• Focusing on Main Street
    FOCUSING ON MAIN STREET

    The SEC’s focus on Main Street investors reflects the fact that American households own $38 trillion worth of equities — more than 59 percent of the U.S. equity market — either directly or indirectly through mutual funds, retirement accounts and other investments.

SEC Stories

Fireside Chat with Richard Best
Achieving Career Goals at SEC: Fireside Chat with EXAMS Director Richard Best
The SEC’s African American Council hosted a fireside chat with new EXAMS Director Richard Best about his background and career.
featured image with the following text: Meet Commissioners Mark Uyeda and Jaime Lizárraga
Meet Our New Commissioners
The SEC welcomes Mark Uyeda and Jaime Lizárraga as the agency's newest Commissioners.
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Featured Video

Office Hours with Gary Gensler: What Are Crypto Trading Platforms?

We have rules in our capital markets to safeguard market integrity and protect against fraud and manipulation. If a company builds a crypto market that protects investors and meets the standard of our market regulations, people will more likely have greater confidence in that market.

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Spotlight On

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2022 Small Business Forum Report

The Small Business Forum report summarizes the proceedings of the 41st annual Small Business Forum and includes the capital raising policy recommendations received from public participants during the event, as well as the Commission’s responses.
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r Investor Alert

Read the SEC’s Investor Alert to protect yourself from phone messages, emails, and letters that may falsely appear to be from the SEC.

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File a Complaint

E-mail Updates

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We Inform and Protect Investors

Protect Your Money!

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Investment
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Investor Alerts & Bulletins

The SEC's Office of Investor Education and Advocacy issues Investor Alerts & Bulletins as a service to investors. Investor Alerts typically warn investors about the latest investment frauds and scams. Investor Bulletins tend to educate investors about investment-related topics including the functions of the SEC.

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Ombudsman

The Ombudsman will listen to your inquiries, complaints, and issues, review the information you provide, and help identify procedures, options, and resources. The Ombudsman is also available to clarify certain SEC decisions, policies, and practices, and serve as an alternate channel of communication between retail investors and the SEC.

We Facilitate Capital Formation

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Capital Raising

The Office of the Advocate for Small Business Capital Formation and the Division of Corporation Finance’s Office of Small Business Policy launched an expanded Capital Raising Hub, which includes all of the SEC’s small business educational resources for entrepreneurs and their investors.
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FinHub

The SEC’s FinHub facilitates our active engagement with innovators, developers, and entrepreneurs of financial technology.

We Enforce Federal Securities Laws

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Proceeding
Documents
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Office of the Whistleblower

Submit a tip, learn about the program, or claim an award.

Latest Federal Court Actions

Litigation Releases

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Latest Administrative Proceedings

Administrative Releases

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We Regulate Securities Markets

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Tell us about your experience

Making Wall Street work for Main Street means getting your input. The U.S. Securities and Exchange Commission wants to hear from you! We want your input on proposals and other pertinent issues and topics. We want to know what information is important to you, the investor.
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We Provide Data

Developer Resources

Check out updates on the SEC open data program, including best practices that make it more efficient to download data.

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Money Market Fund Statistics

Our Investment Management Analytics Office released an updated Money Market Fund Statistics report. The report reflects staff’s compilation and analysis of data reported to the Commission on Form N-MFP.

Latest Data Sets

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SEC Enhances Access to Financial Disclosure Data

The SEC has released Application Programming Interfaces (APIs) that aggregate financial statement data, making corporate disclosures quicker and easier for developers and third-party services to use. APIs will allow developers to create web or mobile apps that directly serve retail investors.