• Securing Futures
    SECURING FUTURES

    The SEC enforces the securities laws to protect the more than 60 million American households that have turned to the securities markets to invest in their futures—whether it’s starting a family, sending kids to college, saving for retirement or attaining other financial goals. 

SEC Stories

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The Confessions of a Fraudster
Investor.gov PSA unmasks the techniques fraudsters use to scam investors.
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SEC in the Community: A Personal Investment
SEC employees build community capital away from the office, one cause at a time.

Straight Talk: From the SEC

Investing for tomorrow? Watch this today.

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E-mail Updates

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We Inform and Protect Investors

Protect Your Money!

Before using a broker, investment adviser, or their firms, make sure that they are licensed and registered, and adhere to market regulations.

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Investor Alerts

Investor Alerts, focused on recent investment frauds and scam, and Investor Bulletins, focused on topical issues including recent Commission actions, are provided as a service to investors.

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Investor Advisory Committee

Investor Advisory Committee

The Committee advises the Commission on regulatory priorities, the regulation of securities products, trading strategies, fee structures, the effectiveness of disclosure, and on initiatives to protect investor interests and to promote investor confidence and the integrity of the securities marketplace.

We Facilitate Capital Formation

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Advisory Committee on Small and Emerging Companies

Bringing together regulators and industry professionals, the Advisory Committee on Small and Emerging Companies produces ideas and initiatives through research for recommendation to the Commission.
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Crowdfunding

Crowdfunding is an evolving method of raising money via the Internet to fund a variety of projects.

We Enforce Federal Securities Laws

a Administrative
Proceeding
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File a Complaint

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Whistleblower Awards

Enforcement actions from whistleblower tips have resulted in more than $953 million in financial remedies.

Latest Federal Court Actions

Litigation Releases

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Latest Administrative Proceedings

Administrative Releases

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We Regulate Securities Markets

People

CREDIT RATING AGENCIES
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Cybersecurity, the SEC and You

As markets grow more global and complex, so too are the threats to cybersecurity.

Requests for Public Comment

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We Provide Data

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Free Access to 21 Million Filings

Developer Resources

Check out updates on the SEC open data program, including best practices that make it more efficient to download data.

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Latest Data Sets

  • EDGAR Log File Data Set
    The Division of Economic and Risk Analysis (DERA) has assembled information on internet search traffic for EDGAR filings through SEC.gov generally covering the period February 14, 2003 through September 30, 2016.
    Updated
  • Financial Statement and Notes Data Sets
    The data sets provide the text and detailed numeric information in all financial statements and their notes extracted from exhibits to corporate financial reports filed with the Commission using eXtensible Business Reporting Language (XBRL).
    Updated
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Data and Disclosure

Office of Structured Disclosure

The SEC's Office of Structured Disclosure is working to make financial reports more accessible and easy to use.