Reports and Publications

This listing includes periodic SEC reports and publications. See also FOIA Frequently Requested Documents and SEC Data Resources for periodic data reports and updates. For occasional reports on current trends and issues facing the securities industry, choose “Special Studies” from the “Category” field below.

Date Title Category
2025 OASB Staff Report (PDF)
FY25 OIAD Report On Activities (PDF) Annual Reports
SEC FY 2025 Conference Spending (PDF) Conference Spending
Report on Administrative Proceedings For the Period April 1, 2025, through September 30, 2025 (PDF) Special Studies
Draft AML/CFT Burden Survey (PDF)
2026 Examination Priorities (PDF)
Report on the 44th Annual Small Business Forum (PDF) Annual Reports
2025 Open Data Plan (PDF)
FY26 OIAD Report on Objectives (PDF) Annual Reports
Semi-Annual Report to Congress Regarding Public and Internal Use of Machine-Readable Data for Corporate Disclosures (June 2025) (PDF) Annual Reports
Fiscal Year 2026 Congressional Budget Justification and Annual Performance Plan; Fiscal Year 2024 Annual Performance Report Budget Reports
Semiannual Management Report (May 2025) (PDF)
Report on Administrative Proceedings: For the Period October 1, 2024, through March 31, 2025 (PDF) Special Studies
SEC Crypto Task Force Designation (PDF)
Staff Report on Nationally Recognized Statistical Rating Organizations (January 2025) (PDF) Annual Reports
2024 Annual Staff Report Relating to the Use of Form PF Data (PDF) Special Studies
Federal Employee Viewpoint Survey 2024 Federal Employee Viewpoint Survey
2024 Report and Certification of Internal Supervisory Controls (PDF) Internal Supervisory Controls
Semi-Annual Report to Congress Regarding Public and Internal Use of Machine-Readable Data for Corporate Disclosures (December 2024) (PDF) Annual Reports
2024 OASB Annual Report (PDF) Annual Reports
FY24 OIAD Report On Activities (PDF) Annual Reports
2024 Annual Report to Congress on the Dodd-Frank Whistleblower Program (PDF) Annual Reports
SEC FY 2024 Conference Spending (PDF) Conference Spending
2024 Agency Financial Report Annual Reports
Semiannual Management Report (November 2024) (PDF)
Report on Administrative Proceedings for the Period April 1, 2024, through September 30, 2024 (PDF) Special Studies
2025 Examination Priorities (PDF)
FY23 SEC Affirmative Action Plan for Persons with Disabilities (PDF) Annual Reports
Report on the 43rd Annual Small Business Forum (PDF) Annual Reports
FY25 OIAD Report On Objectives (PDF) Annual Reports
Report on Security-Based Swaps (Issued on June 20, 2024) (PDF)
Semi-Annual Report to Congress Regarding Public and Internal Use of Machine-Readable Data for Corporate Disclosures (June 2024) (PDF) Annual Reports
December 2023 Registered Fund Statistics Report (PDF) Select SEC and Market Data
FY 2021 Service Contract Inventory Planned Analysis for FY 2022 (PDF) Service Contract Inventory
FY 2021 SEC Service Contract Inventory (PDF) Service Contract Inventory
2023 Investment Adviser Statistics (PDF) Select SEC and Market Data
Semiannual Management Report (May 2024) (PDF)
Women and Minority-Owned Businesses in Regulation Crowdfunding Report (PDF)
Report on Administrative Proceedings For the Period October 1, 2023, through March 31, 2024 (PDF) Special Studies
2023 Registered Fund Statistics Report (PDF) Select SEC and Market Data
FY23 Annual No FEAR Act Report to Congress (PDF) Annual Reports
Fiscal Year 2025 Congressional Budget Justification and Annual Performance Plan; Fiscal Year 2023 Annual Performance Report Budget Reports
2023 Annual Staff Report Relating to the Use of Form PF Data (PDF) Special Studies
Federal Employee Viewpoint Survey 2023 Federal Employee Viewpoint Survey
Staff Report on Nationally Recognized Statistical Rating Organizations (February 2024) (PDF)
SEC FY 2023 Conference Spending (PDF) Conference Spending
Semi-Annual Report to Congress Regarding Public and Internal Use of Machine-Readable Data for Corporate Disclosures (December 2023) (PDF) Annual Reports
2023 Report on the Review of the Definition of “Accredited Investor” (PDF) Special Studies
2023 OASB Annual Report (PDF) Annual Reports
2023 Report and Certification of Internal Supervisory Controls (PDF) Internal Supervisory Controls
FY23 OIAD Report On Activities (PDF) Annual Reports
Report on Security-Based Swaps (Issued on November 17, 2023) (PDF)
2023 Annual Report to Congress on the Dodd-Frank Whistleblower Program (PDF) Annual Reports
Semiannual Management Report (November 2023) (PDF)
2023 Agency Financial Report Annual Reports
Report on Administrative Proceedings for the Period April 1, 2023 through September 30, 2023 (PDF) Special Studies
2024 Examination Priorities (PDF)
Investor Testing Report on Registered Index-Linked Annuities (PDF) Investor Publications
2023 Small Business Forum Report (PDF) Annual Reports
FY 2020 Service Contract Inventory Planned Analysis for FY 2021 (PDF) Service Contract Inventory
FY 2020 SEC Service Contract Inventory (PDF) Service Contract Inventory
Semi-Annual Report to Congress Regarding Public and Internal Use of Machine-Readable Data for Corporate Disclosures (June 2023) (PDF) Annual Reports
FY24 OIAD Report On Objectives (PDF) Annual Reports
Semiannual Management Report (May 2023) (PDF)
Report on Administrative Proceedings For the Period October 1, 2022 through March 31, 2023 (PDF) Special Studies
Report on Security-Based Swaps (Issued on March 20, 2023) (PDF)
Fiscal Year 2024 Congressional Budget Justification and Annual Performance Plan; Fiscal Year 2022 Annual Performance Report Budget Reports
2023 Examination Priorities (PDF)
Staff Report on Nationally Recognized Statistical Rating Organizations (February 2023) (PDF)
OCDO Data Strategy FY 2022-2026 (PDF) Strategic Plan
2022 Report and Certification of Internal Supervisory Controls (PDF) Internal Supervisory Controls
2022 OASB Annual Report (PDF) Annual Reports
FY22 OIAD Report On Activities (PDF) Annual Reports
2022 Annual Staff Report Relating to the Use of Form PF Data (PDF) Special Studies
2022 Annual Report on SEC Website Modernization Pursuant to Section 3(d) of the 21st Century Integrated Digital Experience Act (PDF) Annual Reports
SEC FY 2022 Conference Spending (PDF) Conference Spending
2022-2026 Strategic Plan (PDF) Strategic Plan
Semiannual Management Report (November 2022) (PDF)
2022 Annual Report to Congress on the Dodd-Frank Whistleblower Program (PDF) Annual Reports
2022 Agency Financial Report Annual Reports
Report on Administrative Proceedings for the Period April 1, 2022 through September 30, 2022 (PDF) Special Studies
2022 Small Business Forum Report (PDF) Annual Reports
Report on Security-Based Swaps (Based on Trade State Data for March 31, 2022) (PDF)
Office of the Investor Advocate Report on Objectives for Fiscal Year 2023 (PDF) Annual Reports
FAIR Inventory 2022 (PDF) FAIR Act
Semiannual Management Report (May 2022) (PDF)
Report on Administrative Proceedings for the Period October 1, 2021 through March 31, 2022 (PDF) Special Studies
2022 Examination Priorities (PDF)
Fiscal Year 2023 Congressional Budget Justification and Annual Performance Plan; Fiscal Year 2021 Annual Performance Report (PDF) Budget Reports
Staff Report on the Issues Affecting the Provision of and Reliance Upon Investment Research Into Small Issuers (PDF)
Study on Threshold Limits Applicable to Diversified Companies (PDF) Special Studies
Semiannual Management Report (November 2021) (PDF)
Staff Report on Nationally Recognized Statistical Rating Organizations (January 2022) (PDF)
2021 Report and Certification of Internal Supervisory Controls (PDF) Internal Supervisory Controls
2021 Annual Report on Existing SEC Websites and Digital Services Pursuant to Section 3 of the 21st Century Integrated Digital Experience Act (PDF) Annual Reports
FY21 OIAD Report On Activities (PDF) Annual Reports
Response to Congress: Negative Net Equity Issuance (December 23, 2020) (PDF)
SEC FY 2021 Conference Spending (PDF) Conference Spending
2021 OASB Annual Report (PDF) Annual Reports
Annual Staff Report Relating to the Use of Form PF Data (PDF) Special Studies
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