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SMALL BUSINESSSEC rules help provide avenues for small businesses to raise capital efficiently from both public and private markets so they can create new jobs, develop life-changing innovations and technology, grow the economy and create opportunities for investors.
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Latest Federal Court Actions
Litigation Releases
- Michael CaridiSep 25, 2023
- Nathalia I. Burgos, Christian A. Cuesta, Steven A. Fernandez et. al.Sep 22, 2023
- Empirex Capital LLC and Rafael Alberto Vargas Gonzalez, a/k/a Rafael VargasSep 22, 2023
- J.H. Darbie & Co., Inc.Sep 22, 2023
- Jonathan BeckerSep 21, 2023
Latest Administrative Proceedings
Administrative Releases
- Radale Imports, Inc.Sep 25, 2023
- Michael D. Messina, CPASep 25, 2023
- David C. PowellSep 25, 2023
- GTT Communications, Inc.Sep 25, 2023
- Health Insurance Innovations, Inc., Now Named Benefytt Technologies, Inc. and Gavin D. SouthwellSep 25, 2023
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Money Market Fund Statistics
Our Investment Management Analytics Office released an updated Money Market Fund Statistics report. The report reflects staff’s compilation and analysis of data reported to the Commission on Form N-MFP.
Latest Data Sets
- The Investment Adviser Information Reports' data is collected from electronic submissions of Form ADV by investment adviser firms to the Investment Adviser Registration Depository (IARD) system.Updated
- The data sets provide the text and detailed numeric information in all financial statements and their notes extracted from exhibits to corporate financial reports filed with the Commission using eXtensible Business Reporting Language (XBRL).Updated