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WE ARE THE INVESTOR'S ADVOCATE
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Investor Alerts & Bulletins
The SEC's Office of Investor Education and Advocacy issues Investor Alerts & Bulletins as a service to investors. Investor Alerts typically warn investors about the latest investment frauds and scams. Investor Bulletins tend to educate investors about investment-related topics including the functions of the SEC.
We Enforce Federal Securities Laws
Latest Federal Court Actions
Litigation Releases
- Shannon Westhead, et al.; ABFP Income Fund Parallel, LLC, et al.Oct 2, 2023
- Nano-x Imaging Ltd. and Ran PoliakineSep 29, 2023
- Christofer Shurian; Utah Regional Investment Fund LLC; CCS of Utah, Inc.Sep 29, 2023
- Steven J. Jacobson; Advisor Resource CouncilSep 29, 2023
- Stephone N. Patton, Star Oil and Gas Company, Inc., et al.Sep 29, 2023
Latest Administrative Proceedings
Administrative Releases
- Douglas MacWrightSep 29, 2023
- Jonathan J. FerrieSep 29, 2023
- Appomattox Advisory Inc. and Oscar Gustavo Gil VollmerSep 29, 2023
- D. E. Shaw & Co, L.P.Sep 29, 2023
- Florence Capital Advisors, LLC and Gregory A. HerschSep 29, 2023
We Regulate Securities Markets
We Provide Data
Developer Resources
Check out updates on the SEC open data program, including best practices that make it more efficient to download data.

Money Market Fund Statistics
Our Investment Management Analytics Office released an updated Money Market Fund Statistics report. The report reflects staff’s compilation and analysis of data reported to the Commission on Form N-MFP.
Latest Data Sets
- This text file contains the Central Index Key (CIK) numbers, company names, SEC reporting file numbers, and addresses (business addresses are provided when mailing addresses are not available) of active broker-dealers who are registered with the SEC.Updated
- The Investment Adviser Information Reports' data is collected from electronic submissions of Form ADV by investment adviser firms to the Investment Adviser Registration Depository (IARD) system.Updated