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Latinx Venture Capitalists And Entrepreneurs: The State Of The Playing Field. Register Here. 

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    SMALL BUSINESS

    SEC rules help provide avenues for small businesses to raise capital efficiently from both public and private markets so they can create new jobs, develop life-changing innovations and technology, grow the economy and create opportunities for investors.

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SEC Hosts Discussion About Whether Hispanic and Latino Representation Corresponds to Population Growth
In recognition of Hispanic Heritage Month, the SEC hosted Tom Saenz, president and general counsel of the Mexican American Legal Defense and Educational Fund, for a discussion on Hispanic and Latino inclusion.
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Q&A with HALO Co-Chair Juanita Hernandez
In honor of Hispanic Heritage Month, the SEC is spotlighting Juanita Hernandez, a member of the SEC’s Diversity Council and Co-Chair of the SEC’s Hispanic and Latino Opportunity, Leadership and Advocacy Committee.
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Featured Video

Office Hours with Gary Gensler: Use Caution with Celebrity Endorsements of Investment Products

SEC Chair Gary Gensler cautions investors not to make investment decisions based solely on the recommendations of a celebrity of influencer.

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Spotlight On

World Investor Week 2022

World Investor Week 2022

World Investor Week is a global campaign to raise awareness about the importance of investor education and protection. The SEC, along with partner agencies and organizations, are working together to promote the campaign's goals in the United States.
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r Investor Alert

Read the SEC’s Investor Alert to protect yourself from phone messages, emails, and letters that may falsely appear to be from the SEC.

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E-mail Updates

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We Inform and Protect Investors

Protect Your Money!

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Investment
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Investor Alerts & Bulletins

The SEC's Office of Investor Education and Advocacy issues Investor Alerts & Bulletins as a service to investors. Investor Alerts typically warn investors about the latest investment frauds and scams. Investor Bulletins tend to educate investors about investment-related topics including the functions of the SEC.

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Ombudsman

The Ombudsman will listen to your inquiries, complaints, and issues, review the information you provide, and help identify procedures, options, and resources. The Ombudsman is also available to clarify certain SEC decisions, policies, and practices, and serve as an alternate channel of communication between retail investors and the SEC.

We Facilitate Capital Formation

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Capital Raising

The Office of the Advocate for Small Business Capital Formation and the Division of Corporation Finance’s Office of Small Business Policy launched an expanded Capital Raising Hub, which includes all of the SEC’s small business educational resources for entrepreneurs and their investors.
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FinHub

The SEC’s FinHub facilitates our active engagement with innovators, developers, and entrepreneurs of financial technology.

We Enforce Federal Securities Laws

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Enforcement Actions
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Proceeding
Documents
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Office of the Whistleblower

Submit a tip, learn about the program, or claim an award.

Latest Federal Court Actions

Litigation Releases

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Administrative Releases

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We Regulate Securities Markets

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Tell us about your experience

Making Wall Street work for Main Street means getting your input. The U.S. Securities and Exchange Commission wants to hear from you! We want your input on proposals and other pertinent issues and topics. We want to know what information is important to you, the investor.
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h View Final Rules

We Provide Data

Developer Resources

Check out updates on the SEC open data program, including best practices that make it more efficient to download data.

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Money Market Fund Statistics

Our Investment Management Analytics Office released an updated Money Market Fund Statistics report. The report reflects staff’s compilation and analysis of data reported to the Commission on Form N-MFP.

Latest Data Sets

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SEC Enhances Access to Financial Disclosure Data

The SEC has released Application Programming Interfaces (APIs) that aggregate financial statement data, making corporate disclosures quicker and easier for developers and third-party services to use. APIs will allow developers to create web or mobile apps that directly serve retail investors.