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Latest Federal Court Actions
Litigation Releases
- Jonathan BeckerSep 21, 2023
- Jon P. Kubler, Kubler Consulting LLC, Aksarben Evolution LLC, AV Bhill LLC, CFH Texas LLC, Green Saddle LLCSep 21, 2023
- Aras Investment Business Group S.A.P.I. de C.V., Armando Gutierrez Rosas, Maria de Lourdes Tolentino Roque, Diayanira Rendon Trejo, Efren Norberto Quiroz Gardea and Luis Ricardo Quiroz GardeaSep 21, 2023
- Luis Carrillo, et al.Sep 21, 2023
- Lufkin Advisors, LLC; Chauncey Forbush Lufkin IIISep 20, 2023
Latest Administrative Proceedings
Administrative Releases
- EQUUS CAPITAL PARTNERS LPSep 21, 2023
- Xoma Ltd.Sep 21, 2023
- Energis P.L.C.Sep 21, 2023
- THE DOCS, INC.Sep 21, 2023
- William K. IchiokaSep 21, 2023
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Money Market Fund Statistics
Our Investment Management Analytics Office released an updated Money Market Fund Statistics report. The report reflects staff’s compilation and analysis of data reported to the Commission on Form N-MFP.
Latest Data Sets
- The Investment Adviser Information Reports' data is collected from electronic submissions of Form ADV by investment adviser firms to the Investment Adviser Registration Depository (IARD) system.Updated
- The data sets provide the text and detailed numeric information in all financial statements and their notes extracted from exhibits to corporate financial reports filed with the Commission using eXtensible Business Reporting Language (XBRL).Updated