About the Division »

The Division of Economic and Risk Analysis (DERA) was created in September 2009 to integrate financial economics and rigorous data analytics into the core mission of the SEC. The Division is involved across the entire range of SEC activities, including policy-making, rule-making, enforcement, and examination.

About the  Division of Economic and Risk Analysis Learn more

Crowdfunding Offerings Data Sets »

NEW! Available for download, Crowdfunding Offerings Data Sets provide the structured data from crowdfunding offering statements, updates, annual reports, and terminations filed with the Commission in the structured eXtensible Markup Language (XML) based fillable portion of Form C.

Learn more about Crowdfunding Offerings Data Sets  Learn more

Taxonomies »

NEW! Available for download, Draft 2016 Order Handling Data Schema and Report Renderer for Broker-Dealers.

Learn more about Taxonomies  Learn more

Latest Academic Publications

  • Daniel Fricke and Austin Gerig, 2017, Too Fast or Too Slow?  Determining the Optimal Speed of Financial Markets, Quantitative Finance, forthcoming.

  • Massimo Guidolin, Alexei G. Orlov, and Manueal Pedio, 2017, How Good Can Heuristic-Based Forecasts Be? A Comparative Performance of Econometric and Heuristic Models for UK and US Asset Returns, Quantitative Finance, forthcoming.

  • Na Dai, Vladimir Ivanov, and Rebel Cole, 2017, Entrepreneurial Optimism, Credit Availability, and Cost of Financing: Evidence from U.S. Small Businesses, Journal of Corporate Finance, 44:289-307.

  • Massimo Guidolin, Alexei G. Orlov, and Manuela Pedio, 2017, The Impact of Monetary Policy on Corporate Bonds under Regime Shifts, Journal of Banking and Finance, 80:176-202. (updated)

DERA: Twitter

Contact Us

Contact the Division of Economic and Risk Analysis:

Email: DERA@sec.gov

Phone: 202-551-6600