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SEC Stories

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Caribbean American Heritage Month Q&A with CAHC Co-Chair Harvey Persaud
The SEC spotlights Harvey Persaud, Co-Chair of the SEC's Caribbean American Heritage Committee, for Caribbean American Heritage Month.
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Q&A with Enforcement Counsel Jorge Tenreiro
In honor of Pride Month, the SEC spotlights Jorge Tenreiro, an SEC Diversity Council member and former Co-Chair of the SEC’s Pride Alliance.
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Featured Video

Office Hours with Gary Gensler: Why Does the SEC Take Time When Developing Public Policies?

Good public policy takes work, including hearing from the public. The Administrative Procedure Act helps ensure that we consider your input and stay within our mission and the chalk lines of our authority. Watch for more on the process.

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Spotlight On

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Mission for Inclusion: In Conversation with Gary Gensler

Chair Gensler spoke with Lloyd M. Johnson Jr., publisher of The Black In House Counsel Annual Report, to discuss Diversity, Equity and Inclusion (DEI) and its importance to the SEC’s workforce and agenda.
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Read the SEC’s Investor Alert to protect yourself from phone messages, emails, and letters that may falsely appear to be from the SEC.

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We Inform and Protect Investors

Protect Your Money!

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Investor Alerts & Bulletins

The SEC's Office of Investor Education and Advocacy issues Investor Alerts & Bulletins as a service to investors. Investor Alerts typically warn investors about the latest investment frauds and scams. Investor Bulletins tend to educate investors about investment-related topics including the functions of the SEC.

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Ombudsman

The Ombudsman will listen to your inquiries, complaints, and issues, review the information you provide, and help identify procedures, options, and resources. The Ombudsman is also available to clarify certain SEC decisions, policies, and practices, and serve as an alternate channel of communication between retail investors and the SEC.

We Facilitate Capital Formation

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FinHub

The SEC’s FinHub facilitates our active engagement with innovators, developers, and entrepreneurs of financial technology.
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Small Business

Check out our new Small Biz site, with info to help companies that want to raise capital.

We Enforce Federal Securities Laws

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Office of the Whistleblower

Submit a tip, learn about the program, or claim an award.

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Litigation Releases

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Administrative Releases

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We Regulate Securities Markets

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Tell us about your experience

Making Wall Street work for Main Street means getting your input. The U.S. Securities and Exchange Commission wants to hear from you! We want your input on proposals and other pertinent issues and topics. We want to know what information is important to you, the investor.
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We Provide Data

Developer Resources

Check out updates on the SEC open data program, including best practices that make it more efficient to download data.

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Money Market Fund Statistics

Our Investment Management Analytics Office released an updated Money Market Fund Statistics report. The report reflects staff’s compilation and analysis of data reported to the Commission on Form N-MFP.

Latest Data Sets

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SEC Enhances Access to Financial Disclosure Data

The SEC has released Application Programming Interfaces (APIs) that aggregate financial statement data, making corporate disclosures quicker and easier for developers and third-party services to use. APIs will allow developers to create web or mobile apps that directly serve retail investors.