Upcoming Webcast
SEC Response to COVID-19

See the overview of selected SEC response efforts to COVID-19.

SEC Monitoring Impact of Hurricane Ida on Capital Markets

The SEC is closely monitoring the impact of Hurricane Ida and invites inquiries from any person with obligations under the federal securities laws that may be affected by Hurricane Ida. The staff will evaluate the appropriateness of providing regulatory relief for those affected by the storm and will keep a watchful eye for storm-related scams. (Read more)

  • Creating Jobs
    CREATING JOBS

    The SEC’s regulation of the securities markets facilitates capital formation, which helps entrepreneurs start businesses and companies grow. Last year $4.25 trillion was raised in public and private securities offerings, promoting economic growth and job creation. 

SEC Stories

Best Places to Work graphics
SEC Again Ranks Among Best Places to Work
The Partnership for Public Service ranks the SEC as one of the top five mid-size federal workplaces in government.
New York Regional Office Hot Topics for Retail Investors featured image
SEC’s New York Office Talks Hot Topics for Retail Investors
The SEC’s New York Regional Office and the Retail Strategy Task Force recently co-hosted a virtual forum for retail investors with Fordham Law School and Gabelli School of Business.
More SEC Stories

Featured Video

Diversifying Opportunity in Venture Capital

Our Small Business Office hosted a panel discussion on “How Emerging Managers are Making Access to Capital More Inclusive.” Listen to fund managers and industry leaders discuss how emerging managers are bringing more diversity to decision-makers and entrepreneurs.

More Videos

Spotlight On

ESG home page thumbnail

SEC Response to Climate and ESG Risks and Opportunities

As investor demand for climate and other environmental, social and governance (ESG) information soars, the SEC is responding with an all-agency approach. We’ve highlighted some of our recent actions.
More Spotlight Topics
b Submit a Tip or
File a Complaint

E-mail Updates

Sign up for emails that will deliver SEC News direct to your inbox.

We Inform and Protect Investors

Protect Your Money!

Check out an investment professional's registration status and background at Investor.gov.

Check Your
Investment
Professional

Investor Alerts & Bulletins

The SEC's Office of Investor Education and Advocacy issues Investor Alerts & Bulletins as a service to investors. Investor Alerts typically warn investors about the latest investment frauds and scams. Investor Bulletins tend to educate investors about investment-related topics including the functions of the SEC.

More Investor Alerts & Bulletins
Ombudsman thumbnail

Ombudsman

The Ombudsman will listen to your inquiries, complaints, and issues, review the information you provide, and help identify procedures, options, and resources. The Ombudsman is also available to clarify certain SEC decisions, policies, and practices, and serve as an alternate channel of communication between retail investors and the SEC.

We Facilitate Capital Formation

FinHub featured graphic

FinHub

The SEC’s FinHub facilitates our active engagement with innovators, developers, and entrepreneurs of financial technology.
Small Business featured graphic

Small Business

Check out our new Small Biz site, with info to help companies that want to raise capital.

We Enforce Federal Securities Laws

a Cyber
Enforcement Actions
o Administrative
Proceeding
Documents
Whistleblower graphic

Office of the Whistleblower

Submit a tip, learn about the program, or claim an award.

Latest Federal Court Actions

Litigation Releases

More Litigation Releases

Latest Administrative Proceedings

Administrative Releases

More Administrative Releases

We Regulate Securities Markets

Tell us about your investor experience graphic

Tell us about your experience

Making Wall Street work for Main Street means getting your input. The U.S. Securities and Exchange Commission wants to hear from you! We want your input on proposed rules and want to know what information is important to you, the investor.
 Credit Rating Agencies
= SEC Proposed Rules
h View Final Rules

We Provide Data

Developer Resources

Check out updates on the SEC open data program, including best practices that make it more efficient to download data.

View Developer Resources

Money Market Fund Statistics

Our Investment Management Analytics Office released an updated Money Market Fund Statistics report. The report reflects staff’s compilation and analysis of data reported to the Commission on Form N-MFP.

Latest Data Sets

More Data Sets
API home page thumbnail

SEC Enhances Access to Financial Disclosure Data

The SEC has released Application Programming Interfaces (APIs) that aggregate financial statement data, making corporate disclosures quicker and easier for developers and third-party services to use. APIs will allow developers to create web or mobile apps that directly serve retail investors.