Other Commission Orders, Notices, and Information
Archive of other SEC Orders, Notices and Information available include:
Third Quarter | Second Quarter | First Quarter
Additional Archives
2022 | 2021 | 2020 | 2019 | 2018 | 2017 | 2016 | 2015 | 2014 | 2013 | 2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998 | 1997 | 1996 | 1995
| Release No. | Date | Details |
|---|---|---|
| Third Quarter | ||
| 34-95443 | Aug. 9, 2022 | Order Determining Whistleblower Award Claim
File No.: 2022-70 |
| 34-95408 | Aug. 2, 2022 | Order Determining Whistleblower Award Claim
File No.: 2022-69 |
| 34-95384 | Jul. 28, 2022 | Order Determining Whistleblower Award Claim
File No.: 2022-68 |
| 34-95309 | Jul. 19, 2022 | Order Determining Whistleblower Award Claim
File No.: 2022-67 |
| 34-95304 | Jul. 18, 2022 | Order Determining Whistleblower Award Claim
File No.: 2022-66 |
| 34-95292 | Jul. 15, 2022 | Order Determining Whistleblower Award Claim
File No.: 2022-65 |
| 34-95291 | Jul. 15, 2022 | Order Determining Whistleblower Award Claim
File No.: 2022-64 |
| 34-95247 | Jul. 12, 2022 | Order Determining Whistleblower Award Claim
File No.: 2022-63 |
| 34-95243 | Jul. 11, 2022 | Order Granting Registration of Demotech, Inc. as a Nationally Recognized Statistical Rating Organization |
| 34-95235 | Jul. 8, 2022 | Order Denying Stay
See Also: |
| 34-95222 | Jul. 8, 2022 | Order Determining Whistleblower Award Claim
File No.: 2022-62 |
| 34-95221 | Jul. 8, 2022 | Order Determining Whistleblower Award Claim
File No.: 2022-61 |
| 34-95198 | Jul. 5, 2022 | Order Determining Whistleblower Award Claim
File No.: 2022-60 |
| Second Quarter | ||
| 33-11074 | Jun. 17, 2022 | American CryptoFed DAO LLC (Order Denying Withdrawal of Registration Statement Under the Securities Act of 1933)
File No.: 333-259603 |
| 33-11073 | Jun. 17, 2022 | List of Rules to be Reviewed Pursuant to the Regulatory Flexibility Act (Conformed to Federal Register version)
Other Release Nos.: 34-95122; IC-34619 File No.: S7-19-22 Comments Due: Aug. 23, 2022 Federal Register version (87 FR 37772 ) |
| IA-6050 | Jun. 15, 2022 | Request for Comment on Certain Information Providers Acting as Investment Advisers (Conformed to Federal Register version)
File No.: S7-18-22 Other Rel. Nos.: IC-34618 Comments Due: Aug. 16, 2022 Comments received are available Federal Register version (87 FR 37254 ) |
| 34-95038 | Jun. 3, 2022 | Order Determining Whistleblower Award Claim
File No.: 2022-59 |
| 34-95033 | Jun. 3, 2022 | Order Determining Whistleblower Award Claim
File No.: 2022-58 |
| 34-95032 | Jun. 3, 2022 | Order Determining Whistleblower Award Claim
File No.: 2022-57 |
| 34-95007 | May 31, 2022 | 24X National Exchange LLC (Notice of Filing of Application for Registration as a National Securities Exchange under Section 6 of the Securities Exchange Act of 1934)
File No.: 10-239 Comments Due: 45 days from publication in the Federal Register Comments received are available. |
| 34-94946 | May 19, 2022 | Order Determining Whistleblower Award Claim
File No.: 2022-56 |
| 34-94896 | May 11, 2022 | Data Collection Initiation Date and Contingent Phase-In Termination Date for the De Minimis Notional Thresholds of Security-Based Swap Dealing
See Also: Release Nos. 34-66868, 34-87780, and 34-91798 |
| 34-94860 | May 6, 2022 | Order Determining Whistleblower Award Claim
File No.: 2022-55 |
| 34-94797 | Apr. 27, 2022 | Order Determining Whistleblower Award Claim
File No.: 2022-54 |
| 33-11054 | Apr. 26, 2022 | Regulatory Flexibility Agenda Other Release Nos.: 34-94793, IA-6002, IC-34570 File No.: S7-15-22 Comments received are available. Comments Due: 30 days after date of publication in the Federal Register |
| 34-94789 | Apr. 25, 2022 | Order Determining Whistleblower Award Claim
File No.: 2022-53 |
| 34-94767 | Apr. 21, 2022 | Order Determining Whistleblower Award Claim
File No.: 2022-52 |
| 34-94743 | Apr. 18, 2022 | Order Determining Whistleblower Award Claim
File No.: 2022-51 |
| 34-94738 | Apr. 18, 2022 | Order Determining Whistleblower Award Claim
File No.: 2022-50 |
| 34-94737 | Apr. 18, 2022 | Order Determining Whistleblower Award Claim
File No.: 2022-49 |
| 34-94736 | Apr. 18, 2022 | Order Determining Whistleblower Award Claim
File No.: 2022-48 |
| 34-94724 | Apr. 14, 2022 | Financial Industry Regulatory Authority, Inc. (Order Granting Petition for Review and Scheduling Filing of Statements)
Comments received for SR-FINRA-2021-010. |
| 34-94651 | Apr. 8, 2022 | Order Cancelling Registration of Municipal Advisor Pursuant to Section 15B(c)(3) of the Securities Exchange Act of 1934 |
| 34-94647 | Apr. 8, 2022 | Order Determining Whistleblower Award Claim
File No.: 2022-47 |
| 34-94644 | Apr. 8, 2022 | Order Making Fiscal Year 2022 Annual Adjustments to Transaction Fee Rates |
| 34-94589 | Apr. 4, 2022 | Order Determining Whistleblower Award Claim
File No.: 2022-46 |
| First Quarter | ||
| 34-94519 | Mar. 25, 2022 | Order Determining Whistleblower Award Claim
File No.: 2022-45 |
| 34-94461 | Mar. 18, 2022 | Order Determining Whistleblower Award Claim
File No.: 2022-44 |
| 34-94460 | Mar. 18, 2022 | Order Determining Whistleblower Award Claim
File No.: 2022-43 |
| 34-94459 | Mar. 18, 2022 | Order Determining Whistleblower Award Claim
File No.: 2022-42 |
| 34-94458 | Mar. 18, 2022 | Order Determining Whistleblower Award Claim
File No.: 2022-41 |
| 34-94442 | Mar. 17, 2022 | Order Determining Whistleblower Award Claim
File No.: 2022-40 |
| 33-11041 | Mar. 16, 2022 | DF Growth REIT II, LLC (Order Pursuant To Rule 262(b)(2) Of The Securities Act Of 1933 Denying A Waiver Of The Rule 262(a)(7) Disqualification Provision Of Regulation A) |
| 34-94399 | Mar. 11, 2022 | Order Determining Whistleblower Award Claim
File No.: 2022-39 |
| 34-94398 | Mar. 11, 2022 | Order Determining Whistleblower Award Claim
File No.: 2022-38 |
| 34-94397 | Mar. 11, 2022 | Order Determining Whistleblower Award Claim
File No.: 2022-37 |
| 34-94375 | Mar. 8, 2022 | Order Determining Whistleblower Award Claim
File No.: 2022-36 |
| 34-94366 | Mar. 7, 2022 | Order Determining Whistleblower Award Claim
File No.: 2022-35 |
| 34-94305 | Feb. 24, 2022 | Notice of Intention to Cancel Registration of Certain Municipal Advisors Pursuant to Section 15B(c)(3) of the Securities Exchange Act of 1934 |
| 34-94288 | Feb. 22, 2022 | Order Determining Whistleblower Award Claim
File No.: 2022-34 |
| 34-94282 | Feb. 18, 2022 | Order Determining Whistleblower Award Claim
File No.: 2022-33 |
| 34-94242 | Feb. 14, 2022 | New York Stock Exchange LLC, NYSE American LLC, NYSE Arca, Inc., NYSE Chicago, Inc., and NYSE National, Inc. (Order Granting Petition for Review and Scheduling Filing of Statements) |
| 33-11027 | Feb. 8, 2022 | Order Regarding Review of FASB Accounting Support Fee for 2022 Under Section 109 of the Sarbanes-Oxley Act of 2002
Other Release No.: 34-94187 |
| 34-94022 | Jan. 21, 2022 | Order Determining Whistleblower Award Claim
File No.: 2022-30 |
| 34-94021 | Jan. 21, 2022 | Order Determining Whistleblower Award Claim
File No.: 2022-31 |
| 34-94020 | Jan. 21, 2022 | Order Determining Whistleblower Award Claim
File No.: 2022-32 |
| 34-94019 | Jan. 21, 2022 | Order Determining Whistleblower Award Claim
File No.: 2022-29 |
| 34-93948 | Jan. 11, 2022 | Order Determining Whistleblower Award Claim
File No.: 2022-28 |
| 34-93947 | Jan. 11, 2022 | Order Determining Whistleblower Award Claim
File No.: 2022-27 |
| 34-93946 | Jan. 11, 2022 | Order Determining Whistleblower Award Claim
File No.: 2022-25 |
| 34-93945 | Jan. 11, 2022 | Order Determining Whistleblower Award Claim
File No.: 2022-26 |
| 34-93936 | Jan. 10, 2022 | Order Determining Whistleblower Award Claim
File No.: 2022-24 |
| 34-93935 | Jan. 10, 2022 | Order Determining Whistleblower Award Claim
File No.: 2022-23 |
| 34-93934 | Jan. 7, 2022 | New York Stock Exchange LLC (Order Granting Petition for Review and Scheduling Filing of Statements)
Comments received are available. |
| 33-11021 | Jan. 6, 2022 | Adjustments to Civil Monetary Penalty Amounts
Other Release Nos.: 34-93925; IA-5938; IC-34466 |
| 34-93913 | Jan. 6, 2022 | Order Determining Whistleblower Award Claim
File No.: 2022-22 |