Other Commission Orders, Notices, and Information
Archive of other SEC Orders, Notices and Information available include:
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| Release No. | Date | Details |
|---|---|---|
| First Quarter | ||
| 34-90932 | Jan. 15, 2021 | Order Making Fiscal Year 2021 Annual Adjustments to Transaction Fee Rates |
| IA-5669 | Jan. 14, 2021 | Family Office Partners, Inc. (Order Cancelling Registration Pursuant to Section 203(h) of the Investment Advisers Act of 1940)
File No.: 801-110022 |
| 34-90922 | Jan. 14, 2021 | Order Determining Whistleblower Award Claim
File No.: 2021-24 |
| 33-10919 | Jan. 11, 2021 | SEC Small Business Capital Formation Advisory Committee: Notice of Meeting
Other Release Nos.: 34-90882 File No.: 265-32 Comments received are available. |
| 33-10918 | Jan. 8, 2021 | Adjustments to Civil Monetary Penalty Amounts
Other Release Nos.: 34-90874; IA-5664; IC-34166 |
| 34-90872 | Jan. 7, 2021 | Order Determining Whistleblower Award Claim
File No.: 2021-23 |
| 34-90867 | Jan. 7, 2021 | Order Determining Whistleblower Award Claim
File No.: 2021-22 |
| 34-90866 | Jan. 7, 2021 | Order Determining Whistleblower Award Claim
File No.: 2021-21 |
| 34-90864 | Jan. 7, 2021 | Order Determining Whistleblower Award Claim
File No.: 2021-20 |