Skip to main content

Company Filings

SEC Emblem
U.S. Securities and
Exchange Commission
  • About
    • Careers
    • Commissioners
    • Contact
    • Reports and Publications
    • Securities Laws
    • What We Do
  • Divisions & Offices
    • Corporation Finance
    • Enforcement
    • Investment Management
    • Economic and Risk Analysis
    • Trading and Markets
    • Office of Administrative Law Judges
    • Examinations
    • Regional Offices
  • Enforcement
    • Litigation Releases
    • Administrative Proceedings
    • Opinions and Adjudicatory Orders
    • Accounting and Auditing
    • Trading Suspensions
    • How Investigations Work
    • Receiverships
    • Information for Harmed Investors
  • Regulation
    • Rulemaking Index
    • Proposed Rules
    • Final Rules
    • Interim Final Temporary Rules
    • Other Orders and Notices
    • Self-Regulatory Organizations
    • Staff Interpretations
  • Education
    • Investor Education
    • Glossaries
    • Small Business Capital Raising
  • Filings
    • EDGAR – Search & Access
    • EDGAR – Information for Filers
    • Company Filing Search
    • How to Search EDGAR
    • Forms List
    • About EDGAR
  • News
    • Press Releases
    • Speeches and Statements
    • Securities Topics
    • Upcoming Events
    • Webcasts
    • SEC in the News
    • SEC Videos
    • Media Gallery
  • U.S. Securities and Exchange Commission
    • Divisions & Offices
    • Enforcement
    • Regulation
    • Education
    • Filings
    • Newsroom
  • Newsroom
    • Press Releases
    • Testimony
  • RSS Feeds
    • Press Releases
    • Public Statements
    • Speeches
    • Testimony
  • Regulatory Actions
  • Rulemaking Index
  • Proposed Rules
  • Final Rules
  • Interim Final Rules
  • Concept Releases
  • Interpretive Releases
  • Policy Statements
  • PCAOB Rulemaking
  • SRO Rulemaking and NMS Plans
  • Exchange Act Exemptive Orders
  • Investment Advisers Act Notices and Orders
  • Investment Company Act Notices and Orders
  • Other Commission Orders and Notices
  • Public Petitions for Rulemaking
  • Regulatory Actions
  • Rulemaking Index
  • Proposed Rules
  • Final Rules
  • Interim Final Rules
  • Concept Releases
  • Interpretive Releases
  • Policy Statements
  • PCAOB Rulemaking
  • SRO Rulemaking and NMS Plans
  • Exchange Act Exemptive Orders
  • Investment Advisers Act Notices and Orders
  • Investment Company Act Notices and Orders
  • Other Commission Orders and Notices
  • Public Petitions for Rulemaking

Regulatory Actions

This page provides links to releases concerning SEC rulemaking activity, including concept releases, proposed rules, final rules, interpretive releases, and policy statements. It also links to announcements concerning SRO rulemaking, PCAOB rulemaking, instructions for Exchange Act Exemptive Applications, other Commission notices, and public petitions for rulemaking submitted to the SEC.

In addition, the Regulatory Flexibility Act (“RFA”) requires each federal agency in April and October of each year to publish in the Federal Register an agenda identifying rules that the agency expects to consider in the next twelve months that are likely to have a significant economic impact on a substantial number of small entities. The RFA specifically provides that publication of the agenda does not preclude an agency from considering or acting on any matter not included in the agenda, and that an agency is not required to consider or act on any matter that is included in the agenda. The current Unified Agenda of Federal Regulatory and Deregulatory Actions can be found at www.reginfo.gov.

Rulemaking Index


Proposed Rules


Final Rules


Interim Final Rules


Concept Releases


Interpretive Releases


Policy Statements


PCAOB Rulemaking


Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans


Exchange Act Exemptive Applications


Exchange Act Exemptive Orders


Investment Advisers Act Notices and Orders


Investment Company Act Notices and Orders


Investment Company Act Deregistration Notices and Orders


Other Commission Orders and Notices


Public Petitions for Rulemaking


Exchange Delistings


Quick Links

How to Submit Comments

Modified: April 6, 2023

STAY CONNECTED
1 Twitter 2 Facebook 3RSS 4YouTube
6LinkedIn 8 Email Updates

About The SEC

  • Budget & Performance
  • Careers
  • Commission Votes
  • Contact
  • Contracts
  • Data Resources

Transparency

  • Accessibility & Disability
  • Diversity & Inclusion
  • FOIA
  • Inspector General
  • No FEAR Act & EEO Data
  • Ombudsman
  • Whistleblower Protection

Websites

  • Investor.gov
  • Related Sites
  • USA.gov

Site Information

  • Plain Writing
  • Privacy & Security
  • Site Map
Return to Top