• We are the Investor's Advocate
    WE ARE THE INVESTOR'S ADVOCATE

    The SEC protects investors, promotes fairness in the securities markets, and shares information about companies and investment professionals to help investors make informed decisions and invest with confidence.

SEC Stories

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Chair Gary Gensler Talks SPACs
Chair Gary Gensler gave remarks on special purpose acquisition companies (SPACs) at The Healthy Markets Association's annual conference.
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SEC Small Business Office Releases Annual Report
The report details how entrepreneurs and investors are building companies together, highlights FY2021 advocacy work, and includes data on small business capital formation.
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Featured Video

Office Hours with Gary Gensler: Rule 10b5-1 Insider Trading Plans and Material Nonpublic Information

Chair Gary Gensler explains some cracks in Rule 10b5-1—a key insider trading rule. The core issue is that insiders regularly have material information that the public doesn’t have. So how can they sell and buy stock in a way that’s fair to the marketplace?

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Spotlight On

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Capital Call

The Office of the Advocate for Small Business Capital Formation will host its third annual Capital Call on Wednesday, January 19, to talk about what’s happening with capital raising from startup to small cap.
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We Inform and Protect Investors

Protect Your Money!

Check out an investment professional's registration status and background at Investor.gov.

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Investor Alerts & Bulletins

The SEC's Office of Investor Education and Advocacy issues Investor Alerts & Bulletins as a service to investors. Investor Alerts typically warn investors about the latest investment frauds and scams. Investor Bulletins tend to educate investors about investment-related topics including the functions of the SEC.

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Ombudsman

The Ombudsman will listen to your inquiries, complaints, and issues, review the information you provide, and help identify procedures, options, and resources. The Ombudsman is also available to clarify certain SEC decisions, policies, and practices, and serve as an alternate channel of communication between retail investors and the SEC.

We Facilitate Capital Formation

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FinHub

The SEC’s FinHub facilitates our active engagement with innovators, developers, and entrepreneurs of financial technology.
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Small Business

Check out our new Small Biz site, with info to help companies that want to raise capital.

We Enforce Federal Securities Laws

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Office of the Whistleblower

Submit a tip, learn about the program, or claim an award.

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Litigation Releases

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Administrative Releases

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We Regulate Securities Markets

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Tell us about your experience

Making Wall Street work for Main Street means getting your input. The U.S. Securities and Exchange Commission wants to hear from you! We want your input on proposals and other pertinent issues and topics. We want to know what information is important to you, the investor.
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We Provide Data

Developer Resources

Check out updates on the SEC open data program, including best practices that make it more efficient to download data.

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Money Market Fund Statistics

Our Investment Management Analytics Office released an updated Money Market Fund Statistics report. The report reflects staff’s compilation and analysis of data reported to the Commission on Form N-MFP.

Latest Data Sets

  • Information About Registered Investment Advisers and Exempt Reporting Advisers
    The Investment Adviser Information Reports' data is collected from electronic submissions of Form ADV by investment adviser firms to the Investment Adviser Registration Depository (IARD) system.
    Updated
  • Financial Statement and Notes Data Sets
    The data sets provide the text and detailed numeric information in all financial statements and their notes extracted from exhibits to corporate financial reports filed with the Commission using eXtensible Business Reporting Language (XBRL).
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SEC Enhances Access to Financial Disclosure Data

The SEC has released Application Programming Interfaces (APIs) that aggregate financial statement data, making corporate disclosures quicker and easier for developers and third-party services to use. APIs will allow developers to create web or mobile apps that directly serve retail investors.