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Investor Alerts & Bulletins
The SEC's Office of Investor Education and Advocacy issues Investor Alerts & Bulletins as a service to investors. Investor Alerts typically warn investors about the latest investment frauds and scams. Investor Bulletins tend to educate investors about investment-related topics including the functions of the SEC.
We Enforce Federal Securities Laws
We Enforce Federal Securities Laws
Latest Federal Court Actions
Litigation Releases
- Brian Hirsch et al.Feb 15, 2019
- Gordon J. Coburn and Steven E. SchwartzFeb 15, 2019
- Joshua Sason, et al.Feb 15, 2019
- Inteligentry, Ltd., PlasmERG, Inc., PTP Licensing, Ltd. and John P. RohnerFeb 15, 2019
- Blockvest, LLC, et al.Feb 14, 2019
Latest Administrative Proceedings
Administrative Releases
- Brian HirschFeb 15, 2019
- Jeffrey M. MattichFeb 15, 2019
- Cognizant Technology Solutions CorporationFeb 15, 2019
- Hector A. MayFeb 14, 2019
- Deloitte Touche Tohmatsu LLC, Futomichi Amano and Yuji ItagakiFeb 13, 2019
We Regulate Securities Markets
We Regulate Securities Markets
We Provide Data
We Provide Data
Developer Resources
Check out updates on the SEC open data program, including best practices that make it more efficient to download data.
Latest Data Sets
- The Investment Adviser Information Reports' data is collected from electronic submissions of Form ADV by investment adviser firms to the Investment Adviser Registration Depository (IARD) system.Updated
- This text file contains the Central Index Key (CIK) numbers, company names, SEC reporting file numbers, and addresses (business addresses are provided when mailing addresses are not available) of active broker-dealers who are registered with the SEC.Updated