Roundtable on Market Data and Market Access

The SEC’s Division of Trading and Markets will host a two-day roundtable on October 25 and 26 on market data and market access. (See agenda)

  • Building Communities
    BUILDING COMMUNITIES

    The SEC protects investors in the $3.8 trillion municipal securities markets that cities and towns rely on to provide neighborhood schools, local libraries and hospitals, public parks, safe drinking water and so much more. 

SEC Stories

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SEC Meets With Baltimore’s Investors
Main Street investors shared their thoughts on issues before the Commission at a townhall in Baltimore.
speaker U.S. Treasurer Jovita Carranza
SEC Staff Celebrate Hispanic Heritage Month
SEC staff celebrated the agency’s diverse workforce in a series of events across the country in observance of National Hispanic Heritage Month.
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Be Aware Before You Share

Providing your phone number and email address in response to an online investment promotion may make you a target for fraud… for life.

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Strategic Plan

SEC’s new strategic plan puts investors, innovation, and performance at the top. The plan’s goals reflect the agency’s commitment to its longstanding mission while leveraging the opportunities and addressing the challenges that come from fast-evolving markets, products and services.
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The SEC's Office of Investor Education and Advocacy issues Investor Alerts & Bulletins as a service to investors. Investor Alerts typically warn investors about the latest investment frauds and scams. Investor Bulletins tend to educate investors about investment-related topics including the functions of the SEC.

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The Ombudsman will listen to your inquiries, complaints, and issues, review the information you provide, and help identify procedures, options, and resources. The Ombudsman is also available to clarify certain SEC decisions, policies, and practices, and serve as an alternate channel of communication between retail investors and the SEC.

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Small Business

Check out our new Small Biz site, with info to help companies that want to raise capital.
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Crowdfunding Offerings

The SEC’s Crowdfunding Offerings Data Sets provide a quarterly look at offerings that rely on the Regulation Crowdfunding exemption.

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Making Wall Street work for Main Street means getting your input. The U.S. Securities and Exchange Commission wants to hear from you! We want your input on proposed rules and want to know what information is important to you, the investor.

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Check out updates on the SEC open data program, including best practices that make it more efficient to download data.

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The SEC's Office of Structured Disclosure is working to make financial reports more accessible and easy to use.