Other Commission Orders, Notices, and Information

Archive of other SEC Orders, Notices and Information available include:

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Release No. Date Details
First Quarter
34-90932 Jan. 15, 2021 Order Making Fiscal Year 2021 Annual Adjustments to Transaction Fee Rates
IA-5669 Jan. 14, 2021 Family Office Partners, Inc. (Order Cancelling Registration Pursuant to Section 203(h) of the Investment Advisers Act of 1940)
File No.: 801-110022
34-90922 Jan. 14, 2021 Order Determining Whistleblower Award Claim
File No.: 2021-24
33-10919 Jan. 11, 2021 SEC Small Business Capital Formation Advisory Committee: Notice of Meeting
Other Release Nos.: 34-90882
File No.: 265-32
Comments received are available.
33-10918 Jan. 8, 2021 Adjustments to Civil Monetary Penalty Amounts
Other Release Nos.: 34-90874; IA-5664; IC-34166
34-90872 Jan. 7, 2021 Order Determining Whistleblower Award Claim
File No.: 2021-23
34-90867 Jan. 7, 2021 Order Determining Whistleblower Award Claim
File No.: 2021-22
34-90866 Jan. 7, 2021 Order Determining Whistleblower Award Claim
File No.: 2021-21
34-90864 Jan. 7, 2021 Order Determining Whistleblower Award Claim
File No.: 2021-20