• Securing Futures
    SUPPORTING
    SMALL BUSINESS

    SEC rules help provide avenues for small businesses to raise capital efficiently from both public and private markets so they can create new jobs, develop life-changing innovations and technology, grow the economy and create opportunities for investors.

SEC Stories

Office Hours with Gary Gensler thumbnail image
SEC Chair Gary Gensler Launches “Office Hours” Video Series
In a recently launched video series, Chair Gary Gensler tackles timely topics and speaks directly to everyday investors on subjects that matter to them.
SEC's Small Business Office Strategic Plan for 2021-2025
SEC's Small Business Office Releases Strategic Plan for 2021-2025
The SEC's Office of the Advocate for Small Business Capital Formation's strategic plan outlines four key goals, with strategies and initiatives underpinning each.
More SEC Stories

Featured Video

Office Hours with Gary Gensler: The Basics of Investing

When looking to invest, where should one even start? SEC Chair Gary Gensler outlines some of the basics of investing in his latest Office Hours video.

More Videos

Spotlight On

ESG home page thumbnail

SEC Response to Climate and ESG Risks and Opportunities

As investor demand for climate and other environmental, social and governance (ESG) information soars, the SEC is responding with an all-agency approach. We’ve highlighted some of our recent actions.
More Spotlight Topics
b Submit a Tip or
File a Complaint

E-mail Updates

Sign up for emails that will deliver SEC News direct to your inbox.

We Inform and Protect Investors

Protect Your Money!

Check out an investment professional's registration status and background at Investor.gov.

Check Your
Investment
Professional

Investor Alerts & Bulletins

The SEC's Office of Investor Education and Advocacy issues Investor Alerts & Bulletins as a service to investors. Investor Alerts typically warn investors about the latest investment frauds and scams. Investor Bulletins tend to educate investors about investment-related topics including the functions of the SEC.

More Investor Alerts & Bulletins
Ombudsman thumbnail

Ombudsman

The Ombudsman will listen to your inquiries, complaints, and issues, review the information you provide, and help identify procedures, options, and resources. The Ombudsman is also available to clarify certain SEC decisions, policies, and practices, and serve as an alternate channel of communication between retail investors and the SEC.

We Facilitate Capital Formation

FinHub featured graphic

FinHub

The SEC’s FinHub facilitates our active engagement with innovators, developers, and entrepreneurs of financial technology.
Small Business featured graphic

Small Business

Check out our new Small Biz site, with info to help companies that want to raise capital.

We Enforce Federal Securities Laws

a Cyber
Enforcement Actions
o Administrative
Proceeding
Documents
Whistleblower graphic

Office of the Whistleblower

Submit a tip, learn about the program, or claim an award.

Latest Federal Court Actions

Litigation Releases

More Litigation Releases

Latest Administrative Proceedings

Administrative Releases

More Administrative Releases

We Regulate Securities Markets

Tell us about your investor experience graphic

Tell us about your experience

Making Wall Street work for Main Street means getting your input. The U.S. Securities and Exchange Commission wants to hear from you! We want your input on proposals and other pertinent issues and topics. We want to know what information is important to you, the investor.
 Credit Rating Agencies
= SEC Proposed Rules
h View Final Rules

We Provide Data

Developer Resources

Check out updates on the SEC open data program, including best practices that make it more efficient to download data.

View Developer Resources

Money Market Fund Statistics

Our Investment Management Analytics Office released an updated Money Market Fund Statistics report. The report reflects staff’s compilation and analysis of data reported to the Commission on Form N-MFP.

Latest Data Sets

More Data Sets
API home page thumbnail

SEC Enhances Access to Financial Disclosure Data

The SEC has released Application Programming Interfaces (APIs) that aggregate financial statement data, making corporate disclosures quicker and easier for developers and third-party services to use. APIs will allow developers to create web or mobile apps that directly serve retail investors.