• Securing Futures
    SECURING FUTURES

    The SEC enforces the securities laws to protect the more than 66 million American households that have turned to the securities markets to invest in their futures—whether it’s starting a family, sending kids to college, saving for retirement or attaining other financial goals. 

stock market trading chart
SEC Proposals Related to Market Structure
The Commission has proposed four separate rules related to market structure that are now open for public comment.
Graphic stating "Preventing Conflicts of Interest"
SEC Proposes Rule to Prohibit Conflicts of Interest in Certain Securitizations
The Commission has proposed a rule intended to prevent the sale of asset-backed securities tainted by material conflicts of interest.
See More

Featured Video

Office Hours with Gary Gensler: SEC's Best Execution Proposal

The SEC's proposed Regulation Best Execution, which would establish through Commission rules a best execution regulatory framework for brokers, dealers, government securities brokers, government securities dealers, and municipal securities dealers. Our latst Office Hours explains more. 

More Videos

Spotlight On

graphic with the text: "financial readiness for 2023". graphic also has photos of Chair Gensler and Commissioner Crenshaw

Financial Readiness for 2023

The SEC and U.S. Army held a discussion on how military members and their families can improve their financial readiness and build wealth in 2023.
More Spotlight Topics
r Investor Alert

Read the SEC’s Investor Alert to protect yourself from phone messages, emails, and letters that may falsely appear to be from the SEC.

b Submit a Tip or
File a Complaint

E-mail Updates

Sign up for emails that will deliver SEC News direct to your inbox.

We Inform and Protect Investors

Protect Your Money!

Check out an investment professional's registration status and background at Investor.gov.

Check Your
Investment
Professional

Investor Alerts & Bulletins

The SEC's Office of Investor Education and Advocacy issues Investor Alerts & Bulletins as a service to investors. Investor Alerts typically warn investors about the latest investment frauds and scams. Investor Bulletins tend to educate investors about investment-related topics including the functions of the SEC.

More Investor Alerts & Bulletins
Ombudsman thumbnail

Ombudsman

The Ombudsman will listen to your inquiries, complaints, and issues, review the information you provide, and help identify procedures, options, and resources. The Ombudsman is also available to clarify certain SEC decisions, policies, and practices, and serve as an alternate channel of communication between retail investors and the SEC.

We Facilitate Capital Formation

2022 OASB annual report homepage thumbnail

2022 OASB Annual Report

OASB has delivered its 2022 annual report to Congress and the Commission. The report details how entrepreneurs and investors are building companies together from startups to small public companies.
FinHub featured graphic

FinHub

The SEC’s FinHub facilitates our active engagement with innovators, developers, and entrepreneurs of financial technology.

We Enforce Federal Securities Laws

a Cyber
Enforcement Actions
o Administrative
Proceeding
Documents
Whistleblower graphic

Office of the Whistleblower

Submit a tip, learn about the program, or claim an award.

Latest Federal Court Actions

Litigation Releases

    More Litigation Releases

    Latest Administrative Proceedings

    Administrative Releases

    More Administrative Releases

    We Regulate Securities Markets

    Tell us about your investor experience graphic

    Tell us about your experience

    Making Wall Street work for Main Street means getting your input. The U.S. Securities and Exchange Commission wants to hear from you! We want your input on proposals and other pertinent issues and topics. We want to know what information is important to you, the investor.
     Credit Rating Agencies
    = SEC Proposed Rules
    h View Final Rules

    We Provide Data

    Developer Resources

    Check out updates on the SEC open data program, including best practices that make it more efficient to download data.

    View Developer Resources

    bar graph example

    Money Market Fund Statistics

    Our Investment Management Analytics Office released an updated Money Market Fund Statistics report. The report reflects staff’s compilation and analysis of data reported to the Commission on Form N-MFP.

    Latest Data Sets

    • Company Information About Active Broker-Dealers
      This text file contains the Central Index Key (CIK) numbers, company names, SEC reporting file numbers, and addresses (business addresses are provided when mailing addresses are not available) of active broker-dealers who are registered with the SEC.
      Updated
    • Financial Statement and Notes Data Sets
      The data sets provide the text and detailed numeric information in all financial statements and their notes extracted from exhibits to corporate financial reports filed with the Commission using eXtensible Business Reporting Language (XBRL).
      Updated
    More Data Sets
    API home page thumbnail

    SEC Enhances Access to Financial Disclosure Data

    The SEC has released Application Programming Interfaces (APIs) that aggregate financial statement data, making corporate disclosures quicker and easier for developers and third-party services to use. APIs will allow developers to create web or mobile apps that directly serve retail investors.