• Securing Futures
    SECURING FUTURES

    The SEC enforces the securities laws to protect the more than 66 million American households that have turned to the securities markets to invest in their futures—whether it’s starting a family, sending kids to college, saving for retirement or attaining other financial goals. 

SEC Stories

An animated drawing of a woman holding a briefcase and looking at a post with arrows pointing in different directions.
SEC Scholars Webinar: Career Tips and Strategies
The SEC's Atlanta Regional Office shared career tips and strategies with summer interns looking to land a job with the federal government.
featured image with the following text: Meet Commissioners Mark Uyeda and Jaime Lizárraga
Meet Our New Commissioners
The SEC welcomes Mark Uyeda and Jaime Lizárraga as the agency's newest Commissioners.
More SEC Stories

Featured Video

Office Hours with Gary Gensler: What Are Crypto Trading Platforms?

We have rules in our capital markets to safeguard market integrity and protect against fraud and manipulation. If a company builds a crypto market that protects investors and meets the standard of our market regulations, people will more likely have greater confidence in that market.

More Videos

Spotlight On

Small Business Capital Raising Hub thumbnail graphic

Capital Raising

The Office of the Advocate for Small Business Capital Formation and the Division of Corporation Finance’s Office of Small Business Policy launched an expanded Capital Raising Hub, which includes all of the SEC’s small business educational resources for entrepreneurs and their investors.
More Spotlight Topics
r Investor Alert

Read the SEC’s Investor Alert to protect yourself from phone messages, emails, and letters that may falsely appear to be from the SEC.

b Submit a Tip or
File a Complaint

E-mail Updates

Sign up for emails that will deliver SEC News direct to your inbox.

We Inform and Protect Investors

Protect Your Money!

Check out an investment professional's registration status and background at Investor.gov.

Check Your
Investment
Professional

Investor Alerts & Bulletins

The SEC's Office of Investor Education and Advocacy issues Investor Alerts & Bulletins as a service to investors. Investor Alerts typically warn investors about the latest investment frauds and scams. Investor Bulletins tend to educate investors about investment-related topics including the functions of the SEC.

More Investor Alerts & Bulletins
Ombudsman thumbnail

Ombudsman

The Ombudsman will listen to your inquiries, complaints, and issues, review the information you provide, and help identify procedures, options, and resources. The Ombudsman is also available to clarify certain SEC decisions, policies, and practices, and serve as an alternate channel of communication between retail investors and the SEC.

We Facilitate Capital Formation

FinHub featured graphic

FinHub

The SEC’s FinHub facilitates our active engagement with innovators, developers, and entrepreneurs of financial technology.
Small Business featured graphic

Small Business

Check out our new Small Biz site, with info to help companies that want to raise capital.

We Enforce Federal Securities Laws

a Cyber
Enforcement Actions
o Administrative
Proceeding
Documents
Whistleblower graphic

Office of the Whistleblower

Submit a tip, learn about the program, or claim an award.

Latest Federal Court Actions

Litigation Releases

More Litigation Releases

Latest Administrative Proceedings

Administrative Releases

More Administrative Releases

We Regulate Securities Markets

Tell us about your investor experience graphic

Tell us about your experience

Making Wall Street work for Main Street means getting your input. The U.S. Securities and Exchange Commission wants to hear from you! We want your input on proposals and other pertinent issues and topics. We want to know what information is important to you, the investor.
 Credit Rating Agencies
= SEC Proposed Rules
h View Final Rules

We Provide Data

Developer Resources

Check out updates on the SEC open data program, including best practices that make it more efficient to download data.

View Developer Resources

Money Market Fund Statistics

Our Investment Management Analytics Office released an updated Money Market Fund Statistics report. The report reflects staff’s compilation and analysis of data reported to the Commission on Form N-MFP.

Latest Data Sets

More Data Sets
API home page thumbnail

SEC Enhances Access to Financial Disclosure Data

The SEC has released Application Programming Interfaces (APIs) that aggregate financial statement data, making corporate disclosures quicker and easier for developers and third-party services to use. APIs will allow developers to create web or mobile apps that directly serve retail investors.