Official announcements highlighting recent actions taken by the SEC and other newsworthy information.  To view Press Releases prior to 2012, view the Press Release Archive.

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Press Releases Table

Release No.
Date: Headline: SEC Charges R.R. Donnelley & Sons Co. with Cybersecurity-Related Controls Violations Release No.:2024-75
Date: Headline: SEC’s New Public Service Campaign Emphasizes Investor Protection Release No.:2024-74
Date: Headline: Terraform and Kwon to Pay $4.5 Billion Following Fraud Verdict Release No.:2024-73
Date: Headline: SEC Charges JAG Capital Advisors and its Founder Joshua Goltry with Defrauding Investors Release No.:2024-72
Date: Headline: SEC Appoints Erica Y. Williams to a Second Term as PCAOB Chairperson Release No.:2024-71
Date: Headline: SEC Charges Founder of AI Hiring Startup Joonko with Fraud Release No.:2024-70
Date: Headline: SEC Charges Three New Yorkers for Raising More Than $184 Million Through Pre-IPO Fraud Schemes Release No.:2024-69
Date: Headline: SEC Invites Regulated Entities to Submit Self-Assessments of Diversity Policies and Practices Release No.:2024-68
Date: Headline: SEC to Close Salt Lake Regional Office Release No.:2024-67
Date: Headline: SEC Charges Robert Scott Murray and Trillium Capital with Fraudulent Scheme to Manipulate Getty Images Stock Release No.:2024-66
Date: Headline: SEC Investor Advisory Committee to Examine the New Frontier for Investment Advice and Discuss AI Regulation at June 6 Meeting Release No.:2024-65
Date: Headline: SEC Charges Advisory Firm Mass Ave Global and Co-Founder and CEO Winston Feng with False Statements and Undisclosed Conflicts Release No.:2024-64
Date: Headline: SEC Charges Intercontinental Exchange and Nine Affiliates Including the New York Stock Exchange with Failing to Inform the Commission of a Cyber Intrusion Release No.:2024-63
Date: Headline: SEC Chair Gensler Statement on Upcoming Implementation of T+1 Settlement Cycle Release No.:2024-62
Date: Headline: SEC Issues Exemptive Order Providing Additional Time for Certain Registrants to File Quarterly Reports in Light of BF Borgers Permanent Suspension Release No.:2024-61
Date: Headline: SEC Announces Departure of Policy Director Heather Slavkin Corzo and Appointment of Corey Klemmer to the Role Release No.:2024-60
Date: Headline: Tina Diamantopoulos Named Regional Director of Chicago Office Release No.:2024-59
Date: Headline: SEC Adopts Rule Amendments to Regulation S-P to Enhance Protection of Customer Information Release No.:2024-58
Date: Headline: SEC Staff Publishes New Investment Adviser Statistics Report Release No.:2024-57
Date: Headline: SEC Seeks Candidates for Small Business Capital Formation Advisory Committee Release No.:2024-56
Date: Headline: SEC Charges Hudson Valley Wealth Management Advisory Firm and Founder for Failing to Disclose Conflicts of Interest Release No.:2024-55
Date: Headline: SEC, FinCEN Propose Customer Identification Program Requirements for Registered Investment Advisers and Exempt Reporting Advisers Release No.:2024-54
Date: Headline: SEC Charges Pennsylvania Resident with Insider Trading in Dick’s Sporting Goods Securities Release No.:2024-53
Date: Headline: SEC Names Nathaniel H. Benjamin as Director of the Office of Minority and Women Inclusion Release No.:2024-52
Date: Headline: SEC Charges Audit Firm BF Borgers and Its Owner with Massive Fraud Affecting More Than 1,500 SEC Filings Release No.:2024-51
Date: Headline: SEC Small Business Advisory Committee to Discuss Regulation Crowdfunding and the State of Angel Investing Release No.:2024-50
Date: Headline: SEC Staff Publishes New Registered Fund Statistics Report Release No.:2024-49
Date: Headline: SEC’s Division of Investment Management to Host Second Annual Conference on Emerging Trends in Asset Management Release No.:2024-48
Date: Headline: SEC Issues Second Fee Rate Advisory for Fiscal Year 2024 Release No.:2024-47
Date: Headline: SEC Charges Five Investment Advisers for Marketing Rule Violations Release No.:2024-46
Date: Headline: Register for the SEC’s 43rd Annual Small Business Forum April 16-18 Release No.:2024-45
Date: Headline: SEC Charges Advisory Firm Senvest Management with Recordkeeping and Other Failures Release No.:2024-44
Date: Headline: SEC Encourages Investors to Plan for Their Financial Future During Financial Capability Month Release No.:2024-43
Date: Headline: SEC Adopts Reforms Relating to Investment Advisers Operating Exclusively Through the Internet Release No.:2024-42
Date: Headline: SEC Seeks Candidates for Investor Advisory Committee Release No.:2024-41
Date: Headline: SEC Charges Former Arista Networks Chairman Andy Bechtolsheim with Insider Trading Release No.:2024-40
Date: Headline: SEC’s OMWI FY 2023 Annual Report Highlights the Agency’s Diversity, Equity, Inclusion and Accessibility Initiatives and Progress Release No.:2024-39
Date: Headline: SEC, NASAA, and Georgia Secretary of State to Host Investor Roundtables at University of North Georgia and Dalton State College Release No.:2024-38
Date: Headline: Genesis Agrees to Pay $21 Million Penalty to Settle SEC Charges Release No.:2024-37
Date: Headline: SEC Charges Two Investment Advisers with Making False and Misleading Statements About Their Use of Artificial Intelligence Release No.:2024-36
Date: Headline: SEC Charges 17 Individuals in $300 Million Crypto Asset Ponzi Scheme Targeting the Latino Community Release No.:2024-35
Date: Headline: SEC Charges Tallgrass Energy’s Former Board Member Roy Cook and Four Others with Insider Trading in Advance of Blackstone Acquisition Release No.:2024-34
Date: Headline: SEC Charges Skechers with Making Undisclosed Payments to Executives’ Family Members Release No.:2024-33
Date: Headline: SEC Adopts Amendments to Enhance Disclosure of Order Execution Information Release No.:2024-32
Date: Headline: SEC Adopts Rules to Enhance and Standardize Climate-Related Disclosures for Investors Release No.:2024-31
Date: Headline: SEC Charges Advisory Firm HG Vora for Disclosure Failures Ahead of Ryder Acquisition Bid Release No.:2024-30
Date: Headline: SEC Charges Lordstown Motors with Misleading Investors about Company’s Flagship Electric Vehicle Release No.:2024-29
Date: Headline: SEC Investor Advisory Committee to Discuss Proposals to Improve Equity Market Structure and Examine the Use of Materiality as a Disclosure Standard Release No.:2024-28
Date: Headline: SEC Announces Departure of William Birdthistle; Natasha Vij Greiner Named Director of the Division of Investment Management Release No.:2024-27
Date: Headline: SEC Charges Former Alfi CEO Paul Pereira with Fraud for Making False Statements on Social Media Release No.:2024-26