Scheduled Maintenance – SEC.gov

SEC.gov will undergo maintenance from 5 p.m. ET Fri. June 28 to 5 a.m. Sat. June 29.

During the maintenance period, access to EDGAR and Tips, Questions, and Complaints forms will remain available; however, this list of affected webforms will be temporarily unavailable.

Comments regarding Commission and SRO rulemaking will need to be submitted via email to rule-comments@sec.gov.

  • The subject line of your message must include the File Number for the rule. This is the number that begins “S7-” or “SR-”.
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    SEC rules help provide avenues for small businesses to raise capital efficiently from both public and private markets so they can create new jobs, develop life-changing innovations and technology, grow the economy and create opportunities for investors.

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Q&A with SEC Pride Alliance Co-Chair Lucretia Zinnen
To commemorate Pride Month, the SEC is spotlighting Lucretia Zinnen, a financial economist and co-chair of the agency's Pride Alliance.
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SECGov X Account
The SEC continues to coordinate with law enforcement authorities regarding the unauthorized access to its X account and is providing updates as appropriate on its website.

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Eras Tour of The Securities and Exchange Commission | The SEC’s 90th Anniversary

Let’s take an #ErasTour... of the Securities and Exchange Commission. Happy 90th, SEC! From the depression era '30s to the digital age era, we’ve been committed to protecting investors, facilitating capital formation, and ensuring the markets are fair, orderly, and efficient.

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Investor Alert: 5 Ways Fraudsters May Lure Victims Into Scams Involving Crypto Asset Securities

The SEC’s Office of Investor Education and Advocacy is issuing an Investor Alert on scams involving crypto assets.
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Investor Alerts & Bulletins

The SEC's Office of Investor Education and Advocacy issues Investor Alerts & Bulletins as a service to investors. Investor Alerts typically warn investors about the latest investment frauds and scams. Investor Bulletins tend to educate investors about investment-related topics including the functions of the SEC.

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Ombuds

The Ombuds will listen to your inquiries, complaints, and issues, review the information you provide, and help identify procedures, options, and resources. The Ombuds is also available to clarify certain SEC decisions, policies, and practices, and serve as an alternate channel of communication between retail investors and the SEC.

We Facilitate Capital Formation

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Capital Raising

The Office of the Advocate for Small Business Capital Formation and the Division of Corporation Finance’s Office of Small Business Policy launched an expanded Capital Raising Hub, which includes all of the SEC’s small business educational resources for entrepreneurs and their investors.
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FinHub

The SEC’s FinHub facilitates our active engagement with innovators, developers, and entrepreneurs of financial technology.
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    Explore the fundamentals of capital raising with the SEC's Office of the Advocate for Small Business Capital Formation.

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Comment on SEC Rulemaking

We want public input on proposals and other pertinent issues and topics related to SEC rulemaking. We want to know what information is important to you, the investor.
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Developer Resources

Check out updates on the SEC open data program, including best practices that make it more efficient to download data.

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Money Market Fund Statistics

Our Investment Management Analytics Office released an updated Money Market Fund Statistics report. The report reflects staff’s compilation and analysis of data reported to the Commission on Form N-MFP.

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SEC Enhances Access to Financial Disclosure Data

The SEC has released Application Programming Interfaces (APIs) that aggregate financial statement data, making corporate disclosures quicker and easier for developers and third-party services to use. APIs will allow developers to create web or mobile apps that directly serve retail investors.