SEC Response to COVID-19

See the overview of selected SEC response efforts to COVID-19.

SEC Monitoring Impact of Hurricane Ida on Capital Markets

The SEC is closely monitoring the impact of Hurricane Ida and invites inquiries from any person with obligations under the federal securities laws that may be affected by Hurricane Ida. The staff will evaluate the appropriateness of providing regulatory relief for those affected by the storm and will keep a watchful eye for storm-related scams. (Read more)

  • Focusing on Main Street
    FOCUSING ON MAIN STREET

    The SEC’s focus on Main Street investors reflects the fact that American households own $29 trillion worth of equities — more than 58 percent of the U.S. equity market — either directly or indirectly through mutual funds, retirement accounts and other investments.

SEC Stories

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SEC Again Ranks Among Best Places to Work
The Partnership for Public Service ranks the SEC as one of the top five mid-size federal workplaces in government.
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SEC’s New York Office Talks Hot Topics for Retail Investors
The SEC’s New York Regional Office and the Retail Strategy Task Force recently co-hosted a virtual forum for retail investors with Fordham Law School and Gabelli School of Business.
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Diversifying Opportunity in Venture Capital

Our Small Business Office hosted a panel discussion on “How Emerging Managers are Making Access to Capital More Inclusive.” Listen to fund managers and industry leaders discuss how emerging managers are bringing more diversity to decision-makers and entrepreneurs.

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Spotlight On

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SEC Response to Climate and ESG Risks and Opportunities

As investor demand for climate and other environmental, social and governance (ESG) information soars, the SEC is responding with an all-agency approach. We’ve highlighted some of our recent actions.
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We Inform and Protect Investors

Protect Your Money!

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Investor Alerts & Bulletins

The SEC's Office of Investor Education and Advocacy issues Investor Alerts & Bulletins as a service to investors. Investor Alerts typically warn investors about the latest investment frauds and scams. Investor Bulletins tend to educate investors about investment-related topics including the functions of the SEC.

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Ombudsman

The Ombudsman will listen to your inquiries, complaints, and issues, review the information you provide, and help identify procedures, options, and resources. The Ombudsman is also available to clarify certain SEC decisions, policies, and practices, and serve as an alternate channel of communication between retail investors and the SEC.

We Facilitate Capital Formation

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FinHub

The SEC’s FinHub facilitates our active engagement with innovators, developers, and entrepreneurs of financial technology.
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Small Business

Check out our new Small Biz site, with info to help companies that want to raise capital.

We Enforce Federal Securities Laws

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Office of the Whistleblower

Submit a tip, learn about the program, or claim an award.

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Litigation Releases

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Administrative Releases

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We Regulate Securities Markets

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Tell us about your experience

Making Wall Street work for Main Street means getting your input. The U.S. Securities and Exchange Commission wants to hear from you! We want your input on proposed rules and want to know what information is important to you, the investor.
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We Provide Data

Developer Resources

Check out updates on the SEC open data program, including best practices that make it more efficient to download data.

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Money Market Fund Statistics

Our Investment Management Analytics Office released an updated Money Market Fund Statistics report. The report reflects staff’s compilation and analysis of data reported to the Commission on Form N-MFP.

Latest Data Sets

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SEC Enhances Access to Financial Disclosure Data

The SEC has released Application Programming Interfaces (APIs) that aggregate financial statement data, making corporate disclosures quicker and easier for developers and third-party services to use. APIs will allow developers to create web or mobile apps that directly serve retail investors.