SEC Operational Status

Due to the ongoing federal government shutdown, the SEC is currently operating in accordance with the agency's plan for operating during a shutdown. Effective Thursday, Dec. 27 and until further notice, the agency will have a very limited number of staff members available.  The SEC has staff available to respond to emergency situations involving market integrity and investor protection, including law enforcement. In addition, our plan calls for the continuing operation of certain Commission systems, including EDGAR, and the Tips, Complaints, and Referrals (TCR) system. We plan to post any changes in operational status on this page. Additional information is available from the Division of Corporation Finance and the Division of Investment Management.

Information for Contractors
The Office of Acquisitions has compiled a list of contracts that are required to support certain SEC functions during the federal government shutdown.  Performance of contracts not on this list must be suspended.  The list will be updated as appropriate.  More information is available here.

  • Focusing on Main Street
    FOCUSING ON MAIN STREET

    The SEC’s focus on Main Street investors reflects the fact that American households own $26 trillion worth of securities—more than 60 percent of the U.S. equities markets—either directly or indirectly through mutual funds, retirement accounts and other investments.

SEC Stories

Image of attendees with the Ohio State logo in the background.
Midwest Entrepreneurs Share Ideas with the SEC
In partnership with The Ohio State University’s National Center for the Middle Market, the SEC’s 37th Government-Business Forum on Small Business Capital Formation took place in Columbus, Ohio.
Image representing data highway for SEC Municipal Securities Conference
SEC Hosts Municipal Securities Conference
The SEC’s Office of Municipal Securities (OMS) hosted the inaugural conference focused on municipal securities disclosure at its Washington, DC, headquarters.
More SEC Stories

Featured Video

Be Aware Before You Share

Providing your phone number and email address in response to an online investment promotion may make you a target for fraud… for life.

Spotlight On

Strategic Plan graphic

Strategic Plan

SEC’s new strategic plan puts investors, innovation, and performance at the top. The plan’s goals reflect the agency’s commitment to its longstanding mission while leveraging the opportunities and addressing the challenges that come from fast-evolving markets, products and services.
More Spotlight Topics
b Submit a Tip or
File a Complaint

E-mail Updates

Sign up for emails that will deliver SEC News direct to your inbox.

We Inform and Protect Investors

Protect Your Money!

Check out an investment professional's registration status and background at Investor.gov.

Check Your
Investment
Professional

Investor Alerts & Bulletins

The SEC's Office of Investor Education and Advocacy issues Investor Alerts & Bulletins as a service to investors. Investor Alerts typically warn investors about the latest investment frauds and scams. Investor Bulletins tend to educate investors about investment-related topics including the functions of the SEC.

More Investor Alerts & Bulletins
Ombudsman thumbnail

Ombudsman

The Ombudsman will listen to your inquiries, complaints, and issues, review the information you provide, and help identify procedures, options, and resources. The Ombudsman is also available to clarify certain SEC decisions, policies, and practices, and serve as an alternate channel of communication between retail investors and the SEC.

We Facilitate Capital Formation

Small Business featured graphic

Small Business

Check out our new Small Biz site, with info to help companies that want to raise capital.
Crowdfunding Offerings featured graphic

Crowdfunding Offerings

The SEC’s Crowdfunding Offerings Data Sets provide a quarterly look at offerings that rely on the Regulation Crowdfunding exemption.

We Enforce Federal Securities Laws

a Cyber
Enforcement Actions
o Administrative
Proceeding
Documents
Whistleblower graphic

Office of the Whistleblower

Submit a tip, learn about the program, or claim an award.

Latest Federal Court Actions

Litigation Releases

More Litigation Releases

Latest Administrative Proceedings

Administrative Releases

More Administrative Releases

We Regulate Securities Markets

i Credit Rating Agencies
h View Final Rules
Tell us about your investor experience graphic

Tell us about your experience

Making Wall Street work for Main Street means getting your input. The U.S. Securities and Exchange Commission wants to hear from you! We want your input on proposed rules and want to know what information is important to you, the investor.

Recent Proposed Rules

More Proposed Rules

We Provide Data

Developer Resources

Check out updates on the SEC open data program, including best practices that make it more efficient to download data.

View Developer Resources

Latest Data Sets

More Data Sets
Data and Disclosure

Office of Structured Disclosure

The SEC's Office of Structured Disclosure is working to make financial reports more accessible and easy to use.