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The SEC protects investors, promotes fairness in the securities markets, and shares information about companies and investment professionals to help investors make informed decisions and invest with confidence.
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Check out an investment professional's registration status and background at Investor.gov.
Investor Alerts & Bulletins
The SEC's Office of Investor Education and Advocacy issues Investor Alerts & Bulletins as a service to investors. Investor Alerts typically warn investors about the latest investment frauds and scams. Investor Bulletins tend to educate investors about investment-related topics including the functions of the SEC.
We Enforce Federal Securities Laws
Latest Federal Court Actions
Litigation Releases
- Nathalia I. Burgos, Christian A. Cuesta, Steven A. Fernandez et. al.Sep 22, 2023
- Empirex Capital LLC and Rafael Alberto Vargas Gonzalez, a/k/a Rafael VargasSep 22, 2023
- J.H. Darbie & Co., Inc.Sep 22, 2023
- Jonathan BeckerSep 21, 2023
- Jon P. Kubler, Kubler Consulting LLC, Aksarben Evolution LLC, AV Bhill LLC, CFH Texas LLC, Green Saddle LLCSep 21, 2023
Latest Administrative Proceedings
Administrative Releases
- Super Micro Computer, Inc.Sep 22, 2023
- Houston American Energy Corp., et al.Sep 22, 2023
- Douglas HawkinsSep 22, 2023
- Elsa M. DoyleSep 22, 2023
- American Infrastructure Funds, LLCSep 22, 2023
We Regulate Securities Markets
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Developer Resources
Check out updates on the SEC open data program, including best practices that make it more efficient to download data.

Money Market Fund Statistics
Our Investment Management Analytics Office released an updated Money Market Fund Statistics report. The report reflects staff’s compilation and analysis of data reported to the Commission on Form N-MFP.
Latest Data Sets
- The Investment Adviser Information Reports' data is collected from electronic submissions of Form ADV by investment adviser firms to the Investment Adviser Registration Depository (IARD) system.Updated
- The data sets provide the text and detailed numeric information in all financial statements and their notes extracted from exhibits to corporate financial reports filed with the Commission using eXtensible Business Reporting Language (XBRL).Updated