SEC Response to COVID-19

See the overview of selected SEC response efforts to COVID-19.

  • We are the Investor's Advocate
    WE ARE THE INVESTOR'S ADVOCATE

    The SEC protects investors, promotes fairness in the securities markets, and shares information about companies and investment professionals to help investors make informed decisions and invest with confidence.

SEC Stories

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OMWI Highlights New Initiatives in FY 2020 Annual Report
The SEC's Office of Minority and Women Inclusion's latest annual report highlights new initiatives the agency has undertaken to promote diversity and inclusion in the SEC’s workforce and increase opportunities for minority-owned and women-owned businesses.
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SEC’s New York Office Talks Hot Topics for Retail Investors
The SEC’s New York Regional Office and the Retail Strategy Task Force recently co-hosted a virtual forum for retail investors with Fordham Law School and Gabelli School of Business.
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A Tactical Approach: 3 Tips for Your Financial Future

SEC Commissioner Caroline Crenshaw and SEC staff discuss steps service members can take to build wealth and avoid investment scams during their military service.

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Spotlight On

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SEC Response to Climate and ESG Risks and Opportunities

As investor demand for climate and other environmental, social and governance (ESG) information soars, the SEC is responding with an all-agency approach. We’ve highlighted some of our recent actions.
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We Inform and Protect Investors

Protect Your Money!

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Investor Alerts & Bulletins

The SEC's Office of Investor Education and Advocacy issues Investor Alerts & Bulletins as a service to investors. Investor Alerts typically warn investors about the latest investment frauds and scams. Investor Bulletins tend to educate investors about investment-related topics including the functions of the SEC.

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Ombudsman

The Ombudsman will listen to your inquiries, complaints, and issues, review the information you provide, and help identify procedures, options, and resources. The Ombudsman is also available to clarify certain SEC decisions, policies, and practices, and serve as an alternate channel of communication between retail investors and the SEC.

We Facilitate Capital Formation

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FinHub

The SEC’s FinHub facilitates our active engagement with innovators, developers, and entrepreneurs of financial technology.
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Small Business

Check out our new Small Biz site, with info to help companies that want to raise capital.

We Enforce Federal Securities Laws

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Office of the Whistleblower

Submit a tip, learn about the program, or claim an award.

Latest Federal Court Actions

Litigation Releases

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Administrative Releases

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We Regulate Securities Markets

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Tell us about your experience

Making Wall Street work for Main Street means getting your input. The U.S. Securities and Exchange Commission wants to hear from you! We want your input on proposed rules and want to know what information is important to you, the investor.
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We Provide Data

Developer Resources

Check out updates on the SEC open data program, including best practices that make it more efficient to download data.

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Money Market Fund Statistics

Our Investment Management Analytics Office released an updated Money Market Fund Statistics report. The report reflects staff’s compilation and analysis of data reported to the Commission on Form N-MFP.

Latest Data Sets

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Data and Disclosure

Office of Structured Disclosure

The SEC's Office of Structured Disclosure is working to make financial reports more accessible and easy to use.