inc. (Opinion of the Commission)
34-94345 Mar. 2, 2022 Ngen Technologies Holdings Corp. (Opinion of the Commission)
34-94344 Mar. 2, 2022 Aeon Global Health Corp. (Scheduling Order)
34-94343 Mar. 2, 2022 James Edmond Moniz (Order Granting Motion to Withdraw Application for Review)
34-94342 Mar. 2, 2022 J.W. Korth & Company, LP (Order Extending Time to Issue Decision)
34-94340 Mar. 1, 2022 Toshoan Holdings, Inc. and TOA Optical Tech, Inc. (Opinion of the Commission)
34-94339 Mar. 1, 2022 International Technology Enterprises Ltd. (Opinion of the Commission)
34-94338 Mar. 1, 2022 EV Charging USA, Inc. (Opinion of the Commission)
34-94337 Mar. 1, 2022 Empire Post Media (Opinion of the Commission)
34-94333 Feb. 28, 2022 Kinerjapay Corp. (Order Granting an Extension of Time)
34-94331 Feb. 28, 2022 Alpine Securities Corporation (Order Extending Time to Issue Decision)
34-94321 Feb. 28, 2022 Michael Joseph Clarke (Order Extending Time to Issue Decision)
33-11031 Feb. 22, 2022 Edward M. Daspin and a/k/a "Edward (Ed) Michael" (Order Extending Time to Issue Decision)
Other Release No.: 34-94291
34-94290 Feb. 22, 2022 Cynthia Mary Couyoumjian (Order Extending Time to Issue Decision)
34-94289 Feb. 22, 2022 Thomas Christophe Prentice (Order Extending Time to Issue Decision)
IA-5969 Feb. 18, 2022 Horter Investment Management, LLC and Drew K. Horter (Order)
34-94274 Feb. 17, 2022 Devin L. Wicker (Order Scheduling Briefs)
34-94266 Feb. 16, 2022 Stockman Kast Ryan & Co. LLP; Ellen S. Fisher, CPA; and David H. Kast, CPA (Stay Order)
Other Release Nos.: IA-5968, AAER-4282
34-94261 Feb. 15, 2022 IronClad Encryption Corporation (Opinion of the Commission)
34-94255 Feb. 15, 2022 Triton Emission Solutions Inc. (Opinion of the Commission)
34-94254 Feb. 15, 2022 CBA FLORIDA, INC. (f/k/a Cord Blood of America, Inc.) (Opinion of the Commission)
34-94241 Feb. 14, 2022 Christopher M. Gibson (Order Extending Time to Issue Decision)
Other Release Nos.: IA-5961, IC-34504
IA-5960 Feb. 14, 2022 The Robare Group, Ltd., Mark L. Robare and Jack L. Jones, Jr. (Order Extending Time to Issue Decision)
34-94234 Feb. 11, 2022 Amazing Energy Oil and Gas, Co. (Order to Show Cause)
34-94232 Feb. 11, 2022 Liberated Syndication Inc. (Order Granting an Extension of Time)
34-94231 Feb. 11, 2022 Thomas John Lykos, Jr. (Order Scheduling Briefs)
34-94224 Feb. 10, 2022 XT Energy Group, Inc. (Order Granting an Extension of Time)
34-94208 Feb. 9, 2022 Clinton Maurice Tucker II (Order Requesting Additional Briefing and Materials)
34-94207 Feb. 9, 2022 Conrad A. Coggeshall (Order Directing Submission from the Division of Enforcement)
Other Release No.: IA-5958
34-94206 Feb. 9, 2022 Skye Life Ventures, Ltd. (Order to Show Cause)
34-94205 Feb. 9, 2022 Real Goods Solar, Inc. (Order to Show Cause)
34-94192 Feb. 8, 2022 Oranco, Inc. (Order Granting an Extension of Time)
34-94190 Feb. 8, 2022 Amazing Energy Oil and Gas, Co. (Order Regarding Service)
34-94188 Feb. 8, 2022 Casimer Anthony Polanchek (Corrected Order to Show Cause)
34-94180 Feb. 7, 2022 Incoming, Inc. (Opinion of the Commission)
34-94179 Feb. 7, 2022 Enterprise IV Corporation (Opinion of the Commission)
34-94178 Feb. 7, 2022 Yus International Group, Ltd. (Opinion of the Commission)
34-94177 Feb. 7, 2022 Vista International Technologies, Inc. (Opinion of the Commission)
34-94176 Feb. 7, 2022 Blackbook Capital, Inc. and Franklin Ogele (Order Extending Time to Issue Decision)
34-94175 Feb. 7, 2022 Sandeep Varma (Order Extending Time to Issue Decision)
34-94174 Feb. 7, 2022 Wilson-Davis & Co., James C. Snow and Byron B. Barkley (Order Extending Time to Issue Decision)
34-94164 Feb. 4, 2022 Bnet Media Group, Inc. (Opinion of the Commission)
34-94163 Feb. 4, 2022 Consumer Capital Group, Inc. (Opinion of the Commission)
34-94162 Feb. 4, 2022 LevelBlox, Inc. (Opinion of the Commission)
34-94161 Feb. 4, 2022 GelTech Solutions, Inc. (Opinion of the Commission)
34-94160 Feb. 4, 2022 Gregory A. Wahl, CPA, Michael Deutchman, CPA and Georgia Chung, CPA (Order Extending Time to Issue Decision)
Other Release No.: AAER-4281
34-94158 Feb. 4, 2022 Calmare Therapeutics Incorporated (Order Granting Motion for Extension of Time)
34-94154 Feb. 4, 2022 Aeon Global Health Corp. (Order Regarding Prehearing Conference)
34-94153 Feb. 4, 2022 Paul H. Giles (Extension Order)
34-94150 Feb. 3, 2022 BlackRidge Technology International, Inc. (Opinion of the Commission)
34-94149 Feb. 3, 2022 Nostalgia Family Brands, Inc. (Opinion of the Commission)
34-94148 Feb. 3, 2022 Arista Financial Corp. (Opinion of the Commission)
34-94147 Feb. 3, 2022 Yaniv Avnon, Ran Armon and G Six Trading Y.R Ltd. (Order Dismissing Proceedings as to G Six Trading Y.R Ltd.)
34-94139 Feb. 2, 2022 American Retail Group, Inc (Opinion of the Commission)
34-94138 Feb. 2, 2022 Dragon Jade International Limited (Opinion of the Commission)
34-94137 Feb. 2, 2022 Grand Perfecta, Inc. (Opinion of the Commission)
34-94134 Feb. 2, 2022 Blue Eagle Lithium Inc. (Opinion of the Commission)
34-94133 Feb. 2, 2022 Digiliti Money Group, Inc. (Order to Show Cause)
34-94132 Feb. 2, 2022 Hughe Duwayne Graham (Order Regarding Service)
34-94131 Feb. 2, 2022 Donald Howard (Order Regarding Service)
34-94130 Feb. 2, 2022 HEPI Pharmaceuticals, Inc. (Order Regarding Service)
34-94129 Feb. 2, 2022 ALCO Stores, Inc. (Order to Show Cause)
34-94128 Feb. 2, 2022 Eventure Interactive, Inc. (Order to Show Cause)
34-94127 Feb. 2, 2022 NVCN Corporation (Order to Show Cause)
34-94122 Feb. 1, 2022 AI Document Services, Inc. (Opinion of the Commission)
34-94119 Feb. 1, 2022 Wari, Inc. (Opinion of the Commission)
34-94115 Feb. 1, 2022 United Cannabis Corporation (Opinion of the Commission)
34-94114 Feb. 1, 2022 Primera Foods Corporation, Rubicon Corp. a/k/a Osprey Holding, Inc. and Super 8 Motels Texas Ltd. (Opinion of the Commission as to Rubicon Corp. a/k/a Osprey Holding, Inc.)
IA-5953 Jan. 31, 2022 Horter Investment Management, LLC and Drew K. Horter (Order)
34-94111 Jan. 31, 2022 DreamFunded Marketplace, LLC and Manuel Fernandez (Extension Order)
34-94110 Jan. 31, 2022 J.W. Korth & Company, LP (Order Extending Time to Issue Decision)
34-94103 Jan. 31, 2022 Joseph S. Amundsen, Michael T. Remus and Michael Remus CPA (Order Extending Time to Issue Decision)
33-11026 Jan. 31, 2022 James A. Winkelmann, Sr. and Blue Ocean Portfolios, LLC (Order Extending Time to Issue Decision)
Other Release Nos.: 34-94105, IA-5952, IC-34490
34-94059 Jan. 25, 2022 KJM Securities, Inc. (Opinion of the Commission)
34-94046 Jan. 24, 2022 Edward Beyn and Craig S. Taddonio (Order Extending Time to Issue Decision)
34-94032 Jan. 24, 2022 James Edmond Moniz (Extension Order)
34-94029 Jan. 21, 2022 Southeast Investments, N.C., Inc. and Frank Harmon Black (Order Extending Time to Issue Decision)
34-94026 Jan. 21, 2022 Bradley C. Reifler (Opinion of the Commission)
34-94005 Jan. 19, 2022 Jonathan William Lonske (Corrected Extension Order)
34-94004 Jan. 19, 2022 Brian Buckley (Second Supplemental Order Regarding Service)
34-94001 Jan. 19, 2022 Curtis Richard Edmark (Order Extending Time to Issue Decision)
34-93985 Jan. 18, 2022 Alpine Securities Corporation (Order)
34-93984 Jan. 18, 2022 Laurie Bebo and John Buono, CPA (Order Extending Time to Issue Decision)
34-93983 Jan. 14, 2022 Alpine Securities Corporation (Order Granting Stipulated Motion for Entry of Revised Proposed Stipulated Protective Order)
34-93978 Jan. 13, 2022 Michael Sean Murphy and Jocelyn Murphy (Order Granting an Extension of Time)
Other Release No.: IA-5946
34-93977 Jan. 13, 2022 Giggles N' Hugs, Inc. (Order Regarding Status Report)
34-93976 Jan. 13, 2022 Titan Securities and Brad C. Brooks (Extension Order)
34-93971 Jan. 12, 2022 American Cryptofed DAO LLC (Order Denying Motions for a More Definite Statement)
34-93970 Jan. 12, 2022 Daniel C. Masters (Extension Order)
34-93959 Jan. 12, 2022 Daniel Paul Motherway (Order Extending Time to Issue Decision)
34-93957 Jan. 12, 2022 Good Vibration Shoes, Inc. (n/k/a Allied Corp.) for Review of Company-Related Action Taken By (Order Extending Time to Issue Decision)
34-93956 Jan. 12, 2022 Eyecity.Com, Inc. (n/k/a Carex Blockchain Platform, Inc.) for Review of Company-Related Action Taken By (Order Extending Time to Issue Decision)
IA-5942 Jan. 10, 2022 Saving2Retire, LLC and Marian P. Young (Order Extending Time to Issue Decision)
34-93944 Jan. 10, 2022 Eric S. Smith (Order Extending Time to Issue Decision)
34-93943 Jan. 10, 2022 Equitec Proprietary Markets, LLC Chicago Board Options Exchange, Inc. (Order Extending Time to Issue Decision)
34-93942 Jan. 10, 2022 Robert R. Tweed (Order Extending Time to Issue Decision)
34-93940 Jan. 10, 2022 Jennifer Anne Johnston (Order Extending Time to Issue Decision)
34-93939 Jan. 10, 2022 John A. Paulsen (Order Granting an Extension of Time)
Other Release No.: IA-5941
33-11022 Jan. 10, 2022 Timothy W. Carnahan and Cyios Corporation (Order Extending Time to Issue Decision)
Other Release No.: 34-93941
34-93922 Jan. 6, 2022 American CryptoFed DAO LLC (Order Denying Motion for a Briefing Schedule and Directing Further Procedures for the Filing of Motions)
34-93921 Jan. 6, 2022 Lek Securities Corporation (Order Granting Request for Dismissal of Proceeding)
34-93912 Jan. 5, 2022 Daniel B. Vazquez, Sr. (Order Requesting Additional Briefing and Materials)
Other Release No.: IA-5937
34-93911 Jan. 5, 2022 Jocelyn Murphy and Michael Sean Murphy (Order Directing Additional Briefing)
34-93910 Jan. 5, 2022 Derek Rudolf D'Alonzo (Order Requesting Briefing)
34-93909 Jan. 5, 2022 Boston Carriers, Inc. (Second Supplemental Order Regarding Service)
34-93908 Jan. 5, 2022 FreeSeas Inc. (Second Supplemental Order Regarding Service)
34-93905 Jan. 5, 2022 American Cryptofed DAO LLC (Order Regarding Motions for Judgment On the Pleadings)