• Focusing on Main Street
    FOCUSING ON MAIN STREET

    The SEC’s focus on Main Street investors reflects the fact that American households own $26 trillion worth of securities—more than 60 percent of the U.S. equities markets—either directly or indirectly through mutual funds, retirement accounts and other investments.

SEC Stories

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SEC Salutes Veterans
The Securities and Exchange Commission honored veterans and Veterans Day with an event featuring a panel discussion of the U.S. military’s transformation following the Vietnam War.
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SEC Meets With Baltimore’s Investors
Main Street investors shared their thoughts on issues before the Commission at a townhall in Baltimore.
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Featured Video

Be Aware Before You Share

Providing your phone number and email address in response to an online investment promotion may make you a target for fraud… for life.

Spotlight On

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Strategic Plan

SEC’s new strategic plan puts investors, innovation, and performance at the top. The plan’s goals reflect the agency’s commitment to its longstanding mission while leveraging the opportunities and addressing the challenges that come from fast-evolving markets, products and services.
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We Inform and Protect Investors

Protect Your Money!

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Investor Alerts & Bulletins

The SEC's Office of Investor Education and Advocacy issues Investor Alerts & Bulletins as a service to investors. Investor Alerts typically warn investors about the latest investment frauds and scams. Investor Bulletins tend to educate investors about investment-related topics including the functions of the SEC.

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Ombudsman

The Ombudsman will listen to your inquiries, complaints, and issues, review the information you provide, and help identify procedures, options, and resources. The Ombudsman is also available to clarify certain SEC decisions, policies, and practices, and serve as an alternate channel of communication between retail investors and the SEC.

We Facilitate Capital Formation

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Small Business

Check out our new Small Biz site, with info to help companies that want to raise capital.
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Crowdfunding Offerings

The SEC’s Crowdfunding Offerings Data Sets provide a quarterly look at offerings that rely on the Regulation Crowdfunding exemption.

We Enforce Federal Securities Laws

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Documents
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Office of the Whistleblower

Submit a tip, learn about the program, or claim an award.

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      We Regulate Securities Markets

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      Tell us about your experience

      Making Wall Street work for Main Street means getting your input. The U.S. Securities and Exchange Commission wants to hear from you! We want your input on proposed rules and want to know what information is important to you, the investor.

      Recent Proposed Rules

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      We Provide Data

      Developer Resources

      Check out updates on the SEC open data program, including best practices that make it more efficient to download data.

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      Latest Data Sets

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      Data and Disclosure

      Office of Structured Disclosure

      The SEC's Office of Structured Disclosure is working to make financial reports more accessible and easy to use.