• Focusing on Main Street
    FOCUSING ON MAIN STREET

    The SEC’s focus on Main Street investors reflects the fact that American households own $29 trillion worth of equities — more than 58 percent of the U.S. equity market — either directly or indirectly through mutual funds, retirement accounts and other investments.

SEC Stories

FinTech Forum 2019
SEC Hosts FinTech Forum on Distributed Ledger Technology and Digital Assets
The SEC’s FinHub hosted the agency’s second-ever FinTech Forum on May 31, 2019, bringing together experts from different fields to discuss the evolving digital environment.
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New Smaller Fund Outreach Effort Seeks to Promote Choice for Main Street Investors
Division of Investment Management will engage with small and mid-size fund sponsors.
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Investor.gov: Good Questions

Have questions about investing? Investor.gov has answers. Explore our free tools, tips, and resources.

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Tips for Main Street Investors from Chairman Jay Clayton

Chairman Jay Clayton and his SEC colleagues have spent the past two years traveling around the country asking Main Street investors to “Tell Us” about their investment experiences. He is often asked, “What are your tips for investing?” In these videos, Chairman Clayton shares his personal notes on investing. Check back here for more tips from Chairman Clayton in the coming weeks.
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The SEC's Office of Investor Education and Advocacy issues Investor Alerts & Bulletins as a service to investors. Investor Alerts typically warn investors about the latest investment frauds and scams. Investor Bulletins tend to educate investors about investment-related topics including the functions of the SEC.

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Ombudsman

The Ombudsman will listen to your inquiries, complaints, and issues, review the information you provide, and help identify procedures, options, and resources. The Ombudsman is also available to clarify certain SEC decisions, policies, and practices, and serve as an alternate channel of communication between retail investors and the SEC.

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FinHub

The SEC’s FinHub facilitates our active engagement with innovators, developers, and entrepreneurs of financial technology.
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Check out our new Small Biz site, with info to help companies that want to raise capital.

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Tell us about your experience

Making Wall Street work for Main Street means getting your input. The U.S. Securities and Exchange Commission wants to hear from you! We want your input on proposed rules and want to know what information is important to you, the investor.
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Money Market Fund Statistics

Our Investment Management Analytics Office released an updated Money Market Fund Statistics report. The report reflects staff’s compilation and analysis of data reported to the Commission on Form N-MFP.

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The SEC's Office of Structured Disclosure is working to make financial reports more accessible and easy to use.