• Securing Futures
    SUPPORTING
    SMALL BUSINESS

    SEC rules help provide avenues for small businesses to raise capital efficiently from both public and private markets so they can create new jobs, develop life-changing innovations and technology, grow the economy and create opportunities for investors.

stock market trading chart
SEC Proposals Related to Market Structure
The Commission has proposed four separate rules related to market structure that are now open for public comment.
Graphic stating "Preventing Conflicts of Interest"
SEC Proposes Rule to Prohibit Conflicts of Interest in Certain Securitizations
The Commission has proposed a rule intended to prevent the sale of asset-backed securities tainted by material conflicts of interest.
See More

Featured Video

Office Hours with Gary Gensler: SEC's Best Execution Proposal

The SEC's proposed Regulation Best Execution, which would establish through Commission rules a best execution regulatory framework for brokers, dealers, government securities brokers, government securities dealers, and municipal securities dealers. Our latst Office Hours explains more. 

More Videos

Spotlight On

graphic with the text: "financial readiness for 2023". graphic also has photos of Chair Gensler and Commissioner Crenshaw

Financial Readiness for 2023

The SEC and U.S. Army held a discussion on how military members and their families can improve their financial readiness and build wealth in 2023.
More Spotlight Topics
r Investor Alert

Read the SEC’s Investor Alert to protect yourself from phone messages, emails, and letters that may falsely appear to be from the SEC.

b Submit a Tip or
File a Complaint

E-mail Updates

Sign up for emails that will deliver SEC News direct to your inbox.

We Inform and Protect Investors

Protect Your Money!

Check out an investment professional's registration status and background at Investor.gov.

Check Your
Investment
Professional

Investor Alerts & Bulletins

The SEC's Office of Investor Education and Advocacy issues Investor Alerts & Bulletins as a service to investors. Investor Alerts typically warn investors about the latest investment frauds and scams. Investor Bulletins tend to educate investors about investment-related topics including the functions of the SEC.

More Investor Alerts & Bulletins
Ombudsman thumbnail

Ombudsman

The Ombudsman will listen to your inquiries, complaints, and issues, review the information you provide, and help identify procedures, options, and resources. The Ombudsman is also available to clarify certain SEC decisions, policies, and practices, and serve as an alternate channel of communication between retail investors and the SEC.

We Facilitate Capital Formation

2022 OASB annual report homepage thumbnail

2022 OASB Annual Report

OASB has delivered its 2022 annual report to Congress and the Commission. The report details how entrepreneurs and investors are building companies together from startups to small public companies.
FinHub featured graphic

FinHub

The SEC’s FinHub facilitates our active engagement with innovators, developers, and entrepreneurs of financial technology.

We Enforce Federal Securities Laws

a Cyber
Enforcement Actions
o Administrative
Proceeding
Documents
Whistleblower graphic

Office of the Whistleblower

Submit a tip, learn about the program, or claim an award.

Latest Federal Court Actions

Litigation Releases

More Litigation Releases

Latest Administrative Proceedings

Administrative Releases

More Administrative Releases

We Regulate Securities Markets

Tell us about your investor experience graphic

Tell us about your experience

Making Wall Street work for Main Street means getting your input. The U.S. Securities and Exchange Commission wants to hear from you! We want your input on proposals and other pertinent issues and topics. We want to know what information is important to you, the investor.
 Credit Rating Agencies
= SEC Proposed Rules
h View Final Rules

We Provide Data

Developer Resources

Check out updates on the SEC open data program, including best practices that make it more efficient to download data.

View Developer Resources

bar graph example

Money Market Fund Statistics

Our Investment Management Analytics Office released an updated Money Market Fund Statistics report. The report reflects staff’s compilation and analysis of data reported to the Commission on Form N-MFP.

Latest Data Sets

More Data Sets
API home page thumbnail

SEC Enhances Access to Financial Disclosure Data

The SEC has released Application Programming Interfaces (APIs) that aggregate financial statement data, making corporate disclosures quicker and easier for developers and third-party services to use. APIs will allow developers to create web or mobile apps that directly serve retail investors.