• Focusing on Main Street
    FOCUSING ON MAIN STREET

    The SEC’s focus on Main Street investors reflects the fact that American households own $29 trillion worth of equities — more than 58 percent of the U.S. equity market — either directly or indirectly through mutual funds, retirement accounts and other investments.

SEC Stories

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SEC’s Celebration of Caribbean American Heritage Month Features Attorney and Former Boxer Venroy July
Corporate attorney and former boxer Venroy July was the featured speaker at the SEC’s 2019 celebration of Caribbean American Heritage Month.
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New Smaller Fund Outreach Effort Seeks to Promote Choice for Main Street Investors
Division of Investment Management will engage with small and mid-size fund sponsors.
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Investor.gov: Good Questions

Have questions about investing? Investor.gov has answers. Explore our free tools, tips, and resources.

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Tips for Main Street Investors from Chairman Jay Clayton

Chairman Jay Clayton and his SEC colleagues have spent the past two years traveling around the country asking Main Street investors to “Tell Us” about their investment experiences. He is often asked, “What are your tips for investing?” In these videos, Chairman Clayton shares his personal notes on investing. Check back here for more tips from Chairman Clayton in the coming weeks.
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Money Market Fund Statistics

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  • Company Information About Active Broker-Dealers
    This text file contains the Central Index Key (CIK) numbers, company names, SEC reporting file numbers, and addresses (business addresses are provided when mailing addresses are not available) of active broker-dealers who are registered with the SEC.
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  • Financial Statement and Notes Data Sets
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The SEC's Office of Structured Disclosure is working to make financial reports more accessible and easy to use.