Commission orders, notices, and other information in miscellaneous categories such as whistleblower award claims, fee rates, and specific requests for public comment.

Release Number Issue Date File Number Details
34-103624 600-39 Paxos Securities Settlement Company, LLC; Notice of Filing of an Application for Registration as a Clearing Agency Under Section 17A of the Securities Exchange Act of 1934
Comments Due: 45 days after date of publication in the Federal Register.
See Also - Form CA-1 Application and Exhibits
34-103604 10-249 Texas Stock Exchange LLC; Notice of Filing of Amendment No. 2 to an Application for Registration as a National Securities Exchange under Section 6 of the Securities Exchange Act of 1934
Comments Due: 21 days after publication in the Federal Register.
View Received Comments
See Also - Form 1 Application and Exhibits
34-103560 Order Granting Temporary Exemptive Relief, Pursuant to Section 36(a)(1) of the Securities Exchange Act of 1934, from Certain Aspects of Rule 10c-1a
34-103528 Order Extending Temporary Conditional Exemptive Relief, Pursuant to Section 36(a)(1) of the Securities Exchange Act of 1934 and Rule 608(e) of Regulation NMS thereunder, from Certain Requirements of Appendix D, Section 3 of the National Market System...
34-103514 600-44 CME Securities Clearing,Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Grant or Deny an Application for Registration as a Clearing Agency under Section 17A of the Securities Exchange Act of 1934
View Received Comments
34-103477 4-861 Notice of Filing of Proposed Minor Rule Violation Plan
Comments Due: August 11, 2025
34-103472 2025-42 Order Determining Whistleblower Award Claim
34-103471 2025-41 Order Determining Whistleblower Award Claim
34-103470 2025-40 Order Determining Whistleblower Award Claim
34-103430 010-00248 Dream Exchange Holdings, Inc.; Notice of Filing of Amendment No. 1 to an Application for Registration as a National Securities Exchange under Section 6 of the Securities Exchange Act of 1934
Comments Due: August 4, 2025
See Also - Form 1 Application and Exhibits
34-103422 10-249 In the Matter of the Application of Texas Stock Exchange LLC for Registration as a National Securities Exchange; Order Instituting Proceedings to Determine Whether to Grant or Deny an Application for Registration as a National Securities Exchange under...
Comments Due: 21 days after publication in the Federal Register.
View Received Comments
34-103281 2025-39 Order Determining Whistleblower Award Claim
34-103254 2025-38 Order Determining Whistleblower Award Claim
34-103229 2025-37 Order Determining Whistleblower Award Claim
34-103225 2025-36 Order Determining Whistleblower Award Claim
34-103208 2025-35 Order Determining Whistleblower Award Claim
34-103202 2025-34 Order Determining Whistleblower Award Claim
34-103197 2025-33 Order Determining Whistleblower Award Claim
34-103177 2025-32 Order to Determine Whistleblower Award Claim
34-103172 2025-31 Order Determining Whistleblower Award Claim
34-103171 2025-30 Order Determining Whistleblower Award Claim
34-103170 2025-29 Order Determining Whistleblower Award Claim
34-103162 2025-28 Order Determining Whistleblower Award Claim
34-103157 010-00248 Dream Exchange Holdings, Inc.; Order Instituting Proceedings to Determine Whether to Grant or Deny an Application for Registration as a National Securities Exchange under Section 6 of the Securities Exchange Act of 1934
Comments Due: August 4, 2025
34-102987 2025-27 Order Determining Whistleblower Award Claim

Last Reviewed or Updated: June 28, 2024