SEC Monitoring Aftermath of Hurricane Florence

The SEC is closely monitoring the impact of Hurricane Florence’s aftermath and stands ready to help ensure investor access to their securities accounts, provide extensions to filing or other regulatory deadlines, and to keep a watchful eye for storm-related scams. (Read more)

  • Securing Futures
    SECURING FUTURES

    The SEC enforces the securities laws to protect the more than 65 million American households that have turned to the securities markets to invest in their futures—whether it’s starting a family, sending kids to college, saving for retirement or attaining other financial goals. 

SEC Stories

Chairman in Nashville
SEC Meets Music City Entrepreneurs
Chairman Jay Clayton and Division of Corporation Finance Director Bill Hinman were recently in Nashville at the 36 | 86 Entrepreneurship Festival, lending the SEC’s voice to exciting conversations about capital formation.
Denver Town hall with Chairman and staff
SEC Chairman and Staff Take "Tell Us" Campaign to locations across the country
SEC officials are asking Main Street investors to “Tell Us” about their investor experiences.
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Investor.gov: Baaackground Check

Don’t give your money to a wolf in sheep’s clothing. Find out if you’re dealing with a registered investment professional with a free simple search at Investor.gov. Before you invest, Investor.gov.

Spotlight On

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Tell-us

Making Wall Street work for Main Street means getting your input. The U.S. Securities and Exchange Commission wants to hear from you! We want your input on proposed rules and want to know what information is important to you, the investor.
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b Submit a Tip or
File a Complaint

E-mail Updates

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We Inform and Protect Investors

Protect Your Money!

Check out an investment professional's registration status and background at Investor.gov.

Check Your
Investment
Professional

Investor Alerts & Bulletins

The SEC's Office of Investor Education and Advocacy issues Investor Alerts & Bulletins as a service to investors. Investor Alerts typically warn investors about the latest investment frauds and scams. Investor Bulletins tend to educate investors about investment-related topics including the functions of the SEC.

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Ombudsman

The Ombudsman will listen to your inquiries, complaints, and issues, review the information you provide, and help identify procedures, options, and resources. The Ombudsman is also available to clarify certain SEC decisions, policies, and practices, and serve as an alternate channel of communication between retail investors and the SEC.

We Facilitate Capital Formation

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Small Business

Check out our new Small Biz site, with info to help companies that want to raise capital.
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Crowdfunding Offerings

The SEC’s Crowdfunding Offerings Data Sets provide a quarterly look at offerings that rely on the Regulation Crowdfunding exemption.

We Enforce Federal Securities Laws

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Enforcement Actions
o Administrative
Proceeding
Documents
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Office of the Whistleblower

Submit a tip, learn about the program, or claim an award.

Latest Federal Court Actions

Litigation Releases

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Administrative Releases

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We Regulate Securities Markets

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h View Final Rules
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Cybersecurity, the SEC and You

As markets grow more global and complex, so too are the threats to cybersecurity.

Requests for Public Comment

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We Provide Data

Developer Resources

Check out updates on the SEC open data program, including best practices that make it more efficient to download data.

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Latest Data Sets

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Data and Disclosure

Office of Structured Disclosure

The SEC's Office of Structured Disclosure is working to make financial reports more accessible and easy to use.