34-103624
Aug. 1, 2025
600-39
Paxos Securities Settlement Company, LLC; Notice of Filing of an Application for Registration as a Clearing Agency Under Section 17A of the Securities Exchange Act of 1934
Comments Due: 45 days after date of publication in the Federal Register .
See Also -
Form CA-1 Application and Exhibits
34-103604
July 31, 2025
10-249
Texas Stock Exchange LLC; Notice of Filing of Amendment No. 2 to an Application for Registration as a National Securities Exchange under Section 6 of the Securities Exchange Act of 1934
Comments Due: 21 days after publication in the Federal Register.
View Received Comments
See Also -
Form 1 Application and Exhibits
34-103560
July 28, 2025
Order Granting Temporary Exemptive Relief, Pursuant to Section 36(a)(1) of the Securities Exchange Act of 1934, from Certain Aspects of Rule 10c-1a
34-103528
July 23, 2025
Order Extending Temporary Conditional Exemptive Relief, Pursuant to Section 36(a)(1) of the Securities Exchange Act of 1934 and Rule 608(e) of Regulation NMS thereunder, from Certain Requirements of Appendix D, Section 3 of the National Market System...
34-103514
July 21, 2025
600-44
CME Securities Clearing,Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Grant or Deny an Application for Registration as a Clearing Agency under Section 17A of the Securities Exchange Act of 1934
View Received Comments
34-103477
July 16, 2025
4-861
Notice of Filing of Proposed Minor Rule Violation Plan
Comments Due: August 11, 2025
34-103472
July 16, 2025
2025-42
Order Determining Whistleblower Award Claim
34-103471
July 16, 2025
2025-41
Order Determining Whistleblower Award Claim
34-103470
July 16, 2025
2025-40
Order Determining Whistleblower Award Claim
34-103430
July 9, 2025
010-00248
Dream Exchange Holdings, Inc.; Notice of Filing of Amendment No. 1 to an Application for Registration as a National Securities Exchange under Section 6 of the Securities Exchange Act of 1934
Comments Due: August 4, 2025
See Also -
Form 1 Application and Exhibits
34-103422
July 9, 2025
10-249
In the Matter of the Application of Texas Stock Exchange LLC for Registration as a National Securities Exchange; Order Instituting Proceedings to Determine Whether to Grant or Deny an Application for Registration as a National Securities Exchange under...
Comments Due: 21 days after publication in the Federal Register.
View Received Comments
34-103281
June 17, 2025
2025-39
Order Determining Whistleblower Award Claim
34-103254
June 13, 2025
2025-38
Order Determining Whistleblower Award Claim
34-103229
June 11, 2025
2025-37
Order Determining Whistleblower Award Claim
34-103225
June 11, 2025
2025-36
Order Determining Whistleblower Award Claim
34-103208
June 9, 2025
2025-35
Order Determining Whistleblower Award Claim
34-103202
June 6, 2025
2025-34
Order Determining Whistleblower Award Claim
34-103197
June 5, 2025
2025-33
Order Determining Whistleblower Award Claim
34-103177
June 4, 2025
2025-32
Order to Determine Whistleblower Award Claim
34-103172
June 3, 2025
2025-31
Order Determining Whistleblower Award Claim
34-103171
June 3, 2025
2025-30
Order Determining Whistleblower Award Claim
34-103170
June 2, 2025
2025-29
Order Determining Whistleblower Award Claim
34-103162
June 2, 2025
2025-28
Order Determining Whistleblower Award Claim
34-103157
May 30, 2025
010-00248
Dream Exchange Holdings, Inc.; Order Instituting Proceedings to Determine Whether to Grant or Deny an Application for Registration as a National Securities Exchange under Section 6 of the Securities Exchange Act of 1934
Comments Due: August 4, 2025
34-102987
May 5, 2025
2025-27
Order Determining Whistleblower Award Claim