Press Releases

Official announcements highlighting recent actions taken by the SEC and other newsworthy information.  To view Press Releases prior to 2012, view the Press Release Archive.

Press Releases RSS Feed
Date Headline Release No.
SEC Proposes Rescission of Political Contribution Rule for Investment Advisers 2026-85
SEC Investor Advisory Committee to Host Sept. 10 Meeting 2026-84
SEC Announces Agenda and Panelists for Roundtable on Preparations for 24-Hour Trading 2026-83
SEC Charges San Francisco Bay Area Private Fund Executives with Multimillion Dollar Ponzi-Like Scheme 2026-82
SEC Proposes to Modernize Rules for Registered Transfer Agents 2026-81
SEC and FDA Announce MOU to Bolster Cooperation and Ensure Market Integrity 2026-80
SEC Proposes Amendments to Exchange Act Rule 3a12-8 to Add European Union Debt Obligations 2026-79
SEC: 38 Entities Feigned Legitimacy as U.S. Advisers Through False Filings to Lure Retail Investors 2026-78
SEC Charges Former Executives With Fraud in Connection With $1.9 Billion Collapse of Subprime Auto Lender Tricolor 2026-77
SEC Proposes New Regulation Crypto Assets 2026-76
SEC Charges Boiler Room Operator and Three Entities with Defrauding Retail Investors in $74 Million Pre-IPO Investment Scam 2026-75
SEC Charges Toms River Trio in Connection with Alleged $47 Million Fraud Targeting Orthodox Jewish Communities 2026-74
SEC Charges Private Fund Adviser Adit Ventures Management, Its CEO and Affiliated General Partners in Alleged Fraud 2026-73
SEC Establishes Financial Reporting and Accounting Unit in Enforcement Division 2026-72
SEC Announces Continuation of Small Business Advisory Committee Meeting 2026-71
Small Business Forum’s Report to Congress Highlights Recommendations to Improve Capital-Raising Policy 2026-70
SEC Announces Roundtable on Preparations for 24-Hour Trading 2026-69
SEC Announces Departure of Principal Deputy Director of Enforcement Sam Waldon 2026-68
SEC Proposes New E-Delivery Approach to Make Information More Readily Accessible and Useful for Investors 2026-67
SEC Office of Municipal Securities Updates FAQs for Registration of Municipal Advisors 2026-66
SEC to Host Virtual Roundtable on Modernizing IPOs and Expanding Access to Public Markets 2026-65
SEC Small Business Advisory Committee to Explore Modernizing Market Access 2026-64
SEC Forms New Retail Fraud Working Group 2026-63
SEC Names Paul Knight as Chief Operating Officer 2026-62
SEC Publishes Updated Market Statistics, Highlighting Increase in IPOs and Proceeds Raised 2026-61
1 to 25 of 3794 items