• Creating Jobs
    CREATING JOBS

    The SEC’s regulation of the securities markets facilitates capital formation, which helps entrepreneurs start businesses and companies grow. Last year $4.27 trillion was raised in public and private securities offerings, promoting economic growth and job creation. 

SEC Stories

Denver Town hall with Chairman and staff
SEC Chairman and Staff Take "Tell Us" Campaign to locations across the country
SEC officials are asking Main Street investors to “Tell Us” about their investor experiences.
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CIO Pam Dyson Talks Tech Innovation
SEC Chief Information Officer Pamela C. Dyson was recently invited to share insights on how the SEC utilizes innovation at the Amazon Web Services Public Sector Summit in Washington, D.C.
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Investor.gov's new PSA: "Exposed"

Most fraudsters aren’t this easy to spot. Find out if you’re dealing with a registered investment professional with a free simple search at Investor.gov.

Spotlight On

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Ombudsman

The Ombudsman will listen to your inquiries, complaints, and issues, review the information you provide, and help identify procedures, options, and resources. The Ombudsman is also available to clarify certain SEC decisions, policies, and practices, and serve as an alternate channel of communication between retail investors and the SEC.
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File a Complaint

E-mail Updates

Sign up for emails that will deliver SEC News direct to your inbox.

We Inform and Protect Investors

Protect Your Money!

Check out an investment professional's registration status and background at Investor.gov.

Check Your
Investment
Professional

Investor Alerts & Bulletins

The SEC's Office of Investor Education and Advocacy issues Investor Alerts & Bulletins as a service to investors. Investor Alerts typically warn investors about the latest investment frauds and scams. Investor Bulletins tend to educate investors about investment-related topics including the functions of the SEC.

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Tell us about your experience

Making Wall Street work for Main Street means getting your input. The U.S. Securities and Exchange Commission wants to hear from you! We want your input on proposed rules and want to know what information is important to you, the investor.

We Facilitate Capital Formation

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Small Business

Check out our new Small Biz site, with info to help companies that want to raise capital.
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Crowdfunding

Crowdfunding is an evolving method of raising money via the Internet to fund a variety of projects.

We Enforce Federal Securities Laws

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Enforcement Actions
o Administrative
Proceeding
Documents
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Office of the Whistleblower

Submit a tip, learn about the program, or claim an award.

Latest Federal Court Actions

Litigation Releases

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Latest Administrative Proceedings

Administrative Releases

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We Regulate Securities Markets

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Cybersecurity, the SEC and You

As markets grow more global and complex, so too are the threats to cybersecurity.

Requests for Public Comment

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We Provide Data

Developer Resources

Check out updates on the SEC open data program, including best practices that make it more efficient to download data.

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Latest Data Sets

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Data and Disclosure

Office of Structured Disclosure

The SEC's Office of Structured Disclosure is working to make financial reports more accessible and easy to use.