• Focusing on Main Street
    FOCUSING ON MAIN STREET

    The SEC’s focus on Main Street investors reflects the fact that American households own $29 trillion worth of equities — more than 58 percent of the U.S. equity market — either directly or indirectly through mutual funds, retirement accounts and other investments.

SEC Stories

Dr. Rebecca Erbelding
Holocaust Remembrance Day
The SEC held its Second Annual Holocaust Remembrance Day program to honor the memory of those who were systematically murdered by Nazi forces as well as the relatively few who survived to bear witness about this horrific genocide. Sponsored by the SEC’s Jewish American Heritage Book Club, this year’s theme was “The Holocaust – How the U.S. Responded” and featured a keynote address by Dr. Rebecca Erbelding.
Martha Miller talking to to small business owners and entrepreneurs in Kansas City.
SEC’s Small Business Advocate Meets Midwest Entrepreneurs
The newly established Office of the Advocate for Small Business Capital Formation is open and ready to hear from America’s small businesses.
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Tips for Main Street Investors from Chairman Jay Clayton

Chairman Jay Clayton and his SEC colleagues have spent the past two years traveling around the country asking Main Street investors to “Tell Us” about their investment experiences. He is often asked, “What are your tips for investing?” In these videos, Chairman Clayton shares his personal notes on investing. Check back here for more tips from Chairman Clayton in the coming weeks.
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The Ombudsman will listen to your inquiries, complaints, and issues, review the information you provide, and help identify procedures, options, and resources. The Ombudsman is also available to clarify certain SEC decisions, policies, and practices, and serve as an alternate channel of communication between retail investors and the SEC.

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Making Wall Street work for Main Street means getting your input. The U.S. Securities and Exchange Commission wants to hear from you! We want your input on proposed rules and want to know what information is important to you, the investor.

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