• We are the Investor's Advocate
    WE ARE THE INVESTOR'S ADVOCATE

    The SEC protects investors, promotes fairness in the securities markets, and shares information about companies and investment professionals to help investors make informed decisions and invest with confidence.

SEC Stories

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Short- and Long-Term Management of Public Companies Examined at the SEC
The SEC’s Division of Corporation Finance held a roundtable with investors, issuers, and other market participants about the impact of short-termism on capital markets.
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New Smaller Fund Outreach Effort Seeks to Promote Choice for Main Street Investors
Division of Investment Management will engage with small and mid-size fund sponsors.
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Featured Video

How to Comment: Engage in the Rulemaking Process

The SEC’s Office of the Advocate for Small Business Capital Formation breaks down how easy it can be to comment on proposed rulemakings.

Spotlight On

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Tips for Main Street Investors from Chairman Jay Clayton

Chairman Jay Clayton and his SEC colleagues have spent the past two years traveling around the country asking Main Street investors to “Tell Us” about their investment experiences. He is often asked, “What are your tips for investing?” In these videos, Chairman Clayton shares his personal notes on investing. Check back here for more tips from Chairman Clayton in the coming weeks.
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  Framework for ‘Investment Contract’ Analysis of Digital Assets
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We Inform and Protect Investors

Protect Your Money!

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Investor Alerts & Bulletins

The SEC's Office of Investor Education and Advocacy issues Investor Alerts & Bulletins as a service to investors. Investor Alerts typically warn investors about the latest investment frauds and scams. Investor Bulletins tend to educate investors about investment-related topics including the functions of the SEC.

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Ombudsman

The Ombudsman will listen to your inquiries, complaints, and issues, review the information you provide, and help identify procedures, options, and resources. The Ombudsman is also available to clarify certain SEC decisions, policies, and practices, and serve as an alternate channel of communication between retail investors and the SEC.

We Facilitate Capital Formation

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FinHub

The SEC’s FinHub facilitates our active engagement with innovators, developers, and entrepreneurs of financial technology.
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Small Business

Check out our new Small Biz site, with info to help companies that want to raise capital.

We Enforce Federal Securities Laws

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Office of the Whistleblower

Submit a tip, learn about the program, or claim an award.

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Litigation Releases

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Administrative Releases

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We Regulate Securities Markets

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Tell us about your experience

Making Wall Street work for Main Street means getting your input. The U.S. Securities and Exchange Commission wants to hear from you! We want your input on proposed rules and want to know what information is important to you, the investor.
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We Provide Data

Developer Resources

Check out updates on the SEC open data program, including best practices that make it more efficient to download data.

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Money Market Fund Statistics

Our Investment Management Analytics Office released an updated Money Market Fund Statistics report. The report reflects staff’s compilation and analysis of data reported to the Commission on Form N-MFP.

Latest Data Sets

  • Company Information About Active Broker-Dealers
    This text file contains the Central Index Key (CIK) numbers, company names, SEC reporting file numbers, and addresses (business addresses are provided when mailing addresses are not available) of active broker-dealers who are registered with the SEC.
    Updated
  • Financial Statement and Notes Data Sets
    The data sets provide the text and detailed numeric information in all financial statements and their notes extracted from exhibits to corporate financial reports filed with the Commission using eXtensible Business Reporting Language (XBRL).
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Data and Disclosure

Office of Structured Disclosure

The SEC's Office of Structured Disclosure is working to make financial reports more accessible and easy to use.